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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> McGetrick, R (on the application of) v Parole Board & Anor [2013] EWCA Civ 182 (14 March 2013) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2013/182.html Cite as: [2013] 1 WLR 2064, [2013] 3 All ER 636, [2013] EWCA Civ 182, [2013] WLR(D) 107 |
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ON APPEAL FROM QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
LORD JUSTICE STANLEY BURNTON &
MR JUSTICE KING
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE TOULSON
and
LORD JUSTICE TOMLINSON
____________________
The Queen (on the application of Gregory McGetrick) |
Appellant |
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- and - |
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(1) Parole Board (2) Secretary of State for Justice |
Respondents |
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Mr Sam Grodzinski QC (instructed by Bhatt Murphy) for the Appellant
Mr Ben Collins (instructed by Treasury Solicitor) for the Respondents
Hearing date : 29 January 2013
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Crown Copyright ©
Lord Justice Pill :
The facts
"2. On 6 May 2005, following guilty pleas, the Claimant was sentenced to seven years' imprisonment plus an extended licence period of three years, under section 85 of the Powers of Criminal Courts (Sentencing) Act 2000. The sentence was imposed in relation to two different sets of offences, the first concerning possession of firearms and ammunition; and the second concerning possession of a large number of indecent images of children on his computer.
3. In sentencing him, the Judge at Northampton Crown Court stated:
'I bear in mind that it does not appear that you had those images other than for your own gratification in some form or another and therefore this is an important mitigating factor. I know not why you got involved in such offending, but that you undoubtedly did is all too apparent by the number of images the court has had to consider. Those are serious matters but they do lack, fortunately, some of the various factors such as distribution, production and matters of that sort, which would require the court to pass a severer sentence'.
After noting that the Claimant had no previous convictions, the Court imposed the sentence referred to above.
4. On 4 February 2009, following an oral hearing the previous month, the Parole Board directed that the Claimant be released on licence, his risk being found sufficiently low to warrant such release. His licence included as condition 9 a condition "Not to own or use a computer... capable of accessing the internet... without the prior approval of your supervising officer" and as condition 11 a condition "Not to have unsupervised contact with children under the age of 16 without the prior approval of your supervising officer". He was released on 23 February 2009.
5. On 18 September 2009, the Secretary of State recalled the Claimant to prison. This followed an incident in which the Claimant was seen by a police officer to have spoken to two school girls aged around 9 years old in a public place "for a couple of seconds". The girls' evidence to the police officer was that the Claimant, who had had been walking with his mobile phone to his ear, had said "I'm fed up getting voicemail". This was considered by the probation service and the Secretary of State to be a breach of condition 11 of his licence. He was then seen to enter an internet cafe and to access a number of websites including Google, email sites, and a "dirty dating" website which contained images of partially clothed adult women. This was a breach of condition 9.
6. The Claimant's case was initially considered by the Board on the papers, and then at an oral hearing in August 2010. The Board's assessment was that "you currently pose a medium risk of serious harm to children and the public and a low risk of reconviction". However the Board considered that it had insufficient evidence to make a final decision about re-release, and directed the Claimant's Offender Manager, Ms Pauline Hughes, to arrange for the Claimant to be assessed for the Internet Sex Offenders Programme (ISOP)."
"7. The next hearing of the Board was on 3 November 2010. At that hearing, a series of further risk assessment reports were placed before it in an updated dossier prepared by the Secretary of State. The updated dossier included the untried material. That material consisted of a Case Summary that had been prepared by the CPS prior to the Claimant's Crown Court trial. In addition to referring to the allegations of possessing firearms and indecent images of children on which he had been convicted, the Summary included allegations that the operator of the Claimant's computer had, at some point before his arrest in September 2004, exchanged images with other internet users and had boasted in emails of raping two children and having a "very loving relationship" with his 9-year-old daughter. It referred to the fact that the Claimant had been subsequently arrested on suspicion of indecent assault on children unknown and charged with specimen offences including distributing an indecent photograph of a child and sending obscene and menacing messages via email. In addition, the untried material included prosecution witness statements from the police relating to these allegations. No indictment was ever pursued in relation to any of these matters, and the Claimant was not convicted of any offence in connection with them."
