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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Secretary of State for the Home Department v Christy [2018] EWCA Civ 2378 (25 October 2018) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2018/2378.html Cite as: [2019] INLR 268, [2019] 1 WLR 2017, [2018] WLR(D) 664, [2019] WLR 2017, [2018] EWCA Civ 2378, [2019] 2 All ER 490, [2019] 1 CMLR 30 |
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ON APPEAL FROM THE UPPER TRIBUNAL
IMMIGRATION AND ASYLUM CHAMBER
DEPUTY UPPER TRIBUNAL JUDGE LATTER
EA/02400/2015
Strand, London, WC2A 2LL |
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B e f o r e :
(Vice President of the Court of Appeal (Civil Division))
LADY JUSTICE SHARP
and
LORD JUSTICE SALES
____________________
THE SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Appellant |
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- and - |
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NATASHA ANN CHRISTY |
Respondent |
____________________
Ben Collins QC (acting Pro Bono through RCJ Advice) for the Respondent
Hearing date: 16 October 2018
____________________
Crown Copyright ©
Lord Justice Sales:
"Every citizen of the Union shall have the right to move and reside freely within the territory of the Member States, subject to the limitations and conditions laid down in the Treaties and by the measures adopted to give them effect".
Factual background and amendment of the grounds of appeal
The legislative framework
"The right of all Union citizens to move and reside freely within the territory of the member states should, if it is to be exercised under objective conditions of freedom and dignity, be also granted to their family members, irrespective of nationality."
"the conditions governing the exercise of the right of free movement and residence within the territory of the member states by Union citizens and their family members."
"1. This Directive shall apply to all Union citizens who move to or reside in a Member State other than that of which they are a national, and to their family members as defined in point 2 of Article 2 who accompany or join them.
2. Without prejudice to any right to free movement and residence the persons concerned may have in their own right, the host Member State shall, in accordance with its national legislation, facilitate entry and residence for the following persons:
(a) any other family members, irrespective of their nationality, not falling under the definition in point 2 of Article 2 who, in the country from which they have come, are dependants or members of the household of the Union citizen having the primary right of residence, or where serious health grounds strictly require the personal care of the family member by the Union citizen;
(b) the partner with whom the Union citizen has a durable relationship, duly attested.
The host Member State shall undertake an extensive examination of the personal circumstances and shall justify any denial or entry or residence to these people."
"The right of residence provided for in paragraph 1 shall extend to family members who are not nationals of a Member State, accompanying or joining the Union citizen in the host Member State, provided that such Union citizen satisfies the conditions referred to in paragraph 1(a), (b) or (c)."
"1. Union citizens who have resided legally for a continuous period of five years in the host Member State shall have the right of permanent residence there. …
2. Paragraph 1 shall apply also to family members who are not nationals of a Member State and have legally resided with the Union citizen in the host Member State for a continuous period of five years. …"
Discussion
"44. Since third country nationals in situations such as those of Mr O and Mr B are not entitled, on the basis of Directive 2004/38, to a derived right of residence in the member state of which their sponsors are nationals, it must be examined whether a derived right of residence may, in some circumstances, be based on article 21(1)FEU .
45. In that regard, it should be borne in mind that the purpose and justification of that derived right of residence is based on the fact that a refusal to allow such a right would be such as to interfere with the Union citizen's freedom of movement by discouraging him from exercising his rights of entry into and residence in the host member state: see Iida v Stadt Ulm [2013] Fam 121, para 68; Ymeraga v Ministre du Travail, de l'Emploi et de l'Immigration [2013] 3 CMLR 895, para 35; and Alokpa v Ministre du Travail, de l'Emploi et de l'Immigration [2014] INLR 145, para 22.
46. The court has accordingly held that where a Union citizen has resided with a family member who is a third country national in a member state other than the member state of which he is a national for a period exceeding 2½ years and 1½ years respectively, and was employed there, that third country national must, when the Union citizen returns to the member state of which he is a national, be entitled, under Union law, to a derived right of residence in the latter state: see R v Immigration Appeal Tribunal, Ex p Secretary of State for the Home Department [1992] ECR I-4265, para 25, and Minister voor Vreemdelingenzaken en Integratie v RNG Eind [2007] ECR I-10719, para 45. If that third country national did not have such a right, a worker who is a Union citizen could be discouraged from leaving the member state of which he is a national in order to pursue gainful employment in another member state simply because of the prospect for that worker of not being able to continue, on returning to his member state of origin, a way of family life which may have come into being in the host member state as a result of marriage or family reunification: see the RNG Eind case, paras 35, 36, and Iida's case, para 70.
47. Therefore, an obstacle to leaving the member state of which the worker is a national, as mentioned in Ex p Secretary of State and the RNG Eind case, is created by the refusal to confer, when that worker returns to his member state of origin, a derived right of residence on the family members of that worker who are third country nationals, where that worker resided with his family members in the host member state pursuant to, and in conformity with, Union law.
48. It is therefore necessary to determine whether the case law resulting from Ex p Secretary of State and the RNG Eind case is capable of being applied generally to family members of Union citizens who, having availed themselves of the rights conferred on them by article 21(1) FEU, resided in a member state other than that of which they are nationals, before returning to the member state of origin.
49. That is indeed the case. The grant, when a Union citizen returns to the member state of which he is a national, of a derived right of residence to a third country national who is a family member of that Union citizen and with whom that citizen has resided, solely by virtue of his being a Union citizen, pursuant to and in conformity with Union law in the host member state, seeks to remove the same type of obstacle on leaving the member state of origin as that referred to in para 47 above, by guaranteeing that that citizen will be able, in his member state of origin, to continue the family life which he created or strengthened in the host member state.
50. So far as concerns the conditions for granting, when a Union citizen returns to the member state of which he is a national, a derived right of residence, based on article 21(1) FEU , to a third country national who is a family member of that Union citizen with whom that citizen has resided, solely by virtue of his being a Union citizen, in the host member state, those conditions should not, in principle, be more strict than those provided for by Directive 2004/38 for the grant of such a right of residence to a third country national who is a family member of a Union citizen in a case where that citizen has exercised his right of freedom of movement by becoming established in a member state other than the member state of which he is a national. Even though Directive 2004/38 does not cover such a return, it should be applied by analogy to the conditions for the residence of a Union citizen in a member state other than that of which he is a national, given that in both cases it is the Union citizen who is the sponsor for the grant of a derived right of residence to a third country national who is a member of his family.
51. An obstacle such as that referred to in para 47 above will arise only where the residence of the Union citizen in the host member state has been sufficiently genuine so as to enable that citizen to create or strengthen family life in that member state. Article 21(1) FEU does not therefore require that every residence in the host member state by a Union citizen accompanied by a family member who is a third country national necessarily confers a derived right of residence on that family member in the member state of which that citizen is a national on the citizen's return to that member state.
52. In that regard, it should be observed that a Union citizen who exercises his rights under article 6(1) of Directive 2004/38 does not intend to settle in the host member state in a way which would be such as to create or strengthen family life in that member state. Accordingly, the refusal to confer, when that citizen returns to his member state of origin, a derived right of residence on members of his family who are third country nationals will not deter such a citizen from exercising his rights under article 6 .
53. On the other hand, an obstacle such as that referred to in para 47 above may be created where the Union citizen intends to exercise his rights under article 7(1) of Directive 2004/38. Residence in the host member state pursuant to and in conformity with the conditions set out in article 7(1) of that Directive is, in principle, evidence of settling there and therefore of the Union citizen's genuine residence in the host member state and goes hand in hand with creating and strengthening family life in that member state.
54. Where, during the genuine residence of the Union citizen in the host member state, pursuant to and in conformity with the conditions set out in article 7(1)(2) of Directive 2004/38, family life is created or strengthened in that member state, the effectiveness of the rights conferred on the Union citizen by article 21(1) FEU requires that the citizen's family life in the host member state may continue on returning to the member state of which he is a national, through the grant of a derived right of residence to the family member who is a third country national. If no such derived right of residence were granted, that Union citizen could be discouraged from leaving the member state of which he is a national in order to exercise his right of residence under article 21(1) FEU in another member state because he is uncertain whether he will be able to continue in his member state of origin a family life with his immediate family members which has been created or strengthened in the host member state: see the RNG Eind case, paras 35 and 36, and Iida's case, para 70.
55. A fortiori, the effectiveness of article 21(1) FEU requires that the Union citizen may continue, on returning to the member state of which he is a national, the family life which he led in the host member state, if he and the family member concerned who is a third country national have been granted a permanent right of residence in the host member state pursuant to article 16(1)(2) of Directive 2004/38 respectively.
56. Accordingly, it is genuine residence in the host member state of the Union citizen and of the family member who is a third country national, pursuant to and in conformity with the conditions set out in article 7(1)(2) and article 16(1)(2) of Directive 2004/38 respectively, which creates, on the Union citizen's return to his member state of origin, a derived right of residence, on the basis of article 21(1) FEU, for the third country national with whom that citizen lived as a family in the host member state.
57. It is for the referring court to determine whether sponsor O and sponsor B, who are both Union citizens, settled and, therefore, genuinely resided in the host member state and whether, on account of living as a family during that period of genuine residence, Mr O and Mr B enjoyed a derived right of residence in the host member state pursuant to and in conformity with article 7(2) or article 16(2) of Directive 2004/38.
…
61. In the light of all the foregoing considerations, the answer to the first, second and third questions is that article 21(1) FEU must be interpreted as meaning that where a Union citizen has created or strengthened a family life with a third country national during genuine residence, pursuant to and in conformity with the conditions set out in article 7(1)(2) and article 16(1)(2) of Directive 2004/38, in a member state other than that of which he is a national, the provisions of that Directive apply by analogy where that Union citizen returns, with the family member in question, to his member state of origin. Therefore, the conditions for granting a derived right of residence to a third country national who is a family member of that Union citizen, in the latter's member state of origin, should not, in principle, be more strict than those provided for by that Directive for the grant of a derived right of residence to a third country national who is a family member of a Union citizen who has exercised his right of freedom of movement by becoming established in a member state other than the member state of which he is a national."
"19. … having regard to the information in the request for a preliminary ruling, it must be found that, by its first and second questions, which must be examined together, the Upper Tribunal (Immigration and Asylum Chamber) asks, in essence, whether Article 21(1) TFEU must be interpreted as requiring the Member State of which a Union citizen is a national to grant or facilitate the provision of a residence authorisation to the partner with whom that Union citizen has not contracted a registered partnership ('the unregistered partner'), a third-country national with whom the Union citizen has a durable relationship that is duly attested, where the Union citizen, having exercised his right of freedom of movement to work in a second Member State, in accordance with the conditions laid down in Directive 2004/38, returns with his partner to the Member State of which he is a national in order to reside there.
20. In that regard, it must be borne in mind that under Article 21(1) TFEU, 'every citizen of the Union shall have the right to move and reside freely within the territory of the Member States, subject to the limitations and conditions laid down in the Treaties and by the measures adopted to give them effect.'
21. It is the Court's established case-law that the purpose of Directive 2004/38 is to facilitate the exercise of the primary and individual right to move and reside freely within the territory of the Member States, which is conferred directly on citizens of the Union by Article 21(1) TFEU, and that one of the objectives of that directive is to strengthen that right (judgments of 12 March 2014, O. and B., C-456/12, EU:C:2014:135, paragraph 35, and of 5 June 2018, Coman and Others, C-673/16, EU:C:2018:385, paragraph 18).
22. Article 3(1) of Directive 2004/38 provides that that directive is to apply to all Union citizens who move to or reside in a Member State other than that of which they are a national, and to their family members as defined in Article 2(2) of that directive who accompany or join them.
23. The Court has held, as regards Article 3(1) of Directive 2004/38, that it follows from a literal, contextual and teleological interpretation of the provisions of that directive that Directive 2004/38 governs only the conditions determining whether a Union citizen can enter and reside in Member States other than that of which he is a national and does not confer a derived right of residence on third-country nationals, who are family members of a Union citizen, in the Member State of which that citizen is a national (judgment of 5 June 2018, Coman and Others, C-673/16, EU:C:2018:385, paragraph 20 and the case-law cited).
24. In the present case, it is apparent from the order for reference that the main proceedings concern an application for a residence authorisation for Ms Banger, a third-country national, in the United Kingdom, the Member State of which Mr Rado is a national, and that when that application was submitted, Mr Rado and Ms Banger were neither married nor in a registered partnership, but had been living together for several years.
25. As the Advocate General observed in points 28 and 29 of his Opinion, the systematic and teleological considerations which led the Court to hold, as is apparent in the case-law cited in paragraph 23 above, that the provisions of Directive 2004/38 did not confer a derived right of residence on third-country nationals, who are family members of a Union citizen, in that citizen's Member State of origin, are equally applicable as regards the persons envisaged in point (b) of the first subparagraph of Article 3(2) of Directive 2004/38. That directive cannot, therefore, confer a right on a third-country national, who is the Union citizen's unregistered partner, in the Member State of which the Union citizen is a national, for his application for residence authorisation to be facilitated by that Member State.
26. In the present case, it follows that although Ms Banger may come within the concept of 'partner with whom the Union citizen has a durable relationship, duly attested', in point (b) of the first subparagraph of Article 3(2) of Directive 2004/38, that directive cannot, however, confer a right on Ms Banger for her application for residence authorisation to be facilitated by the United Kingdom.
27. However, the Court has acknowledged, in certain cases, that third-country nationals, family members of a Union citizen, who were not eligible on the basis of Directive 2004/38 for a derived right of residence in the Member State of which that citizen is a national, could, nevertheless, be accorded such a right on the basis of Article 21(1) TFEU (judgment of 5 June 2018, Coman and Others, C-673/16, EU:C:2018:385, paragraph 23).
28. That consideration is based upon settled case-law, according to which, in essence, if no such derived right of residence were granted to such a third-country national, a Union citizen would be discouraged from leaving the Member State of which he is a national in order to exercise his right of residence under Article 21(1) TFEU in another Member State because he is uncertain whether he will be able to continue in his Member State of origin a family life which has been created or strengthened, with that third-country national, in the host Member State, during a genuine residence (see, to that effect, judgments of 12 March 2014, O. and B., C-456/12, EU:C:2014:135, paragraph 54, and of 5 June 2018, Coman and Others, C-673/16, EU:C:2018:385, paragraph 24).
29. According to that case-law, the conditions under which that derived right of residence may be granted should not, in principle, be stricter than those provided for by Directive 2004/38 for the grant of such a right of residence to a third-country national who is a family member of a Union citizen in a case where that citizen has exercised his right of freedom of movement by becoming established in a Member State other than that of which he is a national. Even though Directive 2004/38 does not cover the return of that Union citizen to the Member State of which he is a national in order to reside there, it should be applied by analogy (see, to that effect, judgments of 12 March 2014, O. and B., C-456/12, EU:C:2014:135, paragraphs 50 and 61 and the case-law cited, and of 5 June 2018, Coman and Others, C-673/16, EU:C:2018:385, paragraph 25).
30. In that regard, it must be stated that point (b) of the first subparagraph of Article 3(2) of Directive 2004/38 relates specifically to the partner with whom the Union citizen has a durable relationship that is duly attested. That provision provides that the host Member State must, in accordance with its national legislation, facilitate entry and residence for that partner.
31. According to the Court's case-law, Article 3(2) of Directive 2004/38 does not require the Member States to accord a right of entry and residence to third-country nationals envisaged in that provision, but imposes an obligation on those Member States to confer a certain advantage on applications submitted by the third-country nationals envisaged in that article, compared with applications for entry and residence of other nationals of third countries (see, to that effect, judgment of 5 September 2012, Rahman and Others, C-83/11, EU:C:2012:519, paragraph 21).
32. As the Advocate General observed in points 46 and 47 of his Opinion, the case-law cited in paragraph 29 above is equally applicable as regards the partner with whom the Union citizen has a durable relationship that is duly attested, within the meaning of point (b) of the first subparagraph of Article 3(2) of Directive 2004/38. Consequently, a third-country national having such a relationship with a Union citizen who has exercised his right of freedom of movement and returns to the Member State of which he is national in order to reside there, must not, when that Union citizen returns to that Member State, be the subject of less favourable treatment than that provided for under that directive for a third-country national having a durable relationship that is duly attested with a Union citizen exercising his right of freedom of movement in Member States other than that of which he is a national.
33. In a situation such as that in question in the main proceedings, Directive 2004/38, including point (b) of the first subparagraph of Article 3(2) thereof, must be applied by analogy as regards the conditions in which the entry and residence of third-country nationals envisaged by that directive must be facilitated.
34. That conclusion cannot be called in question by the United Kingdom Government's argument according to which, in paragraph 63 of the judgment of 12 March 2014, O. and B. (C-456/12, EU:C:2014:135), the grant of a derived right of residence in the Member State of origin was confined solely to third-country nationals who are a 'family member' as defined in Article 2(2) of Directive 2004/38. As the Advocate General observed in point 35 of his Opinion, although in that judgment the Court held that a third-country national who does not have the status of a family member may not enjoy, in the host Member State, a derived right of residence under Directive 2004/38 or Article 21(1) TFEU, that judgment does not, however, exclude the obligation for that Member State to facilitate the entry and residence of such a national in accordance with Article 3(2) of that directive.
35. In the light of the foregoing considerations, the answer to the first and second questions is that Article 21(1) TFEU must be interpreted as requiring the Member State of which a Union citizen is a national to facilitate the provision of a residence authorisation to the unregistered partner, a third-country national with whom that Union citizen has a durable relationship that is duly attested, where the Union citizen, having exercised his right of freedom of movement to work in a second Member State, in accordance with the conditions laid down in Directive 2004/38, returns with his partner to the Member State of which he is a national in order to reside there."
Conclusion
Lady Justice Sharp:
Lord Justice Underhill: