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FOURTH
SECTION
CASE OF KĘSICCY v. POLAND
(Application
no. 13933/04)
JUDGMENT
STRASBOURG
16 June
2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Kęsiccy v. Poland,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Nicolas Bratza, President,
Lech
Garlicki,
Giovanni Bonello,
Ljiljana
Mijović,
Ján Šikuta,
Päivi
Hirvelä,
Mihai Poalelungi, judges,
and
Lawrence Early,
Section Registrar,
Having
deliberated in private on 26 May 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application
(no. 13933/04) against the
Republic of Poland lodged with the Court
under Article 34 of the Convention for the Protection
of Human Rights and Fundamental Freedoms (“the Convention”)
by two Polish nationals, Mr Zbigniew Kęsicki and Mrs Wiesława
Kęsicka (“the applicants”), on 10 April 2004.
- The
Polish Government (“the Government”) were represented by
their Agent, Mr J. Wołąsiewicz of the Ministry of Foreign
Affairs.
- On
9 June 2008 the
President of the Fourth Section decided to give notice of the
application to the Government. It was also decided to rule on the
admissibility and merits of the application at the same time
(Article 29 § 3).
THE FACTS
THE CIRCUMSTANCES OF THE CASE
- The
applicants were born in 1948 and 1949 respectively and live in
Warszawa.
A. First set of proceedings for payment
- On
25 October 1993 the applicants lodged with the Szczecin Regional
Court (Sąd Wojewódzki) a statement of claim for
payment.
- On 9 March 1995 the court gave a
judgment in absentia, in
favour of the applicants. The applicants asked the bailiff of
the District Court (Komornik Sądu Rejonowego) to
institute enforcement proceedings.
- On 16 May 1995 the applicants were ordered to pay court
fees.
- On 3 April 1996 the court granted the defendant
retrospective leave to appeal and ordered the enforcement proceedings
to be adjourned.
- In the course of the enforcement proceedings the
applicants asked to be exempted from court
fees. By a decision of the Szczecin District Court (Sąd
Rejonowy) given on 1 April 1997 they were exempted from court
fees.
- On 9 April 1997 the court decided to stay the
proceedings following the death of the defendant. The proceedings
were resumed on 27 September 2002.
- The first hearing in the case was scheduled for 21 May
2003.
- On 16 October 2003 the court gave judgment in
absentia in favour of the applicants. The enforcement proceedings
are pending.
B. Second set of proceedings for payment
1. Main proceedings
- On
12 November 1993 the applicants sued M.L. and L.F. before the Warsaw
District Court. They sought payment.
- On 25 February 1994 the court found
that it lacked competence to deal with the case and referred it to
the Szczecin Regional Court.
- On 9 March 1995 the Szczecin
Regional Court gave a partial judgment in
absentia in favour of the applicants
as regards the claim against L.F.
- On 21 June 1995 the court gave
the final judgment in absentia.
- On 28 September 1995 the court
rejected the interlocutory appeal lodged by M.L. On 29 April 1997 it
granted L.F. retrospective leave to appeal.
- In
a letter of 9 March 1998 the applicants complained to the Ministry of
Justice (Ministerstwo Sprawiedliwości) about the delay in
the proceedings.
- On
18 May 1998 the President of the Regional Court (Prezes Sądu
Okręgowego) acknowledged the delay and informed them that he
had ordered the court to proceed speedily with the proceedings.
- On 23 August 1998 L.F. died. His
heirs, T.I. and J.Ł. replaced L.F. as the defendant in the
proceedings.
- On 9 November 2001, 19 February
and 3 October 2003 the court held hearings.
- On
19 November 2003 the applicants complained to the Ministry of
Justice, the Ombudsman (Rzecznik Praw Obywatelskich) and the
President of the Regional Court about the delay in the proceedings
and violation of their right to a trial within a reasonable time,
guaranteed by Article 6 of the Convention.
- On 22 December 2003 the Szczecin
Regional Court quashed the partial judgment of 9 March 1995 and
dismissed the applicants' claim. The applicants appealed.
- The hearing scheduled for 19
October 2004 was adjourned.
- On 11 October 2005 the Poznań
Court of Appeal (Sąd Apelacyjny)
upheld the first instance judgment.
- On 29 November 2005 the Poznań
Regional Court officially appointed a lawyer who was supposed to
lodge a cassation appeal on the applicants' behalf. On 12 December
2005 the applicants indicated that they wished to renounce free legal
assistance.
- On 30 January 2006 they asked
the Ombudsman to lodge a cassation appeal on their behalf. On 1
September 2006 the Ombudsman refused the applicants' request.
2. The applicants' complaint under the 2004 Act
- On 18 March 2005 the applicants
lodged a complaint with the Supreme Court (Sąd
Najwyższy) under section 5 of
the Law of 17 June 2004 on complaints about a breach of the
right to a trial within a reasonable time (Ustawa
o skardze na naruszenie prawa strony do rozpoznania sprawy w
postępowaniu sądowym
bez nieuzasadnionej zwłoki)
(“the 2004 Act”).
- The applicants sought a ruling declaring that the
length of the proceedings in the present case had been excessive and
an award of just satisfaction.
- On 12 May 2005 the Supreme Court
dismissed their complaint, considering that it was called upon
to examine only the conduct of the immediately inferior court.
Consequently, the Supreme Court took into
consideration the period between the date when the case had been
allocated to the Poznań Court of Appeal and the date on
which the complaint had been lodged (between
19 October 2004 and 18 March 2005). It found
that during the relevant part of the proceedings, there had been no
inactivity or undue delay on the part of the domestic court.
C. Third set of proceedings for payment
1. Main proceedings
- On 16 February 1993 the
applicants lodged a claim for payment against the State Treasury with
the Szczecin Regional Court.
- On 23 August 1993 the applicants complained to the
President of the Regional Court about the delay in the proceedings
and they requested the court to accelerate the proceedings. Following
their complaint, a hearing was scheduled for 3 December 1993.
- On
15 November 1996 a hearing was held.
- On 24 March 1997 the proceedings
were stayed due to events beyond the
court's control: criminal proceedings against employees of the
District Court were pending and their result was relevant for the
proceedings in question.
- On 28 September 2001 the court discontinued the
proceedings. The applicants appealed.
- On 16 April 2003 the Poznań Court of Appeal
quashed the decision of 28 September 2001, finding that the
court was obliged to resume the proceedings ex officio.
- On 26 September 2003 the Szczecin Regional Court
resumed the proceedings.
- On 3 February 2004 a hearing was held.
- On 16 February 2004 the Szczecin Regional Court gave
judgment.
- On 5 October 2004 the Poznań Court of Appeal
dismissed the applicants' appeal.
- On 14 October 2005 the Supreme
Court, sitting in camera,
refused to entertain the cassation appeal as it did not raise any
issue of general importance.
- In
the course of the proceedings the applicants complained
several times to the Ombudsman, the Ministry of Justice, the
President of the District Court and the President of the Regional
Court about the delay in the proceedings.
2. The applicants' complaint
under the 2004 Act
- On 15 March 2005 the applicants
lodged a complaint under section 5 of the 2004 Act with the Supreme
Court. The applicants sought a ruling declaring that the
length of the proceedings in the present case had been excessive and
an award of just satisfaction.
- On 12 May 2005 the Supreme Court
dismissed their complaint, considering that it was called upon
to examine only the conduct of the immediately inferior court.
The Supreme Court found that between
13 April 2004 and 18 March 2005, there had
been no inactivity or undue delay on the part of the Poznań
Court of Appeal.
D. Relevant domestic law and practice
- The
relevant domestic law and practice concerning remedies for the
excessive length of judicial proceedings, in particular the
applicable provisions of the 2004 Act, are stated in the Court's
decisions in the cases of Charzyński v. Poland no.
15212/03 (dec.), §§ 12-23, ECHR 2005-V and Ratajczyk v.
Poland no. 11215/02 (dec.), ECHR 2005-VIII and the judgment in
the case of Krasuski v. Poland, no. 61444/00, §§
34-46, ECHR 2005-V.
THE LAW
I. THE GOVERNMENT'S REQUEST TO STRIKE OUT THE APPLICATION
UNDER ARTICLE 37 OF THE CONVENTION
- On
5 February 2009 the Government submitted a unilateral
declaration similar to that in the case Tahsin Acar v. Turkey
(preliminary objection) [GC], no. 26307/95, ECHR
2003-VI) and informed the Court that they were ready to accept that
there had been a violation of the applicants' rights under Article 6
§ 1 of the Convention as a result of the unreasonable length of
the proceedings in which the applicants had been involved. In respect
of non-pecuniary damage, the Government proposed to award the
applicants PLN 18,000 (the equivalent of approx. EUR 4,000). The
Government invited the Court to strike out the application in
accordance with Article 37 of the Convention.
- The
applicants did not agree with the Government's proposal and requested
the Court to continue the examination of the case. They maintained
that the amount offered was too low.
- The
Court observes that, as it has already held on many occasions, it may
be appropriate under certain circumstances to strike out an
application under Article 37 § 1 (c) of the Convention on the
basis of a unilateral declaration by the respondent Government even
if the applicant wishes the examination of the case to be continued.
