FIFTH SECTION
CASE OF
SAVITSKYY v. UKRAINE
(Application no.
38773/05)
JUDGMENT
STRASBOURG
26 July 2012
This judgment will become final in
the circumstances set out in Article 44 § 2 of the Convention. It may
be subject to editorial revision.
In the case of Savitskyy v. Ukraine,
The European Court of Human Rights (Fifth Section), sitting as
a Chamber composed of:
Dean Spielmann, President,
Mark Villiger,
Karel Jungwiert,
Ann Power-Forde,
Ganna Yudkivska,
Angelika Nußberger,
André Potocki, judges,
and Stephen Phillips, Deputy Section
Registrar,
Having deliberated in private on 3 July 2012,
Delivers the following judgment, which was adopted on that
date:
See also: Savitskyy v. Ukraine Information Note
PROCEDURE
The case originated in an application (no.
38773/05) against Ukraine lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Ukrainian national, Mr Bogdan Volodymyrovych Savitskyy (“the
applicant”), on 14 October 2005.
The applicant, who had been granted legal aid,
was represented by Mr R.V. Kotyk. The Ukrainian Government (“the
Government”) were represented by their then Agent, Ms V. Lutkovska.
The applicant complained under Articles 3 and 13
of the Convention that he had been beaten up by police officers and that there
had been no effective investigation in this regard. The applicant further
complained of a violation of Article 6 § 1 of the Convention on
account of the non-execution of a judgment obliging the prosecutor’s office to
give him copies of certain documents from the criminal case file. Lastly, the
applicant alleged that the authorities had hindered his right of petition under
Article 34 of the Convention.
On 16 March 2011 the application was communicated
to the Government.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1967 and lives in Potochyshche,
Ivano-Frankivsk Region.
A. The alleged ill-treatment of the applicant
In the evening of 21 August 1998, after a working
day, the applicant and his friend decided to visit a bar in the town of Horodenka before going home. The bar was located in the corner of a small park in the town.
The park was in the form of a triangle with a base 70 metres long and two sides
each 60 metres long.
According to the explanations given to the
investigating authorities by the applicant, his friend and the owner of the bar
(who served the applicant and the friend), each of them ordered not more than 150
millilitres of horilka (the beverage containing 40% alcohol) and a bottle of beer,
together with some snacks.
They finished their food and drink at about 10
p.m. and left the bar. They went along the park to the nearby bus station. The
applicant had come by bicycle so it was for his friend to take a bus.
1. The applicant’s account of further circumstances
While the applicant was seeing his friend off on
the bus, his bicycle was stolen. The applicant decided to look around, as he thought
it might have been a joke. After some time, as he did not succeed in finding
the bicycle, he decided to call the police to inform them of the theft, and
also to call his wife to tell her he was going to be late. For this purpose he crossed
the park and approached the nearby petrol station, located in front of the park
on the opposite side, and asked the sales assistant to let him make the calls.
The sales assistant refused. Having the impression that the applicant was drunk
and did not want to leave the petrol station, the sales assistant decided to
call the police himself to get rid of the applicant.
A police patrol of three officers from the
Horodenka District Police Department arrived by car and grabbed the applicant in
the street near the petrol station. They pulled him into the police car and started
beating him. They pulled up on the other side of the park with the lights
turned off, took the applicant out of the car and continued beating him so that
he fell to the ground. Then they continued to beat him while he was lying on
the ground. At a certain moment the applicant received a hard blow to his back and
lost consciousness. He could not remember for how much longer he was beaten
after that. When he regained consciousness he could not move his legs and felt
acute pain in the back. He was alone at this point and started crying from the
pain.
A little later he noticed the police officers
and a security guard from the bar approaching him. He heard one of the police
officers explaining to the security guard that he should testify that the
applicant was so drunk he could not even stand up.
The applicant was thrown into the police car and
driven to the Horodenka District Hospital. While he was being examined, the
police officers repeatedly demanded that the applicant stand still, but he
could not, and kept falling over. In the police officers’ opinion this
expressly demonstrated to the doctors the level of the applicant’s
intoxication. When asked what had happened to him the applicant explained to
B., a doctor, that he had been beaten up by the police officers.
2. The law-enforcement authorities’ version of events
Statements by the police officers, a police
internal inquiry report of 29 September 1998, decisions of 24 November
1998 and 30 April 1999 refusing to open a criminal investigation, and a
decision of 20 November 2003 terminating a criminal investigation, indicate
the authorities’ version of events, as follows.
At about 0.35 a.m. on 22 August 1998 the
Horodenka District Police Department received a telephone call from a sales assistant
at a petrol station that a drunk man was hanging about at the petrol station
and refusing to go away. The complaint was passed on by a radio communication
facility to a police patrol consisting of three officers, N., Kh. and M., who
were in a car nearby. They arrived at the petrol station ten or fifteen minutes
later, to find the sales assistant alone. The latter explained that the man had
headed for the park. The police officers pulled up at the bar, which was
located at the opposite corner of the park, and met a security guard there. They
went into the park together, as they could hear cries for help. They found a
man complaining of acute pain in the waist and stomach. They put him into the
car; took him to the sales assistant, who identified the man as the one who had
disturbed him that night; and went on to Horodenka District Hospital, where he
was provided with medical treatment.
3. The applicant’s medical treatment
Upon delivery to the Horodenka District Hospital the applicant was examined and diagnosed with two fractured vertebrae and a
spinal cord injury. The applicant was also diagnosed with alcoholic
intoxication. However, no test for alcohol was carried out.
The same day he was moved to Ivano-Frankivsk Regional Hospital for surgical treatment. The applicant stayed there
till 1 October 1998, following which he was moved to Horodenka District Hospital, where he stayed till 19 November 1998.
According to the doctor’s
certificate of 3 September 1998 issued at Ivano-Frankivsk Regional Hospital, the applicant was also suffering from concussion.
Since that incident the applicant has been
unable to walk unaided and has been designated Category 1 (the highest category)
disabled.
At the end of 1998 the applicant’s wife began divorce
proceedings. On 12 November 1999 the divorce was registered by the domestic
authorities.
After the completion of his inpatient treatment
the applicant moved to a village to live with his father, who was born in 1928.
B. Domestic proceedings concerning the applicant’s
ill-treatment
1. The “pre-investigation” enquiries carried out by
the Horodenka District Police Department
At 2.05 a.m. on
22 August 1998 the Horodenka District Hospital informed the Horodenka District
Police Department about the incident.
At about 3 a.m. on the same night, Kh. questioned
the sales assistant at the petrol station and the security guard of the bar about
the incident.
During
the same day, the three police officers (N., Kh. and M.) submitted reports to
the head of the Horodenka District Police Department setting out their version
of the events, which corresponded to the explanations given by the sales
assistant and the security guard.
Another police
officer at the Horodenka District Police Department carried out a site
inspection: he found a shoe belonging to the applicant. According to the report
describing the site of the incident, part of the park border was fenced; the
fence was 120 centimetres high; there was also a concrete ring five metres in
diameter at the centre of the park with a fence; the height of the concrete
foundation was 20 centimetres while the height of the fence, circling the
ring, was 120 centimetres.
A few days later the police officers and the investigator at the Horodenka District
Police Department once again questioned the sales assistant and the security guard,
then the applicant’s friend who had been with him in the bar, the cook at the
bar and three doctors at the Horodenka District Hospital, where the applicant
had received treatment. The sales assistant and the security guard repeated
their statements. The applicant’s friend noted that neither he nor the
applicant had had any conflict with anyone in the bar. A similar statement was
made by the cook. The doctors noted that, when visually examining the
applicant, they did not see any bruises or other injuries on his body
suggesting that he might have been beaten; when they asked the applicant about
the incident, he could not explain to them what had happened to him.
On 29 August
1998 the applicant made a complaint to the Ivano-Frankivsk Regional prosecutor,
alleging that he had been severely beaten by police officers. He claimed that the
enquiries carried out by the Horodenka District Police Department and the
Horodenka District Prosecutor’s Office were not objective; he had not been
questioned while he could still identify the police officers; and a number of
bruises had disappeared since the incident. He requested that the case be
transferred to a different authority to ensure an independent investigation of
the matter.
On 31 August 1998 a police officer from the
Horodenka District Police Department questioned the applicant. The latter repeated
his version of the events.
On 2 September 1998 the police officer
questioned the owner of the bar, who said that he did not see the applicant having
any conflict with anyone in the bar, but noted that at a certain moment the
applicant had fallen asleep at the table and fallen off his chair.
On the same day the Horodenka District Police
Department referred the file to the Horodenka District Prosecutor’s Office for
further enquiries.
2. The “pre-investigation” enquiries carried out by
the Horodenka District Prosecutor’s Office
. During
September 1998 the investigator at the Horodenka District Prosecutor’s Office
questioned the same people who had been questioned earlier by officers of the
Horodenka District Police Department. Those witnesses essentially repeated
their original statements. One of the doctors, however, specified that the
applicant had told him that he had been beaten by police officers.
On 24 November
1998 a forensic medical expert issued a report concerning the nature of the injuries
sustained by the applicant. The expert noted in the descriptive part of the
report that between 22 August and 1 October 1998 the applicant was treated
in the hospital for spinal injuries and concussion. In his conclusions the
export noted that the vertebral and spinal cord injuries “had been caused by
blunt solid objects or, possibly, by the applicant’s falling on to blunt solid
objects”. He further opined that after sustaining those injuries the applicant
could not move his lower limbs. He also specified that it was hardly probable
that those injuries had been inflicted by a rubber truncheon or shoes.
The same day, 24 November 1998, the investigator
refused to open criminal proceedings against the police officers, finding that
the material collected in the course of “pre-investigation” enquiries did not
suggest that the police officers had committed any crime in respect of the
applicant. He noted that the applicant had been drunk, while the conclusions of
the forensic medical expert suggested that the injuries might have been caused
by the applicant’s falling on to blunt solid objects, and that it was hardly
probable that the injuries had been inflicted by a rubber truncheon or shoes.
The applicant was not sent the last pages of the
decision and could therefore not know its final reasoning. Nevertheless, the
applicant challenged the decision before the supervising prosecutor’s office.
On 30 November 1998 the Ivano-Frankivsk Regional
Prosecutor’s Office quashed the decision of 24 November 1998 as
unsubstantiated, and opened a criminal investigation in connection with the
grievous bodily injuries caused to the applicant by unknown persons. The
prosecutor considered that the case file suggested that a crime had been
committed in respect of the applicant, while the police officers who had
delivered the applicant to the hospital had not taken any hot pursuit measures
to catch the possible perpetrators. The case was referred to the Snyatyn
District Prosecutor’s Office for the investigation.
3. Internal inquiry carried out by the Ivano-Frankivsk
Regional Police Department
Meanwhile, during September 1998, the
Ivano-Frankivsk Regional Police Department carried out an internal inquiry in
connection with the complaints by the applicant.
The
inquiring officers examined the material collected by the Horodenka District Police
Department in the course of “pre-investigation” enquiries, and issued a report on
29 September 1998 concluding that the applicant’s complaints were
unsubstantiated.
4. Criminal investigation by the Snyatyn District
Prosecutor’s Office
On 30
December 1998 the case was assigned to an investigator at the Snyatyn District
Prosecutor’s Office. The next day the investigator commenced with an inspection
of the site of the incident. The investigator noted in the report that the park
zone was partly fenced with a metal fence 80 centimetres high; in the centre of
the park was a concrete ring with a metal fence; the concrete base of the ring was
20 centimetres high; the fence around the ring was 80 centimetres high.
On 31 December
1998 the applicant was given the status of victim in the proceedings and
questioned about the incident. The applicant repeated his account, that he had
been beaten up by the police officers. In the course of questioning he also specified
that at a certain moment while he was being beaten up by the police officers he
fell to the ground; when he attempted to rise, one of the officers hit him hard
on the back and the applicant fell to the ground again and lost consciousness.
Between January and March 1999 the investigator
took a number of measures in the course of the investigation. In particular, on
18 January 1999 he carried out a reconstruction of the events, with the
participation of the security guard, who indicated the place where the
applicant had been found lying on the ground. The investigator noted that the distance
to the road, from which the park was fenced off, was twenty-four metres. The
report was accompanied by photographs showing the place of the incident from
different angles.
The investigator
further questioned witnesses and the police officers involved. The police
officers maintained their version of the events. One of the police officers,
Kh., specified that when they had delivered the applicant to the Horodenka
District Hospital Kh. had asked for particular doctors; he knew them because his
parents were working at that hospital. He also noted that after he had left the
hospital he had met the sales assistant and the security guard and had taken written
statements from them.
The sales
assistant also confirmed that at 3 a.m. on 22 August 1998 police officer Kh. came
to see him and said that the man who had disturbed him that night, had been severely
beaten up and that it was necessary for the sales assistant to make a statement.
The statement was written down by the police officer and signed by the sales
assistant.
Identification parades were held at which the
applicant identified the three police officers. Confrontations were held between
the applicant and the police officers at which the applicant maintained his
version of events while the police officers all denied that version.
On 6 March 1999
the same forensic medical expert carried out another forensic medical
examination of the applicant’s injuries, relying on the applicant’s medical
history as recorded by the two hospitals where the applicant had been treated.
The expert also stated that according to the medical history the applicant was
also suffering from concussion. He further concluded that the applicant had sustained
the following injuries: compressive fractures of the body of the eleventh
thoracic vertebra and the body of the third lumbar vertebra (компресійний перелом
тіла
одинадцятого
грудного
хребця та тіла
третього
поперекового
хребця); fractures of the neural
arches of the eleventh thoracic vertebra (перелом
дужок
одинадцятого
грудного хребця);
fractures of the transverse processes of the first, second, third lumbar
vertebrae (перелом
поперечних
відростків
першого, другого,
третього
поперекових
хребців); fractures of the
spinous processes of the tenth thoracic vertebra and the first lumbar vertebra (перелом остистих
відростків
десятого
грудного і першого
поперекових хребців),
and bruises on the back over the spinal column. These injuries resulted in
paresis of the lower limbs.
The expert opined that the spinal fractures
could have resulted from the endwise compression of the spine and bending of the
trunk. These movements might have been made by the applicant falling on his
heels, buttocks, or head. The bruises on the back in the area of the first and
second lumbar vertebra might have been caused by blunt solid objects or by the
applicant’s falling on to blunt solid objects. The expert repeated his earlier
conclusion that after the injuries the applicant could not move his lower
limbs.
On 16 March
1999 the investigator decided to order another forensic medical examination to
clarify whether the injuries could have been caused in the way described by the
applicant who had stated that he had received a hard blow on the back when he was
getting up and his spine was bent.
On 9 April 1999 a board of forensic medical
experts, having examined the relevant materials, concluded that the spinal
injuries could not have been caused when the applicant was getting up and his
spine was bent. They upheld the previous forensic medical expert’s opinion as
to the manner in which the spinal fractures could have been sustained.
On 30 April 1999 the investigator adopted a decision
refusing to open a criminal investigation against N., Kh. and M. in connection
with the applicant’s injuries. Relying on the statements given by the police
officers and other persons, the experts’ opinions and the other evidence in the
file, the investigator concluded that the police officers had not been involved
in injuring the applicant. The applicant was not sent a copy of that decision.
On 14 May 1999 the criminal case in respect of the
grievous bodily injuries caused to the applicant by unknown persons was referred
to the investigator of the Horodenka District Police Department for further
investigation.
