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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Fogg & Anor, R (on the application of) v Secretary of State for Defence [2006] EWCA Civ 1270 (05 October 2006) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2006/1270.html Cite as: [2006] 3 WLR 931, [2006] EWCA Civ 1270, [2007] QB 96 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
The Hon Mr Justice Newman
CO/132/2005
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE RIX
and
LORD JUSTICE LONGMORE
____________________
THE QUEEN ON THE APPLICATION OF (1) ROSEMARY FOGG (2) VALERIE LEDGARD |
Claimants/ Respondents |
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- and - |
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THE SECRETARY OF STATE FOR DEFENCE |
Defendant/ Appellant |
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WordWave International Ltd
A Merrill Communications Company
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Nigel Teare QC and David Goldstone (instructed by the Treasury Solicitor) for the Defendant
____________________
Crown Copyright ©
Sir Anthony Clarke MR:
This is the judgment of the court.
Introduction
The question
The Act
"An Act to secure the protection from unauthorised interference of the remains of military aircraft and vessels that have crashed, sunk or been stranded and of associated human remains; and for connected purposes."
As the judge observed, this was the long title to the Bill which remained unamended despite amendments made to the Bill during its passage through Parliament.
"1(2) Subject to the following provisions of this section, the Secretary of State may by order made by statutory instrument –
(a) designate as a vessel to which this Act applies any vessel which appears to him to have sunk or been stranded (whether before or after the passing of this Act) while in military service;
(b) designate as a controlled site any area (whether in the United Kingdom, in United Kingdom waters or in international waters) which appears to him to contain a place comprising the remains of, or of a substantial part of, an aircraft to which this Act applies or a vessel which has so sunk or been stranded;
and the power of the Secretary of State to designate a vessel as a vessel to which this Act applies shall be exercisable irrespective of whether the situation of the remains of the vessel is known.
(3) The Secretary of State shall not designate a vessel as a vessel to which this Act applies unless it appears to him –
(a) that the vessel sank or was stranded on or after 4th August 1914; and
(b) in the case of a vessel which sank or was stranded while in service with, or while being used for the purposes of, any of the armed forces of a country or territory outside the United Kingdom, that remains of the vessel are in United Kingdom waters.
….
9(1) In this Act, except in so far as the context otherwise requires
…
"controlled site" means any area which is designated as such a site under section 1 above;
…
"military service" shall be construed in accordance with subsection (2) below;
….
(2) For the purposes of this Act an aircraft or vessel shall be regarded as having been in military service at a particular time if at that time it was –
(a) in service with, or being used for the purposes of, any of the armed forces of the United Kingdom or any other country or territory; or
(b) in the case of an aircraft, being taken from one place to another for delivery into service with any of the armed forces of the United Kingdom.
(3) Where a place comprising the remains of, or of a substantial part of, an aircraft or vessel which has crashed, sunk or been stranded while in military service is situated only partly in United Kingdom waters, that place shall be treated for the purposes of this Act as if the part which is situated in United Kingdom waters and the part which is situated in the United Kingdom or in international waters were separate places each of which comprised the remains of a substantial part of the aircraft or vessel."
By section 2 it is a criminal offence to interfere with a designated vessel or a designated place.
The facts
"K.A. Brandt, Chief Officer Merchant Navy held in honour as one who served King and Country in the world war of 1939-1945 and gave his life to save mankind from tyranny. May his sacrifice help to bring the peace and freedom for which he died."
Discussion
i) by section 1(2)(a) the Secretary of State only has power to designate as a vessel to which the Act applies a vessel which appears to him to have sunk while in military service;ii) by section 1(2)(b) he only has power to designate as a controlled site an area in which such a vessel has sunk;
iii) by section 9(1), unless the context otherwise requires, "military service" must be construed in accordance with section 9(2);
iv) the context does not otherwise require; and
v) by section 9(2), in order to be "in military service" at a particular time, the vessel must at that time either be "in service with … any of the armed forces of the United Kingdom" or be "being used … for the purposes of any of the armed forces of the United Kingdom".
Was the STORAA in service with the armed forces of the United Kingdom when she was sunk?
