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FIRST
SECTION
CASE OF
JULIN v. ESTONIA
(Applications
nos. 16563/08, 40841/08, 8192/10 and 18656/10)
JUDGMENT
STRASBOURG
29 May
2012
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial revision.
In the case of Julin v. Estonia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Nina Vajić, President,
Peer
Lorenzen,
Khanlar Hajiyev,
Mirjana Lazarova
Trajkovska,
Linos-Alexandre Sicilianos,
Erik
Møse, judges,
Oliver Kask, ad hoc
judge,
and André Wampach,
Deputy Section Registrar,
Having
deliberated in private on 17 April 2012,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in four applications (nos. 16563/08, 40841/08,
8192/10 and 18656/10) against the Republic of Estonia lodged with the
Court under Article 34 of the Convention for the Protection of Human
Rights and Fundamental Freedoms (“the Convention”) by an
Estonian national, Mr Vyacheslav Julin (“the applicant”),
on 12 March 2008, 30 July 2008, 3 February 2010 and
18 March 2010 respectively.
- The
applicant was represented by Mr A. Sirendi, a lawyer practising in
Tartu. The Estonian Government (“the Government”) were
represented by their Agent, Ms M. Kuurberg, of the Ministry
of Foreign Affairs.
- The
applicant alleged, in particular, that he had been ill-treated by
prison officers and there had been no effective investigation into
this ill-treatment, that he had had no access to court in respect of
his complaints concerning prison conditions and the actions of prison
officers, and that he had been strip-searched in a humiliating
manner, and without respect for his private life.
- On
17 March 2011 the applications were communicated to the Government.
It was also decided to rule on the admissibility and merits of the
applications at the same time (Article 29 § 1).
- Julia
Laffranque, the judge elected in respect of Estonia, was unable to
sit in the case (Rule 28). On 17 May 2011 the President of the
Chamber decided to appoint Oliver Kask to sit as an ad hoc
judge (Rule 29 § 1(b)).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicant was born in 1981 and lived in Tallinn until his arrest. He
is currently serving a prison sentence.
A. Application no. 16563/08
1. The applicant’s imprisonment in Murru Prison
and his transfer to Tartu Prison
- In
2007 the applicant was serving a prison sentence in Murru Prison.
On 29
March 2007 he was placed in a punishment cell for thirty days as a
disciplinary penalty. Initially, he was placed in punishment cell no.
140. On 9 April 2007 he was transferred to punishment cell no. 122.
He made several applications and complaints to the prison director
concerning the condition of the cells.
- On
1 June 2007 the applicant’s marriage to I. was dissolved.
- On
4 July 2007 the applicant made a request to the prison administration
to be allowed an overnight visit from his family. He was given
authorisation for a visit for 7 and 8 August 2007.
- On
11 July 2007 the applicant was assaulted by co-prisoners in Murru
Prison. He sustained thirteen stab wounds. He was taken to a hospital
in Tallinn and later to the Prison Hospital in Maardu. On 16 July
2007 he was taken back to Murru Prison, where he was placed, for
security reasons, in cell no. 147. That cell was in the closed
disciplinary section of the prison. He was kept in cell no. 147 for
ten days.
- On
27 July 2007 the director of Murru Prison requested the Ministry of
Justice to transfer the applicant to Tartu Prison for security
reasons. On 1 August 2007 the Ministry acceded to that request.
Although the applicant sought postponement of his transfer so that he
could receive the family visit planned for 7 and 8 August, he was
transferred to Tartu on 7 August 2007 and no visit took place.
- Upon
arrival at Tartu Prison the applicant was placed in the reception
section. On 17 August 2007 his request for an overnight visit was
dismissed since such visits were not allowed in the reception
section. A person may be kept in the reception section for up to
three months.
- On 19 September 2007 the applicant sewed his mouth
together with five stitches and announced that he was commencing a
hunger strike, apparently mainly because of the prison
administration’s failure to place him in a different cell
despite his requests referring to the dangerousness of V., with whom
he was sharing the cell. Initially he refused medical assistance, but
it appears that the stitches were removed on the next day by medical
staff and the applicant terminated his hunger strike.
- On
21 September 2007, finding that the applicant was suicidal and might
continue to harm himself, the prison director decided to apply
certain additional security measures to him. In particular, he
ordered the applicant’s placement in a locked isolation cell
and prohibited him from wearing personal clothing or using personal
effects. The necessity of the continued application of these measures
was to be reviewed once a month.
2. Court proceedings initiated by the applicant
(a) Jurisdiction over the applicant’s
complaints
- The
complaints against the administration of Murru Prison (see paragraphs
16 and 21 below) were originally lodged with the Tallinn
Administrative Court. As the applicant was subsequently transferred
to Tartu Prison, on 14 August 2007 the Tallinn Administrative Court
transferred the cases to the Tartu Administrative Court, which had
jurisdiction over them after the applicant’s transfer.
(b) Administrative case no. 3-07-1000
- On 17 May 2007 the Tallinn Administrative Court
received a complaint from the applicant about Murru Prison. He
claimed compensation for non-pecuniary damage caused by the degrading
conditions in punishment cells nos. 140 and 122. He argued that the
windows of the cells had been dirty and could not be opened, there
had been no fresh air, the temperature had been too low and the
lighting too dim; for two days there had been no lighting at all as
the bulb had burnt out; the noise level had been high, the plumbing
had been inadequate and blockages had occurred; there had been an
unpleasant smell, the washbasin had been directly above the open
toilet, the bedding had been dirty, and so on. He requested exemption
from the State fee (riigilõiv) payable on the
complaint.
- On 22 October 2007 the Tartu Administrative Court
dismissed the applicant’s request for exemption. It observed
that the applicant had no means to pay the State fee of 1,000 kroons
(EEK) (corresponding to approximately 64 euros (EUR)), but considered
that this fact did not automatically mean that he should be granted
exemption. The purpose of the possibility of granting an exemption
was to secure the right to a court regardless of a person’s
economic situation. At the same time, the requirement to pay the
State fee served the purpose of discouraging the lodging of
ill-considered complaints. In deciding whether to exempt an indigent
person from the obligation to pay the State fee, a court had to make
a preliminary assessment of the necessity and importance of the
protection of the person’s rights. The more important the right
to be protected and the fewer the possibilities for protecting it by
other means, the more justified was the exemption from the State fee.
The opposite was also true: it was not justified to exempt an
indigent person from the State fee in cases where there were no
rights to be protected or the matter was of no importance for the
person concerned. The Administrative Court considered that the
applicant’s claim was not a matter of importance for him. The
court considered that important matters in this context were ones
relating to a person’s essential interests or his or her way of
life. The receipt of a pecuniary award for alleged emotional and
physical suffering of a temporary nature was not of such importance
as to justify his exemption from the State fee. The court referred to
the State Legal Aid Act (Riigi õigusabi seadus), which
stipulated that State legal aid was not granted if it was requested
in order to claim compensation for non-pecuniary damage and there was
no predominant public interest involved. The court also noted that
the applicant had directly applied to an administrative court,
whereas he could have first claimed compensation from the prison
administration without needing to pay a State fee. In respect of the
well-foundedness and prospects of success of the applicant’s
complaint, the court considered that the applicant’s placement
in a punishment cell might have caused him emotional hardship and
inconvenience but the existence of the non-pecuniary damage that
allegedly ensued was questionable and had not been adequately
substantiated in the complaint.
- On 6 December 2007 the Tartu Court of Appeal dismissed
the applicant’s appeal against the Administrative Court’s
decision. The Court of Appeal made reference to the Supreme Court’s
judgment of 6 September 2007 in case no. 3-3-1-40-07 (see paragraph 93
below), according to which, in assessing whether an indigent person’s
exemption from the State fee was justified, a court inevitably had to
make a preliminary assessment of the necessity and importance of the
protection of the complainant’s rights. It referred to the
circumstances of the applicant’s case and found that –
assuming that all of the applicant’s allegations were true –
the applicant might have suffered inconvenience but it was
questionable whether he had sustained such non-pecuniary damage as
required compensation. It considered that the applicant’s claim
for damages lacked prospects of success.
- The
applicant appealed to the Supreme Court. On 9 January 2008 the
Supreme Court granted the applicant’s request for exemption
from the payment of security (kautsjon) for his appeal. On 5
March 2008 the Supreme Court declined to hear the applicant’s
appeal.
- As
the applicant’s request for exemption from the State fee had
been finally turned down by the Supreme Court’s decision, on 14
March 2008 the Tartu Administrative Court gave the applicant fifteen
days to pay the State fee. On 3 April 2008 the Administrative Court
returned the applicant’s complaint to him as he had failed to
pay the fee. The applicant sought to appeal against that decision but
since he failed to bring the appeal into conformity with the
applicable requirements, as requested by the Administrative Court, on
29 April 2008 the court refused to examine the appeal and returned it
to the applicant.
(c) Administrative case no. 3-07-1624
- On 13 August 2007 the applicant lodged a complaint
against Murru Prison with the Tallinn Administrative Court. He
claimed compensation for non-pecuniary damage caused by the degrading
conditions in cell no. 147. In particular, he submitted that the
window of the cell had been dirty and could not be opened, there had
been no fresh air, the temperature had been too low and the humidity
level too high, the toilet and washbasin had been in the same corner,
leading to difficulties in their use, there had been no table, chairs
or hangers for clothes, the noise level had been high, the bedding
had been dirty. In the same complaint he argued that his transfer
from Murru to Tartu on the day of the planned family visit had been
unlawful, and claimed compensation for a violation of his right to
family life. He requested exemption from the State fee payable on the
complaint.
- On 29 October 2007 the Tartu Administrative Court
severed these two complaints into two separate sets of proceedings:
case no. 3 07 1624 concerning the conditions in cell no.
147 and case no. 3 07 2184 concerning the family visit (in
respect of the latter, see paragraph 27 below).
- On
29 October 2007 the Tartu Administrative Court dismissed the
applicant’s request for exemption from the State fee. The
reasons for its decision were substantially the same as those given
in the Tartu Administrative Court’s decision of 22 October 2007
in administrative case no. 3-07-1000 (see paragraph 17 above).
- On
5 December 2007 the Tartu Court of Appeal dismissed the applicant’s
appeal against the Administrative Court’s decision. Its
reasoning was similar to that of the Tartu Court of Appeal’s
decision of 6 December 2007 in case no. 3-07-1000 (see paragraph 18
above).
- The
applicant appealed to the Supreme Court. On 9 January 2008 the
Supreme Court granted the applicant’s request for exemption
from the payment of security for his appeal. On 5 March 2008 it
declined to hear the applicant’s appeal.
- As
the applicant’s request for exemption from the State fee had
been finally turned down by the Supreme Court’s decision, on 14
March 2008 the Tartu Administrative Court gave the applicant fifteen
days to pay the State fee. On 3 April 2008 the Administrative Court
returned the applicant’s complaint to him as he had failed to
pay the fee. The applicant sought to appeal against that decision but
since he failed to bring the appeal into conformity with the
applicable requirements, as requested by the Administrative Court, on
29 April 2008 the court refused to examine the appeal and returned it
to the applicant. He sought to appeal against that decision but since
he failed to bring the appeal into conformity with the applicable
requirements, as requested by the Administrative Court, on 29 April
2008 the court refused to examine the appeal and returned it to him.
(d) Administrative case no. 3-07-2184
- On 29 October 2007 the Tartu Administrative Court
severed the applicant’s complaints into separate sets of
proceedings (see paragraph 22 above) and registered under no.
3-07-2184 the complaint that his transfer from Murru to Tartu on the
day of the planned family visit had been unlawful. In this complaint
the applicant claimed compensation for a violation of his right to
family life. He also requested exemption from the State fee payable
on the complaint.
- Also
on 29 October 2007, the Tartu Administrative Court ruled on the
applicant’s request for exemption. It gave reasons
substantially the same as those given in its decision of 22 October
2007 in administrative case no. 3-07-1000 (see paragraph 17
above). However, since it was not convinced that the complaint was
devoid of all prospects of success, it granted the applicant partial
exemption from the State fee and ordered him to pay EEK 80 (EUR 5)
instead of the full fee of EEK 1,000 (EUR 64).
- On
19 November 2007 the Tartu Court of Appeal dismissed the applicant’s
appeal against the Administrative Court’s decision, relying on
reasoning similar to that of its decision of 6 December 2007 in
case no. 3 07-1000 (see paragraph 18 above).
- The
applicant appealed to the Supreme Court. On 9 January 2008 the
Supreme Court granted the applicant’s request for exemption
from the payment of security for his appeal. On 5 March 2008 the
Supreme Court declined to hear the applicant’s appeal.
- As
the applicant’s request for full exemption from the State fee
had been finally turned down by the Supreme Court’s decision,
on 14 March 2008 the Tartu Administrative Court gave the applicant
fifteen days to pay the State fee. On 3 April 2008 the Administrative
Court returned the applicant’s complaint to him as he had
failed to pay the fee. He sought to appeal against that decision but
since he failed to bring the appeal into conformity with the
applicable requirements, as requested by the Administrative Court, on
29 April 2008 the court refused to examine the appeal and
returned it to him.
(e) Administrative case no. 3-07-1873
- On
25 September 2007 the Tartu Administrative Court received a complaint
from the applicant about Tartu Prison. He claimed compensation for
non-pecuniary damage caused by the regime applied to him in Tartu
Prison. In particular, he was dissatisfied that he had not been
allowed to receive an overnight visit, he had not been able to make
phone calls, to visit a gym, to take part in the Estonian language
classes, or to read fresh newspapers and magazines. He had been
placed in a cell with a dangerous prisoner convicted of murder. After
his placement in the locked isolation cell, he had been prohibited
from using personal effects and thereby his correspondence had also
been restricted for two days. Furthermore, he considered that the
restrictions imposed on taking walks, his placement in conditions
threatening his life and health, his placement in a cell designated
for use by aggressive persons, and the application of additional
security measures had been unlawful. He requested exemption from the
State fee payable on the complaint.
- On
25 October 2007 the Tartu Administrative Court dismissed the
applicant’s request for exemption. The reasons for its decision
were substantially the same as those given in its decision of 22
October 2007 in administrative case no. 3-07-1000 (see paragraph 17
above).
- On
6 December 2007 the Tartu Court of Appeal dismissed the applicant’s
appeal against the Administrative Court’s decision. It employed
reasoning similar to that of its decision of 6 December 2007 in
case no. 3 07-1000 (see paragraph 18 above).
- The
applicant appealed to the Supreme Court. On 9 January 2008 the
Supreme Court granted the applicant’s request for exemption
from the payment of security for his appeal. On 5 March 2008 the
Supreme Court declined to hear the applicant’s appeal.
- As
the applicant’s request for exemption from the State fee had
been finally turned down by the Supreme Court’s decision, on 14
March 2008 the Tartu Administrative Court gave the applicant fifteen
days to pay the State fee. On 3 April 2008 it returned the
applicant’s complaint to him as he had failed to pay the fee.
He sought to appeal against the latter decision but since he failed
to bring the appeal into conformity with the applicable requirements,
as requested by the Administrative Court, on 29 April 2008 the court
refused to examine the appeal and returned it to him.
B. Application no. 40841/08
- On
31 May 2007 the director of Murru Prison ordered the applicant’s
placement in a punishment cell for nineteen days as a disciplinary
sanction for concluding a transaction prohibited in prison (sale of a
radio tape recorder to another prisoner). On 20 June 2007 he was
placed in cell no. 155.
- On
13 November 2007 the applicant lodged a complaint with the Tartu
Administrative Court (case no. 3-07-2318). He considered that the
order of the prison director had in itself been unlawful as there had
been no grounds for his punishment. Further, he complained about the
conditions of detention in cell no. 155. According to the applicant,
the bars on the window of the cell had limited the access of natural
light through the dirty glass and had prevented the window from being
opened for ventilation. The temperature in the cell had been too low,
the noise level high and the artificial lighting insufficient. The
washbasin had been directly above the toilet, preventing its normal
use. The toilet had been an open one; it had been in an unsanitary
state and spread an unpleasant smell, and the bedding had been dirty.
The applicant claimed compensation for non-pecuniary damage, the
amount to be determined by the court. He requested exemption from the
State fee payable on the complaint.
- On
10 December 2007 the Tartu Administrative Court dismissed the
applicant’s request for exemption. The reasons for its decision
were substantially the same as those given in its decision of 22
October 2007 in administrative case no. 3-07-1000 (see paragraph 17
above).
- On
21 January 2008 the Tartu Court of Appeal dismissed the applicant’s
appeal against the Administrative Court’s decision. Its
reasoning was similar to that of the Tartu Court of Appeal’s
decision of 6 December 2007 in case no. 3-07-1000 (see paragraph 18
above).
- The
applicant appealed to the Supreme Court. On 20 February 2008 the
Supreme Court granted the applicant’s request for exemption
from the payment of security for his appeal. On 27 March 2008 the
Supreme Court declined to hear the applicant’s appeal.
- As
the applicant’s request for exemption from the State fee had
been finally turned down by the Supreme Court’s decision, on 7
April 2008 the Tartu Administrative Court gave the applicant fifteen
days to pay the State fee. On 24 April 2008 it returned the
applicant’s complaint to him as he had failed to pay the fee.
On 26 May 2008 the Tartu Court of Appeal dismissed his appeal against
the Administrative Court’s decision. On 19 June 2008 the
Supreme Court granted the applicant’s request for exemption
from the payment of security for his appeal. By a decision of 20 June
2008 the Supreme Court declined to hear the applicant’s appeal.
C. Application no. 8192/10
- On
26 May 2009 the applicant was strip-searched on his return to Tartu
Prison from an administrative court hearing.
- According
to the applicant, out of seven inmates who were escorted to the
prison together in the same vehicle, he was the only one searched in
such a manner. In his application to the Court the applicant
submitted that he had been searched in the presence of five prison
officers. He had been ordered to undress, lift his sexual organ and
squat. He had had to open his mouth and his ears had been visually
inspected. According to the applicant, the officers had laughed at
him. Prison officer O. had also wanted to carry out a digital rectal
examination but the applicant had refused, arguing that such an
examination had to be performed by a doctor. He had then been taken
to the medical unit and a female doctor had carried out the procedure
in the presence of two officers. The applicant’s request for a
male doctor had been rejected and he had been warned that force could
be used if he refused to comply.
- In
the applicant’s subsequent observations to the Court it was
submitted that he had been searched, naked, by a doctor in front of
seven prison officers.
- According
to the Government the applicant had protested when ordered by the
prison officers to go to the search room after his return from the
court hearing. Relying on the information provided by the prison, the
Government submitted that after the order for the search had been
given, the applicant himself had made a show of lowering his trousers
in the search room. A male prison officer had then ordered the
applicant to bend over and spread his buttocks. The applicant had
refused and demanded a doctor. He had then been taken to the medical
unit, where the examination had been conducted by a female doctor.
There were no male doctors in Tartu Prison.
- There
is a copy of a report on the search in the case file which indicates
that the search was carried out by five prison officers, whose names
appear on the report along with their signatures. It is stated in the
report that a “full search” was performed and that no
items prohibited in prison were found. The report does not describe
the way in which the search was carried out. It further contains a
statement by the applicant that he had not agreed to the search since
he had been naked and felt his human dignity was being degraded.
- According
to the applicant, O. subsequently instituted disciplinary proceedings
for non-compliance with his orders. There is no information on the
outcome of these proceedings.
- The
applicant made several complaints and applications to the prison
administration, the Ministry of Justice and the Tartu Administrative
Court in connection with his search of 26 May 2009.
- Notably,
on 8 June 2009 the applicant claimed EEK 30,000 (EUR 1,920) from
Tartu Prison for non-pecuniary damage caused by the search, which he
stated had been carried out in a degrading manner.
- The
prison director replied by a letter of 31 July 2009. He considered
that the applicant’s claim could not be dealt with since it was
unclear what, in particular, had rendered the actions of the prison
administration unlawful in the applicant’s opinion. According
to the director it was mandatory to search a prisoner when he or she
entered or left the prison. The strip search also had a basis in
legislation. The director gave the applicant two weeks to amend his
claim and requested him to provide further information as follows:
“1. ... what rendered the search
unlawful and the officers culpable (milles seisnes läbiotsimise
õigusvastasus ja ametnike süü);
2. what damage you sustained, that is, which
of the consequences listed in sections 8 and 9(1) of the State
Liability Act (Riigivastutuse seadus) form the basis for your
claim for compensation;
3. by what evidence (documentary evidence,
witnesses, inspection of the scene, expert opinion) can you prove the
existence of the harmful consequences. If you cannot provide the
evidence you must indicate where the evidence can be found so that
the prison may access it;
4. if financial compensation is claimed,
justification for the sum claimed and the reason why you consider
that the damage caused can only be compensated by money.”
- On
1 August 2009 the applicant amended his claim, stating that the
officers had violated his privacy and mocked him. A search report
drawn up on 26 May 2009 and signed by five officers served as proof.
The applicant also pointed out that he had made a number of written
complaints to the prison director about the search in question in
which everything had been described in detail. He submitted that the
officers had caused him deep emotional pain, offended him and caused
him resentment. Since then, he had suffered psychologically. He
referred to Article 25 of the Constitution of the Republic of Estonia
(Eesti Vabariigi põhiseadus), which stipulated that
everyone had a right to compensation for non-pecuniary and pecuniary
damage caused by the unlawful actions of another. He evaluated the
damage caused to him at EEK 30,000 and considered that the prison
officers, and the prison, were liable for their actions.
- On
1 September 2009 the prison administration informed the applicant
that in their opinion he had failed to remedy the deficiencies in his
claim. The administration had no information which indicated that the
search of the applicant had been unlawful or that the prison officers
had wrongfully caused him more inconvenience than was inevitably
involved in detention. Therefore, the administration deemed it
unnecessary to assess whether the applicant’s claim was
justified. They refused to consider the claim and informed the
applicant that the proceedings were thereby terminated and he had no
right to lodge a further complaint with an administrative court in
the same matter.
- Nevertheless,
on 14 September 2009 the applicant lodged a complaint with the Tartu
Administrative Court (case no. 3-09-2015). He claimed EEK 30,000
in compensation for non-pecuniary damage caused by the strip search,
which had been carried out in a degrading manner.
- By
a decision of 24 September 2009 the Administrative Court refused to
examine the complaint since the applicant had failed to comply with
the mandatory procedure, which required a prior extra-judicial
adjudication of the matter.
- On
14 December 2009 the Tartu Court of Appeal dismissed the applicant’s
appeal.
- On
27 January 2010 the Supreme Court declined to hear his appeal.
D. Application no. 18656/10
1. Incidents on 22 and 23 October 2009
- On
22 October 2009, at around 10 a.m., an incident occurred between the
applicant and prison officers. According to the official reports, the
applicant requested permission to store some documents in the storage
room of the disciplinary section of the prison and to take out
certain legal texts that he had previously stored there. A prison
officer noticed that the applicant had hidden tobacco between the
papers, and tobacco was not allowed in the punishment cell. A
conflict arose and the applicant became aggressive, used offensive
language against the officers and, after being taken to his cell,
banged at length against the door. When an officer requested him to
complete a letter of explanation, the applicant hit his hand while
grabbing the paper from him, crumpled the paper and threw it on the
floor. He also threatened the officers with physical violence after
his release.
- According
to report no. 57 on the use of the means of restraint, it was
necessary to confine the applicant to a restraint bed “because
[he became] aggressive when prohibited from taking tobacco to the
punishment cell, made threats, used foul language, banged at length
against the door, struck a prison officer on the hand while taking
from him a letter of explanation [form], did not comply with the
lawful orders of the prison officers.” It was noted in the
report that the applicant had been warned in advance that measures of
restraint could be applied, and that he had not needed medical
assistance after the use of the means of restraint.
- The
applicant was confined in the bed from 10.40 a.m. to 7.30 p.m.
on 22 October 2009. His condition was monitored once an hour, when
the necessity of the continued use of the means of restraint was
assessed on the basis of his behaviour.
- The
report contains the following entries. At 11.40 a.m., 12.40 p.m. and
1.40 p.m.: “[use of the restraint measures] to be continued,
[the applicant is] aggressive and using foul language”. At 2.40
p.m. and 3.40 p.m.: “[use of the restraint measures] to be
continued, obscenities”. At 4.40 p.m. and 5.40 p.m.: “[use
of the restraint measures] to be continued, behaviour abnormal, [the
applicant is] silent”. At 6.40 p.m.: “[use of the
restraint measures] to be continued, provocative behaviour”. At
7.30 p.m.: “[use of the restraint measures] to be discontinued,
[the applicant] has calmed down.” The report also contains
entries according to which medical staff checked on the applicant’s
situation at 11.15 a.m. and 7.30 p.m.
- According
to the applicant, he had had no intention of taking tobacco from the
store room; rather, he had been provoked by an officer. He was taken
back to his cell, where he refused to write a letter of explanation
and refused to talk to the officers, who were demanding explanations.
After twenty minutes, officers in masks and equipped with shields
burst into the cell, surrounded him, threw him to the floor and
handcuffed him, even though he was not resisting but merely verbally
expressing his opinion about the unlawful actions of the officers. He
was then confined to the restraint bed. He was not given any drink or
food and was prevented from going to the toilet for nine hours.
- Also
on 22 October 2009, the prison administration ordered the application
of further measures of restraint in respect of the applicant. In
order to prevent the commission of serious offences and to ensure
overall security in the prison, the applicant was to wear handcuffs
at all times when outside his cell except in the walking yard.
Handcuffs were also to be used within his cell whenever an officer
needed to enter it. The additional measures were to remain in place
until necessary and reviewed on the first Monday of every month.
- On
23 October 2009, at 8 a.m., according to reports drawn up by prison
officers, the applicant did not comply with a lawful order to be
handcuffed, and he used offensive language. Physical force had to be
employed to put the handcuffs on him. According to a report drawn up
by a nurse, the applicant had an abrasion measuring 0.5 cm by 0.5 cm
next to his left eye and four bluish marks on his neck.
- According
to the applicant, the officers wanted to put handcuffs on him but he
asked to be shown an official decision authorising the use of this
means of restraint. After ten minutes officers in masks and equipped
with shields burst into the cell, hit him with a shield and pushed
his face against the window bars. The applicant protested; an
officer, O., told him to shut up and grabbed his neck. When the
applicant started screaming owing to suffocation, O. placed his
fingers in his nostrils and started to pull him up, causing him
severe pain. He was then forced to the floor and handcuffed. After
two minutes the handcuffs were taken off, he was told to lie face
down on the floor and the officers left the cell. Then a doctor came;
she examined him and left. The door was closed.
- On
14 April 2010 the application of the measure of restraint (the use of
handcuffs) ordered in respect of the applicant on 22 October 2009 was
terminated.
2. Disciplinary proceedings against the applicant
- Two
separate sets of disciplinary proceedings were initiated against the
applicant, the first in respect of the use of offensive language
against prison officers and hitting an officer on 22 October 2009,
and the second concerning his failure to comply with the lawful order
of an officer and the use of offensive language on 23 October 2009.
- Two
reports on the disciplinary proceedings (dated 11 November and
13 November 2009) were drawn up. Statements by the prison
officers involved in the incidents and by the applicant, as well as
report no. 57 on the use of the means of restraint, and a medical
report, were appended to the reports on the disciplinary proceedings.
- On
20 November 2009 two separate decisions were taken sanctioning the
applicant by twenty days’ confinement in a punishment cell in
each case.
3. The applicant’s offence reports
- On
11 and 12 November 2009 the applicant lodged offence reports with the
Lõuna District Prosecutor’s Office. Referring to the
incidents of 22 and 23 October 2009, he complained of physical
violence and unlawful treatment by prison officers.
- The
District Prosecutor’s Office requested the material relating to
the incidents of 22 and 23 October 2009 from the prison.
- On
23 November 2009 the prosecutor’s office refused to initiate
criminal proceedings. The prosecutor relied on the material relating
to the disciplinary proceedings against the applicant, comprising
statements by the prison officers and the applicant, report no. 57 on
the use of the means of restraint, the order concerning the further
application of means of restraint, and the medical report. The
prosecutor was of the opinion that the applicant had breached the
prison rules both on 22 and 23 October 2009 and that the use of means
of restraint and physical force against him had been lawful. The
length of the use of the restraint bed had been dependent on the
applicant’s behaviour. The injuries established on 23 October
2009 could have been sustained in the course of suppressing his
resistance when he had refused to comply with the lawful orders of
the prison officers.
- The
applicant appealed to the State Prosecutor’s Office, arguing,
inter alia, that the district prosecutor had approached the
matter in a biased manner as only the prison officers’ point of
view had been taken into account. The applicant had not been
interviewed and he had not been afforded a lawyer.
- On
4 December 2009 the State Prosecutor’s Office dismissed the
applicant’s appeal. The State prosecutor noted that the
applicant’s point of view had been expressed in his offence
report and it had not been overlooked. As the materials which the
prosecutor had been in possession of had not warranted the
institution of criminal proceedings, no procedural steps such as
interviewing the persons involved had been taken.
- On
9 December 2009 the applicant lodged a complaint with the Tartu Court
of Appeal against the decision of the State Prosecutor’s
Office. He also requested legal aid, as under the Code of Criminal
Procedure (Kriminaalmenetluse seadustik) such a complaint had
to be drawn up by an advocate but the applicant did not have the
means to pay for a lawyer.
- On
29 December 2009 the Tartu Court of Appeal dismissed the legal aid
request. It considered that the prospects of success of the complaint
were slight in the circumstances. It noted that the applicant himself
had behaved in a wrongful manner which had escalated into aggression
against prison officers, and there was no evidence of unlawful
treatment of the applicant or physical ill-treatment; the use of
force by the prison officers had been within the lawful limits.
- On
10 February 2010 the Supreme Court dismissed the applicant’s
request for legal aid, finding that his appeal had no prospects of
success.
4. Administrative court proceedings initiated by the
applicant
- The applicant lodged several complaints with the Tartu
Administrative Court in relation to the events of 22 and 23 October
2009. In particular, he complained about his placement in the
restraint bed on 22 October 2009 (case no. 3-09-2774), against
the order of 22 October 2009 concerning the prospective use of
handcuffs (case no. 3-09-2951), and about the actual use of handcuffs
on 23 October 2009 (case no. 3-09-3063). The Administrative Court
exempted him from the payment of the State fee on these complaints.
On 5 February 2010 the applicant informed the Administrative Court
that he wished to withdraw the cases. By decisions of 9 and 10
February 2010 the Administrative Court accepted that request and
terminated the proceedings in each case.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Relevant domestic law
1. The State Fees Act
- The State Fees Act (Riigilõivuseadus),
as in force in 2007, provided that the State fee (riigilõiv)
for a complaint lodged with an administrative court was EEK 80 (EUR
5) (section 56(10)). If the complaint concerned compensation for
damage, the State fee was 3% of the sum claimed but not less than EEK
80 and not more than the amount payable on the filing of a civil
action in civil court proceedings in respect of a similar amount
(section 56(11)). If the complainant claimed compensation for
non-pecuniary damage and left the amount of compensation to be
determined by the court, a State fee of EEK 1,000 (EUR 64) was
payable (section 56(12)). The State fee to be paid on an appeal
against a judgment of an administrative court was the same as upon
the initial filing of the complaint with that court (section 56(18)).
2. The State Legal Aid Act
- The
State Legal Aid Act (Riigi õigusabi seadus) provides
that State legal aid is not granted if the applicant’s attempt
to protect his or her rights is clearly unlikely to succeed given the
circumstances (section 7(1)(5)). Nor is State legal aid granted if it
is applied for in order to lodge a claim for compensation for
non-pecuniary damage (mittevaraline kahju) and there is no
predominant public interest involved (section 7(1)(6)).
3. The Code of Criminal Procedure
- Pursuant
to Article 208 of the Code of Criminal Procedure (Kriminaalmenetluse
seadustik), the victim of an alleged offence can lodge a
complaint with a court of appeal against a refusal by the Public
Prosecutor’s Office to initiate criminal proceedings. Such a
complaint must be lodged through an advocate.
4. The Penal Code
- Article
121 of the Penal Code (Karistusseadustik) stipulates that
causing damage to the health of another person, or battery or other
physical abuse which causes pain, is punishable by a fine or up to
three years’ imprisonment. Article 324 of the Code provides for
criminal responsibility for the unlawful treatment of prisoners or
persons in detention or custody. According to this provision, an
officer of a custodial institution who, taking advantage of his or
her official position, degrades the dignity of a prisoner or a person
in detention or custody, or discriminates against such a person or
unlawfully restricts his or her rights, is punished by a fine or up
to one year’s imprisonment.
5. The State Liability Act
- The
State Liability Act (Riigivastutuse seadus) sets out the rules
concerning compensation for pecuniary damage (varaline kahju)
in section 8. In respect of compensation for non-pecuniary
damage (mittevaraline kahju), section 9 stipulates as follows:
“(1) A natural person may claim financial
compensation (rahaline hüvitamine) for non-pecuniary
damage resulting from wrongful (süüline) degradation
of dignity, damage to health, deprivation of liberty, violation of
the inviolability of the [person’s] home or private life or of
the confidentiality of [their] correspondence, or defamation of the
person’s honour or good name.
(2) Non-pecuniary damage shall be compensated for in
proportion to the gravity of the offence (õiguserikkumine),
taking into account the form and gravity of the wrongful act (süü
vorm ja raskus).
...”
6. The Imprisonment Act
- Section
1-1 of the Imprisonment Act (Vangistusseadus), as in force
until 23 July 2009, provided that prisoners could lodge complaints
with an administrative court against administrative acts issued or
measures taken by a prison, on the basis of and pursuant to the
procedure provided in the Code of Administrative Court Procedure, and
on condition that the prisoner had previously lodged a complaint with
the Ministry of Justice and the Ministry of Justice had returned the
complaint, rejected it or failed to take a decision within the
applicable time-limit (subsection 5).
- Subsection
8 provided that a prisoner had the right of recourse to an
administrative court for compensation for damage caused by a prison
on condition that the prisoner had previously submitted to the prison
an application for compensation for damage in accordance with the
procedure provided for in the State Liability Act, and the prison had
returned the application or refused to satisfy it or to review it
within the applicable time-limit.
- Section
1-1 of the Imprisonment Act, as in force from 24 July 2009, provides
for the Ministry of Justice to review complaints concerning
administrative acts issued or measures taken by a prison director.
The prison director reviews complaints against administrative acts
issued or measures taken by other prison officers (subsection 4-1).
Subsection 5, as in force from 24 July 2009, contains amendments in
the light of the new subsection 4-1, according to which
complaints against a prison director are reviewed by the Ministry of
Justice, and complaints against other prison officers by a prison
director. The amendments to subsection 8 are not relevant for the
present case.
- A
new subsection 8-1 entered into force on 24 July 2009, according to
which, where a complaint or application is returned because its
author has failed to rectify deficiencies within the applicable
time-limit, he or she has no right to lodge another complaint or
application with an administrative court in respect of the same
matter.
- Section
14(4) provides that a prisoner must not be kept in a reception
section for more than three months. Pursuant to section 25(3), no
overnight visits may be received by a prisoner in the reception
section.
- Section
68 provides that a prison officer of the same sex may search a
prisoner in order to discover prohibited items or substances. The
search procedure is established by a regulation of the Minister of
Justice.
- Sections 69, 70, 70-1 and 71 provide as follows:
Section 69 – Additional security measures
“(1) Additional security measures shall
be imposed with regard to a prisoner who regularly violates the
requirements of this Act or the internal rules of the prison, damages
his or her health or is likely to attempt suicide or escape, or to a
prisoner who poses a threat to other persons or to security in the
prison. Additional security measures may also be imposed for the
prevention of serious offences.
(2) It is permitted to apply the following as
additional security measures:
1) restriction on a prisoner’s freedom
of movement and communication inside the prison;
2) prohibition on a prisoner wearing personal
clothing or using personal effects;
3) prohibition on a prisoner taking part in
sports;
4) commission of a prisoner to a locked
isolation cell;
5) use of means of restraint.
(3) The application of additional security
measures shall be terminated if the circumstances specified in
subsection (1) of this section cease to exist.
(4) Additional security measures shall be
imposed by the prison service. In emergencies, additional security
measures shall be imposed by the highest prison officer present at
the time.”
Section 70 – Use of means of restraint
“(1) It is permitted to use physical
restraint, handcuffs, ankle cuffs or a restraint jacket as the means
of restraint provided for in section 69(2)(5) of this Act. Means of
restraint may also be used when a prisoner is being escorted. Ankle
cuffs may be used as a means of restraint only while escorting a
prisoner or placing a prisoner inside the prison.
(2) Means of restraint shall not be applied
for longer than twelve hours.”
Section 70-1 – Special equipment and service
weapons used in prisons
“(1) The following constitute special
equipment for use in prisons:
1) protective helmet;
2) body armour and other types of bulletproof
vests;
3) ballistic shields and other
impact-resistant shields;
4) clothing used for special operations and
face shields against caustic substances;
5) lighting and audio equipment;
6) colouring and marking devices for special
purposes;
7) tear gas and smoke grenades (and
equipment);
8) blasting devices for special purposes (not
used against persons);
9) means for stopping vehicles;
10) armoured vehicles and other vehicles for
special purposes;
11) service dogs.
(2) The following are service weapons used in
prisons:
1) truncheon and telescopic baton;
2) gas weapons;
3) pneumatic weapons;
4) firearms.”
Section 71 – Use of special equipment and
service weapons in prisons
“(1) Prison officers are permitted to
use special equipment and service weapons only as a measure of last
resort, if all the remaining measures to prevent a prisoner’s
escape have been exhausted, to apprehend an escaped prisoner, to
neutralise an armed or otherwise dangerous prisoner or to prevent
attack or the intrusion of other people in the prison. In using
special equipment and service weapons, one must avoid causing harm to
the health of persons in so far as possible in a particular case.
(2) A prison officer has the right to use
self-defence equipment and physical force in the performance of
service duties or for ensuring his or her own safety.
...”
7. Regulation no. 23 of the Minister of Justice
- Regulation
no. 23 of the Minister of Justice on the Procedure for Supervisory
Control over the Execution of Imprisonment and Provisional Custody
(Vangistuse ja eelvangistuse täideviimise üle
järelevalve korraldamine), adopted on 1 April 2003, provides
as follows:
Section 47 – Search of a person
“(1) A person may be searched fully or
partly.
(2) A person’s full search shall be
conducted in a place where his privacy is secured.
(3) A person shall be searched by persons of
the same sex.
...”
