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SECOND
SECTION
CASE OF HASKO v. TURKEY
(Application
no. 20578/05)
JUDGMENT
STRASBOURG
17
January 2012
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Hasko v. Turkey,
The
European Court of Human Rights (Second Section), sitting as a Chamber
composed of:
Françoise Tulkens,
President,
Danutė Jočienė,
Dragoljub
Popović,
Isabelle Berro-Lefèvre,
András
Sajó,
Işıl Karakaş,
Guido
Raimondi, judges,
and Stanley Naismith,
Section Registrar,
Having
deliberated in private on 13 December 2011,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 20578/05) against the Republic
of Turkey lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Turkish national, Mr Dündar Hasko (“the
applicant”), on 7 June 2005.
- The
applicant was represented by Ms H.S. Özyavuz, a lawyer
practising in Istanbul. The Turkish Government (“the
Government”) were represented by their Agent.
- The
applicant alleged, in particular, that the length of the criminal
proceedings against him had been incompatible with Article 6 § 1
of the Convention and that his right to adversarial proceedings had
been breached by the non-communication of the Principal Public
Prosecutor’s opinion to him.
- On
10 February 2010 the President of the Second Section decided to give
notice of the application to the Government. It was also decided to
rule on the admissibility and merits of the application at the same
time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicant was born in 1930 and lives in Istanbul.
- In
1991 the inspection board of a State-owned bank (Türkiye
Vakıflar Bankası Teftiş Kurulu – “the
Board”) issued a report claiming, inter alia, that the
applicant, who was a lawyer, had withdrawn substantial amounts of
expropriation compensation on behalf of several persons by submitting
false powers of attorney. In 1993, on the basis of the Board’s
report, the bank requested the institution of criminal proceedings
against the applicant.
- On
26 September 1993 the Beyoğlu Public Prosecutor filed an
indictment against the applicant for knowingly using false powers of
attorney.
- On
21 March 1994 the Istanbul Assize Court acquitted the applicant,
stating that the powers of attorney had been issued by a notary and
conveyed to the applicant by third parties and that there was
insufficient evidence to prove that the applicant knew these
documents to be false. On 8 December 1994 the Court of Cassation
quashed the judgment of the first-instance court, stating that the
court had failed to examine certain major witnesses.
- After
examining these witnesses, on 20 March 1996 the Istanbul Assize Court
once again acquitted the applicant. The statements of one of the
civil parties, N.K., were taken in the absence of the applicant.
Nevertheless, her statements were read during the hearing of 26 June
1995 and the applicant had the opportunity to submit his arguments
against them.
- On
13 May 1997 the Court of Cassation quashed the judgment of the
first-instance court, this time stating that the court had failed to
evaluate the authenticity of the signatures on the powers of
attorney.
- On
23 January 2001, taking into account expert reports on the
authenticity of the signatures, the Istanbul Assize Court again
acquitted the applicant. However, this judgment was quashed by the
Court of Cassation on 8 October 2002. The higher court stated that
the first-instance court had erred in its judgment and that the
applicant should have been sentenced.
- On
17 July 2003, following six hearings, two of which were conducted
with the attendance of N.K., the Istanbul Assize Court found the
applicant guilty as charged and sentenced him to four years and eight
months’ imprisonment. The court mainly relied on the expert
reports and indicated that the witness statements were not adequate
to clarify whether the applicant had used the false powers of
attorney knowingly.
- During
the appeal proceedings, the Principal Public Prosecutor at the Court
of Cassation submitted his written observations to that court.
However, those observations were not forwarded to either the
applicant or his lawyer. On 22 December 2004 the Court of Cassation
upheld the judgment of the Istanbul Assize Court.
- Subsequently,
the applicant requested the suspension of the execution of his
sentence on account of his age and poor state of health, submitting
several doctors’ reports which stated that he was suffering
from cerebrovascular and vertebral insufficiency as well as
hypertension. On 16 February 2005 the Istanbul Assize Court
refused his request.
- Following
the entry into force of the new Criminal Code (Law no. 5237) in
2005, the Istanbul Assize Court re-examined the applicant’s
sentence on 13 February 2006 and reduced it to three years and nine
months’ imprisonment. The applicant did not appeal against that
decision.
-
In July 2010, an additional arrest warrant was issued against the
applicant.
II. RELEVANT DOMESTIC LAW
- The relevant domestic law and practice in force at the
material time are outlined in the Göç v. Turkey
judgment ([GC], no. 36590/97, § 34, ECHR 2002 V).
- On
2 January 2003 Article 316 of the Code of Criminal Procedure was
amended to provide that the written opinion of the Principal Public
Prosecutor at the Court of Cassation must be notified to the parties.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
- The
applicant complained under Article 6 § 1 of the Convention that
the criminal proceedings against him had been incompatible with the
“reasonable time” requirement. He further maintained
under the same provision that the principle of equality of arms had
not been respected during the criminal proceedings against him as the
written opinion submitted by the Principal Public Prosecutor to the
Court of Cassation had not been communicated to him, depriving him of
the opportunity to submit his counter-arguments.
- The
Government contested that argument.
A. Admissibility
- The
Government argued that the applicant had failed to exhaust domestic
remedies within the meaning of Article 35 § 1 of the Convention.
They maintained firstly that the applicant had not appealed against
the first-instance court’s judgment mitigating his sentence.
Secondly, they stated that he had failed to lodge a new request
for the suspension of the execution of his sentence following the
entry into force of the recent Code on the Execution of Criminal
Penalties (Ceza ve Güvenlik Tedbirlerinin İnfazı
Hakkında Kanun).
- The
applicant disputed the Government’s arguments. He submitted
that the decision dated 13 February 2006 merely concerned the
re-evaluation of his case in the light of the new Criminal Code. In
this respect, he maintained that he had not been informed that a
re-evaluation would take place and that the court had decided to
reduce his sentence on the basis of the case file, without holding a
hearing.
- The
Court reiterates that the obligation to exhaust domestic
remedies requires only that an applicant make normal use of effective
and sufficient remedies, that is those capable of remedying the
situation at issue and affording redress for the breaches alleged
(see Karakullukçu v. Turkey, no. 49275/99, §
27, 22 November 2005). It notes that the re-evaluation conducted by
the court subsequent to the entry into force of the new Criminal Code
was of a procedural nature, aiming to apply the more favourable
provisions of that Code. Accordingly, that
procedure did not have an overall effect on the fairness of the
criminal proceedings against the applicant. As for the Government’s
argument concerning the applicant’s failure to make an
additional request for suspension of the execution of his sentence,
the Court considers that the preliminary objection concerns the
complaint raised under Article 3 of the Convention and that in any
case the applicant had recourse to that remedy once following the
decision of the Court of Cassation. The Court therefore concludes
that the Government’s preliminary objections cannot be upheld.
- The
Court notes that these complaints are not manifestly ill-founded
within the meaning of Article 35 § 3 (a) of the Convention. It
further notes that they are not inadmissible on any other grounds.
They must therefore be declared admissible.
B. Merits
1. As to the complaint concerning the excessive length
of proceedings
- The
applicant complained that the criminal proceedings against him had
not been concluded within a reasonable time.
- The
Government stated that the length of the impugned proceedings had
been compatible with Article 6 § 1 of the Convention, taking
account of the complexity of the case, the applicant’s conduct
and that of the competent authorities. They further maintained that
the Istanbul Assize Court had delivered five judgments during the
course of the proceedings and that there had been no period during
which the judicial authorities had been inactive.
- The
Court notes that in the instant case the criminal proceedings began
on 26 September 1993, when the public prosecutor filed an indictment
against the applicant, and ended on 22 December 2004 with the
decision of the Court of Cassation. They thus lasted for a period of
eleven years and two months at two levels of jurisdiction.
- The Court observes that it has frequently found
violations of Article 6 § 1 of the Convention in cases
raising issues similar to the one in the present case (see, among
others, Er v. Turkey, no. 21377/04, § 23,
27 October 2009; Şahap Doğan v. Turkey,
no. 29361/07, § 39, 27 May 2010; and Fırat Can v.
Turkey, no. 6644/08, § 74, 24 May 2011; see also, mutatis
mutandis, Frydlender v. France [GC], no. 30979/96,
§§ 42 46, ECHR 2000 VII, and Daneshpayeh
v. Turkey, no. 21086/04, §§ 26 29, 16 July
2009). The Court notes in the present case that
the Court of Cassation quashed the judgment of the first-instance
court as many as three times. It reiterates that the repeated
quashing and remittal of lower court decisions for re-examination are
usually ordered as a result of errors committed by the latter, which,
within one set of proceedings, discloses a deficiency in the
operation of the legal system (see Wierciszewska
v. Poland, no. 41431/98, §
46, 25 November 2003, and Falimonov
v. Russia, no. 11549/02, §
58, 25 March 2008).
- Having
examined all the material submitted to it, the Court considers that
the Government have not put forward any fact or argument capable of
persuading it to reach a different conclusion in the present case.
Having regard to its case-law on the subject, it considers that the
length of the proceedings was excessive and failed to meet the
“reasonable time” requirement.
- There
has accordingly been a violation of Article 6 § 1 of the
Convention in respect of the excessive length of the criminal
proceedings.
2. As to the non-communication of the Principal Public
Prosecutor’s opinion
- The
applicant contended that the domestic courts had violated his right
to adversarial proceedings in that the written opinion of the
Principal Public Prosecutor concerning his appeal request had not
been communicated to him.
- The
Government maintained that the applicant’s lawyer should have
asked to examine the case file, which included the Principal Public
Prosecutor’s opinion when it arrived at the registry of the
Court of Cassation. They further submitted that the Code of Criminal
Procedure foresees that the opinion would be served on the defendant
party.
- The
Court notes that it has already examined similar grievances in the
past and found a violation of Article 6 § 1 of the Convention
(see, among others, Göç, cited above, § 58;
Hakan Duman v. Turkey, no. 28439/03, §§ 54-56,
23 March 2010; and Çamyar and Berktaş v. Turkey,
no. 41959/02, §§ 52-54, 15 February 2011). In the Göç
judgment (cited above) the Court held that, having regard to the
nature of the Principal Public Prosecutor’s submissions and to
the fact that the applicant had not been given an opportunity to make
written observations in reply, there had been an infringement of the
applicant’s right to adversarial proceedings.
- The
Court has examined the present case and finds no particular
circumstances which would require it to depart from its findings in
the aforementioned case. Moreover, there is nothing in the case file
to prove that the opinion of the Principal Public Prosecutor was
served on the applicant in compliance with the Code of Criminal
Procedure (contrast Ayhan Işık v. Turkey, no.
33102/04, § 38, 30 March 2010).
- The
Court therefore concludes that there has been a violation of Article
6 § 1 of the Convention as regards the non-communication of the
Principal Public Prosecutor’s written opinion to the applicant.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
- Relying
on Article 3 of the Convention, the applicant argued that he would be
subjected to inhuman and degrading treatment if his sentence were
executed. In support of this complaint, he submitted that he was
eighty years old and suffered from several diseases which required
him to live under constant medical supervision.
- The
Government contested that argument. They maintained that the
applicant lacked victim status as he has not yet served his sentence.
- The
Court observes that if ill-treatment is to fall within the scope of
Article 3, it must attain a minimum level of severity. The
assessment of this minimum is, in the nature of things, relative: it
depends on all the circumstances of the case, such as the nature and
context of the treatment, the manner and method of its execution, its
duration and its physical or mental effects and, in some instances,
the sex, age and state of health of the victim (see Kudła v.
Poland [GC], no. 30210/96, § 91, ECHR 2000 XI).
- In
the instant case, the applicant relies on his age and his state of
health. The Court notes that advanced age is not a bar to pre-trial
detention or a prison sentence in any of the Council of Europe’s
member States. However, age in conjunction with other factors, such
as state of health, may be taken into account either when sentence is
passed or while the sentence is being served (see Papon v. France
(no. 1) (dec.), no. 64666/01, ECHR 2001 VI) (for
instance, when a sentence is suspended or imprisonment is replaced by
house arrest).
- While
none of the provisions of the Convention expressly prohibits
imprisonment beyond a certain age, the Court has already had occasion
to note that, under certain circumstances, the detention of an
elderly person over a lengthy period might raise an issue under
Article 3. Nonetheless, regard is to be had to the particular
circumstances of each specific case (see Priebke v. Italy
(dec.), no. 48799/99, 5 April 2001; Sawoniuk v. the United Kingdom
(dec.), no. 63716/00, 29 May 2001; and Papon, cited above).
- The
Court notes that in the present case the applicant has not started
serving his sentence despite an additional arrest warrant having been
issued against him in July 2010. Nor has he requested the suspension
of the execution of his sentence during the six years that have
passed following his initial request, in order to substantiate his
argument that the authorities have disregarded his deteriorating
health condition.
- The
Court concludes therefore that the complaint is manifestly
ill-founded pursuant to Article 35 §§
3 and 4 of the Convention.
III. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
- The
applicant complained under Article 6 §§ 1 and 2 of the
Convention that both the Assize Court and the Court of Cassation had
failed to deliver reasoned judgments. Relying upon Article 6 § 3
of the Convention, he also argued that he had not been given
sufficient time to prepare his defence and that he had not had the
opportunity to examine witnesses. Finally, invoking Article 8 of the
Convention, he repeated the complaint he had made under Article 3.
- An
examination by the Court of the material submitted to it does not
disclose any appearance of a violation of these provisions. It
follows that this part of the application is manifestly -ill-
founded and must be declared
inadmissible pursuant to Article 35 §§ 3 and 4 of the
Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- The
applicant claimed 40,000 euros (EUR) in respect of pecuniary damage
and another EUR 40,000 for non-pecuniary damage. He also requested
EUR 10,000 for costs and expenses incurred before the Court.
- The
Government contested these claims, considering the requested amounts
excessive.
- The
Court does not discern any causal link between the violation found
and the pecuniary damage alleged; it therefore rejects this claim. On
the other hand, it awards the applicant EUR 7,200 in respect of
non-pecuniary damage.
- As
regards costs and expenses, the Court reiterates that an applicant is
entitled to the reimbursement of costs and expenses only in so far as
it has been shown that these have been actually and necessarily
incurred and are reasonable as to quantum (see Sawicka
v. Poland, no. 37645/97, § 54,
1 October 2002). In the present case, the applicant has
not substantiated that he has actually incurred the costs claimed. In
particular, he failed to submit documentary evidence, such as bills,
receipts, a contract, a fee agreement or a breakdown of the hours
spent by his lawyer on the case. Accordingly, the Court makes no
award under this head.
- The
Court considers it appropriate that the default interest rate should
be based on the marginal lending rate of the European Central Bank,
to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Declares the complaints concerning the length of
the criminal proceedings and the non-communication of the Principal
Public Prosecutor’s written opinion admissible and the
remainder of the application inadmissible;
- Holds that there has been a violation of Article
6 § 1 of the Convention in respect of the length of the
proceedings and the non-communication of the written opinion of the
Principal Public Prosecutor at the Court of Cassation;
- Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 7,200 (seven thousand
two hundred euros) in respect of non-pecuniary damage, to be
converted into Turkish liras at the rate applicable at the date of
settlement;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 17 January 2012, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Stanley Naismith Françoise Tulkens
Registrar President