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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Commissioner of Police for the Metropolis v Hurst [2005] EWCA Civ 890 (21 July 2005) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2005/890.html Cite as: [2005] EWCA Civ 890, [2005] WLR 3892, [2005] 1 WLR 3892 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
DIVISIONAL COURT
Lord Justice Rose and Mr Justice Henriques
CO/989/2003
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE SEDLEY
and
SIR MARTIN NOURSE
____________________
THE COMMISSIONER OF POLICE FOR THE METROPOLIS |
Appellant |
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- and - |
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CHRISTINE HURST |
Respondent |
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Smith Bernal Wordwave Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Mr Keir Starmer QC and Mr Stephen Cragg (instructed by Bhatt Murphy) for the Respondent
____________________
Crown Copyright ©
Lord Justice Buxton :
Background
The decision of the Divisional Court
"It must be established…that the authorities knew or ought to have known at the time of the existence of a real and immediate risk to the life of an identified individual or individuals from the criminal acts of a third party and that they failed to take measures within the scope of their powers which, judged reasonably, might have been expected to avoid that risk "
After an extensive review of the available evidence the Divisional Court, although recognising the stringency of that test, concluded that the Coroner's decision had not been in compliance with article 2. Rose LJ said in paragraphs 110 and 111:
"Our task is to decide whether, when the Coroner refused to resume the inquest, the material then before him, and now before us, gave rise, arguably, to a breach of Article 2 by either [the Metropolitan Police or Barnet Council]. In my view, it did, and however inadequate a remedy the holding of an inquest in such circumstances may be, the Coroner's refusal to resume it was in my judgment fatally flawed …and breached his obligation under the Human Rights Act to act compatibly with the Convention.
Events after the decision of the Divisional Court
The coroner's duties
"After the conclusion of the relevant criminal proceedings…the coroner may…resume the adjourned inquest if in his opinion there is sufficient cause to do so."
The respondent's arguments
"Even before the Human Rights Act 1998 the Convention exerted a persuasive and pervasive influence on judicial decision-making in this country, affecting the interpretation of ambiguous statutory provisions, guiding the exercise of discretions, bearing on the development of the common law"
It was therefore argued that even if, because of the date of the death, the coroner was to be regarded as exercising a discretion governed purely by domestic law, innocent of the HRA, that discretion had to be illuminated by, and exercised in the light of, the United Kingdom's international obligations springing from this country's adherence to the ECHR.
"So far as it is possible to do so, primary legislation and subordinate legislation must be read and given effect in a way which is compatible with the Convention rights"
Section 11(5) of the 1988 Act before the HRA
"Both in section 11(5)(b)(ii) of the Act of 1988 and in rule 36(1)(b) of the Rules of 1984, 'how' is to be understood as meaning 'by what means'. It is noteworthy that the task is not to ascertain how the deceased died, which might raise general and far-reaching issues, but 'how…the deceased came by his death', a more limited question directed to the means by which the deceased came by his death"
It therefore followed [at p26A] that
"Neither neglect nor self-neglect should ever form any part of any verdict unless a clear and direct causal connection is established between the conduct so described and the cause of death"
"If it appears to a coroner…..that there is reason to suspect…that the death occurred in circumstances the continuance or possible recurrence of which is prejudicial to the health or safety of the public or any section of the public"
That appeared to be difficult to reconcile with the limited view of the coroner's powers taken in Jamieson. And Simon Brown LJ went on to the further obligation of the coroner recognised at p26B of Jamieson to be vigilant to ensure that the relevant facts are exposed to public scrutiny. That scrutiny might have been thought to be restricted to the facts to which Jamieson had restricted the enquiry, but Simon Brown LJ drew from that passage the conclusion, at p155b, that
"It is, in short, for the individual coroner to recognise and resolve the tension existing between ss 8(3) and 11(5)(b) of the 1988 Act and r36. The inquiry is almost bound to stretch wider than strictly required for the purposes of a verdict. How much wider is pre-eminently a matter for the coroner whose rulings upon the question will only exceptionally be susceptible to judicial review"
"Jamieson's case was specifically directed to the verdict of lack of care in the context of deaths in custody, but the court's ruling was of wider application and it is true that if these inquests were to be resumed the verdicts which the coroner could properly leave open to the jury at the end would be both limited and predictable. The court did not, however, rule that the investigation into the means by which the deceased came by his death should be limited to the last link in the chain of causation. That would not be consistent with the court's conclusion in [Jamieson at p 26B] which emphasised the need for full, fair and fearless investigation and the exposure of relevant facts to public scrutiny, and it would defeat the purpose of holding inquests at all if the inquiry were to be circumscribed in the manner suggested. It is for the coroner conducting an inquest to decide, on the facts of a given case, at what point the chain of causation becomes too remote to form a proper part of his investigation. That question, potentially a very difficult question, is for him"
In our case, the coroner did not ask himself that question, or at least not in that precise form. As I have already ventured to suggest, had he posed that question, and if the reference in Dallaglio to the "chain of causation" bears the usual legal meaning of that expression, then the question could only have been answered in one way.