5. Criminal investigation by the Horodenka District Police
Department
On 7 June 1999 the investigator having examined
the case file and questioned the sales assistant once again, terminated the
criminal proceedings holding that no crime had been committed. In particular, the
investigator found that the applicant’s allegations of ill-treatment by police
officers were not supported by the evidence available in the file. He referred
to the experts’ opinions suggesting that the spinal injuries could not have
been caused by a rubber truncheon and that they could have been sustained if
the applicant had fallen back on to his heels, buttocks, or head, bending his
spine in the process. A number of witnesses had confirmed that the applicant was
drunk that night. The applicant had been found near the fence around the
concrete ring in the centre of the park. The investigator therefore concluded
that the applicant had sustained injuries as a result of his own negligence.
The applicant was informed of the decisions taken by the authorities on 30
April 1999 and 7 June 1999 by a letter of 28 August 2000. No copies of
those decisions were enclosed.
The applicant continued to complain to various
law-enforcement authorities about ill-treatment. He also asked different
authorities to provide him with legal representation, claiming that he could
not properly represent himself owing to his physical disability. The requests
were unsuccessful.
On 13 July 2000, further to the applicant’s
complaint, the national ombudsman sent a letter to the General Prosecutor’s
Office asking it to consider the applicant’s allegations of inappropriate
investigation of his alleged ill-treatment by police officers.
On 30 October 2003 the Ivano-Frankivsk Regional
Prosecutor’s Office quashed the decision of 7 June 1999 terminating the
criminal proceedings for the reason that the investigation had not been
thorough and further measures were deemed necessary. The case was remitted for further
investigation.
On 20 November 2003 the investigator of the
Horodenkа District Police
Department terminated the proceedings in the criminal case, holding that no
crime had been committed. In his decision the investigator referred to the same
evidence as previously and concluded that the applicant had been very drunk and
had caused the injuries to himself by his own negligence when falling either from
the fence separating the park from the road or the fence on the concrete circle
foundation in the centre of the park.
Following the applicant’s request, on 30
December 2005 he was sent a copy of that decision. The applicant challenged the
decision in court.
6. Proceedings before the domestic courts
On 30 January 2007 the Horodenka District Court
of the Ivano‑Frankivsk Region, considered the applicant’s claim
and upheld the investigator’s decision of 20 November 2003 as
substantiated, after finding that the investigation had been conducted in
accordance with the domestic legislation. The applicant appealed. On 22 June
2011, after the application was communicated to the Government, the registry of
the district court found that the case file had not been sent to the court of
appeal.
On 1 July 2011 the Ivano-Frankivsk Regional Court
of Appeal, after the receipt of the case file, considered the applicant’s
appeal and quashed the decision of 30 January 2007. The case was remitted
to the first-instance court for a fresh hearing. At a certain point the case
was transferred to the Tlumach District Court of the Ivano-Frankivsk Region,
for further consideration.
On 27 September 2011 that court refused the
applicant’s claim after finding that the decision of 20 November 2003
terminating the investigation had been well reasoned and substantiated. The
applicant appealed.
On 24 October 2011 the court of appeal quashed
the decision of 27 September 2011 and remitted the case to the
first-instance court for a fresh hearing.
On 6 February 2012 the first-instance court
found that the investigation had been carried out properly and the decision of
20 November 2003 had been substantiated. It therefore rejected the
applicant’s claim.
The applicant appealed but on 1 March 2012 he withdrew
his appeal for the reason that the time-limits for criminal responsibility for
the alleged crime had expired.
C. Requests for materials from the case file and
related issues
On 14 October 2005 the applicant lodged an
application with the Court.
On 15 November 2005 the Registry of the Court
asked the applicant to provide copies of the decisions taken between 1998 and
2005 opening and closing the criminal proceedings concerning his complaints of
ill-treatment.
. On 29 November
2005 the applicant requested copies of those decisions from the prosecutor’s
office. He enclosed a copy of the Court Registry’s letter of 15 November 2005.
On 30 December
2005 the local prosecutor sent the applicant a copy of the decision of 20 November
2003. He refused the remainder of the applicant’s request, stating that the
Code of Criminal Procedure did not provide the applicant with a right to
receive copies of the requested decisions.
On 25 January
2006 the applicant instituted administrative proceedings in the local court
against the local prosecutor’s office, seeking to be given copies of the
procedural decisions taken by the domestic authorities between 1998 and 2005 in
the course of the examination of his complaints of ill-treatment. In his claim
the applicant specified that the documents had been requested by the Court in
the context of the consideration of his application.
On 14 February 2006 the Registry of the Court
asked the applicant to provide copies of all the procedural decisions taken by
the domestic authorities in the course of the examination of the applicant’s
complaints of ill-treatment. The Court’s Registry informed the applicant that
under Article 34 of the Convention, State authorities cannot hinder the
applicant in the effective exercise of his right of application to the Court.
On 28 May 2006
the local court refused the applicant’s administrative claim as
unsubstantiated. It noted that the prosecutor’s office had acted in accordance
with the Code of Criminal Procedure.
The applicant appealed, relying in particular on
Article 34 of the Convention.
On 12 October 2006 the Ivano-Frankivsk Regional Court
of Appeal quashed the judgment of 28 May 2006 and allowed the applicant’s
claim. It found that the applicant’s access to information concerning his
rights had been unlawfully restricted. The court ordered therefore that the
prosecutor’s office give the copies of the requested documents to the
applicant. On the same day the judgment came into force but was not executed.
On 5 March 2008 the applicant lodged a claim
with the Ivano-Frankivsk Regional Administrative Court against the local
prosecutor, the judges of the local court, and the State Treasury Department,
requesting that the execution of the judgment of 12 October 2006 no longer
be hindered by the defendants and seeking damages on account of failure to
execute that judgment.
On 2 June 2009 the Ivano-Frankivsk Regional Administrative
Court refused the applicant’s claim as unsubstantiated.
On 10 February 2010 the Higher Administrative
Court rejected the prosecutor’s appeal on points of law against the judgment
of 12 October 2006.
On 12 May 2011 the judgment of 12 October 2006 was executed. The applicant
was given the copies of the procedural decisions requested, including the
decision of 30 April 1999 refusing to open a criminal investigation
against the police officers.
On 30 August 2011, in reply to the applicant’s enquiry about legal aid, the
Ivano-Frankivsk Regional Department of Justice informed the applicant that the
representation of citizens in criminal cases by the legal advice offices of Regional
and District Departments of Justice was not foreseen by the legislative acts
governing their operation.
II. RELEVANT DOMESTIC LAW
A. Constitution of 28 June 1996
The relevant provisions of the Constitution read
as follows:
Article 28
“Everyone has the right to respect for his or her dignity.
No one shall be subjected to torture, cruel, inhuman or
degrading treatment or punishment that violates his or her dignity. ...”
Article 59
“Everyone has the right to legal assistance. Such assistance is
provided free of charge in cases envisaged by law. Everyone is free to choose
his or her own defence counsel.
In Ukraine, advocacy acts to ensure the right
to mount a defence against an accusation and to provide legal assistance during
the determination of cases by the courts and other State bodies.”
B. Code of Criminal Procedure of 28 December 1960
The relevant provisions of the Code can be found
in the in the judgment of Oleksiy Mykhaylovych Zakharkin v. Ukraine, no. 1727/04, §§ 41, 42 and 44, 24 June 2010).
C. The Social Services Act of 19 June 2001
According to the preamble of that Act, it lays
down the organisational and legal principles for the provision of social
services to individuals who are in difficult circumstances and need outside
support.
According to section 5 of the Act, social
services shall be provided either at home or at various social institutions,
including social services centres and social support centres. The same section
further provides a list of social services, which include legal services, that
individuals are entitled to request under that Act.
Section 7 of the Act states, inter alia,
that social services shall be provided free of charge to individuals who cannot
satisfy their needs owing to their old age, illness or disability, provided
that they do not have relatives obliged to support them.
D. The Free Legal Assistance Act of 2 June 2011
According to the preamble of the Act, it defines
the contents of the right to free legal assistance and the way that right
should be exercised; the grounds and the procedure for granting free legal
assistance as well as the State guarantees in respect of free legal assistance.
Chapter II of the Act deals with “primary legal
assistance”, which, according to section 7 of the Act, comprises the following
types of legal services: provision of legal information; consultancy on legal
matters; drafting applications, complaints and other legal documents (except
for procedural documents); and help with gaining access to “secondary legal
assistance”.
Chapter III of the Act deals with “secondary legal assistance”, which,
according to section 13 of the Act, comprises the following types of legal
services: defence against criminal charges; representation of individuals
before the courts and other State authorities, local self‑government
bodies, and other persons; drafting procedural documents.
The “Final and Transitional Provisions” of the Act provide for a gradual
implementation of Chapter III of the Act starting from 1 January 2013.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION
The applicant complained under Articles 3 and 13
of the Convention that on 21 August 1998 he had been beaten up by police
officers and that there had been no effective investigation of those events; he
had had no access to the investigation case file; and he could not effectively
participate in the investigation procedure as he had no access to legal advice.
The Court considers that in the circumstances of
the present case these complaints fall to be examined exclusively
under Article 3 of the Convention, which
reads as follows:
Article 3 (prohibition of torture)
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
A. Admissibility
1. The parties’ submissions
The Government submitted that the applicant’s
complaint of ill-treatment by the police was inadmissible. They maintained that
the applicant should have challenged, either before a supervising prosecutor or
a court, the decision of 30 April 1999 by which the investigator refused
to open a criminal investigation in respect of the police officers. They
further contended that the applicant had become aware of that decision on 28 August
2000, while the application was lodged on 14 October 2005. Accordingly, the
complaint had to be dismissed on the grounds of non‑exhaustion of
domestic remedies or failure to comply with the six-month time-limit, which
should be calculated from the date when the applicant had become aware of that
decision.
The applicant disagreed, claiming that the
remedies suggested by the Government had not been effective, especially in his particular
circumstances. He specified that he was given a copy of the decision of 30 April
1999 only on 12 May 2011. Moreover, the decision of 30 April 1999 had no
legal consequences, as the same matters had been further investigated within
the pending criminal case. Therefore, he had not missed the six-month
time-limit.
2. The Court’s assessment
The Court considers that the Government’s
objections are closely linked to the substance of the applicant’s complaints.
In these circumstances, it joins the objections to the merits of the applicant’s
complaints.
The Court further notes that this part of the application
is not manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It also notes that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
B. Merits
1. Procedural obligations under Article 3 of the
Convention
(a) The Government’s submissions
The Government contended that the domestic
authorities had complied with the procedural obligations under Article 3 of the
Convention: the official enquiries and investigations had been carried out with
the requisite expediency and thoroughness; the requirement for independent
investigation had been complied with.
They further contended that the applicant had
been admitted to the proceedings as a victim, and this status suggested that he
had access to the case file and could properly participate in the
investigation. They specified that the copies of the documents the applicant had
requested in November 2005 had been given to him on 12 May 2011. Moreover,
as the applicant challenged the decision of 20 November 2003 before the courts,
the applicant’s wife could appear at the hearing and examine the case file
during the court hearing.
The Government also maintained that the
requirements of Article 3 of the Convention had not extended to the obligation
of the State to provide an alleged victim of ill-treatment with free legal representation
to support his allegations before the domestic authorities. Nevertheless, they stated
that for the purpose of effective participation in the criminal proceedings the
applicant did have access to legal representation. The right to legal
assistance had been guaranteed by Article 59 of the Constitution of Ukraine and
by the Social Services Act. They further noted that the new Free Legal Assistance
Act had been adopted on 2 June 2011, and specifically addressed the issue.
In practical terms, the applicant could apply for legal assistance to the
Horodenka territorial social support centre for pensioners, handicapped people and
single disabled people. He could also apply to the legal advice office at the
Horodenka District Department of Justice, which opened in 2003 and which could
advise the applicant on legal issues and assist him in the preparation of
various procedural documents. The Government lastly submitted that the
applicant could apply to the national ombudsman and other authorities who would
address his requests within their competence.
(b) The applicant’s submissions
The applicant submitted that the enquiries and investigations
carried out by the domestic authorities in respect of his allegations of
ill-treatment had not been effective for the purpose of the Convention. He
claimed that the requirement of an independent investigation had not been
ensured, especially during the initial stage of the proceedings, which was
decisive for further examination of the matter. The materials of the case file were
contradictory, which suggested that the investigation had not been thorough and
comprehensive. In particular, a lot of investigative measures had not been
taken; the medical examinations had not been conducted properly; the materials
of the file had not made it possible to identify precisely the place where the
applicant had been found by police officers; the materials also contained
different figures for the height of the fence in the park, which suggested a particularly
negligent attitude to the investigation, given the official version of the
events submitted by the authorities.
The applicant also submitted that the proceedings,
especially the proceedings before the courts concerning the lawfulness of
termination of the investigation, had lasted for an unreasonably long period of
time.
The applicant further contended that he had had no
appropriate access to the case file, in view of the provisions of Code of
Criminal Procedure granting access to the file for a victim only in particular conditions,
which did not exist in his case. Moreover, his effective participation in the
investigations was impaired by his serious disability; his wife had not assisted
him in that respect, as she had started divorce proceedings at the end of 1998.
The applicant disagreed with the Government’s contention
that Article 3 of the Convention did not cover the issues of provision of legal
representation for him to enable him to participate effectively in the criminal
proceedings concerning his alleged ill-treatment. He submitted that the
procedural guarantees under Article 3 of the Convention would not be effective
if the alleged victim of ill-treatment, usually a lay person, had not been able
to estimate whether his right to procedural protection from ill-treatment had
been adequately ensured by the authorities.
Further, the applicant stated that there had
been no suggestion that the Social Services Act could be applied in respect of a
party to the criminal proceedings. The Free Legal Assistance Act was not
relevant as it was adopted only in 2011 and part of it, relating to legal aid
in the court proceedings, had not yet been implemented. The legal advice
offices at the district departments of justice might only give some general
legal advice and there had been no case in which officers of that department
had acted as representatives before the domestic authorities. His applications
to the national ombudsman and other authorities had been futile.
(c) The Court’s assessment
(i) The relevant principles
The Court reiterates that where an individual
raises an arguable claim that he has been ill-treated by the State authorities
in breach of Article 3, that provision, read in conjunction with the State’s
general duty under Article 1 of the Convention, requires by implication that
there should be an effective official investigation. For the investigation to
be regarded as “effective”, it should in principle be capable of leading to the
establishment of the facts of the case and to the identification and punishment
of those responsible. This is not an obligation of result, but one of means.
The authorities must have taken the reasonable steps available to them to
secure the evidence concerning the incident, including, inter alia,
eyewitness testimony, forensic evidence, and so on. Any deficiency in the
investigation which undermines its ability to establish the cause of injuries
or the identity of the persons responsible will risk falling foul of this
standard, and a requirement of promptness and reasonable expedition is implicit
in this context (see, among many authorities, Mikheyev v. Russia, no. 77617/01, § 107 et seq., 26 January 2006, and Assenov and Others
v. Bulgaria, judgment of 28 October 1998, Reports 1998-VIII, §§
102 et seq.).
For an investigation to be effective, those
responsible for and carrying out the investigation must be independent and
impartial, in law and in practice. This means not only a lack of hierarchical
or institutional connection with those implicated in the events but also a
practical independence (see Kolevi v. Bulgaria, no. 1108/02, § 193, 5
November 2009).
Moreover, the notion of an effective remedy in
respect of an allegation of ill-treatment also entails effective access for the
complainant to the investigation procedure (see Assenov and Others,
cited above, § 117). There must be a sufficient element of public scrutiny of
the investigation or its results to secure accountability in practice, maintain
public confidence in the authorities’ adherence to the rule of law and prevent
any appearance of collusion in or tolerance of unlawful acts (see Kolevi, cited
above, § 194).
(ii) Application of these principles to the present
case
At the outset the Court notes that it is not
disputed by the parties that the State was under a procedural obligation,
arising from Article 3 of the Convention, to carry out an effective
investigation of the circumstances in which the applicant sustained grievous
bodily injuries. The Court, for its part, also considers that, given the gravity
of the injuries and the applicant’s precise, detailed and consistent allegations
that he was ill-treated by the police officers, the authorities were under such
an obligation.
(α) As to the independence and impartiality
of the investigation
The Court notes that according to the domestic authorities
the incident had been reported to the Horodenka District Police Department at
2.05 a.m. on 22 August 1998 (that is, on the night of the incident) and during
the same day the three police officers involved in the incident provided the
head of that department with their reports describing the circumstances of the
incident with the applicant (see paragraphs 21 and 23). It follows that the
head of the police department had been informed of the incident on the same day
and, given the substantive involvement of the three police officers of the
department in that incident, should have realised that the enquiries by the
officers of the same department would lack the requisite objectivity and
impartiality. Nevertheless, between 22 August and 2 September 1998
“pre-investigation” enquiries were conducted by the Horodenka District Police
Department. In the Court’s opinion these enquiries fell foul of the requirement
of impartiality and objectivity (see, mutatis mutandis, Yaremenko v. Ukraine, no. 32092/02, § 69, 12 June 2008 and Kopylov v. Russia, no. 3933/04, § 138, 29 July 2010). Similarly,
the internal inquiry conducted by the Ivano-Frankivsk Regional Police
Department was not compatible with the Convention requirement as it had been
based on the materials assembled by the Horodenka District Police Department
(see paragraph 36).
Next, the Court considers that the lack of
impartiality of the investigation at its initial stage was not removed in the
latter stages of the investigation because starting from 14 May 1999 the case
was investigated by the Horodenka District Police Department. The formal
justification for the transfer of the case was the decision of 30 April 1999
by which the investigator at the Snyatyn District Prosecutor’s Office refused
to open criminal proceedings in respect of the three police officers (see
paragraph 47). The Court would not exclude that that decision was artificial
and was made to enable the police department which employed the officers
involved, to take care of the further investigation. Moreover, that decision
must have frustrated the applicant’s understanding of the overall picture of
the proceedings in his case, especially in circumstances when the applicant had
not been notified of the decisions in timely fashion and did not receive copies
of them for a long time (see paragraphs 50 and 74).
(β) As to the adequacy of the investigative
steps and expediency of the domestic proceedings
The Court next observes that between August and
December 1998 the authorities examined the applicant’s complaint by means of
“pre-investigation” enquiries. However, the Court has held in other contexts
that this investigative procedure does not comply with the principles of an
effective remedy, because the enquiring officer can take only a limited number
of procedural steps within that procedure while a victim’s procedural status is
not properly formalised (see Davydov and Others
v. Ukraine, nos. 17674/02 and
39081/02, §§ 310-312, 1 July 2010). The full-scale investigation
was commenced only on 30 December 1998 (see paragraph 37), that is with four
months delay. That delay undermined the effectiveness of the subsequent
proceedings.
The Court
further considers that the investigators dealing with the case after it had
been referred to them from the Horodenka District Police Department did not
sufficiently scrutinise the explanations by the key witnesses – the sales
assistant and the security guard: the two witnesses were initially interviewed
by Kh., one of the police officers, who was at the scene of the incident. The authorities
did not look into the matter of whether the two key witnesses might have been
improperly inclined to support the police version under various pretexts,
including threats that they would become suspects themselves as it had been unclear
why the applicant had been so severely injured. Indeed, as admitted by the
sales assistant, the police officer Kh. went to see him during the night of the
incident and demanded explanations, after stating that the man about whom the
sales assistant had complained had been severely beaten up (see paragraph 41). However,
that officer never stated in other contexts that the applicant had been beaten
up.
Similarly, the
objectivity of the initial statements by the doctors had to be assessed
together with the doctors’ unexplained failure to test the level of the
applicant’s alcoholic intoxication and the fact that Kh. (one of the three
police officers identified by the applicant), whose parents were working at the
same hospital (see paragraph 40), specified the doctors who had to examine the
applicant. It is remarkable that when questioned by officers of the Horodenka
District Police Department the doctors submitted that the applicant could not
explain what had happened to him (see paragraph 25). Subsequently, Doctor B.
admitted to the other authority however that the applicant had stated that he
had been beaten up by police officers (see paragraph 30).
The Court also considers that in accepting the
version of the applicant’s accidental fall the authorities were expected to
show particular diligence in exploring the terrain and establishing the exact
placement of the applicant’s body. Nevertheless, the authorities did not
establish with sufficient precision where exactly the applicant was found by
the police officers and what was the distance from that place to the fences
available in the park. Moreover, the height of the fences measured by the officer
of the Horodenka District Police Department was significantly different from
the height measured by the investigator at the Snyatyn District Prosecutor’s
Office (see paragraphs 24 and 37). The discrepancy in the measurements was not
subsequently resolved.
In the Court’s opinion these omissions were substantive
because, according to the medical conclusions, the applicant could not move his
lower limbs after the injuries. Accordingly, if the applicant did not remain
still, he, at the very least, would not have been able to move far from the
place where he had fallen within the short time-frame given. Meanwhile, it
appears from the report of 18 January 1999 on the reconstruction of events and
the photographs enclosed with it that the distances from the fences to the
place where the applicant had been found was too far to assume that he might
have fallen from any of the fences and landed on the spot indicated by the
security guard. At the same time, the absence of the precise information on the
height of the fences, from which the applicant might have fallen, suggests that
the on-site investigations of the theory of an accident were superficial (see
paragraph 39).
As regards the medical examinations in respect
of the applicant’s injuries, they had not been conducted with the requisite
diligence and comprehensiveness. In particular, the fact that the applicant had
no bruises and no other injuries on the surface of his body was documented by
the doctors of the Horodenka District Hospital, whose objectivity has been
questioned by the Court above. No further medical confirmation in this respect
had been obtained by the investigating authorities. Moreover, the investigators
and the experts never examined the origin of the concussion from which the
applicant was also suffering (see paragraphs 17, 31 and 43).
The Court further notes that during the final forensic
medical examination the investigator decided to check a certain very particular
statement made by the applicant, namely that he had received a hard blow on the
back when he was getting up and his spine was bent (see paragraph 45). This
rigorous concentration on a particular detail in the applicant’s submissions
appears surprising, given that the applicant had always referred to numerous
blows he received to the whole of his body and the detail, dragged out by the
investigator, had been specified by the applicant after the lapse of a
considerable period of time from the incident (see paragraph 38). This step by
the investigator is even more disconcerting, given that he failed to take into
account that the applicant had sustained concussion during the incident, which
might have caused him difficulty in remembering such details.
Furthermore, in support of their version of the
incident the authorities placed much emphasis on the fact that the applicant
was alcoholically intoxicated. However, no medical test for alcohol had been
carried out and this conclusion was essentially reached on the basis of
statements by the doctors of the Horodenka District Hospital and other evidence
assembled by the police officers of the Horodenka District Police Department.
. In
addition, the Court notes that the enquiries and investigations in the
applicant’s case lasted for more than five years and two months, and the
proceedings before the courts concerning the review of the decision to
terminate the investigation lasted until March 2012. There is no valid
explanation why the overall length of the domestic proceedings was more than
thirteen and a half years. Thus, the requirement of requisite expediency under
Article 3 of the Convention was not complied with.
