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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> DJ v The Welsh Minister & Ors [2019] EWCA Civ 1349 (01 August 2019) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2019/1349.html Cite as: [2019] WLR(D) 450, [2019] EWCA Civ 1349, [2020] PTSR 466 |
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ON APPEAL FROM
Mrs Justice Andrews
CO/2907/18
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE BAKER
and
LADY JUSTICE SIMLER
____________________
DJ (BY HIS MOTHER & LITIGATION FRIEND AJ) |
Appellant |
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- and - |
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THE WELSH MINISTER & OTHERS |
Respondent |
____________________
Stephen Knafler QC (instructed by Government Legal Department) for the Respondent
Hearing date: 9 July 2019
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Crown Copyright ©
Lady Justice Simler:
Introduction
The legislative scheme
"32 Education and training for persons over 19
(1) The Welsh Ministers must secure the provision of reasonable facilities for –
(a) education (other than higher education) suitable to the requirements of persons who are above compulsory school age who have attained the age of 19,
(b) training suitable to the requirements of such persons…".
"(3) In performing the duty imposed on them by subsection (1) the Welsh Ministers must –
(a) take account of the places where facilities are provided, the character of facilities and the way they are equipped;
(b) take account of the different abilities and aptitudes of different persons;
(c) take account of the education and training required in different sectors of employment for employees and potential employees;
(d) take account of facilities who provision the Welsh Ministers think might reasonably be secured by other persons."
"(1) In discharging their functions under sections 31, 32 and 34 (1)… the Welsh Ministers must have regard –
(a) to the needs of persons with learning difficulties, and
(b) in particular, to any report of an assessment conducted under section 140.
…
(3) If the Welsh Ministers are satisfied that they cannot secure the provision of reasonable facilities for education or training for a person with a learning difficulty who has attained the age of 19 but not the age of 25 unless it also secures the provision of boarding accommodation for him, the Welsh Ministers must secure the provision of boarding accommodation for him."
"140 (3) …may at any time arrange for an assessment to be conducted of a person –
(a) …who is over compulsory school age but has not yet attained the age of 25,
(b) who appears to the Welsh Ministers to have a learning difficulty ..and
(c) who is receiving, or in the opinion of the Welsh Ministers is likely to receive, post-16 education or training…
(4) For the purposes of this section an assessment of a person is an assessment resulting in a written report of –
(a) his educational and training needs, and
(b) the provision required to meet them."
The Policy
"…to fund the specialist provision required for those young people with learning difficulties aged 16-25 who wish to undertake post-16 education but are not able to access the provision established as necessary to meet their identified educational and training needs through mainstream FE provision. This might also include boarding accommodation. The Welsh Government's policy is to fund the duration required based on the young person's capability to progress and achieve against their education and training outcomes. For the majority of young people accessing specialist provision, the duration will be comparable with the duration of provision within mainstream FE establishments, i.e. two academic years."
" - the Welsh Government's statutory obligations must be met (including consideration of availability of resources, where appropriate).
- Young people will be treated fairly and equitably, and on a case-by-case basis.
- The best interests of the individual will be considered.
- The views and wishes of young people will be considered.
- The provision available locally and across Wales is prioritised, where it is appropriate and reasonable to do so.
- A balanced conclusion will be reached on the basis of the evidence and advice. …. . . "
The Policy however makes clear that although the wishes of the young person are considered, the Welsh Government does not have a legal duty to fund the specialist provision of their choice and nor does it have a legal duty to fund their programme duration of choice (see paragraph 22).
"will generally commission an assessment to be undertaken, and have arranged for Careers Wales to conduct these assessments on their behalf. This usually forms part of the transition process during the last year of compulsory schooling for the young person. In making decisions about securing and funding a placement, the Welsh Government will take the report [LS Plan] of the assessment into account, together with all other relevant matters, including any information or evidence collated by Careers Wales throughout the assessment process."
"Even in these cases, funding is unlikely to be offered for more than two years in the absence of objective evidence demonstrating that the provision identified as necessary to meet the young person's established needs cannot realistically be provided by a study programme of two years."
i) Where it is agreed at the outset that a longer programme of study should be funded because objective evidence shows that the provision identified as necessary to meet the young person's established needs cannot realistically be provided by a two-year course (see paragraph 73 of the Policy);
ii) Where the Welsh Ministers agree to fund an extension of time to enable the young person to complete the originally agreed programme of study (see paragraphs 82 to 91);
iii) Where the Welsh Ministers exceptionally agree to fund an additional programme of study, i.e. a different course from the course that was originally agreed (see paragraphs 92 to 97).
"92. In certain circumstances it may be necessary for a young person to undertake additional specialist provision over and above, and following completion of, the young person's original agreed programme of study. It is not the Welsh Government's policy to routinely fund continuous education and training up until the age of 25. The Welsh Government will not, therefore, usually fund a second/additional programme of study at any specialist FE establishment unless the previous funded programme of study cannot fairly be said to have afforded the young person effective access to further education, or unless very exceptional circumstances have resulted in the young person being objectively deprived of the educational value of the previous funded programme
93. These cases will be rare. Examples might include:
- where the education or training provided by the specialist FE establishment fell so far below the expected standard for the young person that the establishment cannot objectively be said to have delivered the provision established as necessary to meet the young person's identified needs
- where exceptional reasons relating to the personal circumstances of the individual have caused a demonstrable regression of the skills previously learned to such an extent that the young person has effectively been deprived of the educational value of the previous programme." [Emphasis as in the original].
"As before, Careers Wales cannot refuse to submit an application, but should draw the attention of the young person and their parent/carer to the contents of the [Policy]."
The Technical Guidance
"43: In some circumstances, the Welsh Government may determine that it is appropriate for a young person to be assessed under section 140(3). These may include the following, but this is not an exhaustive list:
… …
(b) ..a young person who:
- has previously received an assessment but whose circumstances have since changed (e.g. a young person with a deteriorating condition) to such an extent that a further assessment is necessary to ensure their learning needs are met; or … .".
"133. In certain circumstances, it may be necessary for a young person to undertake additional specialist provision over and above, and following completion of, the young person's original agreed programme of study.
134. These cases will be rare; examples might include (but are not limited to) where the education or training provided by the specialist establishment fell so far below the expected standard for the young person, that the establishment cannot objectively be said to have delivered the provision established as necessary to meet the young person's identified needs. Another example might be where exceptional reasons relating to the personal circumstances of the individual have caused a demonstrable regression of the skills previously learnt to such an extent that the young person has effectively been deprived of the educational value of the previous programme." (Emphasis as original).
he Factual background
"to ensure [DJ] can fulfil his academic potential he should have access to a suitable and meaningful curriculum that will help him to develop his basic skills and develop and engage his interests in fulfilling vocational studies".
In the passage which identifies the provision required to meet those needs, the LS Plan stated:
"[DJ] will benefit from having access to a suitable and appropriate curriculum. He has been assessed at Coleg Elidyr and [they] deemed it appropriate for [DJ] to work towards the F3 Foundation Programme. This course will allow [DJ] to continue to develop his basic skills in numeracy and literacy as well as develop his independent living and social skills. These will be vital for [DJ] to reach his full potential and to live as independent a life as possible, with some support. [DJ] should also have the opportunity to develop interest and skills in vocational areas such as gardening and working with animals that will not only be fulfilling to him academically but also help with his independence and overall personal development."
"DJ has 'successfully achieved the programme's accredited and unaccredited units'. This evidence is that the desired outcomes of the original funded programme of study have been met. DJ has not over or under achieved, but rather progressed in accordance with that which was expected.… Such achievements cannot however sensibly be construed as 'changes', but rather the successful completion of his studies as anticipated within the original assessment of need.
Additional information: this information was presented to demonstrate that as a consequence of the successful completion of his programme, DJs needs now require reassessment as they have changed with regard to the fact that DJ now has the extra confidence and abilities he's been taught as a result of the course; DJ's successful completion of the programme also demonstrates that further training will deliver even more beneficial changes."
"The evidence suggests that [DJ] has not outpaced his original learning goals to such an extent that the original s.140 is not meaningful or useful… the progress reports provided do not suggest that [DJ] has reached a point where his learning needs are not being met, or challenged, by the courses. It is therefore not reasonable to propose that his good progress, which was also quite reasonably expected, constitutes a change of great extent". (All emphasis as in the original).
The judgment of Andrews J
"67. I cannot accept any of those submissions, which fly in the face of the language of the Policy and the approach set out in the technical guidance. Paragraphs 92 and 93 are not rules, nor do they lay down criteria which have to be fulfilled in order to qualify for additional funding. Paragraph 92 articulates exceptions to the general underlying policy of providing funding for two years (or exceptionally, three years) only, and that general approach to the fulfilment of the Welsh Ministers' statutory duty under sections 32 and 41 of the 2000 Act is accepted to be lawful.
68. It is not unlawful for a policy to indicate the type of circumstances that would normally need to be demonstrated to justify a departure from the general position on funding articulated in the Policy, and why, so long as it is made clear that they are not the only circumstances. The word "usually" serves that function here, and I can see no justification for treating it as meaningless. It is in the nature of a general residual discretion that the circumstances in which it will arise cannot be foreseen or characterised in advance.
69. Against a background in which:
i) The statutory duty is to provide reasonable facilities for FE, having had due regard to the needs of a young person with learning disabilities;
ii) The 2000 Act left it to the Welsh Ministers to exercise a political, social and economic judgment about the period of funding that would be provided in order to fulfil their statutory duty;
iii) The policy of the Welsh Government, consistent with the statutory duty, is normally to fund for two years only, for a single FE programme identified and agreed in the initial LSP which has determined that that programme will address the individual's identified educational and training needs; and
iv) A different public authority (in DJ's case, Cardiff City Council) has a statutory duty to provide for the needs of a young person in the circumstances identified in paragraph 92 of the Policy, i.e. when it is necessary for that person to undertake additional specialist provision over and above and following completion of the young person's agreed programme of study;
v) The approach in paragraph 92 of the Policy, namely, that further funding will not usually be forthcoming unless the previous funded programme cannot fairly be said to have afforded the young person effective access to further education, or unless in very exceptional circumstances, the young person has been objectively deprived of the educational value of that programme, is consistent with the underlying policy and the relevant statutory duties."
"70. There is nothing in the characterisation of the latter situation as arising in "very exceptional circumstances" that creates a threshold, let alone turns the guidance into an inflexible rule. In context the phrase "very exceptional" does no more than signify that the second category of recognised exception referred to in paragraph 92 will rarely arise. In any event, there are numerous examples of lawful policies in which stringent requirements are laid down for a discretion to be exercised, exceptionally, in circumstances in which the rules are not met, most notably in the field of immigration."
The appeal
i) First, is the Policy unlawful because it operates (by paragraphs 92 and 93) as an unlawful fetter on the statutory discretion available to the Welsh Ministers pursuant to s.32 read together with s.41 of the 2000 Act, to provide reasonable facilities for the education of young persons, having regard to the needs of persons with learning disabilities and/or because it sets too high a threshold for exceptions that is inconsistent with the 2000 Act?
ii) Secondly, was the decision made in DJ's case unlawful because the Policy was applied rigidly and inflexibly and the decision failed to have regard to his individual circumstances?
Issue 1 – is the Policy unlawful in one or other of the respects relied on by DJ?
Second issue – application in DJ's case
"….. The guidance is clear that such an update should occur when needs have changed to such an extent that it is warranted. The change could be negative (as in the "deteriorating condition" example given, or it could be positive where a learner's progress has far outpaced expectations).
To establish that a change of this extent has happened would require evidence. For [DJ], his progress on his current course (including new skills developed) is offered as evidence. It is very satisfying to know that DJ has made good progress and has developed some skills which seemed hard to envisage in 2015.
However, I agree with [the Welsh Ministers] that progress, in itself, does not constitute evidence of a change 'to such an extent' that an update is required. [DJ's] End of Year Report 2016-17 and Interim Report (December 2017) highlight many areas where he has made good progress. It is however entirely reasonable for [the Welsh Ministers] to conclude that this is the kind of progress that they would expect DJ to make at [the College]. The college, in accepting [DJ] in 2015 felt able to teach him in a manner that would promote good progress. That they have achieved this in many areas is excellent news but it is also an entirely reasonable expectation of a specialist provision.
… The evidence suggests that [DJ] has not outpaced his original learning goals to such an extent that the original section 140 is not meaningful or useful. It appears that [DJ] has done well but the evidence does not show that he has either underachieved or overachieved on this course. The progress reports provided do not suggest that [DJ] has reached a point where his learning needs are not being met, or challenged, by the courses. It is therefore not reasonable to propose that his good progress, which was also quite reasonably expected, constitutes a change of great extent."
Conclusion
Lord Justice Baker:
Lady Justice King: