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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Shortt & Anor v Secretary of State for Communities And Local Government & Anor [2015] EWCA Civ 1192 (18 November 2015) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2015/1192.html Cite as: [2015] EWCA Civ 1192 |
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ON APPEAL FROM THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
PLANNING COURT AT BIRMINGHAM
Mr Justice Hickinbottom
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE SALES
and
MR JUSTICE BODEY
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(1) Denys Christopher Shortt (2) Deborah Shortt |
Appellants |
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- and - |
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(1) Secretary of State for Communities and Local Government (2) Tewkesbury Borough Council |
Respondents |
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Jonathan Moffett (instructed by The Government Legal Department) for the First Respondent
The Second Respondent was not represented and did not appear on the appeal
Hearing date : 27 October 2015
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Crown Copyright ©
Lord Justice Richards :
"The occupation of the dwelling shall be limited to persons employed or last employed solely or mainly and locally in agriculture as defined by Section 290(1) of the Town and Country Planning Act, 1971, or in forestry and the dependants (which shall be taken to include a widow or widower) of such persons."
Agricultural occupancy conditions: background
"The occupation of the houses shall be limited to persons whose employment or latest employment is or was employment in agriculture as defined by section 119(1) of the Town and Country Planning Act, 1947, or in forestry or in any industry mainly dependent upon agriculture and including also the dependants of such persons as aforesaid."
The language of the condition echoed that of section 115(2) of the Housing Act 1936, which defined "agricultural population" as "persons whose employment or latest employment is or was employment in agriculture or in an industry mainly dependent upon agriculture, and includes also the dependants of such persons as aforesaid".
"… Reading the condition as a whole I do not find any insuperable difficulty in arriving at a reasonable and clear idea of the content of the condition. It refers in the first place to 'the occupation of the houses', which I read as being confined to occupation by persons having certain defined qualifications and to the dependants of these persons. There may be a certain ambiguity here, but your Lordships are not concerned here with resolving ambiguities or placing a considered and final meaning on the condition. Speaking for myself I would not read the occupation as covering an independent occupation by dependants of the persons mentioned, but as including occupation by such dependants while living in family with such persons and occupying the houses along with them. Death, or removal from the houses, of the persons defined would terminate the occupation of the dependants. Nor can I see any difficulty in construing 'dependants', when brought within the confines of a house, as meaning persons living in family with the person defined and dependent on him in whole or part for their subsistence and support …" (page 671, emphasis added).
"The condition, properly construed with the reason, means, I think, that the occupation of the cottages must be limited to persons who are employed in agriculture in the locality or in a local industry mainly dependent upon agriculture in the locality. The word 'occupation' is used to denote the head of the household. The word 'latest' to show that he may stay on in the cottages after his retirement. The word 'dependants' to show that he may have with him his wife and family and anyone else dependent on him. So construed it seems to me that the condition fairly and reasonably relates to the permitted development. Its effect is to ensure that the cottages will be occupied by persons who will help to maintain the normal life and character of this part of the green belt and not by outsiders to use as a dormitory. The cottages are for farm-workers or for men who work at the smith shoeing horses, at the mill grinding the corn, or at the saw mills cutting up wood; or in modern times at the milk depot bottling the milk or at the repair shop mending the tractors; and so forth. They are not for people who go up and down to London every day" (page 680, emphasis added).
"26. In exceptional cases it may be necessary to impose an occupancy condition in the case of a house required for an agricultural worker, or to enable a smallholding to be better managed. Where such a house is proposed for a site where a house would not normally be permitted apart from the agricultural reasons, for example, in a green belt, it may be a material planning consideration that the house shall meet that express need. If it is proposed to grant permission as an exception to the general planning policy for the area it will be essential to ensure that the house will be available to meet the need for which the exception was made. A condition may therefore be imposed requiring that the house be occupied by a person engaged in agriculture or forestry (paragraph 6 of the Appendix) …."
The model condition in paragraph 6 of the Appendix provided for occupation of the dwelling to be limited to a person employed locally in agriculture, etc., "or a dependant of such a person residing with him (but including a widow or widower of such a person)". The guidance said nothing about the meaning of "dependant".
"'Dependants' means persons living in family with the person defined and dependent on him (or her) in whole or in part for their subsistence and support (Fawcett Properties Ltd v Buckinghamshire County Council [1961] AC 636 at page 671)."
Thus the guidance adopted what Lord Keith had said in Fawcett Properties about the meaning of the word.
"I.3. Despite planning policies that impose strict controls on new residential development in the open countryside, and the substantial reduction in agricultural employment, the demand for such development remains high. Some of this demand may be justified by the genuine needs of farming and forestry, but much is speculative and stems from applicants seeking to exploit the physical or financial advantages of a new house in the countryside. It is, therefore, essential that applications for planning permission for new agricultural or forestry dwellings are scrutinised thoroughly with the aim of detecting attempts to abuse the concession that the planning system makes for such dwellings.
…
I.5. New permanent dwellings should only be allowed to support existing agricultural activities on well-established agricultural units, providing:
…
(c) the unit and the agricultural activity concerned have been established for at least three years, have been profitable for at least one of them, are currently financially sound, and have a clear prospect of remaining so (see paragraph I10);
…
I.10. New permanent accommodation cannot be justified on agricultural grounds unless the farming enterprise is economically viable. A financial test is necessary for this purpose, and to provide evidence of the size of dwelling which the unit can sustain."
The facts of the present case
"In my view this is an unnecessarily restrictive interpretation of the wording of the condition. In the context of people living in a family, the words subsistence and support are capable of having a non-monetary construction. Further, were the meaning of 'dependant' in the condition to be invariably interpreted as financial[ly] dependent, it would leave members of a family who lived in a dwelling whose occupation was the subject of such a condition, but who were not themselves working in agriculture, at risk of enforcement action whenever the agricultural worker's income fell below a level deemed to establish dependency, which would be a nonsense. I consider that the wording of the condition should be interpreted so as to avoid such a possibility, having regard to the potential impact on, or interference with, ordinary family life."
The judgment of Hickinbottom J
"30. Therefore, even in the statutory context (or a context in which the precise statutory wording had been adopted), there is no clear authority to the effect that "dependant" necessarily implies financial dependency.
31. However, in any event, although no doubt the wording of the Planning Condition derived from the statutory wording in the Housing Acts, I am not here construing a statutory provision, nor (as in Fawcett Properties) a condition taken ipsissimis verbis from a statutory provision. The Planning Condition does not simply refer to agricultural workers and their dependants, but agricultural workers and 'the dependants (which shall be taken to include a widow or widower) of such persons' (emphasis added). I accept that the italicised words are a deeming provision – but 'dependants' here appears to be deemed to include a widow or widower of an agricultural worker, whether or not, before that worker's death, the spouse was financially dependent upon him or her: it would strain the construction of the condition too far for it to mean 'the dependants (which shall be taken to include a widow or widower who was, prior to the agricultural worker's death, a financial dependant of that worker)'. Given that 'dependants' may or may not include dependency other than financial dependency depending upon the context of the word, it seems to me that, if the term is to include a widow or widower irrespective of earlier financial dependency, looked at objectively, it must have been intended to have included a husband or wife without financial dependency. In my view it cannot have been the intention of the condition to prohibit spouses who are not financially dependent upon an agricultural worker from occupying the dwelling during the worker's life, but allow such spouses to occupy it after the worker's death.
32. Therefore, whilst I do not find the question easy – and accept that this analysis is not without its difficulties (for example, because it does not answer the question of the degree of dependency, if any, of a spouse prior to an agricultural worker's death that would enable him or her to fall within the deeming provision) – the words as used in the Planning Condition, looked at as a whole, appear to me to envisage 'dependency' in a wider and more open-textured way than one requiring an element of financial dependency, certainly to include a spouse and minor children of the worker who is their wife and mother and who provides them with usual family services and care."
The appellants' case in this court
Discussion
Conclusion
Lord Justice Sales :
Mr Justice Bodey :