(γ) As to the applicant’s access to the
investigation case file
The Court also observes
that the applicant experienced difficulties in
gaining access to the case file (see paragraphs 65 -
68). Those difficulties stemmed from the
lack of relevant safeguards in the domestic legal framework: the Code of
Criminal Procedure lays down the procedure for victims’ access to the case file
after the completion of the investigation, provided that the case file is
referred to a court for trial (Article 217 of the Code). The Code does not duly
address the issue of such access by the victim or other interested parties at
the earlier stages of the proceedings or in the events the case file is not
referred for trial (see Oleksiy Mykhaylovych Zakharkin v. Ukraine, no. 1727/04, §§ 71-74, 24 June 2010). Accordingly,
the applicant did not have appropriate access to the case file and that
significantly undermined the effectiveness of the procedure.
(δ) As to the applicant’s legal
representation
. Apart
from the difficulties in familiarising himself with the case file, the
applicant’s opportunities for effective participation in the investigation of
his allegations of ill-treatment had been further impaired by his personal
circumstances: the applicant is a severely handicapped man without any
legal education; he cannot move unaided and requires permanent assistance to
meet his physiological needs, let alone any further activities outside his home.
Meanwhile, his requests for free legal representation to support his
allegations of ill-treatment turned out to be futile.
. The
jurisprudence of the Court has addressed the matter of free legal representation
in several contexts. Mostly, the issue has been examined under
Article 6 § 3 (c) of the Convention, the provision which
expressly requires free legal representation in criminal proceedings against
the person concerned. The Court has also held that Article 6 § 1 of
the Convention may in certain circumstances compel the State to provide
for the assistance of a lawyer when such assistance proves indispensable for
effective access to court (see Airey v. Ireland, 9 October 1979, § 26,
Series A no. 32, and Bertuzzi v. France, no. 36378/97,
§§ 23-32, ECHR 2003‑III) or ensuring the principle of equality of
arms (see Steel and Morris v. the United Kingdom, no. 68416/01,
§§ 63-72, ECHR 2005‑II). Also a lack of legal assistance may prevent
an individual from effectively exercising his right under
Article 5 § 4 of the Convention (see Megyeri v. Germany, 12 May 1992, §§ 23-27, Series A no. 237‑A, and A.A. v.Greece,
no. 12186/08, §§ 78-79, 22 July
2010). The considerations concerning access to legal aid may be relevant
when assessing the adequacy of procedural protection under Article 8 of the
Convention (see Stewart‑Brady v. the United Kingdom (dec.), nos.
27436/95 and 28406/95, 2 July 1997). Lastly, the absence of free legal representation
has been regarded as indication to the ineffectiveness of domestic remedies for
the purposes of Article 13 of the Convention (see Chahal v. the United
Kingdom, 15 November 1996, §154, Reports of Judgments and Decisions
1996‑V, and Abdolkhani and Karimnia v. Turkey, no. 30471/08,
§§ 114‑115, ECHR 2009‑... (extracts)).
Bearing in mind that the Convention is intended to
guarantee rights that are “practical and
effective” (see Oluić
v. Croatia, no. 61260/08, § 47, 20
May 2010), the Court takes the approach that in the particular
circumstances of the present case the State’s procedural obligations to ensure the
effective participation of the victim in the investigation of his complaints of
ill-treatment extended to the issues of providing effective access to free legal
representation.
Meanwhile, the domestic
law does not provide for legal-aid schemes which would apply to the applicant’s
situation. As regards the social support centres and the legal advice offices at the departments of Justice, the Government did not show that these institutions had
been able to provide the applicant with the requisite legal representation in
criminal proceedings. Moreover, after the applicant’s enquiries made to the legal
advice offices at the departments of Justice, he was given the reply that
representation of citizens by such offices had not been foreseen (see paragraph
75 above). The Government’s reference to
the Free Legal Assistance Act is not relevant,
as that Act was enacted only on 2 June 2011, and its provisions concerning
legal advice on procedural issues and legal representation had not yet been
implemented (see paragraphs 83 and 84). The applications to the national ombudsman
and other authorities did not yield appropriate results.
. It
follows that the State fell short of its obligation to provide the applicant
with free legal assistance in order to ensure his effective participation in
the relevant domestic proceedings.
(ε) Conclusions
. Given
these considerations, the Court does not consider that the applicant was
obliged under Article 35 § 1 of the Convention to challenge the
decision of 30 April 1999 refusing to open an investigation of the police
officers’ actions, and that the six-month time-limit should be calculated from
the date the applicant was notified of that decision. A copy of that decision
was received by the applicant only on 12 May 2011, which means that before
that date he did not know the precise reasons for it and thus was not in a position
to appeal effectively against it (see Akulinin and Babich v. Russia,
no. 5742/02, § 29, 2 October 2008). Moreover,
the absence of legal advice resulted in the remedy suggested by the Government being
unavailable to the applicant. Accordingly, his expectations in respect of the
outcome of the investigation after the decision of 30 April 1999 appear to
be justified and his attempts to pursue the matter in domestic proceedings after
that decision cannot be placed against him. The Court therefore rejects the
Government’s objections to this effect.
The Court further concludes that the investigation
of the applicant’s allegations of ill-treatment by police officers was not
effective for the purpose of the Convention: the investigation lacked
impartiality, objectivity and thoroughness; the overall length of the relevant proceedings
was excessive; the effective participation of the victim in that procedure was
not ensured.
There has accordingly been a violation of
Article 3 of the Convention under the procedural limb.
2. The alleged ill-treatment
(a) The parties’ submissions
The Government submitted that there had been no
objective evidence to the effect that the applicant’s injuries had been caused
by the police officers. Therefore, the applicant’s allegations had to be
dismissed as unsubstantiated.
The applicant maintained that the injuries were
caused by police officers in breach of Article 3 of the Convention.
(b) The Court’s assessment
(i) The relevant principles
In order for ill-treatment to fall within the
scope of Article 3 it must attain a minimum level of severity. The assessment
of this level depends on all the circumstances of the case, such as the
duration of the treatment, its physical or mental effects and, in some cases,
the sex, age and state of health of the victim (see Ireland
v. the United Kingdom, 18 January 1978, § 162, Series A
no. 25, and Jalloh
v. Germany [GC], no. 54810/00, § 67, ECHR 2006-IX).
The Court has considered treatment to be
“inhuman” because, inter
alia, it was premeditated, was applied for hours at a stretch and
caused either actual bodily injury or intense physical and mental suffering
(see Labita,
cited above, § 120, and Ramirez
Sanchez, cited above, § 118). Treatment has been held to be
“degrading” when it was such as to arouse in its victims feelings of fear,
anguish and inferiority capable of humiliating and debasing them and possibly
breaking their physical or moral resistance, or when it was such as to drive
the victim to act against his will or conscience (see, inter
alia, Keenan
v. the United Kingdom, no. 27229/95, § 110, ECHR 2001-III, and Jalloh,
cited above, § 68).
In determining whether a particular form of
ill-treatment should be classified as torture, consideration must be given to
the distinction, embodied in Article 3, between this notion and that of inhuman
or degrading treatment. As noted in previous cases, it appears that it was the
intention that the Convention should, by means of such a distinction, attach a
special stigma to deliberate inhuman treatment causing very serious and cruel
suffering (see Ireland
v. the United Kingdom, cited above, § 167; Aksoy,
cited above, § 63; and Selmouni,
cited above, § 96). In addition to the severity of the treatment, there is a
purposive element to torture, as recognised in the United Nations Convention
against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment,
which in Article 1 defines torture in terms of the intentional infliction of
severe pain or suffering for such purposes as obtaining
information or a confession, punishing, intimidating, coercing, or for any
reason based on discrimination of any kind, when such pain or suffering is
inflicted by or at the instigation of or with the consent or acquiescence of a
public official or other person acting in an official capacity.
In assessing evidence, the Court has generally
applied the standard of proof “beyond reasonable doubt” (see Ireland
v. the United Kingdom, cited above, § 161). However, proof may
follow from the coexistence of sufficiently strong, clear and concordant
inferences or of similar unrebutted presumptions of fact. Where the events in
issue lie wholly or in large part within the exclusive knowledge of the
authorities, as in the case of those under their control in custody, strong
presumptions of fact will arise in respect of injuries occurring during such
detention. Indeed, the burden of proof may be regarded as lying with the
authorities to provide a satisfactory and convincing explanation (see Ribitsch
v. Austria, judgment of 4 December 1995, Series A no. 336, §
34, and Salman
v. Turkey [GC], no. 21986/93, § 100, ECHR 2000-VII).
