BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
European Court of Human Rights |
||
You are here: BAILII >> Databases >> European Court of Human Rights >> Kurt EBANKS v the United Kingdom - 36822/06 [2009] ECHR 183 (28 January 2009) URL: http://www.bailii.org/eu/cases/ECHR/2009/183.html Cite as: [2009] ECHR 183 |
[New search] [Contents list] [Printable RTF version] [Help]
28 January 2009
FOURTH SECTION
Application no.
36822/06
by Kurt EBANKS
against the United Kingdom
lodged on
23 August 2006
STATEMENT OF FACTS
THE FACTS
The applicant, Mr Kurt Ebanks, is a Caymanian national who was born in 1976 and lives in Grand Cayman. He is represented before the Court by Mr R. McMillan, a lawyer practising in Grand Cayman.
A. The circumstances of the case
The facts of the case, as submitted by the applicant, may be summarised as follows.
1. The background facts
On the morning of 18 January 2000, the body of Curtis Seymour, a taxi driver, was found in a refuse disposal area in Grand Cayman. He had been stabbed to death.
On 4 February 2000 the applicant was arrested in respect of an unrelated offence of theft. It subsequently became apparent that the applicant was involved in a number of other offences against property and offences of dishonesty. He was held without charge for the purposes of investigation between 4 and 7 February 2000.
While in custody, he became a suspect in the murder of Mr Seymour following a statement by another man, Brian Powell, to the effect that he (Mr Powell) and the applicant had robbed Mr Seymour and that the applicant had then stabbed the victim. The applicant was held in custody without charge between 7 and 17 February 2000 for investigation for murder.
On 9 February 2000, the applicant was first questioned under caution after being shown a copy of Mr Powell’s statement. The applicant denied Mr Powell’s version of events and made no further comments to subsequent questions put to him.
On 17 February 2000, Detective Constable Angela Campbell and Detective Constable Wayne Powell (“the police officers”) interviewed the applicant a second time. He was asked whether he would answer questions, to which he replied that he would not. At that stage, Detective Powell reminded the applicant that he did not need to say anything. The applicant was given no formal caution. The police officers later testified that the applicant then asked them whether he was being recorded, to which they replied in the negative. They also testified that the applicant asked Detective Campbell to open her jacket in order to demonstrate that she was not carrying a recording device, which she did.
At that stage, the police officers alleged, the applicant said that Mr Powell’s statement was three-quarters lies. He then gave his version of events. According to the police officers, he claimed that he and Mr Powell had robbed Mr Seymour together and that he had passed a knife to Mr Powell which the latter had used to murder Mr Seymour.
The police officers alleged that the conversation with the applicant lasted one hour. No notes were made during the course of the interview but the police officers testified that immediately afterwards, they made witness statements as to their recollections of the conversation with the applicant. The two statements were almost identical. They were never shown to the applicant. The applicant denies having made any statement to the police officers.
2. The domestic proceedings
a. The proceedings before the Grand Court
The applicant and his co-accused, Mr Powell, were tried for murder before the Grand Court sitting – at the defendants’ request – without a jury.
At trial, Mr Powell amended his version of events. He admitted that he had stabbed Mr Seymour but claimed that it was in self-defence and that he had been alone in the taxi with Mr Seymour at the time. He alleged that his original statement implicating the applicant in the murder had been invented out of revenge following a misunderstanding regarding the theft of drugs which had been in Mr Powell’s possession. The only evidence against the applicant was therefore the alleged statement to the police officers.
At a first voir dire on 15 and 16 January 2001, the applicant challenged the admissibility of the evidence of the police officers as to his alleged statement. The challenge was made on the grounds that (i) no formal caution had been given and (ii) the manner in which the statement was taken was unfair. The police officers gave evidence and were cross-examined. The defence called no evidence.
A second voir dire was subsequently held on the admissibility of the alleged statement to the police officers. The judge noted that such a course of action was unusual but acceded to the request for a further voir dire in light of the seriousness of the charge. At the hearing, the applicant’s lawyers alleged that the statement had been obtained through oppression. Again, the applicant did not testify.