It will depend on the particular circumstances whether the unilateral
declaration offers a sufficient basis for finding that respect for
human rights as defined in the Convention and its Protocols does not
require the Court to continue its examination of the case (see
Tahsin Acar, cited above, § 75; and Melnic v.
Moldova, no. 6923/03, § 22, 14 November
2006).
- According to the Court's case-law, the amount
proposed in a unilateral declaration may be considered a sufficient
basis for striking out an application or part thereof. The Court will
have regard in this connection to the compatibility of the amount
with its own awards in similar length of proceedings cases, bearing
in mind the principles which it has developed for determining victim
status and for assessing the amount of non-pecuniary compensation to
be awarded where it has found a breach of the reasonable time
requirement (see Cocchiarella v. Italy [GC],
no. 64886/01, §§ 85 107, ECHR 2006 ...,;
Scordino v. Italy (no.1) [GC], no. 36813/97, §§
193-215, ECHR-2006-...; and Dubjakova v. Slovakia (dec.), no.
67299/01, 10 October 2004).
- On
the facts and for the reasons set out above, in particular the amount
of compensation proposed, the Court finds that the Government have
failed to provide a sufficient basis for concluding that respect for
human rights as defined in the Convention and its Protocols does not
require it to continue its examination of the case (see, conversely,
Spółka z o.o. WAZA v. Poland (striking out), no.
11602/02, 26 June 2007).
- This
being so, the Court rejects the Government's request to strike the
application out of its list of cases under Article 37 of the
Convention and will accordingly pursue its examination of the
admissibility and merits of the case.
II. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION ON ACCOUNT OF THE UNREASONABLE LENGTH OF THE FIRST SET OF
PROCEEDINGS
- The
applicants complained that the length of the first set of proceedings
had exceeded a “reasonable time” within the meaning of
Article 6 § 1 of the Convention.
- Pursuant
to Article 35 § 1 of the Convention:
“The Court may only deal with the matter after all
domestic remedies have been exhausted, according to the generally
recognised rules of international law...”
- The
Court observes that the applicants failed to avail themselves of any
of the following remedies provided for by Polish law. In their letter
of 3 January 2005 they informed the Court that they did not
wish to lodge a civil action under Article 417 of the Civil Code read
together with section 16 of the 2004 Act (as to the effectiveness of
the latter remedy, see Krasuski v. Poland, cited above, § 72,
(extracts)). Moreover, they did not file a complaint under section 5
of the 2004 Act in the course of the enforcement proceedings.
- It
follows that this complaint must be rejected under Article 35 §§
1 and 4 of the Convention for non-exhaustion of domestic
remedies.
III. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION ON ACCOUNT OF THE UNREASONABLE LENGTH OF THE SECOND AND
THE THIRD SET OF PROCEEDINGS
- The
applicants complained that the length of the second and the third set
of proceedings had been incompatible with the “reasonable time”
requirement, laid down in Article 6 § 1 of the Convention, which
reads as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a ... hearing within a
reasonable time by [a] ... tribunal...”
- The
Government did not submit observations on the
admissibility and merits of the complaint.
- In
relation to the second set of proceedings, the period to be taken
into consideration began on 12 November 1993 and ended on
11 October 2005. It thus lasted eleven years, eleven months
and one day at two court instances.
- As
regards the third set of proceedings, the Court notes that they
commenced on 16 February 1993. However the period to be
taken into consideration began only on 1 May 1993, when the
recognition by Poland of the right of individual petition took
effect. However, in assessing the reasonableness of the time that
elapsed after that date, account must be taken of the state of
proceedings at the time.
The
period in question ended on 14 October 2005. It thus lasted
twelve years, five months and seventeen days at three court
instances.
A. Admissibility
- The
Court notes that these complaints are not manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention. It
further notes that they are not inadmissible on any other grounds.
They must therefore be declared admissible.
B. Merits
- The
Court reiterates that the reasonableness of the length of proceedings
must be assessed in the light of the circumstances of the case and
with reference to the following criteria: the complexity of the case,
the conduct of the applicants and the relevant authorities and what
was at stake for the applicants in the dispute (see, among many other
authorities, Frydlender v. France [GC], no. 30979/96, §
43, ECHR 2000-VII).
- The Court has frequently found violations of Article 6
§ 1 of the Convention in cases raising issues similar to the one
in the present case (see Frydlender, cited above).
Furthermore, the Court considers that, in dismissing the applicants'
complaints that the proceedings in their case exceeded a reasonable
time, the Supreme Court failed to apply standards which were in
conformity with the principles embodied in the Court's case law
(see Majewski v. Poland, no. 52690/99, §
36, 11 October 2005). In particular, the court did not take into
consideration the overall period of the proceedings.
- Having
examined all the material submitted to it, the Court considers that
the Government have not put forward any fact or argument capable of
persuading it to reach a different conclusion in the present case.
Having regard to its case-law on the subject, the Court considers
that in the instant case the length of the proceedings was excessive
and failed to meet the “reasonable time” requirement.
There
has accordingly been a breach of Article 6 § 1.
IV. OTHER ALLEGED VIOLATIONS OF THE
CONVENTION
A. Article 6 of the Convention on account of
deprivation of access to a court
- In
their observations of 29 November 2008 the applicants raised an
additional complaint submitting that on account
of the excessive court fees required from them in the course of the
enforcement proceedings between 16 May 1995 and
1 April 1997, they had been deprived
of their right of access to a court.
- The
Court notes that this complaint was lodged outside the six month
time-limit. Accordingly, it has been introduced out of time and must
be rejected under Article 35 §§ 1 and 4 of
the Convention.
B. Article 6 of the Convention on account of unfairness
of the second set of proceedings
- The
applicants further complained in relation to the second set of
proceedings that they had not had a “fair trial”. They
relied on Article 6 § 1 of the Convention.
- The Court notes that the applicants did not lodge a
cassation appeal with the Supreme Court against the judgment of
11 October 2005. Therefore,
the Court considers that the applicants failed to exhaust the
available domestic remedies.
It
follows that this complaint must be rejected under Article 35
§§ 1 and 4 of the Convention for non-exhaustion
of domestic remedies.
C. Article 6 of the Convention on account of unfairness
of the third set of proceedings
-
Moreover, the applicants complained that the third set of proceedings
had been unfair. In particular, they complained about the manner in
which the authorities had applied domestic law and assessed the facts
of the case. They relied on Article 6 § 1 of the Convention.
- The
Court reiterates that it is not called upon to deal with errors of
fact and law allegedly committed by a national court unless and in so
far as they may have infringed rights and freedoms protected by the
Convention (see García Ruiz v. Spain [GC],
no. 30544/96, § 28, ECHR 1999-I).
- The
Court observes that the applicants do not allege any particular
failure to respect their right to a fair hearing. Assessing the
proceedings as a whole, it finds no indication that they were
unfairly conducted.
- It
follows that this part of the application is manifestly ill-founded
and must be rejected in accordance with Article 35 §§ 3 and
4 of the Convention.
D. Article 1 of Protocol No. 1 to the Convention
- Finally,
in their observations of 29 November 2008 the applicants alleged,
with reference to the third set of proceedings, that their
right to the peaceful enjoyment of their possession, as guaranteed by
Article 1 of Protocol No. 1, was infringed.
- However,
the Court notes that the complaint was submitted only on 29 November
2008, which is more than six months after the date on which the final
decision had been taken.
- Accordingly,
the complaint must be rejected under Article 35 §§ 1 and 4
of the Convention for non-compliance with the six-month time
requirement.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicants claimed PLN 196,000 (43,780 euros (EUR)) in respect of
pecuniary and EUR 21,000 in respect of non-pecuniary damage.
- The
Government contested these claims.
- The
Court does not discern any causal link between the violation found
and the pecuniary damage alleged; it therefore rejects this claim. On
the other hand, it awards the applicants EUR 11,500 in respect of
non pecuniary damage.
B. Costs and expenses
- The
applicants also claimed PLN 925 (EUR 209) for the costs and expenses
incurred before the domestic courts and PLN
2,215.10 (EUR 500) for those incurred before the Court.
- The
Government contested these claims.
- According
to the Court's case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. In the present case, regard being had to
the information in its possession and the above criteria, the Court
rejects the claim for costs and expenses in the domestic proceedings
and considers it reasonable to award the applicants, the sum claimed
for the proceedings before the Court in full.
C. Default interest
- The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Rejects the Government's request to strike the
application out of its list of cases;
- Declares the complaint concerning the excessive
length of the second and the third set of proceedings admissible and
the remainder of the application inadmissible;
- Holds that there has been a violation of Article
6 § 1 of the Convention in respect of the second and third sets
of proceedings;
- Holds
(a) that
the respondent State is to pay the applicants, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 11,500
(eleven thousand five hundred euros) in respect of non-pecuniary
damage and EUR 500 (five hundred euros) in respect of costs and
expenses, to be converted into Polish zlotys at the rate applicable
at the date of settlement, plus any tax that may be chargeable;
(b) that from the expiry of the above-mentioned three
months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European
Central Bank during the default period plus three percentage points;
- Dismisses the remainder of the applicants' claim
for just satisfaction.
Done in English, and notified in writing on 16 June 2009, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Lawrence Early Nicolas Bratza
Registrar President