(ii) Application of these principles in the present
case
The Court notes that according to the police
officers’ version of events, as further accepted by the domestic authorities, the
police arrived at the petrol station about ten or fifteen minutes after they
received a call from the sales assistant complaining about the applicant. The
officers then went immediately to the park in front of the petrol station with
the aim of finding the applicant. By the time they approached him in the park
the applicant was already severely injured. The police officers and the
authorities did not elaborate on why the police decided to look for the
applicant, who had already left the petrol station without having committed any
crime, and was no longer disturbing the peace of the sales assistant.
Even on the basis of this scenario the Court
considers that given the short period of time, between the moment when the
applicant was seen in good health and the moment when the police found him severely
injured, and the fact that the police officers were very close to the place of
the incident during the relevant time, the State was obliged under Article 3
of the Convention to provide a satisfactory and convincing explanation of the circumstances
in which the applicant sustained grievous injuries. Accordingly, the State’s
failure to discharge this burden of proof may prompt the Court to accept the
applicant’s account of the events.
The above analysis under the procedural limb of
Article 3 of the Convention has shown that owing to the serious shortcomings of
the domestic enquiries and investigations, the evidential basis for the support
of the official version of the incident was of poor quality, while the
applicant’s version had not been effectively investigated and the evidence in
support of his version had not been properly assembled.
In particular, the official version was primarily
supported by the two key witnesses – the sales assistant and the security guard
– and then by the doctors of the local hospital, who submitted that they had
not noticed any surface injuries on the applicant’s body, suggesting thereby that
the applicant had not been beaten. However, for the reasons set out above (see
paragraphs 106 and 107 in particular), the Court does not consider this evidence
reliable.
At the same time, the applicant demanded
medical examinations, claiming that a number of surface injuries disappeared
with the passage of time (see paragraph 26). It does not appear however that
any impartial medical assessment in this respect was provided to substantiate
or disprove his contention.
Next, the assertion that the applicant was very
drunk at the time of his alleged discovery by the police officers, a factor in
favour of the version indicating the applicant’s negligence, was not confirmed
by any medical test and that conclusion was essentially derived from the same
unreliable witness statements.
In addition, the official version did not
specify the exact place where the applicant had been found by the police
officers. On the contrary, the available evidence does not convincingly show
that the applicant, who had become practically immobile after numerous spinal
fractures, might have landed on that spot, or at least close to that spot, from
any of the fences in the park.
Meanwhile, the applicant consistently
maintained his version of the events throughout the whole domestic proceedings.
He identified all the police officers without making a mistake. He firmly
maintained his account of facts during the confrontations with the police
officers. The authorities established no motive for the applicant to make false
statements about the police officers.
In the light of the above considerations, the
Court finds that the authorities were too far from providing a satisfactory and
convincing explanation for the origin of the injuries sustained by the
applicant. Moreover, the manner of the authorities’ behaviour in the course of
domestic proceedings resulted in the loss of important evidence which could objectively
confirm or refute either of the competing versions. The Court further notes that
the applicant’s submissions are coherent and consistent with the indirect
evidence available in the file; they are supported by the factual inferences
the Court derives from the overall assessment of the case. It therefore upholds
the applicant’s contention that he was ill-treated by the police officers, and
concludes that the State should be held responsible for the injuries he sustained.
The Court further considers that the applicant’s
injuries were of exceptional gravity and led to severe and irreparable
consequences for his health. They were perpetrated upon him in
order to subject him to intimidation and humiliation. In such
circumstances, the ill-treatment to which the applicant was subjected must be
classified as torture.
Accordingly, the Court holds that that there
has been a violation of Article 3 of the Convention in this regard.
II. ALLEGED
VIOLATION OF ARTICLE 6 § 1 OF THE CONVENTION
The applicant complained that the domestic
authorities refused to execute the judgment of 12 October 2006. He relied on
Article 6 § 1 of the Convention which provides, in so far as
relevant, as follows:
Article 6 § 1
“In the determination of his civil rights and obligations ...
everyone is entitled to a ... hearing within a reasonable time by [a] tribunal ...”
The Government did not specifically address the
applicant’s complaint under Article 6, but submitted that on 12 May 2011 the
judgment of 12 October 2006 had been executed and the applicant had been given the
copies of the documents requested.
The applicant insisted that the judgment of 12
October 2006 had been executed too late, in breach of Article 6 § 1
of the Convention.
A. Admissibility
The Court notes that the absence of any
pecuniary claims in the proceedings is not a decisive element in determining
whether Article 6 § 1 of the Convention applies under its civil
head (see Vermeersch v. France (dec.),
no. 39277/98, 30 January 2001, and Laidin v.
France (no. 2), no.39282/98,
§§ 73-76, 7 January 2003). Besides, Article 6 has been held to be
applicable concerning a dispute over access to administrative documents which
were important for the applicant’s personal situation (see Loiseau v. France
(dec.), No. 46809/99, 18 November 2003, ECHR 2003-XII).
In the present case the subject matter of the
dispute concerned the applicant’s right to information about the decisions
taken in the criminal proceedings concerning his allegations of ill-treatment
by police officers. The requested documents were important for the applicant as,
among other issues, they had to shed light on the incident following which the
applicant became severely handicapped for the rest of his life. These documents
also affected the moral integrity and personal reputation of the applicant, as
they suggested that the applicant had been very drunk on the night of the
incident, and that this had resulted in his serious injuries. The Court considers
that the applicant’s access to this kind of information was sufficiently
closely linked to his private life in the meaning of Article 8 of the
Convention (compare Gaskin v. the United Kingdom, 7 July 1989, §§ 35-37,
Series A no. 160; McGinley and Egan v. the United Kingdom, 9 June
1998, §97, Reports of Judgments and Decisions 1998‑III; Odièvre
v. France [GC], no. 42326/98, § 29, ECHR 2003‑III;
and K.H. and Others v. Slovakia, no. 32881/04, § 44, ECHR 2009
(extracts)) which gives a fair basis to characterise the relevant right,
recognised by the domestic courts, as a civil one. Moreover, the applicant’s
access to these documents would have assisted him in assessing the prospects and
grounds for his potential claims for damages in connection with the injuries
sustained.
Accordingly, having regard to the subject matter
of the dispute and its importance for the personal situation of the applicant,
the Court considers that Article 6 § 1 of the Convention applies
under its civil head.
The Court further notes that this complaint is
not manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It also notes that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
B. Merits
The Court reiterates that the right to court protected by Article 6 would be
illusory if a Contracting State’s domestic legal system allowed a final,
binding judicial decision to remain inoperative to the detriment of one party
(see Hornsby v. Greece, 19 March 1997, § 40, Reports
of Judgments and Decisions 1997‑II). Effective access to court
includes the right to have a court decision enforced without undue delay (see Immobiliare
Saffi v. Italy [GC], no. 22774/93, § 66, ECHR 1999-V).
. An
unreasonably long delay in the enforcement of a binding judgment may therefore
breach the Convention (see Burdov v. Russia, no. 59498/00, ECHR
2002‑III). It is the State’s obligation
to ensure that final decisions against its organs, or entities or companies
owned or controlled by the State, are enforced in compliance with the
above-mentioned Convention requirements (see,
among other authorities, Kozachek v. Ukraine, no. 29508/04, 7 December 2006). The State is
responsible for the enforcement of final decisions if the factors impeding or
blocking their full and timely enforcement are within the control of the
authorities (see Sokur v. Ukraine, no. 29439/02, 26 April 2005, and Kryshchuk v. Ukraine, no. 1811/06, 19 February
2009).
In the present case
the authorities were merely required to prepare copies of certain documents
from the case file and deliver them to the applicant. Nevertheless, the
judgment was executed only on 12 May 2011, that is four years and seven months
after the date on which it became binding. The Government have not provided any
reasonable explanation for this considerable delay.
Accordingly, the Court finds that there has
been a violation of Article 6 § 1 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 34 OF THE
CONVENTION
The applicant complained that the domestic
authorities had hindered the effective exercise of his right of application to
the Court, because they refused him access to the documents he needed to
support his complaints before the Court. He relied on Article 34 of the
Convention, which reads, in so far as relevant, as follows:
“The Court may receive applications from any person ...
claiming to be the victim of a violation by one of the High Contracting Parties
of the rights set forth in the Convention or the Protocols thereto. The High
Contracting Parties undertake not to hinder in any way the effective exercise
of this right.”
A. The parties’ submissions
The Government submitted that at the time of
application to the Court the applicant had been provided with copies of the decisions
of 24 November 1998 and 20 November 2003, which contained sufficient
information to substantiate and support his complaints before the Court.
Subsequently, the other documents requested by the applicant had also been provided
to him.
The applicant insisted that the authorities had
denied him appropriate access to the case file, which prevented him from
effectively preparing the application and prevented him from specifying all the
facts and details relevant for his application.
B. The Court’s assessment
The Court reiterates that a complaint under
Article 34 of the Convention is of a procedural nature and
does not give rise to any issue of admissibility under the
Convention (see Visloguzov v. Ukraine, no. 32362/02, § 103, 20 May 2010).
It further notes that Article 34 of the
Convention imposes an obligation on a Contracting State not to hinder the right
of individual petition. In particular, this provision requires that applicants
or potential applicants should be able to communicate freely with the Court
without being subjected to any form of pressure from the authorities to
withdraw or modify their complaints (see, for instance, Sisojeva
and Others v. Latvia [GC], no.
60654/00, §§ 115-116, 15 January 2007).
Although the object of Article 34 is
essentially that of protecting an individual against any arbitrary interference
by the authorities, it does not merely compel States to abstain from such
interference. In addition to this primarily negative undertaking, there are
positive obligations inherent in Article 34 requiring authorities to furnish
all necessary facilities to make possible a proper and effective examination of
applications. For instance, under certain circumstances authorities may be
under an obligation to provide applicants with copies of documents necessary
for examination of their applications (see Naydyon v. Ukraine, no. 16474/03, § 63, 14 October 2010,
with further references).
In the present case the Court has examined the
difficulties the applicant experienced in gaining access to the materials of
the criminal case file (see paragraphs 114 and 149). In the context of Article
34 of the Convention, the Court notes that on 14 October 2005, at the time of
application to the Court, the applicant did not possess most of the procedural
documents which were essential for substantiating his complaints under Article
3 of the Convention. The Court therefore requested the applicant to provide the
supporting material in respect of his allegations. However, the authorities did
not allow the applicant’s requests for the documents even though they
understood that the material had been specifically and repeatedly demanded by
the Court for the purpose of appropriate consideration of the applicant’s case
(see paragraphs 64 and 66). It was only on 12 May 2011, that is after the case
had been communicated to the Government, that the applicant was provided with
the copies of the documents requested.
It follows that for a considerable period of
time the domestic authorities refrained from taking simple measures without any
valid excuse which were indispensable for the effective exercise by the
applicant of his right of petition under Article 34 of the Convention.
In these circumstances the Court holds that that
Ukraine has failed to comply with its obligations under Article 34 of
the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of
the Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
A. Damage
1. Pecuniary damage
The applicant claimed 50,994.05 euros (EUR) in
respect of pecuniary damage. In support of the claim the applicant provided a
calculation based on the assumption that he would have continued to work and receive
salary at least between 22 August 1998 and 22 August 2011 if he had not lost
his ability to move.
The Government submitted that the applicant had
failed to present valid confirmation of the pecuniary damage he had sustained.
The Court, having regard to the applicant’s
submissions and the circumstances of the case, considers that the claim is
reasonable and should be granted in full. Therefore, it awards the applicant EUR 50,994.05,
plus any tax that may be chargeable thereon, in respect of pecuniary damage.
2. Non-pecuniary damage
The applicant claimed EUR 100,000 in respect of
non-pecuniary damage.
The Government submitted that this claim was
excessive and unsubstantiated.
The Court considers that the applicant suffered
serious anguish and distress on account of the injuries sustained and the
resulting permanent disability which dramatically changed his whole life. These
sufferings were further aggravated by the State’s failure to carry out an
effective investigation of the applicant’s allegations of ill-treatment and by
the other miscarriages which gave rise to the violations under Articles 6 and
34 of the Convention. Ruling on an equitable basis, the Court awards the
applicant EUR 100,000, plus any tax that may be chargeable thereon, in respect
of non-pecuniary damage.
B. Costs and expenses
The applicant claimed EUR 24,121 to cover
the fees of the applicant’s representative and his expenses incurred in
connection with the applicant’s case to be paid to the representative’s bank
account. He further claimed EUR 50 for postal expenses.
The Government did not comment on the amount of
EUR 24,121. As regards the postal expenses, they submitted that an amount
of EUR 25 was justified.
According to the Court’s case-law, an applicant
is entitled to the reimbursement of costs and expenses only in so far as it has
been shown that these have been actually and necessarily incurred and are
reasonable as to quantum (see, for example, Nilsen
and Johnsen v. Norway [GC], no. 23118/93, § 62, ECHR 1999-VIII,
and Boicenco
v. Moldova, no. 41088/05, § 176, 11 July 2006).
In the present case, having regard to the above
criteria, the number and complexity of the issues of fact and law dealt with by
the applicant’s representative, the quality of his submissions, and the lengthy
period of his involvement in the case, the Court finds it reasonable to award,
in addition to the legal aid granted, the sum of EUR 3,000, plus any tax that
may be chargeable to the applicant thereon, to reimburse the fees and expenses
of the applicant’s representative. The amount shall be paid directly into the
bank account of the applicant’s representative, Mr Roman Kotyk (see, for example,
Hristovi v. Bulgaria, no. 42697/05, § 109, 11 October 2011, and Singartiyski
and Others v. Bulgaria, no. 48284/07, § 54, 18 October 2011).
As regards the claim for EUR 50 in respect of postal
expenses, the Court considers that it should be granted in full.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Joins to the
merits the Government’s objections as to the admissibility of the
applicant’s complaint of ill-treatment by the police (on the grounds of
non-exhaustion of domestic remedies and non-compliance with the six-month rule)
and dismisses these objections after an examination on the merits;
2. Declares the application admissible;
3. Holds that there has been a violation of
Article 3 of the Convention under its procedural limb;
4. Holds that there has been a violation of
Article 3 of the Convention under its substantive limb;
5. Holds that there has been a violation of
Article 6 § 1 of the Convention;
6. Holds that Ukraine has failed to comply
with its obligations under Article 34 of the Convention;
7. Holds
(a) that the respondent State is to pay the applicant,
within three months of the date on which the judgment becomes final in
accordance with Article 44 § 2 of the Convention, the following
amounts, to be converted into the national currency of the respondent State at
the rate applicable on the date of settlement:
(i) EUR 50,994.05 (fifty thousand nine hundred and
ninety-four euros and five cents), plus any tax that may be chargeable, in
respect of pecuniary damage;
(ii) EUR 100,000 (one hundred thousand euros), plus
any tax that may be chargeable, in respect of non-pecuniary damage;
(iii) EUR 3,000 (three thousand euros), plus any
tax that may be chargeable to the applicant, in respect of costs and expenses,
to be paid into the bank account of the applicant’s representative, Mr V. Kotyk;
(iv) EUR 50 (fifty euros), plus any tax that may be
chargeable, in respect of the postal expenses;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
8. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 26 July 2012,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Stephen Phillips Dean
Spielmann
Deputy Registrar President