At no stage in either voir dire did the applicant’s lawyers put to the police officers the fact that the applicant denied having made the statement.
In his ruling on the admissibility of the alleged statement, the judge found that, while it would have been appropriate for a further caution to have been given on 17 February, it was not a requirement. He emphasised that at the start of the conversation the officers did not have enough evidence to charge the applicant with murder. He further concluded that there was nothing to suggest that the manner in which the statement was taken was unfair and that there was no evidence that any inducement had been offered to the applicant to encourage him to make the alleged statement. As regards the allegations of oppression, the judge found that even assuming, without finding, that the detention without charge was unlawful, that in itself was insufficient to indicate that the applicant had made his statement as a result of oppression. Considering the facts of the case, the judge concluded that no oppression had been demonstrated.
The applicant did not give evidence at his trial. Both defendants were convicted of murder on 26 January 2001 and sentenced to life imprisonment.
b. The proceedings before the Cayman Islands Court of Appeal
On 9 February 2001, the lawyers who had conducted the trial on behalf of the applicant gave notice of an application for leave to appeal against the conviction on the grounds that it was unsafe and unsatisfactory. They indicated that full written grounds would follow.
At some later date, the applicant appointed a new lawyer and, on 22 October 2001, he swore an affidavit regarding the conduct of Mr St John Stevens and Mr McGrath, his lawyers at trial. In his affidavit, he argued that:
“11. When the voir dire started concerning my statement, I was expecting Mr St John Stevens to charge right at the two police officers who were lying and try to discredit them. But he didn’t and he kept telling me, ‘This way is better. They gave you a truncated form of your rights.’ He also kept saying to me, ‘You’ve told me that you did not make the statement, but I’m going to attack it this way. They kept you in custody too long without charging you. I’ll get the statement thrown out because of oppressive conduct.’ Never once did he put to the officers the fact that I didn’t make the statement at all. I sat in the court and listened to the two officers’ lies and kept thinking that I would have my chance to talk later. At all times I wanted to testify and tell the judge under oath what I have stated in this affidavit. Then the time came and I was talked out of it by the two lawyers. They made me think that they knew best and so I put all my trust in them.
12. During the testimony of Angela Campbell, when I heard her lying about a number of things, I got upset and I raised my hand and said, ‘I want to testify. I want to tell my side of the story.’ Mr Stevens jumped up and rushed back to me and said, ‘Be careful what you’re doing, Kurt. They haven’t proven anything against you. They’re not hurting you, they’re not hurting you, so relax and behave and keep quiet. And don’t put yourself in the stand and give them a chance to cross-examine you.’ I told him, ‘I don’t have any problem going on the stand. I’m not guilty of anything. I don’t have anything to hide.’ He told me that if I took the stand and rebutted whatever the officers were saying the judge would more than likely believe them over me and in doing so my ground of appeal ‘would be thrown out the window’. If I didn’t testify, they would have a chance for an argument on the appeal. Mr Stevens said that was the best way to approach the case.
13. At lunch time on that day, Mr McGrath came to see me about taking the stand. Mr McGrath did not actually take much part in my trial. He was not in court every day and it was Mr St John Stevens who conducted my defence. On this day, Mr McGrath gave me the impression that Mr Stevens had sent him to talk to me. He said, ‘This is the turning point in your case. We have to make a tactical decision. I know you were adamant from day one that you gave no statement to the police officers.’ I said, ‘Yes, sir.’ Then he said, ‘It will be better to approach the case this way since nothing is damaging you.’ He just talked and talked and I got confused and thought, ‘Well, he’s the lawyer’, and he talked me out of testifying. Because of that, the judge never got to hear what was the most important thing and that was that those two police officers fabricated a statement that I never made to them. Because of that statement, I have been convicted of a murder I did not commit and had nothing to do with.”
On 24 October 2001 the applicant’s lawyer gave notice that the applicant was applying to the Court of Appeal to have the affidavit received in evidence.
The applicant issued a release of privilege, thereby releasing his trial lawyers from the lawyer/client privilege in relation to their communications in respect of the trial proceedings. His trial lawyers subsequently also swore affidavits.
Mr McGrath filed his affidavit on 15 November 2001, replying that:
“4. From a very early stage the appellant’s instructions were firm and unequivocal in a number of regards:
(i) He would contest the allegation;
(ii) He would elect trial by judge alone;
(iii) He disputed the making of the alleged confession;
(iv) At no stage in the proceedings would he give evidence.
5. The appellant alleges that his case was presented in defiance of his instructions. This is untrue. The conduct of the case at trial was entirely consistent with the appellant’s particular instructions. Whilst it is correct to say that no positive case was ever put in relation to 4(iii) above this was upon the appellant’s instructions.
6. The appellant’s instructions that he would not give evidence in the proceedings remained a central tenet of his position throughout.
7. The consequences of his not giving evidence were discussed in great detail with the appellant, both prior to the arrival of leading counsel and in the presence of leading counsel. The decision not to give evidence in the trial created tactical considerations and decisions for the appellant.
8. I explained to the appellant and advised him how this decision might affect his trial. I was present when leading counsel advised the appellant how this might affect his trial. I am satisfied that the appellant understood the advice and that he understood the implications of his decision not to give evidence.
9. The appellant chose to challenge the alleged confession on the basis of its admissibility. Upon instructions it was argued on the voir dire that the Crown could not satisfy the tribunal to the requisite criminal standard that what the police officers alleged had been said had been said voluntarily. I am satisfied that the appellant understood the advice offered and the instructions he was providing in relation to the conduct of the voir dire.
10. On the voir dire the learned trial judge ruled against the appellant and in favour of the Crown in relation to the submission that the alleged confession should be excluded. The potential consequences of such ruling had been discussed and were discussed with the appellant before and during the trial. Because he would not give evidence the appellant chose not to put his case about not making the confession to the police officers in the course of the trial proper. This was a topic which was discussed with him in some detail. I am satisfied that the appellant was aware that, having provided such instructions, the only triable issue for him would be the admissibility of the alleged confession.
...
13. Paragraph 11 of the affidavit is not true. Mr St John Stevens was instructed to challenge the admissibility of the alleged admission on the voir dire. At no stage did the appellant indicate to me any desire to testify in the proceedings. I did not ‘talk him out of it.’ I explained to the appellant on many occasions that the decision whether to give evidence or not was his and his alone. I explained that he could not be compelled to give evidence, neither could anyone stop him from giving evidence. Mr St John Stevens did not, as far as I am able to say, put any undue influence or pressure upon the appellant not to give evidence.
...
15. I did have many conversations with the appellant in the cells during the course of his trial. Mr St John Stevens did communicate to me that the appellant had become upset in the dock during the proceedings and there had been a short adjournment. The words which the appellant attributes to me in paragraph 13 of his affidavit are inaccurate in detail and in substance. At no stage did I say or would I say ‘We have a tactical decision to make.’ I made it clear at all stages that the decision about testifying, as well as other substantial decisions were matters for the appellant and not matters for me or for leading counsel. I did not talk the appellant out of testifying. There was never any change of instructions in relation to the appellant’s decision not to give evidence, nor in relation to the way he wished his case to be conducted.”
Mr St John Stevens filed his affidavit on 21 November 2001. In it, he said:
“2.1 The appellant’s case was presented in accordance with and upon clear and unequivocal instructions.
2.2 I am satisfied that at each material stage both before and during the trial the appellant’s instructions that he would not himself give evidence was unequivocal.
2.3 I am satisfied that those instructions were given and confirmed after the ramifications of not giving evidence, whether it be during the voir dire or the trial, had been explained in detail by myself and David McGrath both together and independently, and that the appellant fully understood that advice.
2.4 The ramifications of not giving evidence was discussed and advice given in the context of, the voir dire the trial and potential grounds of appeal.