Section 48 – Search of an imprisoned person
“(1) The search of an imprisoned person
is obligatory in the following instances:
1) upon entering and leaving the prison;
2) before and after a visit;
3) if the imprisoned person is on premises
which are being searched;
4) before escorting a prisoner.
(2) An officer of the prison service also has
the right to search an imprisoned person in cases not listed in
subsection 1.”
8. Regulation no. 273 of the Government
- Regulation no. 273 of the Government on the Enactment
of the Minimum Salary (Palga alammäära kehtestamine),
adopted on 21 December 2006, provided that as from 1 January
2007 the minimum monthly salary was EEK 3,600 (EUR 230).
B. Relevant domestic case-law
- The Administrative Law Chamber of the Supreme Court
held in its judgment of 6 September 2007 (case no. 3-3-1-40-07):
“11. ... The first sentence of Article 15 § 1
of the Constitution guarantees everyone whose rights and freedoms are
violated a right of recourse to the courts. This does not mean that a
person who considers that his or her rights have been violated must
have an unrestricted right of recourse to the courts. This
fundamental right can be reasonably restricted if the restriction has
a legitimate aim and the principle of proportionality is taken into
consideration. Certain limitations on the right of recourse to the
courts are necessary for legal certainty and in order to avoid
overloading of the court system.
In assessing whether the exemption from the State fee of
an indigent person is justified, a court must inevitably make a
preliminary assessment of the necessity and importance of the
protection of the complainant’s rights. If the obligation to
pay the State fee is to help to avoid recourse to the administrative
courts with manifestly ill-founded complaints, then the possibility
of granting exemption from the payment of the State fee serves to
ensure that a person’s important rights do not remain
unprotected because of his or her indigence. The purpose of the
administrative court procedure is not to ensure the largest possible
number of complaints to the administrative courts but rather to
secure a seamless right to recourse for the protection of a person’s
important rights.”
- In its judgment of 14 March 2012 (case no.
3-3-1-80-11), the Administrative Law Chamber of the Supreme Court
dealt with a complaint from a prisoner of Tartu Prison about his
confinement to a restraint bed for four hours. It found that the
scope of regulation of the use of that means of restraint was
insufficient and therefore its subsequent judicial review was
seriously impeded. The report drawn up in respect of the use of the
measure had not contained sufficient reasoning. Therefore, it was not
possible to assess the considerations of the prison administration in
finding that the prisoner had continued to behave aggressively for
four hours, how the aggressiveness had been established or what kind
of threat he had posed to the security of the prison or to himself.
The Supreme Court found that the complainant’s placement in the
restraint bed for four hours had been unlawful.
III. RELEVANT COUNCIL OF EUROPE DOCUMENTS
1. Recommendation Rec(2006)2 of the Committee of
Ministers to member states on the European Prison Rules, adopted on
11 January 2006 (Appendix)
- The
relevant extracts from the Appendix to the Recommendation, adopted at
the 952nd meeting of the Committee of Ministers, read as follows:
Instruments of restraint
“68.1 The use of chains and irons shall
be prohibited.
68.2 Handcuffs, restraint jackets and other
body restraints shall not be used except:
a. if necessary, as a precaution against
escape during a transfer, provided that they shall be removed when
the prisoner appears before a judicial or administrative authority
unless that authority decides otherwise; or
b. by order of the director, if other methods
of control fail, in order to protect a prisoner from self-injury,
injury to others or to prevent serious damage to property, provided
that in such instances the director shall immediately inform the
medical practitioner and report to the higher prison authority.
68.3 Instruments of restraint shall not be
applied for any longer time than is strictly necessary.
68.4 The manner of use of instruments of
restraint shall be specified in national law.”
2. The 2nd General Report of the European Committee for
the Prevention of Torture and Inhuman and Degrading Treatment or
Punishment (CPT)
- The
relevant part of the 2nd General Report of the CPT (CPT/Inf (92)
3) reads as follows:
“53. Prison staff will on occasion have
to use force to control violent prisoners and, exceptionally, may
even need to resort to instruments of physical restraint. These are
clearly high risk situations insofar as the possible ill-treatment of
prisoners is concerned, and as such call for specific safeguards.
A prisoner against whom any means of force have been
used should have the right to be immediately examined and, if
necessary, treated by a medical doctor. This examination should be
conducted out of the hearing and preferably out of the sight of
non-medical staff, and the results of the examination (including any
relevant statements by the prisoner and the doctor’s
conclusions) should be formally recorded and made available to the
prisoner. In those rare cases when resort to instruments of physical
restraint is required, the prisoner concerned should be kept under
constant and adequate supervision. Further, instruments of restraint
should be removed at the earliest possible opportunity; they should
never be applied, or their application prolonged, as a punishment.
Finally, a record should be kept of every instance of the use of
force against prisoners.”
3. Findings of the CPT
- In May 2007 the CPT carried out a visit to Estonia. On
19 April 2011 it published a report of its visit (CPT/Inf (2011) 15),
which contains the following findings relating to Tartu Prison:
“90. At the end of 2006, cell No. 1001
had been equipped with a special restraint bed (covered with a
mattress) for five-point fixation (wrists, ankles, abdomen) of
agitated prisoners with cloth straps. Due to the lack of a special
register, the delegation was not in the position to establish the
precise frequency and duration of the resort to this type of physical
restraint.
In the CPT’s view, every resort to the physical
restraint of a prisoner should be recorded in a special register (as
well as in the individual file of the prisoner concerned). The
information recorded should include the date and time of the
beginning and end of the measure, the reasons for resorting to the
measure, the name of the doctor who ordered or approved it and an
account of any injuries sustained by inmates or staff.
The CPT recommends that a special register on resort to
means of physical restraint be introduced at Tartu Prison and, if
appropriate, in other prisons in Estonia, in the light of the
preceding remarks.
91. Under the Imprisonment Act, the decision
to apply means of restraint must be taken by the prison governor
(except in emergencies), and such means may only be applied for a
maximum period of twelve hours. The Act does not expressly refer to
beds equipped with fixation points, nor does it specify the procedure
for their use. The delegation was unable to obtain precise and
comprehensive information on the subject during the visit.
The CPT would like to receive detailed information on
the procedure in force regarding the use of the bed equipped with
fixation points in cell No. 1001 in Tartu Prison and, in particular,
on the circumstances in which this bed is used, the arrangements for
the involvement of a doctor and the manner in which the monitoring of
immobilised inmates is organised. The Committee would also like to
receive information on the training of staff required to use this
equipment.”
THE LAW
I. JOINDER OF THE APPLICATIONS
- Given
that these four applications have been submitted by the same
applicant and that they concern similar or related facts and
complaints and raise issues under the Convention which are related to
each other, the Court decides to consider them in a single judgment
(Rule 42 § 1 of the Rules of Court).
II. THE GOVERNMENT’S PRELIMINARY OBJECTION
- The
Government called on the Court to reject the applications because the
applicant had abused the right of individual application. They
pointed out that, in addition to the court proceedings dealt with in
the present case, the applicant had since 2008 lodged at least
eighty-five complaints with the administrative court against prisons
and the Ministry of Justice. At the same time, on 4 and 8 February
2010 he had withdrawn eighteen complaints lodged with the
administrative court. In the Government’s view the massive
filing of complaints and withdrawing of a large number of them in the
initial stage of the proceedings raised doubts as to the seriousness
of the complaints and gave the impression that the applicant might be
abusing the right of petition. The Government also referred to the
Court’s overload and the fact that a large number of
applications raising serious human rights issues were pending before
it.
- The
applicant did not comment on that matter.
- The
Court is mindful of the fact that extensive use of court proceedings
contributes to the congestion of the courts at the domestic level and
thus to one of the causes for the excessive length of court
proceedings. It notes the remarkable number of complaints lodged by
the applicant with the national courts as well as with this Court.
Nevertheless, having regard to the circumstances of the case, the
issues raised by the applicant, and his personal situation, the Court
does not consider that the present case can be declared inadmissible
because of an abuse of the right of individual application (compare
and contrast Bock v. Germany (dec.), no. 22051/07, 19 January
2010, and Dudek (VIII) v. Germany (dec.), nos. 12977/09,
15856/09, 15890/09, 15892/09 and 16119/09, 23 November 2010).
Therefore, the Government’s preliminary objection must be
dismissed.
III. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
- The
applicant complained that he had been confined to the restraint bed
on 22 October 2009 and that force and handcuffs had been used on
him on 23 October 2009. He relied on Article 3 of the Convention,
which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. The parties’ submissions
- The
applicant considered that his confinement to the restraint bed on 22
October 2009 and the use of force and handcuffs on him on the
following day amounted to torture and inhuman punishment in violation
of Article 3 of the Convention. He argued that the measures of
restraint had been used for punitive purposes. He had posed no danger
to the officers since he had been in a locked cell and could only
communicate with the prison officers through a hatch. He argued that
in these circumstances the use of force against him had also been
unlawful under the domestic law.
- In
respect of the confinement in the restraint bed, the applicant
further complained that he had had no possibility of going to the
toilet, drinking or eating during the period of confinement.
- He
was further dissatisfied that the prison officers who had used force
against him and applied the means of restraint had not been held
accountable under the criminal law. In respect of the investigation,
he complained that he had not been interviewed by the prosecutor and
had not been given legal aid, which had finally meant that he was
unable to challenge the decision of the State Prosecutor’s
Office before a court of appeal.
- The
applicant submitted that although he had formally withdrawn his
complaints to the administrative court, he had done so under
pressure. A separate application had been lodged with the Court in
that regard.
- The
Government argued that the applicant had not exhausted domestic
remedies since he had withdrawn his complaints lodged with the Tartu
Administrative Court in respect of these complaints (administrative
cases nos. 3-09-2774, 3-09-2951 and 3-09-3063) (see paragraph 78
above).
- The
Government were of the opinion that the use of force and means of
restraint on the applicant had been lawful under domestic law, and
their application had been purposeful and proportionate in view of
the applicant’s behaviour.
- The
Government argued that the confinement of the applicant to the
restraint bed on 22 October 2009 had been necessary because he had
behaved aggressively towards prison officers. He had been confined
for eight hours and fifty minutes and had been checked every hour to
assess whether it was possible to stop the use of the restraint
measure. In addition, the applicant’s condition had been
checked twice by a doctor. After the applicant had calmed down, the
use of the restraint measure had been ended.
- The
Government argued that the applicant’s behaviour during the
period from 22 October 2009 to 14 April 2010 had been unpredictable
and extremely negative towards prison officers. During this period
six disciplinary violations had been recorded (threatening of prison
officers with physical violence, use of obscene language, vandalising
the door of the cell). The necessity for the continued use of
handcuffs had been assessed by the security measures review committee
once a month. In respect of the incident on 23 October 2009, the
Government submitted that the applicant had sustained an abrasion and
four bluish marks on his neck as a result of resisting the placement
of the handcuffs on him. The recourse of the officers to physical
force, which had been made strictly necessary by the applicant’s
conduct, had not diminished his human dignity.
- The
Government concluded that neither the use of the means of restraint
nor the application of additional security measures had amounted to
inhuman or degrading treatment or punishment.
- As
regards the investigation by the domestic authorities of the
applicant’s allegations of ill-treatment, the Government were
of the opinion that Article 3 had not been breached. The Public
Prosecutor’s Office had investigated the use of force at the
applicant’s request but found that no grounds for initiating
criminal proceedings existed as the prison officers had acted within
the limits of the law and there had been no ill-treatment of the
applicant. This position had been shared by the higher prosecutor and
by the Tartu Court of Appeal and the Supreme Court. The Government
also considered that the withdrawal by the applicant of his
complaints to the administrative court indicated that he had reached
the conclusion that his rights had not been violated.
B. The Court’s assessment
1. Admissibility
- The
Court reiterates that the purpose of Article 35 is to afford the
Contracting States the opportunity of preventing or putting right the
violations alleged against them before those allegations are
submitted to it (see, inter alia, Civet v. France [GC],
no. 29340/95, § 41, ECHR 1999 VI). Whereas Article 35 §
1 of the Convention must be applied with some degree of flexibility
and without excessive formalism, it does not require merely that
applications should be made to the appropriate domestic courts and
that use should be made of effective remedies designed to challenge
decisions already given. It normally requires also that the
complaints intended to be brought subsequently before the Court
should have been made to those same courts, at least in substance and
in compliance with the formal requirements and time-limits laid down
in domestic law (see, among other authorities, Cardot v. France,
19 March 1991, § 34, Series A no. 200; Elçi and Others
v. Turkey, nos. 23145/93 and 25091/94, §§ 604 and 605,
13 November 2003; and Gäfgen v. Germany [GC], no.
22978/05, § 142, ECHR 2010-...).
- The
Court further notes that the only remedies which an applicant is
required to exhaust are those that relate to the breaches alleged and
which are likely to be effective and sufficient. Moreover, under the
established case-law, when a remedy has been pursued, use of another
remedy which has essentially the same objective is not required (see
Kozacıoğlu v. Turkey [GC], no. 2334/03, § 40,
ECHR 2009 ...; Micallef v. Malta [GC], no. 17056/06,
§ 58, ECHR 2009 ...); Aquilina v. Malta [GC],
no. 25642/94, § 39, ECHR 1999 III; and Riad and
Idiab v. Belgium, nos. 29787/03 and 29810/03, § 84,
ECHR 2008 ...).
