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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Department of Constitutional Affairs v Jones [2007] EWCA Civ 894 (18 July 2007) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2007/894.html Cite as: [2008] IRLR 128, [2007] EWCA Civ 894 |
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IN THE COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE EMPLOYMENT APPEAL TRIBUNAL
(HIS HONOUR JUDGE RICHARDSON)
Park Lane Cardiff, CF10 |
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B e f o r e :
LORD JUSTICE LLOYD
MR JUSTICE LEWISON
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DEPARTMENT OF CONSTITUTIONAL AFFAIRS | Appellant/Appellant | |
-v- | ||
JOHN GRANT JONES | Respondent/Respondent |
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MR NIGEL GRUNDY (instructed by Mr J F McMahon, The Old Blue Bell, 17 West Street, Moulton, Northampton NN3 7SB) appeared on behalf of the Respondent
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"(1) An employment tribunal shall not consider a complaint under section 17A or 25(8) unless it is presented before the end of the period of three months beginning when the act complained of was done.
(2) A tribunal may consider any such complaint which is out of time if, in all the circumstances of the case, it considers that it is just and equitable to do so."
There is no need to refer to sub-paragraph (3).
"... a physical or mental impairment which has a substantial and long-term adverse effect on his ability to carry out normal day-to-day activities."
"2(1) The effect of an impairment is a long-term effect if -
(a) it has lasted at least 12 months;
(b) the period for which it lasts is likely to be at least 12 months; ..."
"The Tribunal, when considering the exercise of its discretion, has a wide ambit within which to reach a decision. If authority is needed for that proposition, it is to be found in Daniel and Homerton Hospital Trust (unreported, 9th July 1999, CA) in the judgment of Gibson LJ at page 3, where he said:
'The discretion of the tribunal under section 68(6) is a wide one. This court will not interfere with the exercise of discretion unless we can see that the tribunal erred in principle or was otherwise plainly wrong.'"
"25. It is also of importance to note that the time limits are exercised strictly in employment and industrial cases. When tribunals consider their discretion to consider a claim out of time on just and equitable grounds there is no presumption that they should do so unless they can justify failure to exercise the discretion. Quite the reverse. A tribunal cannot hear a complaint unless the applicant convinces it that it is just and equitable to extend time. So, the exercise of discretion is the exception rather than the rule. It is of a piece with those general propositions that an Appeal Tribunal may not allow an appeal against a Tribunal's refusal to consider an application out of time in the exercise of its discretion merely because the Appeal Tribunal, if it were deciding the issue at first instance, would have formed a different view. As I have already indicated, such an appeal should only succeed where the Appeal Tribunal can identify an error of law or principle, making the decision of the Tribunal below plainly wrong in this respect."
"We have advised our clients that given his medical position it is likely that he has a 'disability' as defined by the DDA 1995 and that as such not only does MCC [have] a duty not to unlawfully discriminate against him but also has a duty to make reasonable adjustments."
"If John is dismissed in light of the disciplinary hearing he will have clear and substantial claims for unfair dismissal, disability discrimination, breach of contract, redundancy payments, statutory and contractual, and loss of pension rights."
"... John is suffering from a disability under the terms of the Disability Discrimination Act."
"The Claimant is a solicitor. He is married to a solicitor (who as his representative asserted that he had a claim under the DDA in January 2005). He employed the services of Eversheds who likewise advised him in January 2005 that he had a DDA claim, but he chose to ignore this. He used the services of his union Prospect, who were of the same view, again in January 2005. The Claimant's failure to bring his claim before July 2005 was not a decision made in ignorance of the DDA, but in full knowledge of it. Any exercise of the discretion of the Tribunal to permit the Claimant to bring a DDA claim would, with respect, be perverse."