The appellant’s instructions were that the Crown should be put to proof as to establishing that the confession in issue was made voluntarily and that no positive case would be put over and above this issue.
...
These ‘bedrock’ instructions did not change. Up to the time of verdict, the learned judge ‘retired’ for three days to consider his judgment, the appellant was quite satisfied with the conduct of his defence and understood the avenue of appeal. I am satisfied that the appellant’s case was presented in accordance with and upon clear and unequivocal instructions. I am satisfied that the instructions were given upon careful consideration both before and during the trial and that advice was fully understood. I am satisfied from all I have seen, heard and read that the appellant’s instructing attorney acted at all times with and upon proper instructions.”
The applicant argued before the Court of Appeal that: (i) the sole evidence against him was the alleged statement of 17 February 2000; (ii) the alleged statement was not reduced to writing and signed by him; and (iii) he had continually and consistently instructed each of his defending counsel that he had not made the alleged statement and that it was a fabrication by the police officers. The failure of his trial lawyers properly to put his case to the court had denied him a fair trial.
On 12 April 2002, the court dismissed the appeal. The court considered that as a matter of best practice, lawyers should record in writing their clients’ wish not to testify in the proceedings. However, where no record was available, the court could nonetheless come to a decision as to whether the defendant in question was given advice from counsel and whether, after such advice, he had decided of his own free will not to testify. In the applicant’s case, the court noted that he was represented by experienced lawyers who both swore that they had given him detailed advice as to the ramifications of his decision not to give evidence and that he had understood that advice.
The court refused permission for viva voce evidence to be heard from the applicant to supplement his affidavit, noting that:
“57. ...He had filed no affidavit in response to those from his former attorneys, although there was an opportunity for him to do so had he so wished.”
The court concluded that:
“62. On the affidavits before us, we are completely satisfied that Ebanks took a deliberate, constant and continuous decision not to give evidence and instructed his counsel accordingly.”
It further held that:
“63. It would have been most improper for defence counsel to have suggested to [the police officers] that they were lying and had fabricated the account that they were giving unless defence counsel were prepared to call Ebanks as a witness. This much would have been clear to Ebanks and that is why his defence was conducted in a way that no positive case was put forward on his behalf.”
c. The proceedings before the Privy Council
The applicant subsequently appealed to the Privy Council. On 27 March 2006, the Board dismissed the appeal by a majority of three judges to two. Delivering the leading judgment for the majority, Lord Rodger of Earlsferry concluded that:
“15. ... while Mr McGrath specifically acknowledges that from the outset the appellant’s position was that he disputed making the statement to the police officers, Mr St John Stevens does not address that issue. To that extent there could be said to be a difference between the two principal affidavits for the trial lawyers. The significance of that difference is less than might at first sight be thought, however, since, according to Mr McGrath, even though that was the appellant’s position, he was equally adamant from the outset that at no stage in the proceedings would he give evidence. In that situation, according to Mr McGrath, while it is correct to say that no positive case was ever put in relation to the allegation that he had not made the statement, this was upon the appellant’s instructions. This is consistent with Mr St John Stevens’ position that the appellant’s instructions were that no positive case would be put over and above the issue of the voluntariness of the confession.”
Lord Rodger emphasised that a decision by an accused not to give evidence at his trial was “of such potential importance” that it should be recorded in writing. However, Lord Rodger declined to find that the failure of the applicant’s solicitors to produce a written record of the applicant’s decision meant that the court should give the applicant the benefit of the doubt and accept his version of events. He noted that in some cases, the appeal court may wish to hear evidence from the parties but that there may be cases where the court felt able to resolve the dispute without hearing evidence. He concluded that:
“20. So far as the matter of Mr Ebanks not giving evidence is concerned, the only question is whether counsel in effect forced him, against his will, not to go into the witness box. Their Lordships notice that there is nothing to suggest that Mr Ebanks made any protest about this during the trial. Nor is there anything to suggest that, even shortly after the trial, he complained to any fellow prisoner, or court official or prison officer. The first time that such a complaint emerges is some nine months later in his amended grounds of appeal dated 24 October 2001 and in his affidavit dated two days earlier. Of course, the delay in making the complaint does not show that it is unsound, but it is a factor to be taken into account. An appeal court must always bear in mind the distinct possibility that such a complaint may be fabricated – indeed that is precisely why there should be a contemporaneous written record of the decision that the defendant is not to give evidence.