"Remarkably, as it now seems, the Court of Appeal made no reference to the European Convention in [Jamieson], and the report does not suggest that counsel referred to it either. Counsel for Mrs Middleton criticised the reasoning of that decision, but it appears to the committee to have been an orthodox analysis of the Act and Rules and an accurate, if uncritical, compilation of judicial authority as it then stood."
The House then set out a summary of the findings in Jamieson, including those described above, without further comment. Dallaglio was not cited to the House and not mentioned in the opinion, though Lord Bingham can scarcely have been unaware of that case.
Reconsideration of section 11(5)(b)(ii) in the light of ECHR jurisprudence?
"There is a strong presumption in favour of interpreting English law (whether common law or statute) in a way that does not place the United Kingdom in breach of an international obligation"
Mrs Hurst contends that the jurisprudence of the ECtHR imposing the duty under article 2 of effective investigation, conveniently listed by Lord Bingham in paragraph 2 of the report of the Appellate Committee in Middleton, largely or entirely post-dated Jamieson. Had it been available to this court in that case, and more particularly to counsel appearing in that case, the outcome might have been different. Or, alternatively, Jamieson should simply be reconsidered as being inconsistent with the jurisprudence of the ECtHR. We were shown a case in the Court of Appeal in Northern Ireland, Jordan [2004] NICA 29, in which Nicholson LJ expressed support for both of those views.
"We are not permitted to re-examine decisions of the European court in order to ascertain whether the conclusion of the House of Lords or Court of Appeal may be inconsistent with those decisions, or susceptible to a continuing gloss. The principle of stare decisis cannot be circumvented or disapplied in this way"
The constitution of this court that decided Price does not appear to have been told that the observations of Judge LJ were approved generally by this court, and applied in the post-HRA world, in Kaya v Haringey London Borough Council (2001) 34 HLR 1 [36]-[37]; see also R(Williamson) v Secretary of State for Education [2003] QB 1300[41]. And that must logically be the case: we are bound by this court as much as we are by the House of Lords.
Reconsideration of the section 16(3) duty in the light of the Convention jurisprudence?
Middleton as binding authority on the interpretation of section 11(5)(b)(ii)?
"It is correct that the scheme enacted by and under the authority of Parliament should be respected save to the extent that a change of interpretation (authorised by section 3 of the Human Rights Act 1998) is required to honour the international obligations of the United Kingdom expressed in the Convention. [35] Only one change is in our opinion needed: to interpret 'how' in section 11(5)(b)(ii) of the Act and rule 36(1)(b) of the Rules in the broader sense previously rejected, namely as meaning not simply 'by what means' but 'by what means and in what circumstances'".
That enabled coroner's juries in want of care cases to express, in an appropriate case, an opinion on events leading up to the death: ibid, paragraphs 31-32.
The same view was expressed by the House, per Lord Hope of Craighead, in a case heard by the same constitution at the same time as Middleton, R(Sacker) v West Yorkshire Coroner [2004] 1 WLR 796 [Sacker]. Lord Hope, at paragraph 27, referred to what had been said by Lord Bingham in Middleton, and continued:
"The word 'how' in section 11(5)(b)(ii) of the 1988 Act….is open to the interpretation that is means not simply 'by what means' but rather 'by what means and in what circumstances'. The provisions of section 3 of the Human Rights Act 1998 indicate that it should now be given the broader meaning."
"The Convention rights"
"Although people sometimes speak of the Convention having been incorporated into domestic law, that is a misleading metaphor. What the Act has done is to create domestic rights expressed in the same terms as those contained in the Convention, But they are domestic rights, not international rights. Their source is the statute, not the Convention."