"... does not shy from the fact that they wished to complete the disciplinary procedure, including the appeal, before [that date]:
'The panel was conscious of the fact that if the matter was not resolved prior to the creation of the unified court service on 1 April 2005 on which the date the claimant's role in the MWMCC would cease to exist, it would not then be possible to pursue disciplinary proceedings further as the claimant would no longer be employed after that date. If this scenario occurred then the claimant would have been entitled to compensation payments in accordance with the agreed scheme and would have been entitled to damages in respect of his long notice period. However, the panel was of the view that it would clearly undermine confidence in a public body responsible for the administration of justice if it were known that its chief officer had received such significant payments from the public purse at a time when serious allegations of gross misconduct were outstanding against him."
The Chairman commented:
"The timing was thus critical for the respondent."
"25. However, there have been times during this three-day hearing when I have felt very uneasy about the possibility of this having occurred in this case. The only oral evidence, on the time points, was given by Mr Jones and Mrs Jones. I specifically questioned Mr Jones, myself, on two points. He replied that he had been unaware of the fact that the DDA claim could lead to uncapped compensation, as distinct from an unfair dismissal claim (£55,000). He also said that at no stage had he consciously and expressly declined or refused to go ahead with a disability discrimination claim, when that option had been explicitly raised with him."
"35. At the outset I simply claimed unfair dismissal. That was in the middle of April not long before the end of the three month period following my dismissal. At that time it was difficult for me to give instructions to my solicitors. Arrangements were made for him to receive all the paperwork from Malcolm Marsh. He went through the papers and drew up the unfair dismissal claim but no claim for disability discrimination was put in because at that time I did not want to accept that status in the sense of it being long term. In January 2005 Dr Carter had put the opinion that my continuing treatment would provide a remedy and get me back to good health. I was fifty nine years of age. I had worked for over thirty years in the local magistrates courts in the most senior position. I was well known in the local community. I was reluctant to have the label of disability particularly on the basis of mental illness.
36. But three months after submitting my unfair dismissal claim my doctors could see that my condition was getting no better. By then I had been ill with mental illness for almost a year. I then accepted that I was probably a person disabled for the purposes of the Act and so the disability discrimination claim was submitted."
"I find the claimant's oral replies to myself, and the contents of this witness statement extremely hard to reconcile."
"It is one of the hard factors in this case that the difficulty of determining whether the disability was likely to last for twelve months and whether it is just and equitable to extend time have intermeshed in a complex way, and it has been difficult to find clear evidence, from the claimant, on which to base the ultimate decisions."
"31. In the New Year's Honours 2004, he was awarded the OBE in recognition of his service to the Magistrates Courts. Subsequent to his dismissal in January the respondent submitted an application to the Honours Unit with a view to forfeiture of that honour."
Later in the paragraph:
"In the claimant's eyes the worst event was when the police raided his home while he was there with Mrs Jones and their two children. The police had a search warrant. They took computers away with them. That was in the early evening of 4 April, coincidentally just before his unfair dismissal claim was presented to the Tribunal."
"It is clear from his [the respondent's] evidence at the hearing that these three incidents have taken a heavy toll on his mental state. I am bound to accept that as a fact. He frequently returned to them, alluding to them several times, but mostly to the police incident on 4 April."
"I accept that Mr Jones has been genuinely reluctant to acknowledge the existence of a disability based on mental impairment."
"Claim number (3) the disability discrimination claim has been defended very fully by the respondent, in their Response, not only on these procedural grounds and on the grounds that the claimant's disability, if it was such, was not long term in order to qualify. On that basis I consider it would be just and equitable to extend time for claim number (3), the Disability Discrimination Act claim."
"The question of making reasonable adjustments can be a more refined question than whether it was procedurally fair to carry on with the disciplinary hearing despite medical evidence that the claimant was not fit at the time but could have become fit, but not until after 31 March. If the respondent had found a way to accede to that request to delay the disciplinary procedure, but not until the claimant was fully recovered, and still unfit to attend, I consider it is likely that a full claim for disability discrimination would have been presented in the first place, well within time. By then the claimant would then have been more inclined to accept his condition. At the time of the presentation of claim (1) [that is the unfair dismissal] the claimant, and his advisors, were thinking in terms of his mental state as being an effect rather than a cause of the disciplinary measures taken against him, (hence the mention of a claim for personal injuries in claim (1))."
"43. This has, as I mentioned, been a very difficult decision to make because I remain uneasy about the circumstances in which Mr McMahon [that is the respondent's solicitor] did not mention a Disability Discrimination Act complaint in the first claim. If the claimant was really that unwilling to acknowledge his state as a disabled person why did three people put forward correspondence in January specifically citing the Disability Discrimination Act? True, the claimant had a distant relationship with Eversheds who had been instructed by his friend, Malcolm Marsh. True, the claimant had a relatively distant relationship with Mr Alan Leighton [the union representative] whom he never met and with whom he had only corresponded by email and telephone calls. But when one of the three people is his own wife, who was with him throughout, it is surprising. I spent much of the hearing wondering if the reason put forward by the claimant, and on his behalf, was in fact a genuine reason. But that is all subject to legal professional privilege and could not be probed further than it was. The problem then was that the only witness is a witness who puts himself before the Tribunal as a person whose memory and concentration is substantially impaired. From his evidence it was hard to find conclusive facts one way or the other, other than that he has been generally exhibiting classic symptoms of depressive illness in his daily life, which is supported by medical evidence, and not really contradicted. I do, however, accept as true that the claimant was reluctant to acknowledge that he was so mentally ill as to be 'disabled'. That is neither uncommon nor surprising.
44. What has finally persuaded me to exercise my discretion in the claimant's favour is that it would seem to be a double disadvantage for him to have been dismissed before he was ready to attend the proceedings. This set a time limit running which expired before he was ready to admit to himself and others that he was a person with a disability. This is what I consider makes the case an exception to the general rule (Robertson). Even if I were right in my uneasy suspicion that Mr McMahon had simply missed the point in April, the claimant's reluctance to admit to disability was a strong factor in this."
"Taking a broad view I consider it would not be just or equitable for this claim not to be heard."
"Speaking for myself, I regard the Chairman's reasoning as dealing openly with what he regarded as a difficult issue of fact for him to determine."
"That section provides a broad discretion for the Court to extend the limitation period of three years in cases of personal injury and death. It requires the court to consider the prejudice which each party would suffer as the result of the decision to be made and also to have regard to all the circumstances and in particular, inter alia, to -
(a) the length of and reasons for the delay;
(b) the extent to which the cogency of the evidence is likely to be affected by the delay;
(c) the extent to which the party sued had cooperated with any request for information;
(d) the promptness with which the plaintiff acted once he or she knew of the facts giving rise to the cause of action;
(e) the steps taken by the plaintiff to obtain appropriate professional advice once he or she knew of the possibility of taking action."
"47. In considering the Keeble factors [and he had stated at paragraph 40 that he had considered the factors], Mr Gott rightly points out that factors 4 and 5 have not been dealt with by the claimant, but I can see why that might be. The factors are only examples. Not every factor applies in every case. I do not consider factors 4 and 5 to be pertinent on these facts. Factor 1 is prejudice. That I have dealt with in the above analysis. I should add that the extensive factual overlap with the timely unfair dismissal claim militates against prejudice to the respondent. The main prejudice to the respondent is that the stakes in the case are now much larger. Factor 2 is the length of delay and the reasons for it. I have dealt with both above but I should spell out that, on the shortest analysis, the delay is from the end of June to 5 July 2005; that is 5 weeks. Factor 3, is the effect of delay on the cogency of evidence. I consider this to be negligible, both because the delay is short and because the possible issue of disability was there in the respondent's mind at the time of the events themselves, and because they were always going to have to defend a timely unfair dismissal claim based upon the same facts as form the basis of the discrimination claim."
"The respondent [that is the present appellants] makes two challenges under the definition. They challenge:
(a) the substantial nature of the adverse effect; and
(b) its long term nature."
That stance makes it more difficult for them to argue that it was not just and equitable for time to be extended in the modest way it has been in this case.
ORDER: Appeal dismissed with costs, to be assessed if not agreed.