21. More importantly, however, the appellant’s allegation is really that, on this critical matter, as well as on the matter of cross-examining the police witnesses, counsel overrode his instructions. But that allegation is wholly inconsistent with the picture which emerges from the record of the trial itself where on several occasions Mr St John Stevens took time to ensure that the appellant understood and agreed to the step which was being taken on his behalf.
...
24. It is also noticeable that when the judge reserved his judgment and proposed to give it at a time after Mr St John Stevens was due to fly back to the United Kingdom, Mr St John Stevens none the less recognised that he should be present. And, in the event, he was indeed present at the short hearing even though, of course, there was little which he could say on behalf of Mr Ebanks when he was convicted of murder.
25. These passages in the record suggest that, so far from being uncaring or cavalier about Mr Ebanks’ views, instructions and interests, Mr St John Stevens was careful to consult his client whenever appropriate. It would make absolutely no sense to suppose that when he had taken care in these relatively minor matters, he had simultaneously been riding roughshod over Mr Ebanks’ views as to whether he should give evidence. Moreover, it is extremely difficult to see why counsel would have deliberately flouted a desire on Mr Ebanks’ part to give evidence when the lack of any evidence from him was likely to cause potential difficulties, especially in the voir dires. In these circumstances, their Lordships are satisfied that, although counsel culpably failed to have the matter recorded at the time, they can accept the evidence of Mr McGrath and Mr St John Stevens that they were following Mr Ebanks’ instructions in not calling him to give evidence.”
As to the second complaint regarding the failure of the applicant’s lawyers to put his denial that he made the statement to the police officers, the Board disagreed with the Court of Appeal and the trial court and found that it was counsel’s duty to put the defendant’s case, even where he did not intend to call evidence to support it. Lord Rodger noted that:
“30. ... Even if Mr Ebanks had all along said that he would not give evidence, that would not, of itself, have been a reason why counsel could not have cross-examined the police officers to the effect that he had not made the statement, if Mr Ebanks’ instructions were that counsel should do so. Indeed, as a matter of proper professional practice, he would still have been bound to do so.
31. The point does not actually arise in this case, however, since there is nothing in the affidavits of counsel to suggest that Mr St John Stevens proceeded as he did because he thought that it would have been professionally improper to suggest to the police witnesses that Mr Ebanks had not made the statement when Mr Ebanks was not going to give evidence to back it up. So the Court of Appeal really proceeded on a basis for which there is no foundation in the attorneys’ affidavits. In fact, the position taken by Mr McGrath and Mr St John Stevens in their affidavits is simply that the allegation was not advanced because Mr Ebanks instructed that it should not be.”
Considering the dispute of fact which arose from the affidavits, Lord Rodger preferred the evidence of the trial lawyers, noting that the applicant’s allegation was not made immediately and that it was “hard to square with the obvious care taken by Mr St John Stevens to obtain his client’s instructions at various points throughout the trial”.
In his dissenting judgment, Lord Steyn considered the Court of Appeal’s decision to refuse viva voce evidence on the ground that the applicant had not lodged a response to the affidavits of his former solicitors to be “astonishing”. He noted that Mr McGrath’s affidavit was served eight days before the appeal hearing, and Mr St John Stevens’ only two days before the appeal hearing. He found that:
“38. ... In any event, at the very least on the affidavit evidence there was a clear dispute of fact. So far as there was ambiguity it was due to the fact that Mr. St. John Stevens (unlike Mr McGrath) did not directly address the core point in the Appellant’s affidavit i.e. that he told the attorneys that he never made any confession.