What McKerr holds is that Mrs Hurst does not have the right in domestic law created by section 7 of the HRA to claim that the coroner has acted unlawfully under section 6 of the HRA by not respecting her article 2 right to a proper investigation into her son's death. But that says nothing about her rights against the state in international law created by the United Kingdom's adoption of the ECHR: and it is to those rights that section 3 relates.
Can section 3 be applied retrospectively?
"Mr McKerr's case is crucially dependent on the applicability of section 6(1) of the Human Rights Act 1998"
The outcome of that case was however determined by the holding of the House, albeit elucidated principally in the context of section 6, that the [article 2] obligation to hold an investigation is an obligation triggered by the occurrence of a violent death: see in particular per Lord Nicholls of Birkenhead at paragraph 21. That at its lowest makes an assumption about the content in international law of article 2, an assumption by which we are bound. To seek to apply section 3 by reference to an obligation that arose before the HRA came into operation, because it arose on the date of the death, would therefore be to apply section 3 to, or at least in the context of, an event that occurred before the section became part of English law.
"The answer to this difficulty lies in the principle underlying the presumption against retrospective operation and the similar but rather narrower presumption against interference with vested interests. These are established presumptions but they are vague and imprecise…..As always, therefore, the underlying rationale should be sought. This was well identified by Staughton LJ in Secretary of State for Social Security v Tunnicliffe [1991] 2 All ER 712,714:
'the true principle is that Parliament is presumed not to have intended to alter the law applicable to past events and transactions in a manner which is unfair to those concerned in them unless a contrary intention appears. It is not simply a question of classifying an enactment as retrospective or not retrospective-rather it may well be a matter of degree-the greater the unfairness, the more it is to be expected that Parliament will make it clear if that is intended'.
Thus the appropriate approach is to identify the intention of Parliament in respect of the relevant statutory provision in accordance with this statement of principle.
[21] I emphasise that this conclusion does not mean that section 3 never applies to pre-Act events. Whether section 3 applies to pre-Act events depends upon the application of the principle identified by Staughton LJ in the context of the particular issue before the court. To give one important instance: different considerations apply to post-Act criminal trials in respect of pre-Act happenings. The prosecution does not have an accrued or vested right in any relevant sense."
"Then there is the general presumption that legislation is not intended to operate retrospectively. That presumption is based on concepts of fairness and legal certainty. These concepts require that accrued rights and the legal effects of past acts should not be altered by subsequent legislation. But the mere fact that a statute depends for its application in the future on events that have happened in the past does not offend against the presumption….there is an important distinction to be made between legislation which affects transactions that have created rights and obligations which the parties seek to enforce against each other and legislation which affects transactions that have resulted in the bringing of proceedings in the public interest by a public authority. The concepts of fairness and legal certainty carry much greater weight when it is being suggested that rights or obligations which were acquired or entered into before 2 October 2000 should be altered retrospectively…..[99] To restrict the application of the interpretative obligation, without exception, to 'events' that happened or 'transactions' entered into on or after 2 October 2000 would be to introduce a restriction which is not stated expressly anywhere in the 1998 Act. A restriction in such absolute and all-embracing terms would seem to be contrary to the intention of the legislation and incapable of being read in to it by necessary implication."
Section 3 and McKerr
"I respectfully consider that some of these courts, including the Divisional Court in Hurst's case….fell into error by failing to keep clearly in mind the distinction between (1) rights arising under the Convention and (2) rights created by the 1998 Act by reference to the Convention. These two sets of rights now exist side by side. But there are significant differences between them. The former existed before the enactment of the 1998 Act and they continue to exist. They are not as such part of this country's law because the Convention does not form part of this country's law. That is still the position. These rights, arising under the Convention, are to be contrasted with rights created by the 1998 Act. The latter came into existence for the first time on 2 October 2000. They are part of this country's law. The extent of these rights, created as they were by the 1998 Act, depends on the proper interpretation of that Act."
Disposal
Lord Justice Sedley:
"In these proceedings Mr McKerr is not challenging any decision of the Armagh coroner. … Nor is Mr McKerr asking the House to interpret the statutory provisions relating to coroners in a way which would make them compliant with the investigative requirements of article 2."
Lord Hope in Wilson (below) at §95 made the same point from the opposite perspective:
"…a person who claims that a court or tribunal has failed to fulfil the interpretative obligation laid down by s.3(1) has no need to go to s.7(1)(a) for his remedy."
Sir Martin Nourse: