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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Vicente & Anor v Secretary of State for Communities and Local Government & Anor [2014] EWCA Civ 1555 (05 December 2014) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2014/1555.html Cite as: [2014] EWCA Civ 1555, [2015] PTSR D9, [2014] WLR(D) 523 |
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ON APPEAL FROM THE ADMINISTRATIVE COURT
MR JUSTICE COLLINS
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE LEWISON
and
LORD JUSTICE BURNETT
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VICENTE AND ANOR |
Respondent |
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- and - |
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SECRETARY OF STATE FOR COMMUNITIES AND LOCAL GOVERNMENT AND ANOR |
Appellant |
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(Transcript of the Handed Down Judgment of
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Stephen Whale (instructed by Berwin Leighton Paisner LLP) for the Second Appellant
Annabel Graham Paul (instructed by Richard Buxton Solicitors) for the Respondent
Hearing dates: 18th November 2014
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Crown Copyright ©
LORD JUSTICE BURNETT:
Introduction
"The local planning authority shall ensure that within 2 weeks of the starting date –
(b) any –
(i) statutory party; and
(ii) other person who made representations to the local planning authority about the application occasioning the appeal,
has been notified in writing that an appeal has been made and of the address to which and of the period within which they may make representations to the Secretary of State."
Rule 6 then provides that the appellant, the local authority and others involved must provide anything they rely upon in writing according to a timetable.
"The Secretary of State may in writing require the local planning authority to take one or both of the following steps –
(a) not less than 2 weeks before the date fixed for the holding of a hearing, to publish a notice of the hearing in one or more newspapers circulating in the locality in which the land is situated;
(b) to send a notice of the hearing to such persons or classes of persons as he may specify, within such period as he may specify."
"(1) Except as otherwise provided in these Rules, the inspector shall determine the procedure at a hearing.
(2) A hearing shall take the form of a discussion led by the inspector and cross-examination shall not be permitted unless the inspector considers that cross-examination is required to ensure a thorough examination of the main issues.
(3) Where the inspector considers that cross-examination is required under paragraph (2) he shall consider, after consulting the appellant and the local planning authority, whether the hearing should be closed and an inquiry held instead.
(4) At the start of the hearing the inspector shall identify what are, in his opinion, the main issues to be considered at the hearing and any matters on which he requires further explanation from any person entitled or permitted to appear.
(5) Nothing in paragraph (4) shall preclude any person entitled or permitted to appear from referring to issues which they consider relevant to the consideration of the appeal but which were not issues identified by the inspector pursuant to that paragraph.
(6) A person entitled to appear at a hearing shall be entitled to call evidence but, subject to the foregoing and paragraphs (7) and (8), the calling of evidence shall otherwise be at the inspector's discretion.
The inspector may refuse to permit the-
(a) giving or production of evidence; or
(b) presentation of any other matter,
which he considers to be irrelevant or repetitious; but where he refuses to permit the giving of oral evidence, the person wishing to give the evidence may submit to him any evidence or other matter in writing before the close of the hearing.
(8) The inspector may-
(a) require any person appearing or present at a hearing who, in his opinion, is behaving in a disruptive manner to leave; and
(b) refuse to permit that person to return; or
(c) permit him to return only on such conditions as he may specify,
but any such person may submit to him any evidence or other matter in writing before the close of the hearing.
(9) The inspector may allow any person to alter or add to a hearing statement received under rule 6 so far as may be necessary for the purposes of the hearing; but he shall (if necessary by adjourning the hearing) give every other person entitled to appear who is appearing at the hearing an adequate opportunity of considering any fresh matter or document.
(10) The inspector may proceed with a hearing in the absence of any person entitled to appear at it.
(11) The inspector may take into account any written representation or evidence or any other document received by him from any person before a hearing opens or during the hearing provided the he discloses it at the hearing.
(12) The inspector may from time to time adjourn a hearing …"
The Outline Facts
"As you know, the notification set out in the Hearing Procedure Rules was not carried out, and as a result third parties were deprived of the opportunity to attend the event. It is normal for Inspectors to allow local residents to participate in the discussion about development which may affect them, and it would not be in the interests of openness, fairness, and impartiality if the appeal decision in this case was based on proceedings which took place without the public being present. Therefore, in principle, it will be necessary to re-run the Hearing in the same form as the event which took place on 11 and 12 April, and the same agenda will apply. However, the procedure to be adopted will be dependent on the nature and extent of public attendance, and the Inspector will discuss the details with all those present at the start of the resumed event. In common with normal procedure, the main parties should rely on the case provided in their statements, and the Inspector will not expect new material to be put forward. The concern about the opportunity being taken to improve the presentation of the case is noted, but, of course, this applies to both main parties."
There had been an earlier letter from the Planning Inspectorate which had said that the intention was "to enable any interested parties to be able to listen to all the evidence and to be given the opportunity to comment at the hearing". The second letter makes clear that the Inspector's intention was to start again at the new hearing. One of the consequences of that approach was that Taylor Wimpey sought, and was later granted, its costs of the second hearing against the Council.
The Developing Challenge
"The Planning Inspector misled himself on the definition he applied to sustainability and was wrong to identify a sufficient benefit in housing to compensate for the harm of building in the countryside."
In short, the attack was on the substance of the decision rather than any procedural complaint. That ground was superseded so that by the time the application was heard by the judge it was:
"The [Secretary of State's] decision was unlawful by reason of procedural unfairness, namely the failure to ensure that all parties were notified of the hearing in accordance with [the Rules] and having discovered a complete absence of notification of concerned residents, his failure to restart the inquiry with a new Inspector."
The Judgment Below
"to see what damage was done to the objectors' cases and whether there were any matters which were dealt with at the first hearing but were not adequately dealt with at the second." (para 19)
The judge went on to record that the two councillors were making many of the points of concern to the Objectors.
"The role of local residents in shaping their environment is recognised in the Framework, and it is understood that a neighbourhood plan is in the course of preparation. However, neither this, nor the development plan documents setting out the allocation of land, have reached a stage where significant weight may be applied to their proposals. In the meantime there remains a need to provide a continuing supply of residential land."
The judge noted that there was no challenge to that conclusion. There needed to be real prejudice to the Objectors and a real possibility that, had the matter been dealt with differently, the outcome might have been different.
"33. It seems to me that this is a somewhat finely balanced decision, because I do recognise the force of Mr Kimblin's submissions that … the objectors at the second hearing were not precluded in any way from raising all matters that they wished to raise. Nevertheless there can be no doubt that the inspector (and he says so in his appeal decision) had regard to the hearing held not only on 11 April but also 7 June. … What weight he may have attached to evidence that was given before him on the previous occasion, which was not dealt with directly by the objectors nor given in their presence, is not possible to identify with any certainty. But the concern of the objectors is the obvious one that there may have been matters that he relied on which, had they been present, they might have been able to deal with in a different way from that which the councillors raised or from that which was dealt with below. I have already dealt with two matters that Miss Graham Paul specifically relies on which could have been considered in a somewhat different fashion."
The Grounds of Appeal
Procedural Fairness at the Hearing
"87 … it is important to identify what the "right to be heard" limb of the common law principle gives the individual affected. In R(Gul) v. Secretary of State for Justice [2014] EWHC 373 (Admin) at [34], I stated: "it is clear from the decisions in the last 60 years that what is required is an opportunity to be heard, and opportunity to participate in the procedure by which the decision is made." I gave as examples the classic statement by Denning LJ in Abbott v. Sullivan [1952] 1 KB 189, 198 and the recent statement by Lord Reed JSC in R (Osborn) v. Parole Board [2013] 3 WLR 1020, para 68. … [T]his is also the broad position at a planning inquiry."
"Hearing held on 11 April and 7 June 2012"
She submits that establishes the proposition that the Inspector had regard to what had occurred at the first hearing in April. However, in my view, that represented no more than a formal recital of events in the heading of the document. It was not concerned with the substance of what had occurred. The true position was set out in paragraph 6 of the Appeal Decision, which itself reflected the approach which the Planning Inspectorate had earlier stated in correspondence:
"After the initial hearing the Council confirmed that local residents and other interested third parties had not been advised of the date and venue of the event. In view of the extent of public interest it was necessary to hold a second session in order to re-hear the evidence given by the main parties, and to provide an opportunity for public involvement in the discussion. Full account has been taken of the views expressed by local residents at the Hearing, as well as those contained in written representations."
Conclusion
Lord Justice Lewison:
Lord Justice Longmore