39. In these circumstances the Court of Appeal erred in refusing to hear viva voce evidence, and the decision of the Court of Appeal should be quashed for failure to accord the Appellant due process.”
As to the question whether the Court of Appeal could have declined to hear oral evidence on the ground that it would make no difference, Lord Steyn said:
“...To have decided the case on such a basis would have been unfair and contrary to due process. After all, it is entirely possible (and even likely) that Mr St. John Stevens would have made the same core concession that Mr McGrath made, viz that the Appellant insisted that he made no confession to the police.
41. It is necessary to consider the consequence of the hypothesis that the Appellant’s core allegation in his affidavit, viz that he told counsel that he did not make the confession, is or may be correct. On this basis, trial counsel should have cross examined the police to this effect despite the fact that it had been decided not to call the Appellant to give evidence. Again, Mr McGrath’s evidence supports this critical point.”
Lord Steyn concluded that:
“Legal principle dictates that counsel’s duty is to put the defendant’s case, whether or not he intends to call evidence to support. The misunderstanding by the Court of Appeal may well have been widespread in Caribbean countries. That this ‘would have been clear to Ebanks’, as the Court of Appeal observed, is absurd. But the Court of Appeal clearly thought that counsel did not put it to the police that they fabricated their version because he considered that it would have been improper to do so. Indeed that is what Rowe JA said. The Court of Appeal would have been in a position to have a local view of counsel’s perceptions of an advocate’s duty (mistaken as it was) in the given situation. In any event this explains why counsel did not cross examine the police appropriately. The failure to do so (when it was required) amounts in the circumstances to a material irregularity. It potentially prejudiced the Appellant’s defence.”
B. Relevant domestic law and practice
1. Cayman Islands
The Cayman Islands is a British Overseas Territory. The United Kingdom is responsible for its international relations. Under Article 56 of the Convention, the UK has made a declaration extending the application of the Convention to the Cayman Islands.
The Cayman Islands has its own government, with the power to make its own laws, and its own justiciary under its Constitution, established by the Cayman Islands (Constitution) Order 1972. Its legal system is based on English common law and the Judicial Committee of the Privy Council is the court of final appeal under the Cayman Islands (Appeals to Privy Council) Order 1984.
2. Recording of defendant’s wish not to testify
In R v Bevan (1993) 98 Cr App R 354, Watkins LJ considered the position as regards the decision of a defendant not to testify. He noted that:
“One criticism has, however, to be levelled at learned counsel. It is to be hoped that all counsel will heed what we now say. When the decision is taken by a defendant not to go into the witness-box, it should be the invariable practice of counsel to have that decision recorded and to cause the defendant to sign the record, giving a clear indication that (1) he has by his own will decided not to give evidence and (2) that he has so decided bearing in mind the advice, if any, given to him by his counsel. That certainly was the practice in the days when the members of this Court were practising at the Bar. It should never have been departed from. It is our firm view that if the practice has fallen by the wayside, it should be restored to its former prominence and become invariable once again.”
Subsequently, in R v Chatroodi [2001] EWCA Crim 585, Pitchford J reiterated the importance of ensuring a written record of the defendant’s decision:
“39. As long ago as 1993 Watkins LJ, giving the judgment of this Court in R v Bevan 98 Cr App R 354, said that it should be the invariable practice of counsel to record any decision of a defendant not to give evidence, signed by the defendant himself, indicating, clearly, that the decision has been made of his own free will, and that in reaching that decision he has borne in mind advice tendered by counsel. We are bound to express some dismay at the knowledge that comparatively senior counsel, advising a client not to give evidence ... was unaware of this obligation.
40. While we would not expect counsel to record every detail of every conference between himself and his client, we would expect some written record of a conversation relevant to the important question whether it was in the defendant’s interests to give evidence at his trial. This court suffers the disadvantage, in the absence of such a record, of being required to evaluate the recollections of counsel, on the one hand, and the appellant on the other.”