"85. …. The word "with" in section 9(2) contemplates a vessel, not being a naval vessel, or serving as a naval vessel being engaged in an activity with a naval vessel. That this is the case is also supported by the category of military service contemplated by the expression, "being used for the purposes of the armed services" which is the alternative basis capable of giving rise to designation. The concept of the "use" to which a vessel is being put at a particular time does not require a change of status to occur nor does joint service in an operation or activity with the armed services necessarily involve a change of status. The expression "in service with" the armed forces, as opposed to requiring concentration to be placed on the use and whether its use is for the purposes of the armed forces, invites attention to be paid to the activity of the vessel at the material time and the extent to which the activity is being undertaken "with the armed forces".
…
87. Whether or not a vessel was "in service with the armed forces" at the time it sank will depend upon what it was doing (its function or activity) at the relevant time and whether, on the facts, it was engaging in that activity or performing that function jointly with any of the armed forces. If one commences with the characterisation of the activities of the vessel then, if the coincidence of function and proximity of the activity of the naval vessel and the merchant vessel are so close as to appear to be actions taken in unity, the merchant vessel will be "in service with" the naval vessel. Whether the respective naval and merchant vessels were acting together to perform a function or to engage in an activity will not necessarily depend upon each being required to do the same thing, because vessels acting under directions, for example, from separate organs of government, could be engaged together under one command in an activity, but each have different individual functions to perform to further that activity. As a member of a convoy, the STORAA and her cargo required armed protection. HMS Whitshead was obliged by law to give armed protection to the STORAA and its cargo. The STORAA was obliged by law to protect itself, its cargo and the convoy by use of armaments. Each provided armed protection for the cargo and the convoy."
"31. Every Master or other Officer in Command of any Merchant or other Vessel under the Convoy of any Ship of Her Majesty shall obey the Commanding Officer thereof in all Matters relating to the Navigation or Security of the Convoy, and shall take such Precautions for avoiding the Enemy as may be directed by such Commanding Officer; and if he shall fail to obey shall Directions, such Commanding Officer may compel Obedience by Force of Arms, without being liable for any Loss of Life or of Property that may result from his using such Force."
i) obliged to obey the Commanding Officer of Her Majesty's vessel in relation to matters relating to the navigation or security of the convoy;ii) obliged to take such precautions for avoiding the enemy as may be directed by such Commanding Officer; and
iii) is subject to compulsion to obey by force or arms without liability for loss of life or property which may result from forceful compulsion.
We agree.
"It was voyaging under compulsion in dangerous waters, laden with cargo, in a convoy under the protection of a naval vessel, and was armed so as to be able to engage in conflict with the enemy. It was also carrying Royal Naval personnel, namely members of the armed forces having the duty to protect the vessel and the convoy. It was following a route which had been determined by the armed forces (the Admiralty) and "in all matters relating to the navigation or security of the convoy" the Master of the STORAA was obliged to obey all directions given by the Admiralty. It can be noted that the directions which had to be obeyed were not limited to the protection of the STORAA but extended to "all matters relating to the navigation or security of the convoy".
"2. … The convoy proceeded without incident until 0010 on the 3rd, when the Escort commenced firing snowflakes, and shortly afterwards I observed several E-Boats, about half a mile away, approaching the convoy from the port quarter. "Action stations" was sounded, and we opened fire on the E-Boats with the Oerlikon guns. At approximately 0020 the E-Boats departed and the firing ceased. I then left the Bridge and went to my cabin.
3. A quarter of an hour later, at 0035 on the 3rd November, in position 7' E. from Beachy Head, steering a W'ly course at 6 knots, we were struck by one torpedo underneath the bridge, amidships, on the starboard side. The weather was fine, dark with good visibility; there was a slight sea and S.W. wind, force 2/3.
4. There was a dull explosion and the vessel shook violently. No-one reported seeing a flash or a column of water being thrown up, and no-one saw the E-Boat that fired this torpedo. I put on my lifebelt, and hastened forward to the boat deck, but owing to the debris blocking the door of the alleyway, I was unable to get out. I then started to run aft, and had just reached the door at the other end of the alleyway, when the vessel sank, bow first."
"With all respect, I am quite unable to concur in the learned judge's view that the merchant ships convoyed, whose task was simply to sail peacefully on the course they might be directed to follow, and to keep their proper places in the convoy, became so identified with the ships of war directing and protecting them, as to be treated as members of a joint flotilla on a common enterprise. I concur with Atkin LJ in thinking that the learned judge treats as he said the sheep and the shepherd as both engaged in the operation of shepherding. The duties and proper tasks of convoying warships and the ships they convoy are respectively indicated in ss 30 and 31 of the Naval Discipline Act of 1866 … . The naval officers are to diligently perform the duties of convoying and protecting the ships they are appointed to convoy according to instructions, to defend these ships and the goods they carry without deviation, to fight in their defence if they are assailed and not to abandon them or expose them to hazard. Every master or other officer in command of any merchant or other vessel convoyed is bound to obey the commanding officer of the ships of war in all matters relating to the navigation or security of the convoy, and is also bound to take such precautions for avoiding the enemy as may be directed by this commanding officer. It does not appear, however, that this latter officer has any power to require the master, officers or crew of any merchant ship which is being convoyed to take combative action against a vessel of any kind, or to join in such action if taken by all or any of the ships of war. The roles of the two classes of ships are entirely different in nature and character. That of the ships of war is protective and if need be combative; that of the merchantmen is not at all combative; and as far as circumstances permit is as peaceful in nature as would be their enterprises in the time of peace."
Of course if a merchantman chose to take combative action, such as attempting to ram an enemy submarine, that action would, so long as it lasted, be a "warlike operation".
"Of course the sailing with convoy may easily assume the character of a warlike operation; if the convoy were actually attacked or if an attack were impending or immediately apprehended then from that moment the operations might well become warlike operations".
We agree.
"89. The scope for the perceived uneven and haphazard operation of the Act, if the Secretary of State is correct in his interpretation, can be exemplified by assuming certain alterations to the events under scrutiny. Had the torpedo which sank the STORAA and killed Petty Officer Varndell struck HMS Whitshead, its sinking and consequent loss of life would have given rise to a paradigm circumstance of a vessel qualifying for designation under the Act. The event, had it occurred, would have taken place in the course of the very same convoy operation in which the STORAA sank, but would have led to a different legal consequence. Further, and only by way of example, had the same coaster which picked up survivors from the STORAA picked up survivors from the Whitshead and proceeded to Newhaven, but been successfully torpedoed, with the loss of life of the Royal Naval "survivors" from Whitshead, their remains would have qualified for protection had they died with the Whitshead, but their death on board the coaster would not qualify for protection.
90. Given these considerations, I have no doubt that the context of the Act requires attention to be paid to the fact that a merchant vessel was armed, so as to engage the enemy, and was required by law (section 31 Naval Discipline Act 1866) to obey all directions given by a Commanding Officer of the armed forces, not simply to protect itself but in matters "relating … to the security of the Convoy". A merchant vessel in convoy cannot act as it sees fit to protect itself and its cargo. By joining the convoy each vessel is bound to act in the interest of the other vessels and, to that extent, is required to act jointly.
91. If, as a consequence of being in convoy, a vessel sinks with loss of life, it will be necessary to consider whether it is possible to detach the activity of the vessel from the activity of the protecting naval vessel to any degree that could mean the vessels were not in service with each other. Where the merchant vessel has engaged in belligerent action against the enemy and is subsequently sunk under belligerent action from the enemy this will be a factor to be considered."
We agree.
Was the STORAA being used for the purposes of any of the armed forces when she was sunk?
"100. …. The STORAA was obliged to travel into one of the most dangerous sea passages off the coast of England and to face the known risk of being attacked by the enemy in an established seat of wartime operations. If threatened with attack, by reason of being armed, it was required to engage in combat with the enemy for its own protection and for the benefit of the convoy. These characteristics and features of the voyage cannot be ignored, with consideration being confined to the ownership of the vessel and the destination of the cargo. They gave rise to the question whether there was a purpose being served by the use of the STORAA which was in common with a purpose being served by HMS Whitshed and the needs and purposes of the Admiralty.
101. To these significant features which arise on the facts, the response of the Secretary of State has been that:
(1) voyages in convoy were common to many merchant vessels and arming them was a general feature of coastal convoys;
(2) if the Act is interpreted so as to include merchant vessels, sunk whilst travelling in convoy, there will be an administrative burden upon the Secretary of State which Parliament intended to avoid.
102. I am unimpressed by these points. If merchant vessels sank with loss of life in "military service" then the vessels and the remains of those who died are capable of being protected by designation. There is nothing in the Act which supports the class of vessels which qualify being interpreted narrowly so as not to cause an administrative burden to the State. Indeed, having regard to the aim and object of the Act and the importance of its purpose, namely according respect to the dead and protecting the sanctity of human remains, being considerations at the forefront of the values of a civilised society, such a qualification, unless clearly expressed, can have no place."