BAILII is celebrating 24 years of free online access to the law! Would you
consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it
will have a significant impact on BAILII's ability to continue providing free
access to the law.
Thank you very much for your support!
[New search]
[Contents list]
[Printable RTF version]
[Help]
FOURTH
SECTION
DECISION
Application no. 31989/06
S.V. and S.V.
against Bosnia and
Herzegovina
The
European Court of Human Rights (Fourth Section), sitting on 10 April
2012 as a Chamber composed of:
Lech
Garlicki, President,
David
Thór Björgvinsson,
Päivi
Hirvelä,
George
Nicolaou,
Zdravka
Kalaydjieva,
Nebojša
Vučinić,
Ljiljana
Mijović, judges,
and
Lawrence Early, Section
Registrar,
Having
regard to the above application lodged on 25 May 2006,
Having
regard to the observations submitted by the parties,
Having
deliberated, decides as follows:
THE FACTS
- The
applicants, Ms S.V. (“the first applicant”) and Ms S.V.
(“the second applicant”), citizens of Bosnia and
Herzegovina, are sisters who were born in 1977 and 1978 respectively
and live in Sarajevo. They were represented by their father,
following leave granted by the President of the Fourth
Section of the Court. The applicants were also granted
anonymity. The Bosnian-Herzegovinian Government (“the
Government”) were represented by their Deputy Agent, Ms Z.
Ibrahimović.
A. The circumstances of the case
- The
facts of the case, as submitted by the parties, may be summarised as
follows.
- Both
applicants suffer from mild learning disabilities.
- In
June 1998 they started working as waitresses in a restaurant in
Kladanj which was owned by N.H. It would appear that the second
applicant returned to her parents’ home in Sarajevo after
fifteen days, while the first applicant continued working at the
restaurant until 12 July 1998, when she also returned to Sarajevo.
- On
13 July 1998 the applicants’ father called an ambulance to
examine the first applicant, as she was complaining of stomach pain.
After the examination, the doctor on duty reported the suspected rape
of the first applicant to the Sarajevo Police Department. Later on
the same day, the applicants gave statements in a police station
claiming that they had both been sexually assaulted by N.H. On 14
July 1998 the applicants were examined at a gynaecological clinic in
Sarajevo.
- Over
the course of the following days, the Sarajevo Police Department
interviewed key witnesses in the case, and, after having collected
the necessary information, forwarded the case to the competent
prosecutor.
- On 27 December 1999 the public prosecutor issued an
indictment against N.H., accusing him of raping and committing lewd
acts on the applicants.
- On 19 December 2001 the Kladanj Municipal Court
acquitted N.H. in respect of both applicants. On 4 September 2002 the
Tuzla Cantonal Court (“the Cantonal Court”) upheld that
judgment in so far as it concerned N.H.’s acquittal of the
charges in respect of the second applicant but quashed the remainder
of the judgment and remitted it for a retrial.
- In the retrial proceedings, the Kladanj Municipal Court
scheduled the first hearing for 19 December 2002. The first
applicant, although duly summoned, failed to appear. She also failed
to appear for the subsequent hearings scheduled for 16 and 30 January
2003. Thereafter, the court requested that the first applicant’s
address be verified by the Sarajevo Police Department. On 6 February
2003 the police informed the court that the first applicant could not
be found at her parents’ address.
- In the meantime, on 27 May 2003 the
applicants, through their father, complained to the Human Rights
Chamber (a domestic human-rights body set up under Annex 6 to
the 1995 General Framework Agreement for Peace in Bosnia
and Herzegovina). They contended in general terms that the
proceedings were unfair, especially since N.H. had been acquitted of
the charges in respect of the second applicant, and that the judge
dealing with the case lacked impartiality.
- On
20 October 2003 the public prosecutor requested that the next hearing
be postponed due to the setting up of a new prosecutor’s office
(the Tuzla Canton Prosecutor’s Office) as a part of a judicial
reform initiative.
- The
first applicant, as well as her father who was her representative in
the domestic proceedings, failed to appear for the subsequent
hearings scheduled for 18 November and 4 December 2003, although the
court’s subpoenas were duly signed by the applicants’
father.
- On
5 March 2004 the first applicant submitted a request to the Cantonal
Court for the transfer of the criminal case from the Kladanj
Municipal Court to another competent court, due to the alleged lack
of impartiality of the judge hearing the case. However, the case had
already been taken over by the Zivinice Municipal
Court (“the Municipal Court”;
as a result of the 2003 judicial reform the Kladanj Municipal Court
had ceased to exist) on 1 March 2004. Consequently, on 9 August 2004
the Cantonal Court rejected the first applicant’s request. On
14 September 2004 the Supreme Court of the Federation of Bosnia and
Herzegovina upheld that decision.
14.
The first applicant and her father failed to
appear for the subsequent hearings on 2 and
17 November 2004, although it would appear that subpoenas were
duly served. On 30 November 2004 the
Sarajevo Police Department informed the court of the first
applicant’s new address. Afterwards, the court scheduled a new
hearing for 18 January 2005. A subpoena was delivered to the first
applicant’s new address. However, she failed to appear. Her
father appeared at the hearing and informed the court that the first
applicant had married and had had a child, and that she could not
appear before the court due to her husband’s excessive
jealousy. Another witness, A.T., also failed to appear at the hearing
on 18 January 2005 and her address was subsequently verified several
times by the Sarajevo Police Department.
- The
following hearing was scheduled for 7 March 2006. However, the
attempted delivery of a subpoena to the first applicant’s new
address was unsuccessful, as it was returned to the court with an
indication from the postal service that the address was unknown. The
hearing was postponed until 21 March 2006. In the meantime, the
applicants’ father informed the court that the first applicant
would not appear before the court or notify it of her new address.
- On
20 April 2006 the Sarajevo Police Department informed the court that
the first applicant was living at her parents’ home. The first
applicant failed to appear for the next two hearings scheduled for 13
June 2006 and 25 January 2007.
- On 3 July 2006 the Human Rights Commission (the legal
successor of the Human Rights Chamber) declared that it lacked
jurisdiction ratione materiae to examine the applicants’
case (see paragraph 10 above) since Article 6 of the Convention did
not guarantee a right to have an accused person convicted.
- On 20 August 2006 defence counsel informed the court
that he had suffered an injury and was thus unable to appear before
the court for a certain period of time. The following hearing was
thus scheduled for 21 February 2007. In the meantime, the
applicants’ father informed the court of the first applicant’s
new address. However, the delivery of a subpoena was unsuccessful, as
she could not be found at the given address.
- On 26 April 2007 the Sarajevo Police Department
informed the court of the first applicant’s new address and the
fact that she had changed her name. On 24 September 2007 the police
informed the court that the first applicant had changed her address
again.
- The
first applicant and her father appeared before the court for the
following hearing on 10 March 2008. At that hearing, N.H.’s
lawyer asked the court to invite two witnesses, A.M. and E.H., to
give statements. The court accepted that plea and postponed the
hearing until the witnesses were summoned. At the court’s
request, the police established that witness E.H. was temporarily
working in Slovenia. It appears that the next hearing was only
scheduled for 26 February 2010, when E.H. was heard before the court.
At that hearing the court decided, with the consent of the parties,
not to summon other witnesses and experts, but to have the records of
their prior statements, given in a previous main trial before the
same presiding judge, read out instead.
- On
31 January 2011 the Municipal Court acquitted N.H. in respect of the
offence of lewd acts, but found him guilty of rape and sentenced him
to fourteen months’ imprisonment. On 24 October 2011 the
Cantonal Court quashed that decision and remitted the case for a
retrial. It appears that those proceedings are still pending.
B. Relevant domestic law and practice
- The
Constitution of Bosnia and Herzegovina (Annex 4 to the 1995 General
Framework Agreement for Peace in Bosnia and Herzegovina) entered into
force on 14 December 1995. The Constitutional Court of Bosnia and
Herzegovina (“the Constitutional Court”) was set up
pursuant to Article VI of the Constitution.
The following are the relevant provisions of the Constitution:
Article II § 2
“The rights and freedoms set forth in the European
Convention for the Protection of Human Rights and Fundamental
Freedoms and its Protocols shall apply directly in Bosnia and
Herzegovina. These shall have priority over all other law.”
Article VI § 3
“The Constitutional Court shall uphold this
Constitution.
a. The Constitutional Court shall have exclusive
jurisdiction to decide any dispute that arises under this
Constitution between the Entities or between Bosnia and Herzegovina
and an Entity or Entities, or between institutions of Bosnia and
Herzegovina, including but not limited to:
Whether
an Entity’s decision to establish a special parallel
relationship with a neighbouring state is consistent with this
Constitution, including provisions concerning the sovereignty and
territorial integrity of Bosnia and Herzegovina.
Whether
any provision of an Entity’s constitution or law is consistent
with this Constitution.
Disputes may be referred only by a member of the
Presidency, by the Chair of the Council of Ministers, by the Chair or
a Deputy Chair of either chamber of the Parliamentary Assembly, by
one-fourth of the members of either chamber of the Parliamentary
Assembly, or by one-fourth of either chamber of a legislature of an
Entity.
b. The Constitutional Court shall also have appellate
jurisdiction over issues under this Constitution arising out of a
judgment of any other court in Bosnia and Herzegovina.
c. The Constitutional Court shall have jurisdiction
over issues referred by any court in Bosnia and Herzegovina
concerning whether a law, on whose validity its decision depends, is
compatible with this Constitution, with the European Convention for
Human Rights and Fundamental Freedoms and its Protocols, or with the
laws of Bosnia and Herzegovina; or concerning the existence of or the
scope of a general rule of public international law pertinent to the
court’s decision.”
Article VI § 4
“Decisions of the Constitutional Court shall be
final and binding.”
According
to the Constitutional Court’s decision no. U 23/00 of
2 February 2001 the term “judgment” contained in
Article VI § 3 (b) of the Constitution cited above is to be
interpreted extensively:
“The term includes not only all kinds of decisions
and rulings, but also a failure to take a decision where such failure
is claimed to be unconstitutional.”
- The Constitutional Court found a breach of Article 3
of the Convention in a number of cases concerning the lack of an
effective investigation into an allegation of ill-treatment (see the
Constitutional Court decision no. AP 3299/06 of 17 March 2009).
COMPLAINT
- Without
citing any particular provision of the Convention, the applicants
complained of the lack of an effective investigation in their case.
This complaint was communicated to the Government under Article 3 of
the Convention, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
THE LAW
- The
Government argued that the applicants had failed to use available
domestic remedies, as required by Article 35 § 1 of the
Convention. In particular, they indicated that the applicants had
failed to appeal to the Constitutional Court.
- The
applicants disagreed.
- Article
35 § 1 of the Convention reads as follows:
“The Court may only deal with the matter after all
domestic remedies have been exhausted, according to the generally
recognised rules of international law, and within a period of six
months from the date on which the final decision was taken.”
-
The Court will examine this objection only in respect of the first
applicant, as the second applicant’s complaint is in any event
manifestly ill-founded for the reasons outlined below (see paragraphs
34-36 below).
- The
Court reiterates that the purpose of Article 35 § 1 is to afford
the Contracting States the opportunity of preventing or putting right
the violations alleged against them before those allegations are
submitted to it (see, inter alia, Civet v. France [GC],
no. 29340/95, § 41, ECHR 1999 VI). Whereas Article 35 §
1 of the Convention must be applied with some degree of flexibility
and without excessive formalism, it does not require merely that
applications should be made to the appropriate domestic courts and
that use should be made of effective remedies designed to challenge
decisions already given. It normally requires also that the
complaints intended to be brought subsequently before the Court
should have been made to those same courts, at least in substance and
in compliance with the formal requirements and time-limits laid down
in domestic law (see, among other authorities, Cardot v. France,
19 March 1991, § 34, Series A no. 200, and Elçi and
Others v. Turkey, nos. 23145/93 and 25091/94, §§ 604
and 605, 13 November 2003).
- As
to legal systems which provide constitutional protection for
fundamental rights, such as the one of Bosnia and Herzegovina, the
Court recalls that it is incumbent on the aggrieved individual to
test the extent of that protection (see Mirazović
v. Bosnia and Herzegovina (dec.),
no. 13628/03, 16 May 2006 and the authorities cited therein).
- Turning to the present case, the Court notes that the
first applicant pursued an appeal before the Human Rights Chamber
which was normally considered as an effective legal remedy (see
Jeličić v. Bosnia and Herzegovina
(dec.), no. 41183/02, ECHR 2005 XII).
Had she pursued it in a proper manner, her application to this Court
could not have been dismissed because of her failure to appeal also
to the Constitutional Court (see Tokić and Others v. Bosnia
and Herzegovina, nos. 12455/04, 14140/05, 12906/06 and 26028/06,
§ 58, 8 July 2008). However, her appeal was rejected as
incompatible ratione materiae with the Convention as the first
applicant essentially relied on Article 6 to challenge the fairness
of the criminal proceedings and their outcome as regards the second
applicant (see paragraphs 10 and 17 above). At no stage did she
invoke Article 3 or raise the substance of an Article 3 based
complaint, for example, a lack of diligence in the investigation of
her complaint. Therefore, she did not make proper use of an otherwise
effective domestic remedy and had not provided the domestic courts
with the opportunity to put right the alleged violation (compare
Azinas v. Cyprus [GC], no. 56679/00, § 41, ECHR 2004 III;
and Ahmet Sadık v. Greece, 15 November 1996, § 33,
Reports of Judgments and Decisions 1996 V; and contrast
Gäfgen v. Germany [GC], no. 22978/05, §§ 145-146,
ECHR 2010; Castells v. Spain, 23 April 1992, §§
29-32, Series A no. 236; and Fressoz and Roire v. France
[GC], no. 29183/95, § 38-39, ECHR 1999 I).
- That
being said, the Court notes that it is still open to the first
applicant to complain to the Constitutional Court of the lack of an
effective investigation into her case under Article 3 given that the
criminal proceedings against N.H. are apparently still pending. The
Constitutional Court has already had the opportunity to examine such
claims on a number of occasions (see paragraph 23 above).
- The
Government’s objection is thus well-founded in respect of the
first applicant. Her complaint must therefore be rejected pursuant to
Article 35 §§ 1 and 4 of the Convention.
- As regards the second applicant, the Court notes that
the proceedings concerning her alleged rape terminated on 4 September
2002, when N.H.’s acquittal became final (see paragraph 8
above). The procedural obligation under Article 3 requires that,
where the facts warrant it, the investigation leads to effective
criminal or other proceedings for the enforcement of the law against
those responsible for ill-treatment. This means that the domestic
judicial authorities must on no account be prepared to let any
physical or psychological suffering inflicted go unpunished. This is
essential for maintaining the public’s confidence in, and
support for, the rule of law and for preventing any appearance of the
authorities’ tolerance of or collusion in unlawful acts (Okkalı
v. Turkey, no. 52067/99, § 65, ECHR 2006 XII).
In addition, for an investigation to be considered effective,
the authorities must take whatever reasonable steps they can to
secure the evidence concerning the incident, including, inter
alia, a detailed statement concerning the allegations from the
alleged victim, eyewitness testimony, forensic evidence and, where
appropriate, additional medical reports (see, in particular, Batı
and Others v. Turkey, nos. 33097/96 and 57834/00, § 134,
ECHR 2004-IV).
- That being said, the obligation of the State under
Article 1 of the Convention cannot be interpreted as requiring a
State to guarantee through its legal system that inhuman or degrading
treatment is never inflicted, or that, if it is, criminal proceedings
should necessarily lead to a particular sanction (see Beganović
v. Croatia, no. 46423/06, § 71, 25 June 2009). There is no
absolute obligation for all prosecutions to result in conviction or
in a particular sentence.
- Turning to the present case, and irrespective of the
second applicant’s failure to exhaust domestic remedies
properly (see paragraph 31 above), it is evident from the documents
submitted to the Court that the domestic authorities took all the
necessary steps to clarify the circumstances of the case as regards
the second applicant, but the evidence uncovered was not sufficient
to secure a conviction. The alleged rape was reported to the police
on 13 July 1998, when the second applicant gave a statement at the
police station. All the necessary steps were taken thereafter to
ensure the protection of her rights. On 14 July 1998 she was examined
at a gynaecological clinic in Sarajevo. Thereafter, the police
interviewed key witnesses in the case and, after having collected the
necessary information, forwarded the case to the competent
prosecutor. The indictment was issued on 27 December 1999. During the
main trial, the court heard fifteen witnesses, including the second
applicant, and two medical experts (a neuropsychiatrist and a
gynaecologist). Moreover, witnesses whose statements differed were
questioned on those statements in court. The Court reiterates that it
has no general competence to substitute its own assessment of facts
or application of the law for that of the national courts. Nothing in
the case file indicates that the domestic courts’ decisions
were arbitrary. Therefore, the second applicant’s complaint is
manifestly ill-founded and must be rejected pursuant to Article 35 §§
3 (a) and 4 of the Convention.
For these reasons, the Court by a majority
Declares the application inadmissible.
Lawrence Early Lech Garlicki
Registrar President