The Privy Council ruled that the practice of recording a defendant’s decision not to testify was also desirable in the Caribbean jurisdictions in Bethel v The State (1998) 55 WIR 394. There, the appellant had alleged that his counsel had acted improperly in several respects, including in not permitting him to give evidence. Lord Hoffmann recorded that their Lordships felt bound to say that:
“they are surprised that in a capital case no witness statement was taken from the petitioner or other memorandum made of his instructions. In view of the prevalence of allegations such as those now made, they think that defending counsel should as a matter of course make and preserve a written record of the instructions he receives. If this appeal serves no other purpose, it should remind counsel of the absolute necessity of protecting themselves from such allegations in the future.”
3. Counsel’s duty to put defendant’s case
It was previously thought to be improper to make a charge against a witness at trial which was not supported by testimony from the defendant. In R v O’Neill (1950) 34 Cr App R 109, having referred to the defence allegation that the alleged statement had been beaten out of the defendant, Lord Goddard LCJ said:
“However, what the Court desires to call attention to is this: having suggested this in cross-examination to the police, and having repeated the suggestion before the jury, counsel did not call his client to support what he had been instructed to say, and the Court has no hesitation in saying that that is not the proper practice ... It is quite wrong and improper conduct on the part of counsel to make a charge against the police or against any other witness by way of defence – because, of course, it would have been a defence if the statements which were the principal evidence against the applicants had been extracted from them by improper means – if he does not intend to call his client to give evidence to support the charge.
.... It is ... entirely wrong to make such suggestions as were made in this case, namely that the police beat the prisoners until they made confessions, and then, when there is the chance for the prisoners to substantiate what has been said by going into the box, for counsel not to call them. The Court hopes that notice will be taken of this, and that counsel will refrain, if they do not intend to call their clients, from making charges which, if true, form a defence but which, if there is nothing to support them, ought not to be pursued.” (emphasis added)
In R v Callaghan (1979) 69 Cr App R 88 Waller LJ in the Court of Appeal endorsed the passage from O’Neill and added:
“This Court entirely agrees with those observations. It does not seem to us there has been any change in circumstances since that decision was made which would justify some different ruling being made.”
However, Waller LJ subsequently made a statement relating to his judgment in Callaghan (The Times, 20 February 1980). According to the report:
“His Lordship said that it appeared that there was an aspect of the problem which did not then occur to him. That had been brought to his attention by the professional conduct committee of the Bar. From time to time there might be a case where a client required a challenge to be made to a police officer but at the same time refused to go into the witness box to support that challenge because of his very bad record. Such a case should be wholly exceptional.
In such circumstances counsel had a difficult decision. He must warn his client that the judge would probably make a very strong comment on his client’s failure to support the suggestions on oath in the witness box. If nevertheless the client, having been warned, insisted, then counsel must carry out his instructions even though he was aware that his client would not support his cross-examination. His client could not complain if a strong comment was made from the Bench.
His Lordship was making a statement now, but at some future time, when a suitable case occurred, it would be possible to modify the dictum which he made in R v Callaghan.”
Referring to this statement, the current (sixteenth) edition of Phipson on Evidence (2005), para 12-30 at page 330 comments:
“It is submitted that now, as then, counsel’s duty is to put the defendant’s case, whether or not he intends to call evidence to support it.”
As outlined above, the view of Waller LJ in his statement of February 1980 was endorsed by the Privy Council in the applicant’s case.
COMPLAINT
The applicant complains under Article 6 of the Convention that the failure of his original lawyers to ensure that his case was put before the court in the trial proceedings and the subsequent failure of the Court of Appeal and the Privy Council to remedy that failure breached his right to a fair trial.
QUESTION TO THE PARTIES
(a) he had consistently denied making the alleged statement but that this denial was never put before the trial court by his lawyers;
(b) there was no written record of the applicant’s alleged decision not to testify at his trial; and
(c) the Court of Appeal refused to hear viva voce evidence regarding the dispute of fact between the applicant and his trial lawyers?