THIRD SECTION
CASE OF B.S. v. SPAIN
(Application no.
47159/08)
JUDGMENT
[Extracts]
STRASBOURG
24 July 2012
FINAL
24/10/2012
This judgment has become
final under Article 44 § 2 of the Convention. It may be subject to editorial
revision.
.
In the case of B.S. v. Spain,
The European Court of Human Rights (Third Section), sitting as
a Chamber composed of:
Josep Casadevall, President,
Corneliu Bîrsan,
Alvina Gyulumyan,
Egbert Myjer,
Ineta Ziemele,
Luis López Guerra,
Nona Tsotsoria, judges,
and Marialena Tsirli, Section Deputy Registrar,
Having deliberated in private on 3 July 2012,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
47159/08) against the Kingdom of Spain lodged with the Court under Article 34
of the Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by Ms B.S. (“the applicant”), on 29 September 2008.
The President of the Chamber decided, of his own
motion, not to disclose the identity of the applicant (Rule 47 § 3 of the Rules
of Court).
The applicant was represented by Ms V. Waisman, a
lawyer practising in Madrid. The Spanish Government (“the Government”) were
represented by their Agent, Mr F. Irurzun Montoro, State Counsel.
On 25 May 2010 the Court decided to give notice
of the application to the Government. It was also decided that the Chamber
would rule on the admissibility and merits at the same time (Article 29 § 1 of
the Convention).
Both the applicant and the Government filed
written observations. Observations were also received from the European Social
Research Unit (ESRH) at the Research Group on Exclusion and Social Control (GRECS) at the
University of Barcelona and from the AIRE Centre,
which had been given leave by the President to take part in the proceedings
as third-party interveners (Article 36 § 2 of the Convention and Rule 44 § 2).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant, who
is of Nigerian origin, was born in 1977 and has been lawfully resident in Spain since 2003.
A. 1st episode: events of 15 and 21 July 2005
On 15 July 2005
the applicant was on the public highway in the El Arenal district near Palma de
Mallorca, where she worked as a prostitute, when two officers of the national
police force asked to see her identity and then ordered her to leave the
premises, which she did immediately.
The applicant alleged that later the same day,
after returning to the same place, she had noticed the same police officers
coming towards her and had attempted to flee. The police officers had caught up
with her, struck her on the left thigh and on her wrists with a truncheon and
again demanded to see her identity papers. She alleged that during the altercation,
which had been witnessed by a number of people including two taxi drivers and
the security guards of a nearby discotheque, one of the police officers had
insulted her, saying things like “get out of here you black whore”. She was
released after presenting her papers to the police officers.
Again according to the applicant, on 21 July 2005
the same police officers stopped her again and one of them hit her on the left
hand with his truncheon.
That day the applicant lodged a formal verbal
complaint with Palma de Mallorca investigating judge no. 8 and went to
hospital to have her injuries treated. The doctors observed inflammation and mild
bruising of the left hand.
The file was allocated to Palma de Mallorca
investigating judge no. 9, who decided to open a judicial investigation
and requested an incident report from the police headquarters. In his report of
11 October 2005 the chief of police of the Balearic Islands explained
that police patrols were common in the district concerned on account of the
numerous complaints of theft or physical attacks regularly received from the
local residents and the resulting damage done to the district’s image. He added
that foreign female citizens present in the area often attempted to escape from
the police because the latter’s presence hindered them in their work. In the
present case the applicant had attempted to avoid inspection by the police but
had been stopped by the officers, who had asked her to show her papers without
at any time making any humiliating remarks or using physical force. With regard
to the identity of the officers, the head of police indicated that the ones who
had stopped and questioned the applicant the first time were from the patrol
formed by the police officers Rayo 98 and Rayo 93
(code names given to the officers).Contrary
to the applicant’s assertions, those who had stopped her on 21 July 2005 belonged
to a different patrol, called Luna 10.
In a decision of 17 October 2005 Palma
de Mallorca investigating judge no. 9 issued a provisional discharge order
and decided to discontinue the proceedings on the ground that there was
insufficient evidence that an offence had been committed.
That decision was served on the applicant or her
representative on 23 April 2007, at the latter’s request.
