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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Gulliver v The Parole Board [2007] EWCA Civ 1386 (04 July 2007) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2007/1386.html Cite as: [2008] 1 WLR 1116, [2008] WLR 1116, [2007] EWCA Civ 1386 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION, ADMINISTRATIVE COURT
(MR JUSTICE COLLINS)
Strand, London, WC2A 2LL |
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B e f o r e :
(The Master Of The Rolls)
SIR IGOR JUDGE
(The President Of The Queen's Bench Division)
and
LORD JUSTICE BUXTON
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GULLIVER |
Appellant |
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- and - |
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THE PAROLE BOARD |
Respondent |
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Mr S Kovats, Mr D Pievsky and Mr P Patel (instructed by Treasury Solicitor) appeared on behalf of the Respondent.
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Crown Copyright ©
Sir Anthony Clarke, MR:
Introduction
"You have been recalled to prison because you have breached condition 5(vii) of your licence in the following way:
It has been reported that you have failed to comply with such arrangements as may be reasonably put in place and notified to you by your supervising officer so as to allow for your whereabouts to be monitored by global positioning satellite (whether by electronic means or otherwise) in that on 23 March 2006 you failed to re-charge your satellite tracking unit when prompted to do so by Securicor. You acknowledged the message which informed you that your battery was running low but did not put the unit to charge for a further 4 hours and 18 minutes, during which time your whereabouts could not be monitored via satellite tracking. It is your responsibility to ensure that the tracking unit is fully charged and operational.
In view of the offences for which you were originally sentenced, the risk suggested by your offending history and your behaviour as described above, the Home Secretary is no longer satisfied that it is right for you to remain on licence."
"The Board accepted that there may have been problems in getting the satellite tracking system equipment to work properly and that there was no evidence to prove conclusively that Mr Gulliver had failed to recharge the equipment during a crucial period of some four hours overnight. Mr Gulliver deserved credit for alerting the police and probation service to the fact that the security firm had inadvertently disclosed his partner's new address to him. However given his history of violence towards this and previous partners, the Board is satisfied that in the circumstances known at the time the decision to recall was justified. In reaching this decision the Board has taken account of an email from the security firm stating that the tracking equipment was working properly when it was checked after the alleged breach.
Mr John Grimes, the home probation officer, and his line manager ... both gave evidence. During the hearing they changed their view that the risk was manageable. Crucial to the release plan proposed in consultation with the MAPP team was a condition of residence at a hostel in Fareham, on the mainland. It was considered essential that Mr Gulliver remained under close supervision. And not on the Isle of Wight now that the pilot satellite tracking option had ended. Mr Gulliver was still considered to present a high risk of causing harm to his ex-partner as well as any future partner.
Although Mr Gulliver had previously signed up to residing at the hostel, his reservation about the move away from the Isle of Wight became clear. Not only would he lose the support of his family and an offer of work, but he feared the isolation and exposure to drugs. At one stage during the hearing Mr Gulliver said he doubted he would be able to cope with this. Also, having finally prepared himself to tackle difficult issues from this childhood through counselling he was very troubled at the prospect of transferring from one counselor to another at a stage when he returned to the island.
The line manager and the probation officer considered that the change in his attitude showed a lack of commitment to the supervision process and because of this withdrew support for his release. The Board then went on to say that they had taken account of his good behaviour since returning to prison and that he had work and support from his family on the island, in particular from his mother. But against that they had to weigh the opposition to his release on the grounds of public protection expressed by the Probation Services and noted that depression and emotional stress had been key factors in the past and, on his own evidence, Mr Gulliver had clearly been deeply anxious about his ability to cope with isolation away from his support networks on the Isle of Wight."
The Statutory Framework
"(5) As soon as, in the case of a life prisoner to whom this section applies-
(a) he has served the part of his sentence specified in the order or direction ('the relevant part'); and
(b) the Parole Board has directed his release under this section, it shall be the duty of the Secretary of State to release him on licence.
"(6) The Parole Board shall not give a direction under subsection (5) above with respect to a life prisoner to whom this section applies unless-
(a) the Secretary of State has referred the prisoner's case to the Board; and
(b) the Board is satisfied that it is no longer necessary for the protection of the public that the prisoner should be confined."
"(1) The Secretary of State may, in the case of any prisoner who has been released on licence under this Chapter, revoke his licence and recall him to prison.
(2) A person recalled to prison under subsection (1)-
(a) may make representations in writing with respect to his recall, and
(b) on his return to prison, must be informed of the reasons for his recall and of his right to make representations.
(3) The Secretary of State must refer to the Board the case of a person recalled under subsection (1).
(4) Where on a reference under subsection (3) relating to any person the Board recommends his immediate release on licence under this Chapter, the Secretary of State must give effect to the recommendation.
(5) In the case of an intermittent custody prisoner who has not yet served in prison the number of custodial days specified in the intermittent custody order, any recommendation by the Board as to immediate release on licence is to be a recommendation as to his release on licence until the end of one of the licence periods specified by virtue of section 183(1)(b) in the intermittent custody order.
(6) On the revocation of the licence of any person under this section, he shall be liable to be detained in pursuance of his sentence and, if at large, is to be treated as being unlawfully at large."
Section 254 does not apply to life prisoners who are the subject of section 32 of the 1997 Act. The appellant was recalled before his licence expired, pursuant to section 254(1) of the CJA 2003.
"(2) It shall be the duty of the Board to advise the Secretary of State with respect to any matter referred to it by him which is connected with the early release or recall of prisoners.
"(3) The Board shall deal with cases as respects which it makes recommendations under this Part on consideration of—
(a) any documents given to it by the Secretary of State; and
(b) any other oral or written information obtained by it,
and if in any particular case the Board thinks it necessary to interview the person to whom the case relates before reaching a decision, the Board may authorise one of its members to interview him and shall consider the report of the interview made by that member …"
"(6) The Secretary of State may also give to the Board directions as to the matters to be taken into account by it in discharging any functions under this Part; and in giving any such directions the Secretary of State shall in particular have regard to—
(a) the need to protect the public from serious harm from offenders; and
(b) the desirability of preventing the commission by them of further offences and of securing their rehabilitation."
"(a) the need to protect the public from serious harm from offenders; and
(b) the desirability of preventing committing by them of further offences and of security their rehabilitation."
The Question
Discussion
1. The recall of a prisoner is not a punishment, and thus not the determination of a criminal charge for the purposes of article 6 of the European Convention on Human Rights ("the Convention"); see R (Smith (No 2) and West) v The Parole Board [2005] 1 WLR 350 paragraphs 46, 56, 76, 90 and 91.
2. The purpose of recall is to protect the public against risk. R v Sharkey [2000] 1WLR 160 at 162h-163b, Smith and West paragraph 26.
3. In the case of a discretionary life prisoner released on licence under section 39(4) of the 1991 Act and recalled under section 39(2), the Parole Board should not confine itself to determining the validity of the reasons for recall, but should exercise its own judgment in deciding whether to recommend the release of the prisoner; R v Parole Board, ex parte Watson 1996 1WLR 906, 916e-917b, 918a-b, 918e-f and 919g-h.
4. In exercising its own judgment, the Parole Board must of course consider all the circumstances of the case as they appear to it when it makes its decision.
5. The question is whether the same principles apply to the issue of whether the Parole Board should recommend the re-release of a short-term prisoner who has been recalled. Mr Kovats invites us to answer that question "yes", whereas Mr Fitzgerald invites us to answer it "no".
"32. In order to place the rival submissions in their correct overall context, I think it right to refer at the outset to R v. Parole Board, ex parte Watson [1996] 1 WLR 906. That case concerned a decision under s.39(4) in relation to a discretionary life prisoner whose licence had been revoked and who had been recalled to prison under s.39(2). The Court of Appeal rejected an argument that the Board should confine itself to determining the validity of the reasons for recall given by the Secretary of State. Sir Thomas Bingham MR stated:
'It would in my view be subversive of the review regime established by the Act if the board confined itself to reviewing the validity of the Secretary of State's reasons for recall. It is the judgment of the board as an independent quasi-judicial review body, not the judgment of the Secretary of State as an arm of the executive, which matters. He is a party to the review, and of course his evidence and submissions must be received and weighed. But the board must make its own mind up, and give its own reasons. It would seriously undermine the integrity of the system if the board were to defer to the Secretary of State's view unless it were shown to be wrong. It is itself the primary decision maker.' (916E-F)
33. Although Watson concerned a discretionary life prisoner, the statutory context is the same and I see no reason for attributing to the Board in this respect a different role according to whether the recalled prisoner is a discretionary life prisoner or not. I note further that s.32(3) requires the Board to deal with all cases 'as respects which it makes recommendations under this Part' (i.e. including the exercise of its powers under s.39(4)) on consideration of (a) any documents given it by the Secretary of State and (b) any other oral or written information obtained by it, and that it may authorise one of its members to interview the prisoner if in any particular case it thinks it necessary to do so. Directions given by the Secretary of State to the board under s.32(6) also require the board to determine inter alia whether the prisoner is likely to comply with licence conditions in the future, 'taking into account in particular the effect of the further period of imprisonment since recall'. All these considerations tell conclusively in favour of the view that the role of the Board is not simply to review the reasons given by the Secretary of State for recall but to look at the wider picture and decide for itself whether the recall should be maintained or whether the prisoner's immediate release should be recommended."
"If a prisoner is released, subject to conditions, before the expiry date of the sentence imposed by the court and he does not comply, or appears not to comply with the conditions to which his release was subject, a question will arise whether, in the interests of society as a whole, he should continue to enjoy the advantages of release."
In order to put that passage in context I should set out paragraph 26:
"Lastly, it is plain from the statutory provisions already quoted that the resolution of questions of the type indicated is entrusted, and entrusted solely to the Parole Board. In exercising this very important function, it is recognised to be an independent and impartial tribunal for the purposes of article 6(1) of the European Convention. It is the primary decision-maker, not entitled to defer to the opinion of the Secretary of State or a probation officer: R v Parole Board, Ex p Watson [1996] 1 WLR 906, 916.
"As the materials already cited make clear, the Parole Board is concerned, and concerned only, with the assessment of risk to the public: it must
'[balance] the hardship and injustice of continuing to imprison a man who is unlikely to cause serious injury to the public against the need to protect the public against a man who is not unlikely to cause such injury.'
Ex parte Watson, at p 916. The sole concern of the Parole Board is with risk, and it has no role at all in the imposition of punishment, R v Sharkey [2000] 1 WLR 160, 162-163, 164."
"… does not comply or appears not to comply, with the conditions to which his release is subject, a question will arise whether, in the interests of society as a whole, he should continue to enjoy the advantages of release." [my emphasis]
The reference to "appears to comply" shows that Lord Bingham had in mind a case just like this, where the prisoner appears not to comply with the condition. He contemplated that that was one of the cases in which a question would arise, in the interest of society as a whole, whether the prisoner should continue to enjoy the advantages of release.
"… whether it was positively satisfied that recall was necessary to prevent the commission of (in Mr Watson's case) further serious sexual assaults of the kind that had led to the original sentence."
"I find Mr Fitzgerald's alternative argument more persuasive but I reject it for these reasons. (1) Even when released on licence, a discretionary life sentence prisoner remains subject to that sentence, passed because of the likelihood of danger to the public. (2) By the time the Parole Board conducts its review under section 39(4) the prisoner is back in prison, continuing to serve his sentence. (3) Section 39(4) prescribes no statutory test which the board is to apply. But the board's function under section 39(5) is almost exactly the same as that under section 34(3), namely to direct (or not) the prisoner's release. In the absence of express statutory provision, it is to be assumed that the same test is applicable. (4) In exercising its practical judgment the board is bound to approach its task under the two sections in the same way, balancing the hardship and injustice of continuing to imprison a man who is unlikely to cause serious injury to the public against the need to protect the public against a man who is not unlikely to cause such injury. In other than a clear case this is bound to be a difficult and very anxious judgment. But in the final balance, the Board is bound to give preponderant weight to the need to protect innocent members of the public against any significant risk of serious injury. This is the test which section 34(4)(b) prescribes, and I think it is equally appropriate under section 39(4)."
"That means, for present purposes, the Parole Board should be empowered (a) to examine when the circumstances have arisen sufficient in law to justify further detention of a determinate sentence prisoner released on licence, and, if so, (b) to decide whether the protection of the public calls for the further detention of the detainee. The Parole Board is empowered to discharge those functions. Its review will in my opinion satisfy the requirements of article 5(4) provided it is conducted in a manner that meets the requirements of procedural fairness already discussed."
"… common ground that if either decision [namely the Secretary of State's decision to recall and the Parole Board's decision not to release] was unlawful then the claimant's imprisonment was unlawful from the date of the unlawful decision".
Sir Igor Judge:
Lord Justice Buxton:
Order: Appeal dismissed. There be no order as to costs. The Appellant's application for leave to appeal to the House of Lords is refused.