"… pre-trial prosecution evidence, such as witness statements... must not be included in the dossier as they do not necessarily set out the circumstances of the offence as established in court: they are liable to challenge by the prisoner and could mislead the Parole Board..."
"The Panel considered that this was a matter of importance to the Parole Board, which could not be interpreted by individual members. [Counsel for the Claimant] indicated that should we decide that the answer was as submitted by [the Secretary of State], he would then request an adjournment to argue his point on judicial review. The Panel therefore adjourned your hearing to a date to be fixed, once your solicitors, NOMS and the Parole Board have satisfactorily agreed this matter or the point has been decided by the Administrative Court. ..."
"Whether the Rules strictly apply or not, directions have so far been asked for and given as if they do, which seems eminently sensible. My conclusion is that the allegations, for good or ill, form part of the material before the Panel. It is therefore for the panel to decide whether it is relevant, and if it is, to come to a conclusion as to the weight it should give to it. The Panel also has an obligation to act fairly. If it concludes that the allegations not relied on at the trial are relevant, but that it cannot fairly determine whether or not they have been made out, it would have to give them little or no weight, which would, in turn, affect its view of the reliance it could place on any reports which did rely on them."
The statute
"The Parole Board
(1) The Parole Board is to continue to be, by that name, a body corporate and as such is-
(a) to be constituted in accordance with this Chapter, and
(b) to have the functions conferred on it by this Chapter in respect of fixed-term prisoners and by Chapter 2 of Part 2 of the Crime (Sentences) Act 1997 (c 43) (in this Chapter referred to as "the 1997 Act") in respect of life prisoners within the meaning of that Chapter.
(2) It is the duty of the Board to advise the Secretary of State with respect to any matter referred to it by him which is to do with the early release or recall of prisoners.
(3) The Board must, in dealing with cases as respects which it makes recommendations under this Chapter or under Chapter 2 of Part 2 of the 1997 Act, consider--
(a) any documents given to it by the Secretary of State, and
(b) any other oral or written information obtained by it;
and if in any particular case the Board thinks it necessary to interview the person to whom the case relates before reaching a decision, the Board may authorise one of its members to interview him and must consider the report of the interview made by that member.
(4) The Board must deal with cases as respects which it gives directions under this Chapter or under Chapter 2 of Part 2 of the 1997 Act on consideration of all such evidence as may be adduced before it.
(5) Without prejudice to subsections (3) and (4), the Secretary of State may make rules with respect to the proceedings of the Board, including proceedings authorising cases to be dealt with by a prescribed number of its members or requiring cases to be dealt with at prescribed times.
(6) The Secretary of State may also give to the Board directions as to the matters to be taken into account by it in discharging any functions under this Chapter or under Chapter 2 of Part 2 of the 1997 Act; and in giving any such directions the Secretary of State must have regard to--
(a) the need to protect the public from serious harm from offenders, and
(b) the desirability of preventing the commission by them of further offences and of securing their rehabilitation.
(7) Schedule 19 shall have effect with respect to the Board."
Submissions
"Like all English words used in a statute (or indeed elsewhere), the meaning of the word 'directions' depends upon its context. The conclusion reached by the judge would we think be correct if the power to give directions included a power to direct the Board how it was to decide a particular case or class of case, because that would be to impugn the independence of the Board and to interfere with its functions as a court. However, if the power to give directions is construed as including, and being limited to, a power to give general directions to the Board to assist it to exercise its powers within the law, we can see no objection in principle to such a power being conferred on the Secretary of State."
To construe section 239(3) as preventing the Board excluding, from consideration by the panel deciding the case, unfair and prejudicial material would interfere with the Board's functions as a court, it was submitted.
"it is incumbent upon the Parole Board to have before it the widest possible information."
"In general, disputes about the admissibility of evidence in civil proceedings are best left to be resolved by the judge at the substantive hearing of the application or at the trial of the action, rather than at a separate preliminary hearing. The judge at a preliminary hearing on admissibility will usually be less well informed about the case. Preliminary hearings can also cause unnecessary costs and delays."
These remarks are pertinent in the present context, it was submitted.
Findings of Divisional Court
"23. In essence, this is a question of statutory interpretation: what is meant by "dealing with cases" in section 239(3)? Clearly, in a sense, the Board is dealing with a case whenever it makes an interlocutory decision (e.g., whether to adjourn a substantive hearing) as well as when it makes a substantive recommendation.
24. In my judgment, the phrase 'dealing with cases' does include the consideration and the making by the Board of its substantive recommendation. It is dealing with a case when it makes an interlocutory decision; but it is still doing so when it makes its substantive decision, and section 239(3) requires it at the latter stage to consider all the documents given to it by the Secretary of State. That this is so is, I think, made clear by subsection (4). It makes no sense to interpret subsection (4) as satisfied by an interlocutory decision: it uses the words "must deal with cases" as meaning "must decide cases". Substantive decisions are made on consideration of evidence, interlocutory decisions may or may not be (as where a case is adjourned part heard through lack of time). The phrase must have the same meaning in subsection (3). This interpretation of the phrase "deal with cases" is also consistent with the power conferred on the Secretary of State by subsection (5). It authorises the Secretary of State to make rules as to the number of members of the Board who may comprise a panel to deal with, i.e., to decide, cases.
25. . . .
26. It follows that I would reject this ground. It does not follow, however, that the Board is bound to give weight to the evidence contained in any document given to it by the Secretary of State. The Board may decide that such evidence is of great, or little, or negligible, or even no evidential value. In making that appraisal, it is considering such documents as required by section 239. The section does not qualify the inherent power of the Board to decide what if any weight to be given to any evidence it considers."
"But it seems to me that it would be quite wrong that the Parole Board should be deprived of the opportunity of seeing material of this nature [post-trial report] and of hearing anything that a prisoner has to say about it. . . . it may well be that in a particular case they are of some significance in the context of the evidence as a whole."
Scott Baker J added that he was sure:
"That the Parole Board panel is well able to evaluate the weight that ought to be given to unsubstantiated hearsay evidence."
"But in the final balance the Board is bound to give preponderant weight to the need to protect innocent members of the public against any significant risk of serious injury."
In R (Sim) v Parole Board [2003] EWCA Civ 1845, Keene LJ, stated, at paragraph 42:
". . . the concept of a burden of proof is inappropriate where one is involved in risk evaluation."
". . . For that purpose [assessment of risk], the Board must take into account hearsay and other evidence of misconduct or criminal offences on the part of the prisoner, whether that misconduct or offence took place before or after or at the same time as the offending for which he was sentenced. Similarly, the Board must take into account evidence as to the relevant good conduct of the prisoner, whenever it took place. The weight, if any, to be given to that evidence is a matter for the Board."
Discussion and conclusions
Lord Justice Toulson :
"The Board must, in dealing with cases in which it makes recommendations…, consider any documents given to it by the Secretary of State…"
"If the public interest against disclosure prevails, the decision-maker, whether judge or jury, is not entitled to take the information into account in deciding the result of the litigation. There is no hard and fast rule as to whether the same judge can continue to hear the case. It is well established that a judge may do so in a criminal case, but then the jury and not the judge are the finders of fact. It may also be possible to do so in a civil case: see Berg v I M L London Limited [2002] 1 WLR 3271. The well-established test of apparent bias will apply: see Porter v Magill [2002] 2 AC 357."
Lord Justice Tomlinson :