The applicant applied to Palma de Mallorca
investigating judge no. 9 to have the decision reversed, and subsequently
appealed. She complained of the discriminatory attitude of the police officers
and requested that various evidence-gathering measures be taken, such as identification
of the officers in question and taking witness statements from the persons who
had been present during the incidents. In a decision of 10 June 2007,
investigating judge no. 9 refused to reverse his decision on the grounds that
the applicant’s allegations had not been corroborated by objective evidence in
the file. The judge observed that
“the medical report [provided by the applicant] contains no
date and, in any event ... mentions only inflammation and bruising of the hand,
with no mention of any injury to the thigh.
[The facts submitted] merely show that the applicant repeatedly
failed to obey police orders given in the course of their duties, designed to
prevent the shameful spectacle of prostitution on the public highway.”
An appeal by the applicant was examined by the Balearic
Islands Audiencia Provincial, which gave a decision on
16 October 2007 allowing the appeal in part, setting aside the discharge
order and ordering proceedings for a minor criminal offence to be instituted
before the investigating judge against the two police officers, who had been
identified on the basis of the information contained in the report drawn up by
the police headquarters.
In the context of those proceedings the
applicant asked to be able to identify the officers through a two-way mirror. Her
request was rejected on the grounds that this was an unreliable method of
identification given the length of time that had already elapsed since the
incidents and the fact that the officers in question had been wearing helmets
throughout, as the applicant had acknowledged. No evidence against the accused
was taken during the trial.
On 11 March 2008 investigating judge
no. 9 gave judgment at the end of a public hearing during which evidence
was heard from the police officers charged, who were not formally identified by
the applicant. In his judgment the judge observed that during the judicial
investigation an incident report had been requested from the police
headquarters according to which the officers involved had stated that no
incident had occurred when they had stopped and questioned the applicant. The
judge drew attention to the fact that the medical report provided by the
applicant did not specify the date on which it had been drawn up. Furthermore,
the findings in the report were not conclusive as to the cause of the injuries.
Lastly, the judge reproduced verbatim the grounds of the decision of
10 June 2007 relating to the applicant’s conduct and the purpose of
the intervention by the police and concluded that her allegations were not objectively
corroborated. In the light of those arguments, the judge acquitted the police
officers.
The applicant appealed. She challenged the
refusal to allow her to identify the perpetrators through a two-way mirror and criticised
the fact that the only investigative measure taken by the investigating judge in
response to her complaint had been to request a report from the police
headquarters.
In a judgment of 6 April 2009, the Palma
de Mallorca Audiencia Provincial dismissed her appeal and upheld the investigating
judge’s judgment. It pointed out that the right to use a range of
evidence-gathering measures did not include the right to have each and every
proposed measure accepted by a court. In the instant case identification
through a two-way mirror would not have added anything to the evidence on the
file.
Relying on Articles 14 (prohibition of
discrimination), 15 (protection of physical integrity) and 24 (right to a
fair trial) of the Constitution, the applicant lodged an amparo appeal
with the Constitutional Court. In a decision of 22 December 2009, the
Constitutional Court dismissed the appeal on grounds of a lack of constitutional
basis for the complaints raised.
B. 2nd episode: events of 23 July 2005
The applicant was stopped and questioned again
on 23 July 2005. On the same day she went to the casualty department of a public
medical centre, where the doctor observed abdominal pain and bruising on the
hand and knee.
On 25 July 2005 she lodged a criminal
complaint with Palma de Mallorca investigating judge no. 2, alleging that
one of the police officers had struck her on the hand and knee with a truncheon
and that the officers had singled her out on account of her racial origin and
had not stopped and questioned other women carrying on the same activity. She
also stated that she had subsequently been taken to the police station, where
she had refused to sign a statement drawn up by the police saying that she
admitted having resisted police orders. Referring to the incidents that had
occurred during the first episode, the applicant requested the removal of the
police officer who had assaulted her and that her complaint be joined to the
one previously lodged with investigating judge no. 8. Neither of her
requests was granted.
The case was allocated to Palma de Mallorca
investigating judge no. 11, who decided to open a judicial investigation. The
applicant requested certain evidence-gathering measures, including obtaining
from the police the identification numbers of the officers who had been on duty
on 15 and 23 July. In the alternative, should that information not permit
identification of the police officers responsible, the applicant requested that
all the police officers who had patrolled the area during those days be
summoned so that they could be identified through a two-way mirror. Her request
was rejected.
In the course of the judicial investigation,
investigating judge no. 11 requested an incident report from the police
headquarters.
A report by the Balearic Islands chief of police
dated 28 December 2005 explained, firstly, that the applicant had
admitted working as a prostitute in the area in question, which was an activity
that had given rise to numerous complaints from local residents. In that
connection he considered that the sole purpose of the applicant’s complaints (including
the one of 15 July) had been to allow her to pursue her occupation unhindered
by the police. With regard to the identity of the officers in question, the chief
of police observed that the computer records had not registered any
intervention on 23 July; only those of 15 and 21 July had been
recorded in respect of that area.
On 22 February 2006 investigating
judge no.11 issued a provisional discharge order and decided to discontinue the
proceedings on the grounds that there was insufficient evidence that an offence
had been committed.
The applicant sought to have that decision
reversed by the judge and subsequently appealed. The judge dismissed her
request by a decision of 31 July 2006. Subsequently, the Palma de Mallorca
Audiencia Provincial dismissed her appeal on 7 March 2007. The
Audiencia referred both to the report of the police headquarters in
which there was no record of an intervention by the police on the alleged date
and the statements in the report regarding the applicant’s true motives in
lodging her complaints. It also considered that the medical report supplied by
the applicant did not enable the cause of the injuries to be unequivocally
established.
Relying on Articles 10 (right to dignity),
14 (prohibition of discrimination), 15 (right to physical and mental integrity)
and 24 (right to a fair trial) of the Constitution, the applicant lodged an amparo
appeal with the Constitutional Court. In a decision of 14 April 2008,
the Constitutional Court dismissed the appeal on grounds of a lack of constitutional
basis for the complaints raised.
...
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION
The applicant complained, firstly, that the
national police had both verbally and physically abused her when they had
stopped and questioned her. She alleged that she had been discriminated against
on account of her skin colour and her gender, whereas other women with a “European
phenotype” carrying on the same activity in the same area had not been
approached by police. The applicant also complained about the language used by
Palma de Mallorca investigating judge no. 9, who, in his decision of
10 June 2007, had referred to the “shameful spectacle of prostitution
on the public highway”. Relying on the provisions of Article 3, the applicant
alleged that the domestic courts’ investigation of the events had been inadequate.
The provisions relied on are worded as follows:
Article 3
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
Article 14
“The enjoyment of the rights and freedoms set forth in [the]
Convention shall be secured without discrimination on any ground such as sex,
race, colour, language, religion, political or other opinion, national or
social origin, association with a national minority, property, birth or other
status.”
...
B. The merits
1. Effectiveness of the investigations carried out by
the national authorities
a) The parties’ submissions
i. The Government
The Government disputed, at the outset, the
seriousness of the injuries sustained by the applicant and pointed out that
their cause had not been proved.
The Government also submitted that the police
interventions in the area in question had not in any way targeted the applicant
personally or discriminated against her, but had been preventive security
measures designed to respond to public alarm caused by prostitution and to combat
networks operating in the Balearic Islands which exploited immigrant women, in
particular in the El Arenal district in which the applicant carried on her
activity. The Ministry of the Interior had already implemented measures to
combat such networks under Institutional Law no. 1/1992 on the protection
of urban security. The Government observed in that connection that whilst
prostitution was not in itself a criminal offence in Spain, forced prostitution
was an offence under the Criminal Code.
With regard to the incidents of 15 and 21 July
2005, the Government noted that the applicant’s allegations had been the
subject of a judicial investigation by Palma de Mallorca investigating judge
no. 9, during which the only investigative measure requested by the
applicant had been an identity parade of the police officers behind a two-way
mirror. Besides the fact that the applicant had not lodged a complaint against the
officers, the rejection of her request was justified, in the Government’s
submission, on the grounds that the officers had already been identified by the
police authorities. Those proceedings had been concluded by the judgment of
11 March 2008, delivered after a public hearing, acquitting the
officers in question.
With regard to the second episode – of 23 July 2005
– the Government observed that this had been examined by Palma de Mallorca
investigating judge no. 11. After assessing the police and medical reports
provided, the judge had decided to discontinue the proceedings for want of
sufficient evidence. That decision had been upheld by the Audiencia
Provincial.
The Government pointed out that the procedural obligation
imposed on the States with regard to Article 3 of the Convention was an
obligation of means and not of result. In their submission, the investigative
procedures brought before the two investigating judges were sufficient to
consider that the Spanish State had fulfilled its obligations, irrespective of
the fact that the police officers were ultimately not convicted.
ii. The applicant
The applicant considered that the manner in
which the investigation had been carried out before the domestic courts
amounted to a breach of the State’s procedural obligations under Article 3.
In her submission, the courts had not adequately dealt with her request for
certain investigative measures regarding the incidents she had alleged, such as
an identity parade of the officers behind a two-way mirror which would have
enabled her to recognise the police officers involved. The applicant complained
that the State shifted the obligation to investigate on to her and imposed the
burden of proving the alleged offence on her, whereas according to the
Strasbourg Court’s case-law, it was incumbent on the State to prove that
particular treatment was not discriminatory.
The applicant added that she had not lodged a
complaint against the police officers who had appeared before the courts
because they were not the officers who had stopped and questioned her; this
showed that the investigation had been ineffective as it had not enabled the
officers responsible to be identified and, if appropriate, punished. In that
connection she complained that she had not been informed of the means used to
identify the officers in question. Further confirmation of the lack of an
effective investigation could be seen in the fact that the only measure taken
by the domestic courts to identify the perpetrators had been a request for a
report from the Balearic Islands chief of police, who was the immediate superior
of the persons involved. That had clearly been insufficient.
Lastly, the applicant pointed out that the
United Nations Human Rights Committee had already found a violation by Spain on grounds of discrimination, which was proof that discrimination against
immigrant black women was a structural problem in the country. In the present
case she considered that the attitude and conduct of both the police and the
courts had clearly been motivated by their prejudices and complained about the
comments of Palma de Mallorca investigating judge no. 9, which she regarded
as clearly discriminatory in their reference to the “shameful spectacle of
prostitution” and to the fact that the applicant’s complaint was based on “fallacious”
grounds in that her conduct had merely reflected her repeated failure to obey
orders given by the police in the course of their duties.
b) The
Court’s assessment
The Court considers that where an individual
makes a credible assertion that he has suffered treatment infringing Article 3
at the hands of the police or other similar agents of the State, that
provision, read in conjunction with the State’s general duty under Article 1 of
the Convention to “secure to everyone within their jurisdiction the rights and
freedoms defined in ... [the] Convention”, requires by implication that there
should be an effective official investigation. Such an investigation, as with
one under Article 2, should be capable of leading to the identification and
punishment of those responsible (see, regarding Article 2 of the Convention, McCann
and Others v. the United Kingdom, 27 September 1995, § 161, Series A no.
324; Kaya v. Turkey, 19 February 1998, § 86, Reports of Judgments and
Decisions 1998‑I; Yasa v. Turkey, 2 September 1998, § 98,
Reports 1998-VI; and Dikme v. Turkey, no. 20869/92, § 101, ECHR
2000‑VIII). Otherwise, the general legal prohibition of torture and
inhuman and degrading treatment and punishment would, despite its fundamental
importance, be ineffective in practice and it would be possible in some cases
for agents of the State to abuse the rights of those within their control with
virtual impunity (see Assenov and Others v. Bulgaria, 28 October 1998,
§ 102, Reports 1998‑VIII).
The Court considers it necessary to rule first
on the question of the applicability of Article 3 of the Convention to the
facts of the case and in particular to address the Government’s argument
debating the severity of the injuries in the present case. The Court reiterates
that the assessment of the minimum level of severity is, in the nature of
things, relative; it depends on all the circumstances of the case, such as the
duration of the treatment, its physical or mental effects and, in some
instances, the sex, age and state of health of the victim (see Labita v. Italy [GC], no. 26772/95, § 120, ECHR 2000‑IV). In that connection the Court
notes that the presence of injuries was recorded on the applicant’s person. The
medical reports revealed the presence of a number of bruises and inflammation
of the hands and knee. Those findings are consistent with the allegations made
by the applicant to the police in her complaints of 21 and 23 July 2005.
Added to this are the alleged racist and degrading remarks made to her. Accordingly,
the Court is of the view that the conduct in question falls within the scope of
Article 3 of the Convention.
With regard to the
investigation procedure before the domestic courts, the Court notes that
in the present case the applicant complained twice of having suffered
ill-treatment: firstly on 21 July 2005, when she lodged a formal
verbal complaint with Palma de Mallorca investigating judge no. 8, and
secondly on 25 July 2005, when she complained to Palma de Mallorca investigating
judge no. 2 of being hit on the hand and knee with a truncheon by one of
the police officers during the incidents of 23 July 2005.
The Court observes that the applicant’s
complaints were indeed investigated. It remains to be assessed whether the
investigation was carried out diligently and whether it was “effective”. With
regard to the investigations carried out by the authorities following the allegations
of ill-treatment, the Court observes that, according to the information
provided, the applicant requested a number of evidence-gathering measures,
namely, organisation of an identity parade of the officers responsible using a
two-way mirror or obtaining from the police the identification numbers of the
officers who had been on duty on 15 and 23 July. When examining those
requests, investigating judges nos. 9 and 11, who had jurisdiction to examine
the criminal complaints lodged by the applicant, merely requested incident reports
from the police headquarters and based themselves exclusively on the report by
the headquarters when issuing a discharge order. The Court observes in that
connection that the report had been prepared by the Balearic Islands chief of
police, who was the immediate superior of the officers in question.
The Court also refers to the proceedings for a
minor criminal offence instituted before Palma de Mallorca investigating judge
no. 9 against the two police officers who, according to the information
contained in the report of the police headquarters, had stopped and questioned
the applicant on 15 and 21 July 2005 (see paragraphs 14 and
15 above). In that connection it notes that during the public hearing on
11 March 2008 the defendants were not formally identified by the
applicant. In the Court’s view, that hearing cannot be regarded as sufficient
to satisfy the requirements of Article 3 of the Convention, as it did not
succeed in identifying the officers involved. The domestic courts dismissed the
applicant’s requests for an identity parade to be held behind a two-way mirror
on account of the time that had elapsed since the altercations and the fact
that it would be very difficult to recognise the officers because they had been
wearing helmets at the time. In the Court’s opinion, the applicant’s request
was not a superfluous one in identifying the police involved in the incidents
and establishing who was responsible, as required by the Court’s case-law (see,
among other authorities, Krastanov v. Bulgaria, no. 50222/99, § 48, 30 September 2004; Çamdereli v. Turkey, no. 28433/02, §§ 28-29,
17 July 2008; and Vladimir Romanov v. Russia, no. 41461/02, §§ 79 and
81, 24 July 2008)
The Court notes, further, that the medical
reports provided by the applicant refer to inflammation and bruising on the
left hand following the first incident and to abdominal pain and bruising to
the hand and knee regarding the incident of 23 July 2005. Neither investigating
judge no. 9 nor no. 11 nor the Audiencia Provincial investigated
that point further, but simply disregarded the reports on the grounds that they
were undated or not conclusive as to the cause of the injuries. The Court
considers that the information contained in those reports called for
investigative measures to be carried out by the judicial authorities.
Furthermore, the investigating judges did not
take any measures to identify or hear evidence from witnesses who had been
present during the altercations; nor did they investigate the applicant’s allegations
regarding her transfer to the police station, where the police had allegedly
attempted to make her sign a statement admitting that she had resisted orders.
The Court also considers
that the Government’s submission that the incidents had taken place in the
context of the implementation of preventive measures designed to combat
networks trafficking in immigrant women in the area cannot justify treatment
contrary to Article 3 of the Convention.
In the light of the foregoing factors, the Court
is not satisfied that the investigations carried out in the present case were
sufficiently thorough and effective to satisfy the aforementioned requirements
of Article 3. In conclusion, the Court considers that there has been a violation
of Article 3 of the Convention under its procedural limb.
...
II. ALLEGED VIOLATION OF ARTICLE 14 TAKEN IN
CONJUNCTION WITH ARTICLE 3 OF THE CONVENTION
The applicant also alleged that she had been discriminated against as
evidenced by the racist remarks made by the police officers, namely, “get out of
here you black whore”. She submitted that other women in the same area carrying
on the same activity but with a “European phenotype” had not been stopped by
the police. Article 14 of the Convention provides:
“The enjoyment of the rights and freedoms set forth in [the]
Convention shall be secured without discrimination on any ground such as sex,
race, colour, language, religion, political or other opinion, national or
social origin, association with a national minority, property, birth or other
status.”
The Government disputed
that submission.
A. Admissibility
The Court observes that the complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 of the Convention.
It finds, moreover, that no other ground for declaring it inadmissible has been
established. It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
a) The Government
The Government disputed that submission, arguing
that the applicant had not provided a shred of evidence to support her
allegation that she had been discriminated against on account of being a
prostitute or the fact that she was of African origin. They observed that the police
operations in the district in question targeted, without distinction, all
prostitutes working in the area, extending equally to women of European origin.
b) The applicant
The applicant, for her part, submitted that her
position as a black woman working as a prostitute made her particularly vulnerable
to discriminatory attacks and that those factors could not be considered
separately but should be taken into account in their entirety, their interaction
being essential for an examination of the facts of the case.
In the applicant’s submission, it was clear that
the repeated inspections to which she had been subjected and the racist and sexist
insults made against her and the response of the domestic courts to her
complaints proved that there had been discrimination and a failure by the State
to comply with its positive obligation to carry out an effective investigation.
The applicant considered that the State had
exercised its public-security powers improperly and degradingly and that their
actions had been disproportionate in nature. Both their actions and the decisions
of the domestic courts had been discriminatory.
In conclusion, the applicant considered that she
had been the victim of structural problems of discrimination present in the
Spanish judicial system, as a result of which there had been no effective
investigation of her complaints.
c) The third-party interveners
The European Social
Research Unit (ESRH) at the Research Group on
Exclusion and Social Control (GRECS) at the University of Barcelona referred to
studies that had been carried out into intersectional discrimination, that is,
discrimination based on several different grounds such as race, gender or social
origin. Those studies showed that an analysis of the facts taking account of
only one of the grounds was approximate and failed to reflect the reality of
the situation. The ESRH gave examples of a
number of initiatives taken at European level to obtain recognition of multiple
discrimination; however, a binding legal text – though strongly recommended –
did not yet exist.
The AIRE Centre, for
their part, invited the Court to recognise the
phenomenon of intersectional discrimination, which required a multiple-grounds
approach that did not examine each factor separately. It gave an overview of
the innovations in this area in the European Union and in various States
such as the United Kingdom, the United States and Canada.
2. The Court’s assessment
The Court considers that where the State
authorities investigate violent incidents, they have an additional obligation
to take all reasonable measures to identify whether there were racist motives
and to establish whether or not ethnic hatred or prejudice may have played a
role in the events. Admittedly, proving racial motivation will often be
extremely difficult in practice. The respondent State’s obligation to
investigate possible racist overtones to a violent act is an obligation to use
best endeavours and not absolute. The authorities must do what is reasonable in
the circumstances to collect and secure the evidence, explore all practical
means of discovering the truth and deliver fully reasoned, impartial and
objective decisions, without omitting suspicious facts that may be indicative
of racially induced violence (see, mutatis mutandis, Nachova and
Others v. Bulgaria [GC], nos. 43577/98 and 43579/98, § 160, ECHR 2005‑VII).
Lastly, the Court reiterates that the onus is on the Government to produce
evidence establishing facts that cast doubt on the victim’s account (see Turan
Cakir v. Belgium, no. 44256/06, § 54, 10
March 2009, and Sonkaya v. Turkey, no. 11261/03, § 25, 12 February 2008).
Furthermore, the authorities’ duty to
investigate the existence of a possible link between racist attitudes and an
act of violence is an aspect of their procedural obligations arising under
Article 3 of the Convention, but may also be seen as implicit in their
responsibilities under Article 14 of the Convention to secure respect without
discrimination for the fundamental value enshrined in Article 3. Owing to the
interplay of the two provisions, issues such as those in the present case may
fall to be examined under one of the two provisions only, with no separate
issue arising under the other, or may require examination under both Articles.
This is a question to be decided in each case on its facts and depending on the
nature of the allegations made (see Nachova and Others, cited above, §
161).
In the instant case the Court has already
observed that the Spanish authorities violated Article 3 of the Convention by
failing to carry out an effective investigation into the incident. It considers
that it must examine separately the complaint that there was also a failure to
investigate a possible causal link between the alleged racist attitudes and the
violent acts allegedly perpetrated by the police against the applicant (see, mutatis
mutandis, Turan Cakir v. Belgium, cited above, § 79).
The Court notes that in her complaints of 21 and
25 July 2005 the applicant mentioned the racist remarks allegedly
made to her by the police, such as “get out of here you black whore”, and submitted
that the officers had not stopped and questioned other women carrying on the
same activity but having a “European phenotype”. Those submissions were not examined
by the courts dealing with the case, which merely adopted the contents of the
reports by the Balearic Islands chief of police without carrying out a more
thorough investigation into the alleged racist attitudes.
In the light of the evidence submitted in the
present case, the Court considers that the decisions made by the domestic courts
failed to take account of the applicant’s particular
vulnerability inherent in her position as an African woman working as a prostitute.
The authorities thus failed to comply with their duty under Article 14 of the
Convention taken in conjunction with Article 3 to take all possible steps to ascertain
whether or not a discriminatory attitude might have played a role in the events.
There has accordingly been a violation of
Article 14 of the Convention taken in conjunction with Article 3 in its
procedural aspect.
...
IV. APPLICATION OF
ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the
Convention or the Protocols thereto, and if the internal law of the High
Contracting Party concerned allows only partial reparation to be made, the
Court shall, if necessary, afford just satisfaction to the injured party.”
A. Damage
The applicant claimed 30,000 euros (EUR) for the
non-pecuniary damage which she had sustained as a result of being humiliated by
the ill-treatment she had complained of. The applicant also asked the Court to
compel the Government to draw up a check-list that the domestic courts would be
obliged to follow in the event of allegations of discrimination such as hers.
Lastly, in accordance with the principle of restitutio in integrum, she
requested that the proceedings be reopened before the Spanish courts.
The Government challenged that claim on the
grounds that a finding of a violation was sufficient. With regard to drawing up
a check-list, the Government reiterated that, in accordance with the Court’s
case-law, the member States were free to choose the measures they considered
the most appropriate to redress a finding of a violation.
With regard to the specific measures requested
by the applicant, the Court reiterates that its judgments are essentially
declaratory in nature and that, in general, it is primarily for the State
concerned to choose, subject to supervision by the Committee of Ministers, the
means to be used in its domestic legal order in order to discharge its
obligation under Article 46 of the Convention (see, among other authorities, Assanidze
v. Georgia [GC], no. 71503/01, § 202, ECHR 2004‑II; Scozzari and
Giunta v. Italy [GC], nos. 39221/98 and 41963/98, § 249, ECHR 2000‑VIII;
and Brumărescu v. Romania (just satisfaction) [GC], no. 28342/95, §
20, ECHR 2001). The Court considers that the present case is not one of those
in which, exceptionally, with a view to helping the respondent State to fulfil
its obligations under Article 46, the Court will seek to indicate the type of
measure that might be taken in order to put an end to a systemic situation it
has found to exist and in which it may propose various options and leave the
choice of measure and its implementation to the discretion of the State concerned
(see Broniowski v. Poland [GC], no. 31443/96, § 194, ECHR 2004‑V).
With regard to the claim in respect of
non-pecuniary damage, the Court considers that, having regard to the violations
found in the present case, the applicant should be awarded compensation for
non-pecuniary damage. Ruling on an equitable basis, as required by Article 41
of the Convention, it decides to award the sum claimed, namely, EUR 30,000.
B. Costs and expenses
The applicant also claimed EUR 31,840.50 for the
total costs and expenses incurred before the domestic courts and before the
Court. The supporting documents submitted accounted for only EUR 1,840.50.
The Government asked the Court to reject the
claim.
According to the Court’s case-law, an award can
be made in respect of costs and expenses only in so far as they have been
actually and necessarily incurred by the applicant and are reasonable as to
quantum. In the instant case, and having regard to the documents available to
it and to its case-law, the Court considers the sum of EUR 1,840.50 in respect
of all costs and expenses to be reasonable and awards that amount to the
applicant.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the
European Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
...
2. Holds that there has been a violation of Article
3 under its procedural limb;
...
4. Holds
that there has been a violation of Article 14 taken in conjunction with
Article 3 of the Convention;
...
6. Holds
(a) that the respondent State is to pay the applicant,
within three months from the date on which the judgment becomes final in
accordance with Article 44 § 2 of the Convention, the following
amounts:
(i) EUR 30,000. (thirty thousand euros), plus any
tax that may be chargeable, in respect of non-pecuniary damage;
(ii) EUR 1,840.50 (one thousand eight hundred and
forty euros and fifty centimes), plus any tax that may be chargeable to the applicant,
in respect of costs and expenses;
(b) that from the expiry of the above-mentioned
three months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
7. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in French, and notified in writing on 24 July 2012,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Marielena Tsirli Josep
Casadevall
Deputy Registrar President