- The
Court notes that the applicant complained about the incidents of 22
and 23 October 2009 to the prosecuting authorities, arguing that he
was a victim of physical violence and unlawful treatment by prison
officers under Articles 121 and 324 of the Penal Code. Having regard
to the fact that physical abuse and unlawful treatment of prisoners
indeed constituted criminal offences under the Penal Code, the Court
does not consider the applicant’s choice of procedure
unreasonable. The applicant thereby sought the punishment of the
persons he believed to be guilty of criminal conduct towards him. In
the Court’s view the applicant was not required to embark on
another set of proceedings before the administrative courts which
served substantially the same purpose. It is not the Court’s
task to assess in the abstract whether administrative court
proceedings might have been more appropriate for certain aspects of
the applicant’s complaints or whether such proceedings would
have offered him better prospects of success. The Court finds that,
given the nature of the applicant’s complaints, it cannot be
said that he chose an inappropriate remedy. The Government’s
plea of non-exhaustion of domestic remedies must therefore be
rejected.
- The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 (a) of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
2. Merits
(a) Alleged ill-treatment
(i) General principles
- As
the Court has stated on many occasions, Article 3 of the Convention
enshrines one of the most fundamental values of democratic societies.
It prohibits in absolute terms torture and inhuman or degrading
treatment or punishment, irrespective of the circumstances and the
victim’s conduct (see Labita v. Italy [GC], no.
26772/95, § 119, ECHR 2000 IV, and Chahal v. the United
Kingdom, 15 November 1996, § 79, Reports of Judgments and
Decisions 1996 V).
- Ill-treatment
must attain a minimum level of severity if it is to fall within the
scope of Article 3 of the Convention. The assessment of this minimum
level of severity is relative; it depends on all the circumstances of
the case, such as the duration of the treatment, its physical and
mental effects and, in some cases, the sex, age and health of the
victim (see, among other authorities, Peers v. Greece, no.
28524/95, § 67, ECHR 2001 III, and Ireland v. the United
Kingdom, 18 January 1978, § 162, Series A no. 25).
- Thus,
treatment has been held by the Court to be “inhuman”
because, inter alia, it was premeditated, was applied for
hours at a stretch and caused either actual bodily injury or intense
physical and mental suffering, and also “degrading”
because it was such as to arouse in the victims feelings of fear,
anguish and inferiority capable of humiliating and debasing them
(see, for example, Kudła v. Poland [GC], no. 30210/96, §
92, ECHR 2000-XI, and Van der Ven v. the Netherlands, no.
50901/99, § 48, ECHR 2003 II). In order for punishment or
treatment to be “inhuman” or “degrading”, the
suffering or humiliation involved must in any event go beyond that
inevitable element of suffering or humiliation connected with a given
form of legitimate treatment or punishment (see, for example,
V. v. the United Kingdom [GC], no. 24888/94, §
71, ECHR 1999-IX, and Van der Ven, loc. cit.).
- The
use of handcuffs or other instruments of restraint does not normally
give rise to an issue under Article 3 of the Convention where the
measure has been imposed in connection with lawful detention and does
not entail the use of force, or public exposure, exceeding what is
reasonably considered necessary. In this regard, it is important to
consider, for instance, the danger of the person’s absconding
or causing injury or damage (see, among other authorities and mutatis
mutandis, Raninen v. Finland, 16 December 1997,
§ 56, Reports 1997-VIII; Mathew v. the Netherlands,
no. 24919/03, § 180, ECHR 2005 IX; and Kuzmenko v.
Russia, no. 18541/04, § 45, 21 December 2010).
- The
Court is mindful of the potential for violence that exists in prison
institutions and of the fact that disobedience by detainees may
quickly degenerate (see Gömi and Others v. Turkey,
no. 35962/97, § 77, 21 December 2006). The Court
accepts that the use of force may be necessary on occasion to ensure
prison security, and to maintain order or prevent crime in detention
facilities. Nevertheless, such force may be used only if
indispensible and must not be excessive (see Ivan Vasilev v.
Bulgaria, no. 48130/99, § 63, 12 April 2007, with
further references). Recourse to physical force which has not been
made strictly necessary by the detainee’s own conduct
diminishes human dignity and is in principle an infringement of the
right set forth in Article 3 of the Convention (see, among others,
Ribitsch v. Austria, 4 December 1995, § 38, Series A no.
336; Vladimir Romanov v. Russia, no. 41461/02, § 63, 24
July 2008; and Sharomov v. Russia, no. 8927/02, § 27, 15
January 2009).
- The
Court reiterates that allegations of ill-treatment must be supported
by appropriate evidence. In assessing evidence, the Court has
generally applied the standard of proof “beyond reasonable
doubt” (see Ireland v. the United Kingdom, cited above,
§ 161). However, such proof may follow from the coexistence of
sufficiently strong, clear and concordant inferences or of similar
unrebutted presumptions of fact. Where the events in issue lie
wholly, or in large part, within the exclusive knowledge of the
authorities, as in the case of persons under their control in
custody, strong presumptions of fact will arise in respect of
injuries occurring during such detention. Indeed, the burden of proof
may be regarded as resting on the authorities to provide a
satisfactory and convincing explanation (see Salman v. Turkey
[GC], no. 21986/93, § 100, ECHR 2000-VII).
- Where
domestic proceedings have taken place, it is not the Court’s
task to substitute its own assessment of the facts for that of the
domestic courts and, as a general rule, it is for those courts to
assess the evidence before them (see Klaas v. Germany, 22
September 1993, § 29, Series A no. 269). Although the
Court is not bound by the findings of domestic courts, in normal
circumstances it requires cogent elements to lead it to depart from
the findings of fact reached by those courts (see Matko
v. Slovenia, no. 43393/98, § 100, 2 November 2006).
Where allegations are made under Article 3 of the Convention,
however, the Court must apply a particularly thorough scrutiny (see,
mutatis mutandis, Ribitsch, cited above, § 32).
(ii) Application of the principles to the
present case
(α) Confinement to the restraint bed
- The
Court notes that confinement of a person to a restraint bed is a
measure of restraint that does not necessarily give rise to an issue
under Article 3 of the Convention. However, the Court is mindful of
the high risk of ill-treatment of prisoners subjected to a means of
restraint of such intensity. The application of such measure calls
for a thorough scrutiny of its lawfulness as well as of the grounds
for and the manner of its use.
- As
to the question of lawfulness, the Court notes that prosecutors at
two levels of jurisdiction found that the use of the means of
restraint had been lawful and caused by the applicant’s own
behaviour. This finding was in substance upheld by the courts.
Nevertheless, the Court observes that domestic authorities’
findings on that point included no consideration of the quality of
the applicable law. The Court considers that the grounds, conditions
and procedure for the use of so restrictive a means of restraint as
that used in the present case need to be defined with the utmost
precision in the domestic law. The Court has doubts whether this was
so in the present case. It observes that the pertinent regulation was
quite superficial and general, allowing the use of the means of
restraint on the same grounds as, for example, the imposition on a
prisoner of a prohibition from taking part in sports. Additional
security measures (of which the use of means of restraint formed a
part) could also be applied, for example, in case of regular
violation of prison rules. Furthermore, the Imprisonment Act only
referred to physical restraint, without specifying the exact nature
of the means to be used and set out no details whatsoever in respect
of the procedure to be followed during the use of a restraint bed.
The only limitation was the twelve-hour maximum duration of the
restraint. No regulation had been put in place in respect of the
monitoring of the restrained prisoner or the frequency of checks by
prison officers or medical staff. Furthermore, no regulation existed
as to the records to be kept in respect of the use of the means of
restraint. The Court also takes note of a recent judgment of the
Estonian Supreme Court where it found that the law concerning the use
of a restraint bed was not sufficiently detailed and that the reasons
given by the prison administration for the use of this measure in
that particular case (where the period of restraint was shorter than
in the present case) had been insufficient (see paragraph 94 above).
- The
Court reiterates in this context that it is not its task to rule on
national law and practice in abstracto. Instead it must
confine itself to an examination of the concrete facts of the cases
before it (see, for example, Findlay v. the United Kingdom, 25
February 1997, § 67, Reports 1997-I; B. and P. v.
the United Kingdom, nos. 36337/97 and 35974/97, § 35,
ECHR 2001-III; and Olujić v. Croatia, no. 22330/05,
§ 69, 5 February 2009). The Court observes that the way the
authorities acted in the present case offered the applicant some
further guarantees compared to those directly provided in the
legislation: the applicant’s situation was reviewed once an
hour and he was seen twice by medical staff. Their observations were
recorded in the report drawn up on the applicant’s confinement
in the restraint bed.
- Nevertheless,
the Court is concerned about the summary nature of the reasons given
for the applicant’s placement in the restraint bed, the even
more concise remarks on the necessity to continue the use of this
measure of restraint entered in the record and, in particular, the
length of the period of use of the measure. It also notes that
medical checks were only performed at the beginning and at the end of
the applicant’s confinement and that there was a period of more
than eight hours when he was not seen by medical staff. The Court
reiterates that means of restraint should never be used as a means of
punishment but rather in order to avoid self-injury or serious danger
to other persons or prison security. The Court accepts that the
applicant’s behaviour, as described in report no. 57,
appears to have been aggressive and disturbing. However, considering
that the applicant was locked in a single-occupancy disciplinary
cell, the Court has doubts that at the material time he posed a
threat to himself or others that would have justified applying such a
severe measure. Even assuming that his banging on the door of the
cell had severely disturbed peace and order in the prison, the Court
doubts that confinement in the restraint bed can have been the least
intrusive measure available in this context. There is no indication
that before the applicant’s placement in the restraint bed, or
in the course of the application of this measure, alternatives such
as confinement to a high-security cell were considered. Most
importantly, even if the applicant’s initial confinement in the
restraint bed was justified, the Court is not persuaded that the
situation remained as serious for nearly nine hours. Confinement to a
restraint bed, without medical reasons – which have not been
shown to have existed in the present case – should rarely need
to be applied for more than a few hours. The Court notes that
according to report no. 57, after the applicant had been confined in
the restraint bed for six hours it was decided to continue his
restraint because his “behaviour” was “abnormal”
although he was “silent”. An hour later it was decided to
continue the restraint on the same grounds. The Court considers that
these reasons are wholly insufficient for the extension of the
restraint for such a long period of time. Having regard to the great
distress and physical discomfort that the prolonged immobilisation
must have caused to the applicant, the Court finds that the level of
suffering and humiliation endured by him cannot be considered
compatible with Article 3 standards (compare Wiktorko
v. Poland, no. 14612/02, § 55, 31 March 2009).
- It
follows that there has been a violation of Article 3 of the
Convention on that account.
(β) Use of force and handcuffs
- The
Court notes that following the incident on 22 October 2009 the prison
administration decided that the applicant was to wear handcuffs at
all times when outside his cell except in the exercise yard.
Handcuffs were also to be used whenever an officer needed to enter
the cell. The need for the continued use of handcuffs was to be
reviewed once a month.
- The
Court is satisfied that the use of handcuffs on 23 October 2009 had a
legal basis and could be considered necessary in the circumstances.
Unlike in some other cases the Court has examined, in the present
case this measure was not applied as a part of the general prison
regime in respect of a group of prisoners; rather it constituted an
individual and periodically reviewable measure in respect of the
applicant which related to a personal risk assessment based on his
behaviour (compare and contrast, Kashavelov v. Bulgaria,
no. 891/05, §§ 38-40, 20 January 2011).
- Proceeding
next to examine the use of force against the applicant in connection
with his handcuffing on 23 October 2009, the Court notes that the
applicant did not deny that he had refused to comply with the order
to be handcuffed. Furthermore, the Court notes that the applicant did
not allege that he had been beaten. According to him, he was hit with
a shield, forced against the window bars and finally forced to the
floor. In addition, the applicant submitted that an officer had
grabbed his neck and pulled him by the nostrils.
- The
Court notes that the official reports did not contain a detailed
description of the force used. According to the medical report, the
applicant had an abrasion measuring 0.5 cm by 0.5 cm next to his left
eye and four bluish marks on his neck.
- The
Court further notes that the applicant mainly appears to wish to
complain about the use of force against him as such, and to a lesser
extent that the force used was excessive. Indeed, given that the
applicant resisted being handcuffed – which he did not deny –
and given that he verbally expressed his discontent – which
amounted to threats and insults according to the officers – the
Court accepts that the prison officers may have needed to resort to
physical force in order to handcuff him. Moreover, it has not been
alleged that the applicant was beaten; rather, he appears to have
been pushed with a shield against the bars in order to limit his
freedom of movement and then forced to the floor where his resistance
to the placement of handcuffs could be overcome. The Court is
prepared to accept that the injuries on the applicant’s body
that were subsequently noted – a small abrasion next to his eye
and four bluish marks on his neck – are consistent with the
minor physical confrontation which occurred between the applicant and
the prison officers when the latter suppressed his resistance. On the
basis of the description of the events by those present, as well as
the medical report, the accuracy of which has not been disputed by
the applicant, the Court considers that the applicant must have felt
some degree of pain when force was used. However, having regard to
the circumstances of the case, and particularly to the fact that the
prison officers acted in response to the applicant’s disorderly
conduct, the Court is unable to conclude that the authorities had
recourse to physical force which had not been rendered strictly
necessary by the applicant’s own behaviour. The Court is thus
not persuaded that the force used had such an impact on the
applicant’s physical or mental well-being as to give rise to an
issue under Article 3 of the Convention.
- It
follows that there has been no violation of Article 3 of the
Convention under its substantive limb on that account.
(b) Alleged inadequacy of the
investigation
(i) General principles
- The
Court reiterates that where an individual raises an arguable claim
that he has been seriously ill-treated by agents of the State, in
breach of Article 3, that provision, read in conjunction with the
State’s general duty under Article 1 of the Convention to
“secure to everyone within their jurisdiction the rights and
freedoms defined in ... [the] Convention”, requires by
implication that there should be an effective official investigation
(see, among others, Assenov and Others v. Bulgaria, 28 October
1998, § 102, Reports 1998 VIII).
- An
obligation to investigate “is not an obligation of result, but
of means”: not every investigation should necessarily come to a
conclusion which coincides with the applicant’s account of
events. However, it should in principle be capable of leading to the
establishment of the facts of the case and, if the allegations prove
to be true, to the identification and punishment of those responsible
(see Mikheyev v. Russia, no. 77617/01, § 107, 26
January 2006, with further references).
- The
investigation into serious allegations of ill-treatment must be
thorough. That means that the authorities must make a serious attempt
to find out what happened and should not rely on hasty or ill-founded
conclusions to close their investigation or as the basis for their
decisions (see Assenov, cited above, § 103 et seq.). They
must take all reasonable steps available to them to secure evidence
concerning the incident, including, inter alia, eyewitness
testimony, forensic evidence and so on (see Tanrıkulu v.
Turkey [GC], no. 23763/94, § 104 et seq., ECHR 1999-IV, and
Gül v. Turkey, no. 22676/93, § 89, 14 December
2000). Any deficiency in the investigation which undermines its
ability to establish the cause of injuries or the identity of the
persons responsible will risk falling foul of the applicable standard
(see, among many authorities, Mikheyev, cited above, § 108).
(ii) Application of the principles to the
present case
- Turning
to the present case, the Court notes that the applicant made a
complaint to the prosecuting authorities that the prison officers had
used violence against him, confined him to a restraint bed and used
handcuffs. The prosecuting authorities refused to institute criminal
proceedings. The prosecutors examined the applicant’s complaint
at two levels. Firstly, it was examined by the Lõuna District
Prosecutor’s Office and, secondly, by the State Prosecutor’s
Office. The applicant also attempted to lodge a complaint with a
court of appeal against the decision of the State Prosecutor’s
Office. However, such a complaint had to be lodged by a lawyer and
the applicant’s request for legal aid for that purpose was
rejected by the court of appeal, which considered that the complaint
had no prospects of success. The Supreme Court was of the same
opinion.
- The
Court notes that the prosecutors relied on the applicant’s
written statements and the materials of the disciplinary proceedings
concerning the events of 22 and 23 October 2009. The latter materials
included reports on the disciplinary proceedings and the written
statements of the prison officers who had been involved in the
incidents, as well as the applicant’s written accounts. They
further comprised report no. 57 on the application of the means of
restraint, and the medical report dated 23 October 2009.
- As
regards the medical report, the Court notes that it is a very short
one, including only a brief description of the applicant’s
injuries, without any opinion as to their possible causes. However,
the Court observes that the applicant never disputed the accuracy of
the report and did not argue that any of the injuries he had
sustained remained unrecorded. Furthermore, there is no dispute in
the present case that the applicant could have sustained the injuries
mentioned in the medical report in the course of the use of force
against him on 23 October 2009. The district prosecutor’s
decision also noted that the applicant could have sustained these
injuries in the course of the suppression of his resistance when he
refused to comply with the lawful orders of the prison officers.
- The
Court further observes that while in many cases it may be preferable
for an investigator or a prosecutor to interview in person the
individuals involved in the events in question (see, for example,
Vanfuli v. Russia, no. 24885/05, § 81, 3 November
2011), it does not consider that the failure to do so in the present
case led to hasty conclusions or an ill-considered refusal to
instigate criminal proceedings. The choice of procedural steps to be
taken by the investigating authorities has to be assessed in the
specific circumstances of the particular case. The Court observes
that in the present case the descriptions of the events in the
applicant’s and the prison officers’ written statements
did not contain important differences. Their main difference appears
to have been limited to different descriptions of the language used
by the applicant to express his discontent. The applicant did not
deny that he had refused to comply with the order to be handcuffed.
The force used by the prison officers in response – even if one
were to proceed from the applicant’s account of the events –
does not appear to have been disproportionate. Indeed, it would
appear that the crux of the applicant’s criminal complaint
comprised an allegation that his confinement in the restraint bed and
the use of force and handcuffs were unlawful in themselves. The
Public Prosecutor’s Office did not share this opinion and found
that the officers had acted lawfully.
- Furthermore,
in his complaint to the State Prosecutor’s Office against the
decision of the District Prosecutor’s Office, the applicant
appears to have complained that the district prosecutor had relied
only on the account of the prison officers, that he had not been
interviewed and that he had not been given legal aid. It seems that
the applicant did not contend that it was necessary to examine
further witnesses or perform other procedural steps. In response, the
State prosecutor noted that the applicant’s point of view had
been expressed in his offence report and it had not been overlooked.
However, the materials in the possession of the prosecutor had not
warranted the institution of criminal proceedings.
- The
Court considers that there is nothing to indicate that the
prosecutors assessed the material before them in an arbitrary manner.
Furthermore, the prosecuting authorities acted with sufficient
promptness.
- The
Court also notes that a criminal investigation was not the only
remedy available to the applicant. He also made complaints to an
administrative court about his confinement in the restraint bed and
the use of force and handcuffs, but subsequently withdrew these
complaints, although the outcome of the administrative court
proceedings was not predetermined by the conclusions of the
investigating authorities in the criminal proceedings.
- Having
regard to the circumstances of the case, the Court is unable to
conclude that the prosecuting authorities’ investigation into
the incidents fell short of the procedural obligation under Article 3
of the Convention.
- There
has accordingly been no violation of Article 3 of the Convention
under its procedural limb.
IV. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION IN RESPECT OF THE COMPLAINTS CONCERNING CONDITIONS OF
DETENTION
- The
applicant complained that he had no access to court in respect of his
compensation claims for non-pecuniary damage allegedly caused by the
degrading conditions of detention because he lacked the means to pay
the required State fee. He relied on Article 6 § 1 of the
Convention, which reads as follows:
“In the determination of his civil rights and
obligations ... everyone is entitled to a fair ... hearing ... by [a]
... tribunal ...”
- The
Government contested that argument.
A. Admissibility
- The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 (a) of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The parties’ submissions
- The
applicant complained that he had had no access to a court because he
had lacked the means to pay the required State fee. The complaint
concerned three sets of administrative court proceedings which he had
sought to initiate in respect of the conditions of his detention
during various periods of incarceration in different punishment cells
in Tallinn Prison.
- The
Government contended that payment of the State fee was one of the
preconditions for access to the court and there was no reason to
doubt its justification. Such restrictions on the right of access to
a court could be justified when they served either the protection of
the legitimate interests of the other party against irrecoverable
legal costs or the protection of the legal system against an
unmeritorious appeal. The Government noted that the introduction of a
fee was also being discussed in connection with proceedings before
the European Court of Human Rights.
- The
Government emphasised that Estonian legislation provided for
exemption from or reduction of the State fee on certain grounds. The
precondition for exemption from the State fee was indigence, along
with the requirement that the complaint should have some prospect of
success. The Government argued that in the present case the
applicant’s complaints had had little prospect of success. The
courts had thoroughly analysed the practicality and justifiability of
exempting the applicant from the State fee, had assessed the
circumstances of the particular complaints, and had found that the
complaints had no prospect of success. Thus, the refusal to exempt
the applicant from the State fee had been proportionate and in
conformity with Article 6 § 1. The Government stressed that the
applicant’s request for exemption had been examined at three
levels of jurisdiction and the Supreme Court had exempted him from
the payment of security and asked the opinion of the respondent on
each occasion. Thus, the applicant had been able to exercise his
right of appeal up to the highest court and that court had found that
he had to pay the State fee if he wished the examination of his
complaints to continue.
- The
Government also referred to the instances where the applicant had
been exempted from the State fee but had withdrawn his complaints
(for example, administrative court cases nos. 3-09-2774, 3-09-2951
and 3 09 3063, see paragraph 78 above).
- In
respect of the amount of the State fee, the Government noted that the
State fee for the applicant’s claims (“compensation for
non-pecuniary damage at the discretion of the court”) was EEK
1,000 (EUR 64). However, the applicant could have chosen another type
of claim where the State fee would have been lower, for example an
action for ascertaining whether a measure was unlawful (EEK 80 (EUR
5)) or a claim in respect of non-pecuniary damage for a specific sum.
In the latter case, for example, the State fee for a claim for EEK
3,000 (EUR 191) would have been EEK 90 (EUR 6) (see also the relevant
legislation, paragraph 79 above).
- Moreover,
since the time-limit for lodging the claim in question was three
years, the applicant could have saved up the money for the payment of
the fee. Instead, he had chosen to spend money in the prison shop
(for example, EEK 359.50 (EUR 23) on 17 September 2007).
- The
Government concluded that the reduction of and exemption from the
State fee were provided for by legislation and used in practice. With
regard to the refusal to exempt the applicant from the State fee, the
Government had relied on the assessment of the domestic courts that
no reason for exemption had existed in the applicant’s cases.
Thus, the restriction entailing the obligation to pay the State fee
in administrative cases nos. 3-07-1000, 3-07-1624 and 3-07-2318 had
been justified and proportionate and in conformity with Article 6 § 1
of the Convention. The applicant’s right of access to court
under the Convention had not been unduly restricted
2. The Court’s assessment
(a) General principles
- The Court reiterates that Article 6 § 1 embodies
the “right to a court”, of which the right of access,
that is, the right to institute proceedings before a court in civil
matters, constitutes one aspect (see, for example, Golder v. the
United Kingdom, 21 February 1975, § 36, Series A no. 18, and
Z and Others v. the United Kingdom [GC], no. 29392/95, §
91, ECHR 2001 V). There can be no doubt that Article 6 §
1 applies to a civil claim for compensation in respect of
ill-treatment allegedly committed by agents of the State (see, Tomasi
v. France, 27 August 1992, §§ 121-22, Series A
no. 241 A, and Aksoy v. Turkey, 18 December 1996, §
92, Reports 1996-VI) or in respect of the actions of prison
authorities (see, mutatis mutandis, Skorobogatykh v. Russia
(dec.), no. 37966/02, 8 June 2006, and Artyomov v. Russia,
no. 14146/02, § 197, 27 May 2010).
- The
right of access to the courts secured by Article 6 § 1 of the
Convention is not absolute. It may be subject to limitations
permitted by implication since the right of access by its very nature
calls for regulation by the State. In this respect, the Contracting
States enjoy a certain margin of appreciation, although the final
decision as to the observance of the Convention’s requirements
rests with the Court. It must be satisfied that the limitations
applied do not restrict or reduce the access left to the individual
in such a way or to such an extent that the very essence of the right
is impaired. Furthermore, a limitation will not be compatible with
Article 6 § 1 if it does not pursue a legitimate aim and if
there is not a reasonable relationship of proportionality between the
means employed and the aim sought to be achieved (see Z and Others
v. the United Kingdom, cited above, § 93, and Prince
Hans-Adam II of Liechtenstein v. Germany [GC], no. 42527/98, §
44, ECHR 2001 VIII).
- The Court has held that the amount of fees, assessed
in the light of the particular circumstances of a given case,
including the applicant’s ability to pay them and the phase of
the proceedings at which that restriction has been imposed, are
factors which are material in determining whether or not a person
enjoyed his or her right of access to a court or whether, on account
of the amount of fees payable, the very essence of the right of
access to a court has been impaired (see Kreuz v. Poland, no.
28249/95, § 60, ECHR 2001 VI, and Georgel
and Georgeta Stoicescu v. Romania, no. 9718/03, § 69,
26 July 2011).
(b) Application of the principles to the
present case
- Turning
to the present case, the Court has no reason to question the
legitimate aim of the requirement to pay the State fees in question.
Such fees can be seen as contributing to the financing of the
judicial system as well as securing its proper functioning by
limiting the number of unmeritorious complaints.
- The
Court notes that the fees the applicant was required to pay –
the equivalent of EUR 64 – do not seem high in themselves.
These sums represented about a quarter of the national minimum
monthly salary at the material time (see paragraph 92 above).
Nevertheless, the Court has to examine the applicant’s actual
ability to pay these sums in the particular circumstances of the
case, as well as his chances of obtaining exemption from these fees,
in order to assess whether they effectively prevented the applicant
from exercising his right of access to a court.
- The
Court notes in this context that the applicant was serving a prison
sentence at the material time. He did not work in prison and
apparently had no income apart from some occasional financial support
from outside the prison. The Court has had regard to the Government’s
argument that even if the applicant did not have the money in
question at the time he decided to file his complaints, he could have
saved it over a period of time. They submitted that the applicant had
had certain sums at his disposal shortly after he had lodged the
complaints but he had preferred to spend them in the prison shop. The
Court considers that the applicant had certain modest sums at his
disposal, but these were not sufficient to pay the fees in question.
- The
Court also notes that in the Government’s opinion the applicant
could have reduced the sum payable by choosing another type of action
(for ascertaining the lawfulness of the measures) or by claiming a
specific sum as compensation. The Court has no reason to doubt that
such options may have been open to the applicant. However, bearing in
mind that the applicant’s complaints concerned an alleged
violation of his right not to be subjected to inhuman and degrading
conditions of detention (Article 3 of the Convention), the Court
reiterates that non-pecuniary damage is in such circumstances
inherently difficult to assess and, therefore, the applicant cannot
be blamed for leaving the amount of the award to be determined by the
court (compare Stankov v. Bulgaria, no. 68490/01, §
62, 12 July 2007). For these reasons, the Court does not consider
that the applicant can be criticised for having chosen to make the
particular claims he did.
- However,
the inability to pay the required State fees did not constitute an
absolute obstacle to the applicant’s access to a court. The
applicant could have sought – and he indeed did seek –
exemption from the payment of the fees within the framework of the
State legal aid scheme. The Court will therefore proceed to examine
the procedure in which the applicant’s exemption requests were
dealt with.
- The
Court observes in this connection that the decisions whether to
exempt the applicant from the State fees were made by courts, they
contained reasons and the applicant was able to appeal against them
(see, for comparison and in contrast, Bakan v. Turkey, no.
50939/99, § 76, 12 June 2007). Indeed, the applicant’s
requests for exemption were examined at three levels of jurisdiction
and the first- and second-instance courts gave reasoned decisions,
although the Supreme Court declined to hear the appeals. Furthermore,
the legislation and practice allowed for reductions of or exemptions
from the State fees under certain conditions (see, in contrast,
Stankov, cited above, § 64). The Court considers that
these elements provided important safeguards for the applicant.
- Moreover,
the Court attaches importance to the fact that, unlike in several
other cases it has dealt with, in the applicant’s case the
domestic courts assessed the prospects of success of his claims and
found that such prospects were lacking (see, in contrast,
Teltronic-CATV v. Poland, no. 48140/99, § 61,
10 January 2006, and Podbielski and PPU Polpure v. Poland,
no. 39199/98, § 65 in fine, 26 July 2005). It
is true that in the applicant’s case the question of the State
fees was determined at the preliminary stage of the proceedings on
the basis of his written submissions, which meant that his claims
were never examined on the merits (compare Weissman and Others v.
Romania, no. 63945/00, § 42, ECHR 2006 VII (extracts),
and Bakan, cited above, § 78). However, the Court
accepts that a preliminary assessment of the prospects of success of
a complaint cannot involve an establishment of the facts in the same
manner and to the same extent as in the main proceedings.
Furthermore, it observes that the Administrative Court found that the
existence of non-pecuniary damage allegedly sustained by the
applicant was questionable (see paragraph 17 above) and that the
Court of Appeal considered that, even assuming that all of the
applicant’s allegations were true, it was questionable whether
he had sustained such non-pecuniary damage as required compensation
(see paragraph 18 above). The Supreme Court in substance endorsed the
lower courts’ findings, declining to examine the applicant’s
appeals. Thus, the applicant was able to present to two appellate
jurisdictions his arguments against the lower courts’ refusal
to grant the exemption. The Court, reiterating that it is not its
task to replace the assessment of the domestic courts by an
assessment of its own (compare Bakan, cited above, §
76), considers that the procedure of reviewing the applicant’s
requests for exemption from the State fees offered him sufficient
guarantees and that his right of access to a court was not restricted
in a disproportionate manner.
- There
has accordingly been no violation of Article 6 § 1 of the
Convention.
V. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION IN RESPECT OF THE COMPLAINT CONCERNING THE APPLICANT’S
STRIP SEARCH
- The applicant complained of a violation of his right
of access to a court in respect of his complaint about his strip
search on 26 May 2009. He relied on Article 6 § 1 of the
Convention.
- The
Government contested that argument.
A. Admissibility
- The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 (a) of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The parties’ submissions
- The
applicant complained that he had not had access to a court in the
proceedings concerning his complaint about his strip search on 26 May
2009, which had amounted to degrading treatment and an infringement
of his right to respect for his private life. Although he had lodged
complaints with the prison administration before applying to the
administrative court, the court had refused to examine his complaint,
finding that he had failed to comply with the mandatory procedure,
which required a prior extra-judicial adjudication of the matter. The
court had done so without checking whether the applicant had in fact
rectified the deficiencies in his complaints in the extra-judicial
proceedings.
- The
Government argued that the right to a court was not absolute, but was
subject to limitations. Under Estonian legislation, a prisoner first
had to make a complaint to the prison or the Ministry of Justice, and
could only thereafter lodge a complaint with an administrative court.
If he or she failed to eliminate any deficiencies in the first
complaint within the designated term, he or she had no right to file
a complaint with an administrative court in the same matter.
- In
the Government’s opinion, this procedure allowed such matters
to be resolved and violations to be rectified at the lowest possible
level, swiftly and free of charge. It also meant a reduction in the
workload of the courts. At the same time, the prisoners’ right
to have recourse to a court was not restricted: if they did not agree
with the decision of the prison administration or the Ministry of
Justice, they could file a complaint with an administrative court.
Thus, the requirement of pre-trial proceedings was practical and
proportionate.
- The
Government noted that the applicant’s request for compensation
had contained deficiencies with regard to the reasoning and he had
failed to eliminate these deficiencies by the expiry of the
time-limit set by the prison administration. Therefore, Tartu Prison
had had to return the request without deciding on it. As the
applicant had failed to complete the stage of mandatory
extra-judicial proceedings, the courts had then returned his
complaints without examination. The Government emphasised that this
conclusion had been shared by the court of appeal and the Supreme
Court.
2. The Court’s assessment
- The
relevant principles established in the Court’s case-law
concerning the right of access to a court have been summarised in
paragraphs 157 to 159 above. In the context of the present complaint,
the Court reiterates that it is not its task to take the place of the
domestic courts. It is primarily for the national authorities,
notably the courts, to resolve problems of interpretation of domestic
legislation. The Court’s role is to verify whether the effects
of such interpretation are compatible with the Convention (see, as a
recent authority, Nejdet Şahin and Perihan Şahin
v. Turkey [GC], no. 13279/05, 20 October 2011, § 49,
with further references). Furthermore, the Court has in several cases
found that a particularly strict construction of procedural rules by
the courts deprived applicants of their right of access to a court
(see, mutatis mutandis and among others, Běleš
and Others v. the Czech Republic, no. 47273/99, §§ 51
and 69, ECHR 2002 IX; Efstathiou and Others v. Greece,
no. 36998/02, § 33, 27 July 2006; Kemp and Others
v. Luxembourg, no. 17140/05, § 59, 24 April 2008;
Reklos and Davourlis v. Greece, no. 1234/05, §
28, 15 January 2009; and RTBF v. Belgium, no. 50084/06, §
74, 29 March 2011).
- The
Court notes that in the present case the prison administration was of
the view that there had been deficiencies in the applicant’s
complaint which he had failed to eliminate upon being notified of
them. However, the Court observes that the applicant in his claim did
set out the factual and legal basis for his compensation claim: he
claimed compensation for non-pecuniary damage caused by degrading
treatment and an infringement of his right to respect for his private
life on account of the strip search on 26 May 2006. In doing so, he
relied on the relevant provision of the Constitution. Even if it
could be said that a more profound legal analysis in the applicant’s
complaint would have been preferable and would have facilitated the
examination of the complaint, the Court observes in this context that
the applicant was a prisoner serving his sentence, was a native
Russian speaker, and was complaining about an intrusion into his
intimate sphere. In the Court’s opinion, it was at least
questionable in the circumstances not to examine the merits of his
complaint and to effectively bar him from lodging a further complaint
with the courts.
- As
regards the subsequent handling of the applicant’s complaints
by the courts, which he nevertheless continued to apply to, the Court
observes that in their decisions they merely noted that the applicant
had failed to complete the stage of prior extra-judicial proceedings,
without analysing whether his complaint to the prison administration
and its supplements did indeed fall short of the requirements. It
appears that the courts limited their examination to endorsing the
assessment carried out by the prison administration. The Court
considers that by taking such a limited approach the courts
effectively allowed the prison administration to decide whether a
complaint against its decision was to be examined by the courts.
- The
Court considers that such a restriction on the right of access to a
court was disproportionate and impaired the very essence of that
right.
- There has accordingly been a violation of Article 6 §
1 of the Convention.
VI. ALLEGED VIOLATION OF ARTICLES 3 AND 8 OF THE
CONVENTION RELATING TO THE STRIP SEARCH ON 26 MAY 2009
- The
applicant complained that his strip search on 26 May 2009 had
amounted to degrading treatment and an infringement of his right to
respect for his private life. He invoked Articles 3 and 8 of the
Convention, which read as follows:
Article 3
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
Article 8
“1. Everyone has the right to respect
for his private and family life, his home and his correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society in
the interests of national security, public safety or the economic
well-being of the country, for the prevention of disorder or crime,
for the protection of health or morals, or for the protection of the
rights and freedoms of others.”
A. The parties’ submissions
- The
applicant complained about his strip search on 26 May 2009 on return
from an administrative court hearing. He argued that of the seven
inmates who had been escorted back to the prison in the same vehicle,
he was the only one who had been searched in such a manner. The
search had been in breach of his right to respect for his private
life as it had been carried out in a humiliating manner and in the
presence of five prison officers who had laughed at him. The
applicant considered that his human dignity had been humiliated in
revenge for having stood up for his rights in the administrative
court.
- The
Government submitted that the search of the applicant upon his return
to the prison had had a legal basis. It had served the legitimate aim
of ensuring security and legal order in the prison. The Government
pointed out that the applicant had repeatedly been caught in the
possession of items prohibited in prison, for which he had had
disciplinary punishments imposed. Thus, a complete search of the
applicant had been a proportionate measure.
- The
Government asserted that the applicant’s allegation that only
he had been strip-searched was neither correct nor proven. They
referred in this context to a written reply from the prison
administration to the applicant in which the administration had
refused to disclose the names of those in respect of whom a rectal
examination had been carried out on 26 May 2009.
- In
respect of the conduct of the body search, the Government considered
that spreading one’s buttocks in itself did not require the
presence of a doctor, because if a prisoner did that voluntarily –
as had been the case with the applicant – his bodily integrity
was not violated. The presence of a doctor only became necessary when
a need for body cavity procedures or for the use of medical equipment
arose. However, in the applicant’s case a doctor had been
involved at the applicant’s request and further procedures had
been carried out by her. The Government submitted that there was no
male doctor in Tartu Prison and therefore it had been impossible for
the applicant’s rectal examination to be performed by a doctor
of the same sex as the applicant. All the other persons present
during the search had been male.
B. The Court’s assessment
Admissibility
- The
Court has already examined the compatibility of strip and intimate
body searches with the Convention in a number of cases. It has found
that whilst strip searches may be necessary on occasion to ensure
prison security or prevent disorder or crime, they must be conducted
in an appropriate manner and must be justified (see Yankov v.
Bulgaria, no. 39084/97, § 110, ECHR 2003 XII
(extracts); Valašinas v. Lithuania, no. 44558/98,
§ 117, ECHR 2001 VIII; and Iwańczuk v. Poland,
no. 25196/94, § 59, 15 November 2001). However, where the
manner in which a search is carried out has debasing elements which
significantly aggravate the inevitable humiliation of the procedure,
Article 3 has been engaged: for example, where a prisoner was obliged
to strip in the presence of a female officer, and his sexual organs
and food were touched with bare hands (Valašinas, loc.
cit.), and where a search was conducted in front of four guards who
derided and verbally abused the prisoner (Iwańczuk, loc.
cit.). Similarly, where the search has no established connection with
the preservation of prison security and the prevention of crime or
disorder, issues may arise (see, for example, Iwańczuk,
cited above, §§ 58-59, where a search of the applicant, a
remand prisoner detained on charges of non-violent crimes, was
conducted when he wished to exercise his right to vote; Van der
Ven, cited above, §§ 61-62, where strip-searching was a
systematic and long-term practice without convincing security needs).
Where the treatment in question does not reach the minimum level of
severity prohibited by Article 3, it may nevertheless be in breach of
the requirements under Article 8 § 2 of the Convention (see
Wainwright v. the United Kingdom, no. 12350/04, 20 September
2006).
- Turning
to the present case, the Court notes at the outset that no issue of
exhaustion of domestic remedies arises in the present case on account
of the above finding of a violation of the applicant’s right of
access to a court in relation to this complaint (see paragraphs 168
to 179 above).
- Furthermore,
since the substance of the applicant’s complaints has not been
examined by the domestic courts, the exact circumstances of his
search are not entirely clear. According to the applicant, he was the
only one out of the seven inmates to be strip-searched on their
return from an administrative court hearing. The Government disputed
this allegation. The Court notes that there appears to be no dispute
that for the search the applicant was taken to a room designated for
that purpose.
- As
regards the conduct of the search, the applicant submitted that he
had been told to undress and to squat and bend over, while a prison
officer with a glove on his hand was preparing to carry out a rectal
examination. It would appear from the Government’s submissions,
which were based on information they had received from Tartu Prison
and which the applicant did not substantially contest in his
submissions in reply, that the applicant, who was disturbed at
the thought of being searched, refused to comply with the order to
bend over and spread his buttocks. The Court concludes that even if
the prison officer in charge had initially intended to perform the
examination himself, as alleged by the applicant, he must have
changed his mind and acceded to the applicant’s request to be
taken to a doctor. The applicant did not claim that the rectal
examination had in fact been carried out by the prison officers, or
indeed that any physical contact had been involved. As regards the
applicant’s allegation that he had been derided by the prison
officers present during this phase of his search and that his
examination at the medical unit had been attended by two officers,
there is no evidence to corroborate these statements. However, the
Court notes that the report drawn up on the applicant’s search
was signed by five prison officers. This is in line with the
applicant’s assertion that the search was attended by five
prison guards.
- The
Court considers that the applicant’s strip search in the
present case did not involve the elements which have led it in
several previous cases to the finding that a prisoner’s or
detainee’s strip search amounted to degrading treatment. Thus,
the Court observes that the applicant’s complaint does not
concern a routine practice of body searches, unlike in the cases of
Ciupercescu v. Romania (no. 35555/03, 15 June 2010), Van
der Ven (cited above), Lorsé and Others v. the
Netherlands (no. 52750/99, 4 February 2003), and McFeeley and
Others v. the United Kingdom, (no. 8317/78, Commission decision
of 15 May 1980, Decisions and Reports 20, p. 44), or a number of
searches, as in the cases of El Shennawy v. France
(no. 51246/08, 20 January 2011) or Frérot v. France
(no. 70204/01, 12 June 2007). Rather, the applicant’s complaint
relates to a strip search on one occasion. The Court has also found a
breach of the applicants’ rights if the manner in which a
search was carried out had debasing elements which significantly
aggravated the inevitable humiliation of the procedure. In this
context, the Court observes that the applicant’s search was
carried out in a room set aside for that purpose and not in front of
other detainees (see, by contrast, Malenko v. Ukraine, no.
18660/03, § 61, 19 February 2009). The search was performed by
prison officers of the same sex (compare Valašinas and
Wiktorko, both cited above). Furthermore, while the applicant,
like all detainees, was in a vulnerable position in the hands of the
authorities, he does not appear to have been in a particularly
helpless situation (compare and contrast, Wieser v.
Austria, no. 2293/03, § 40, 22 February 2007,
and Wiktorko, cited above, §§ 53-54). The Court has
also taken note of the Government’s submission according to
which the applicant was on several occasions caught in the possession
of items prohibited in prison and had had a number of disciplinary
punishments imposed on him. Furthermore, the Court notes that the
applicant’s behaviour, including his repeated conflicts with
the prison administration, as well as his behaviour towards himself
(for example, stitching his mouth, see paragraph 13 above), appears
to have given the authorities grounds to consider him as posing a
higher than average security risk for the prison (contrast Iwańczuk,
cited above, § 52, where the Court took into consideration the
applicant’s personality, his peaceful behaviour throughout his
detention, and the fact that he was not charged with a violent crime
and had no previous criminal record). For this reason, and taking
into account that the search was performed on the applicant’s
return to the prison, the Court is satisfied that the authorities had
sufficient justification for the applicant’s search. The Court
has no doubt that the search in question did cause the applicant
distress, but that distress did not, in the Court’s view, reach
the minimum level of severity prohibited by Article 3.
- The
Court finds that this is a case which falls within the scope of
Article 8 of the Convention and which requires due justification
under its second paragraph (compare Wainwright, cited above, §
46, and Kleuver v. Norway (dec.), no. 45837/99,
30 April 2002).
- The
Court notes that there is no dispute that the search had a legal
basis. It is further satisfied that it pursued the legitimate aim of
prevention of disorder and crime. The Court therefore needs to
proceed to determine whether the search in question, in the manner in
which it was carried out, was proportionate to that legitimate aim.
- In
this context, the Court reiterates that the applicant was searched in
the presence of five prison officers. The Court is mindful that the
attendance of several persons could have exacerbated the discomfort
inevitably felt by the applicant owing to the intense interference
with his intimate sphere and that the situation could have been
capable of causing him to feel that he was being derided even in the
absence of any such intention on the part of the officers. The Court
is also mindful that the presence of more than one officer can be
seen as a safeguard against abuse (compare McFeeley, cited
above), and although the presence of prison staff during a body
search should be kept to an absolutely necessary minimum in order to
minimise the discomfort and distress which the procedure necessarily
entails, the Court is not convinced that this was not done in the
present case. Thus, having regard to the applicant’s record of
unruly and at times violent behaviour, the Court considers that the
presence of five prison officers during the applicant’s strip
search did not render the interference with his right to respect for
his private life disproportionate. As concerns the applicant’s
allegation that his examination in the medical unit took place in
full view of two guards, the Court, assuming that this allegation is
true, finds that there was no apparent reason to consider the
applicant less dangerous when being taken to the medical unit and
notes that the number of guards allegedly attending that procedure
was nevertheless reduced. The Court therefore considers that there is
no appearance of a disproportionate interference with the applicant’s
right to respect for his private life in this respect.
- In
these circumstances the Court finds that this part of the application
is manifestly ill-founded and must be rejected in accordance with
Article 35 §§ 3 (a) and 4 of the Convention.
VII. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
- The
applicant made a number of further complaints under Articles 1,
3, 6, 8, 13 and 14 of the Convention. However, having regard to all
the material in its possession, and in so far as these complaints
fall within its competence, the Court finds that there is no
appearance of a violation of the provisions invoked. It follows that
this part of the application must be rejected as manifestly
ill-founded, pursuant to Article 35 §§ 3 (a)
and 4 of the Convention.
VIII. APPLICATION OF ARTICLE 41 OF THE CONVENTION
- Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
- The
applicant claimed the sum of 80,000 euros (EUR) in respect of
non-pecuniary damage.
- The
Government argued that the applicant could have claimed compensation
for the alleged damage before the domestic authorities and under
domestic law.
- Furthermore,
the Government considered the applicant’s claim unsubstantiated
and unreasonable. They submitted that, should the Court find a
violation of the applicant’s rights, a finding of a violation
would constitute sufficient just satisfaction. Should the Court
nevertheless decide to make an award for non-pecuniary damage, the
Government called on it to determine a reasonable sum.
- As
regards the Government’s argument that the applicant could have
sought compensation under the national law, the Court reiterates that
an applicant who has already exhausted domestic remedies to no avail
before complaining to this Court of a violation of his or her rights
is not obliged to do so a second time in order to be able to obtain
just satisfaction from the Court (see De Wilde, Ooms and Versyp v.
Belgium (Article 50), 10 March 1972, § 16, Series A no.
14, and, more recently, Jalloh v. Germany [GC], no.
54810/00, § 129, ECHR 2006-IX). Accordingly, the Court is not
prevented from making an award on that account.
- The
Court considers that the applicant has suffered non-pecuniary damage
which cannot be compensated solely by a finding of a violation. In
view of the circumstances of the present case, and ruling on an
equitable basis, it therefore awards the applicant EUR 10,000
in respect of non-pecuniary damage, plus any tax which may be
chargeable on that amount
B. Costs and expenses
- As
the applicant made no claim for costs and expenses, there is no call
for the Court to make any award under this head.
C. Default interest
- The
Court considers it appropriate that the default interest rate should
be based on the marginal lending rate of the European Central Bank,
to which should be added three percentage points.
FOR THESE REASONS, THE COURT
- Decides unanimously to join the applications;
- Declares unanimously admissible the complaints
concerning:
- the alleged ill-treatment on 22 October and 23 October
2009 and the lack of an effective and thorough investigation into
those allegations;
- the lack of access to a court in respect of the
complaints concerning the applicant’s conditions of detention;
- the lack of access to a court in respect of the
complaint concerning the applicant’s strip search on 26 May
2009;
- Declares unanimously the remainder of the
complaints inadmissible;
- Holds unanimously that there has been a
violation of Article 3 of the Convention on account of the
applicant’s confinement to a restraint bed on 22 October 2009;
- Holds by six votes to one that there has been no
violation of Article 3 of the Convention on account of the use of
force and handcuffs on 23 October 2009;
- Holds unanimously that there has been no
violation of Article 3 of the Convention in respect of the
effectiveness and thoroughness of the investigation into the
applicant’s allegations concerning his ill-treatment;
- Holds unanimously that there has been no
violation of Article 6 § 1 of the Convention in respect of the
applicant’s right of access to a court in connection with his
complaints concerning his conditions of detention;
- Holds unanimously that there has been a
violation of Article 6 § 1 of the Convention in respect of the
applicant’s right of access to a court in connection with his
complaint concerning his strip search on 26 May 2009;
- Holds unanimously
(a) that
the respondent State is to pay the applicant, within three months of
the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 10,000 (ten
thousand euros), plus any tax that may be chargeable, in respect of
non-pecuniary damage;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
- Dismisses unanimously the remainder of the
applicant’s claim for just satisfaction.
Done in English, and notified in writing on 29 May 2012 pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
André
Wampach Nina Vajić
Deputy Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the separate opinion of Judge
N. Vajić is annexed to this judgment.
N.A.V.
A.M.W.
DISSENTING OPINION OF JUDGE VAJIĆ
I do
not agree with the majority’s finding that there has been no
violation of Article 3 of the Convention on account of the use of
force against the applicant in connection with his handcuffing on 23
October 2009.
Prisoners
often refuse to comply with orders by prison guards, as did the
applicant when he refused to comply with the handcuffing order.
Prison guards, who are specially trained to cope with such
situations, are supposed to carry out their orders without beating or
otherwise ill-treating prisoners, even in cases where they have to
have recourse to some degree of physical force to cope with a
prisoner’s disorderly behaviour. This is particularly true in a
situation such as the present one for which they are able to prepare
and plan in advance (which would also include anticipating the
necessary number of officers, the appropriate equipment and other
arrangements).
However,
the physical confrontation during which the applicant sustained
abrasions next to his left eye and four bluish marks on his neck (see
paragraph 132 of the judgment) was carried out using physical force
and it does not seem to have been established that such a degree of
physical force was indeed strictly necessary. The applicant’s
personality and history of incidents were well known to the prison
authorities and they should have done their best to avoid physical
confrontation in a situation in which they could easily have foreseen
it. The fact that the prison officers did not use truncheons or other
active defence equipment, but rather relied on the use of shields,
does not make much difference. In addition to the precautions taken
to protect the prison officers – the provision of masks and
shields (see paragraphs 65 and 133), the prison authorities could
also have been expected to take steps to avoid causing injuries to
the applicant.
The
applicant was pushed against the window bars with shields and forced
to the floor (see paragraph 133) during which he sustained injuries
that were subsequently confirmed by a medical report. In addition,
the incident took place immediately after another restraint measure
had been applied to the applicant, namely, confining him to a
restraint bed from 10.40 a.m. to 7.30 p.m. the previous day and in
respect of which measure a violation of Article 3 of the Convention
has been found in the present case.
In
view of the above, I find that there has also been a violation of
Article 3 as regards inhuman treatment during the incident on 23
October 2009.
Lastly,
I would also like to make a remark going beyond the incident in
question, as I find it rather surprising that the prison authorities
repeatedly responded by confrontation and the use of physical force
to the numerous instances of disorderly conduct and other incidents
provoked by the applicant without using other methods when trying to
cope with such behaviour. Having regard to the lengthy prison term
imposed on the applicant and to the fact that his behaviour
repeatedly caused problems, the prison authorities, in my view, could
and should have drawn up a specific programme and regime of detention
for the applicant (including the use of different kinds of additional
measures, such as, for instance, educational and medical ones) in
order to avoid having to respond to confrontations directly, each
time they arose, and thus contribute themselves to a never-ending
confrontational circle. With all due respect, and being aware that it
is for the domestic authorities to decide how to perform their
obligations under the Convention, the approach used in the present
case does not seem to have produced the most appropriate solutions
for long-term problems of the kind encountered here.