BAILII is celebrating 24 years of free online access to the law! Would you
consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it
will have a significant impact on BAILII's ability to continue providing free
access to the law.
Thank you very much for your support!
[New search]
[Printable RTF version]
[Help]
DARREN JOHN GRAY GARETH EVANS, R v. [1998] EWCA Crim 626 (20th February, 1998)
No:
97/4003/X3, 97/4004/X3
IN
THE COURT OF APPEAL
CRIMINAL
DIVISION
Royal
Courts of Justice
The
Strand
London
WC2
Friday
20th February 1998
B E F O R E :
LORD
JUSTICE HUTCHISON
MR
JUSTICE MANCE
and
HER
HONOUR JUDGE ANN GODDARD QC
(Acting
as a Judge of the Court of Appeal Criminal Division)
- - - - - - - - - - - -
R E G I N A
- v -
DARREN
JOHN GRAY
GARETH
EVANS
- - - - - - - - - - - -
Computer Aided Transcript of the Stenograph Notes of
Smith Bernal Reporting Limited
180 Fleet Street, London EC4A 2HD
Tel No: 0171 421 4040 Fax No: 0171 831 8838
(Official Shorthand Writers to the Court)
- - - - - - - - - - - -
MR
D TOMLINSON
appeared on behalf of the Appellant Gray
MR
L FRENCH
appeared on behalf of the Appellant Evans
MR
N VAN DER BILJ
appeared on behalf of the Crown
- - - - - - - - - - - -
JUDGMENT
(
As
Approved by the Court
)
- - - - - - - - - - - -
Crown Copyright
Friday
20th February 1998
LORD
JUSTICE HUTCHISON: On 11th April 1997 in the Crown Court at Maidstone the
appellants were both convicted of arson being reckless as to whether life was
endangered. (That was count 1 of the indictment, which had formerly been count
2.) On 22nd May they were sentenced as follows: Gray to six years' detention
in a young offender institution and Evans to six years' imprisonment. A
verdict of not guilty was entered in respect of the original count 1, charging
arson with intent to endanger life. No verdict was taken in respect of an
alternative count of simple arson (count 2, formerly count 3). They both now
appeal against conviction by leave of the single judge.
There was a co-accused, Gary Moon, who pleaded guilty to count 1,
committing arson recklessly, and was sentenced to a community order of three
years' probation and 100 hours of community service.
The offence occurred on Saturday 27th July 1996. The two appellants and
the co-accused Moon set off for St Peter's Church in Folkstone. The appellants
had a bottle of aftershave with them and Moon carried a rubbish bag. They
broke a window, making a hole through which an object was thrown, almost
certainly the bottle of aftershave with tissues stuffed into its nozzle as a
wick and lit. A fire ensued, burning curtains and a pampas plant, which helped
to draw the flames to the roof. The heat melted a gas pipe, and gas fuelled
the fire. The cost of damage caused was estimated at around £400,000.
The appellants and co-accused Moon were arrested the next evening.
Moon gave evidence on behalf of the Crown at the trial. The Crown sought
leave to adduce his plea of guilty to count 1. The judge ruled in their favour
but said that he would direct the jury as to the limited significance of the
plea. He in fact gave no such direction.
The Crown alleged that the lives of those in the neighbouring vicarage,
which was partly attached to the church, were put in danger by the fire.
Expert evidence was called, in the shape of a fireman by the Crown and a fire
expert by the defence. The latter said that it was not impossible that the
fire could have spread to neighbouring properties by virtue of sparks. The
defence contended that it was not obvious that the building attached to the
church was a vicarage or that it was inhabited.
The prosecution evidence was to the following effect. A man named Ryan
Ruellan gave evidence that, on the evening of Saturday the 27th, he went to his
friend (Moon's) flat, where he overheard a conversation outside the door about
burning down a church. He recognised the voices of the two appellants. He saw
them at the flat the next day, when he heard Gray say to Moon, "Last night we
done a church. We burnt it down." In cross-examination, he said that he could
not remember the precise words of the conversation he had overheard; the
appellants did not come into the flat at that time. He did not know that Moon
had anything to do with the fire, and he did not tell lies to the police in
order to protect him. In fact, in that connection, it is common ground between
the Crown and the appellants that Ruellan and his sister Samantha had been
parties to the concoction of a false alibi for Moon, and that Ruellan persisted
in his account, apropos that alibi, even after Moon (as he eventually he did)
had abandoned it.
Samantha Ruellan gave evidence that she was in the flat on Sunday, when
she overheard the two appellants talking about what had happened in the church.
Gary Moon gave evidence. There were a number of discrepancies between
what he said to the police and his account from the witness box (and of course
he was handicapped by the episode of the proposed alibi), but he was clear and
consistent in his evidence that the two appellants were in it together.
In interview, Evans agreed that they set out deliberately to torch a
church. He was not asked what his intentions were when the bottle of
aftershave which had been set alight went through the window.
Gray, admitting presence, denied that he had any involvement with
committing the offence. His aim was to burst aerosols, and, out of
frustration, he broke the church window. He did not know who threw whatever it
was through the window after he had broken it. He described himself as a
satanist.
So far as the defence cases were concerned, Gray gave evidence but Evans
did not. Gray stated that he had enjoyed creating small explosions by burning
aerosols wrapped in newspaper and setting them alight. He had not been a true
Satanist and had given up being one. On the Saturday he and Evans met up with
Moon outside the building where both Moon and Evans had flats. When in Moon's
flat, he said he was going to set off some aerosol cans; he said nothing about
setting fire to churches. When at the church, he decided that it was not a
good place to set off anything because of the danger from flying pieces.
However, he felt frustrated and decided to do some damage; and he walked to the
school intending to break a window. He thought that the vicarage was part of
the school; and he did not know it was occupied. In fact, he climbed through
a hedge and damaged the church window. Both Evans and Moon were with him. He
hit the window with a bit of brick. After he had made a hole, he saw Moon
throw something through it. He clung on to a drainpipe in order to look
through the hole but could not see anything going on inside the church.
Fifteen minutes after the two appellants and Moon had left the church, they
heard fire engines drive past and went to investigate the damage which had been
caused, about which he felt "pretty sick" he said.
In cross-examination, he said that they had carried a bottle of aftershave
when they left Moon's flat. Moon had a rubbish bag. They were going to "lark
about". He denied any involvement in burning the church.
An expert, Magnus Hannaford, gave evidence regarding the fire and its
effect. The main danger was of the roof collapsing, thereby producing more
fuel for the fire. In cross-examination, he stated that the fire would not be
dangerous outside the church until such time as the roof collapsed, which in
fact it did not. He conceded the matters already referred to and the fact that
any fire burning out of control could be dangerous.
There are essentially three grounds of appeal, two of which are common to
both appellants. Those which are common are: first, that the judge's
decision to admit Moon's plea to reckless arson was wrong. It is said that his
admission to being reckless was of no probative value but had great prejudicial
effect; and reliance is placed on the fact that, whereas the judge in the
course of argument on admissibility had said that he would give the jury
guidance as to its significance, he never did so.
Secondly, it is said that the judge wrongly invited the jury, on the issue
of recklessness, to consider the risks to fire fighters and other rescuers,
when the case had been presented and proceeded throughout on the basis that it
was danger to the occupants of nearby properties, and particularly of the
attached vicarage, that the defendants should have contemplated. This, it is
said, put the defence at a significant disadvantage and was highly prejudicial.
The third ground involves a discrete argument relied on by Gray. It
arises from the judge's decision, after Evans had elected not to give evidence,
to allow the prosecution to cross-examine on passages of Evans' police
interview, and, having done so, refusing to permit defence counsel in
addressing the jury to rely on other passages in that interview. The passages
put by the prosecution tended to show that Gray was with Evans when he
recruited Moon to go and set fire to the church, and those on which defence
counsel wished to rely were, it is submitted, capable of bearing the opposite
construction.
It should be said of Evans that he at all times accepted that he was bound
to be found guilty of simple arson. For reasons into which it is unnecessary
to go, it was thought inappropriate for him to plead guilty to that offence,
but the trial proceeded on the basis that it was at all times accepted that the
jury would convict him of simple arson.
We therefore turn to consider these three grounds.
First of all, Moon's plea of guilty. The approach to this question at the
trial was complicated by references to or assumptions as to the relevance of
section 74 of the Police and Criminal Evidence Act 1984, and, indeed, such
complications survive in the grounds of appeal. However, counsel for the
appellants now accept that, since Moon was called as a prosecution witness, he
was entitled to say that he had pleaded guilty (see in this connection the
unreported decision of this Court in
Gardner
and Cotton
,
22 April 1997).
Mr French, for Evans, began by submitting that he should have been
confined to saying that he admitted that he had taken part in setting fire to
the church and not allowed to say anything about the basis of his acceptance
of his guilt of arson with intent. However, Mr French quickly recognised that
his only real argument was that the judge failed to direct the jury that they
should not assume that Moon's admission of guilt to count 1, and therefore his
implicit acceptance that he had been reckless as to whether life was
endangered, meant that either of the other defendants was similarly guilty.
In this connection he referred us to the case of
Moore
40 Cr App R 50, where, in the course of giving the judgment of the Court, Lord
Goddard CJ said this (page 53):
"When
two people are indicted together for a criminal offence and one pleads guilty
and the other does not, it is the commonest thing in the world to tell the
jury, as was done in this case, 'You must not pay any attention to the fact
that the other man has pleaded guilty.' Even if the plea has not been taken in
the presence of the jury, it is very difficult to avoid telling the jury in
some way that the other person has pleaded guilty, but the fact that he has
pleaded guilty is no evidence against his co-prisoner."
That
observation was, of course, apropos the position where a defendant had pleaded
guilty and was not dealing with the specific position where he is called as a
witness for the Crown.
However, Mr French submits that, without such a direction, the jury would
not know what to make of Moon's plea. One could imagine them saying, he
submitted: 'Well, we know Moon has admitted it, we know what was in his mind,
so we can assume that the same applies to these other defendants.' He accepted
that the logic of his argument compelled him to add the submission that the
judge should have delivered a similar warning in relation to some answers by
Gray in cross-examination, when Gray accepted that to try to burn down a
building the size of this church would be extremely dangerous and that people
could get hurt and their lives be in danger.
In a case such as the present, we have no doubt that an appropriate
direction would be to tell the jury that they must not assume that merely
because another defendant admitted recklessness they should find that the
defendant whose case they were considering was reckless and that they must
assess the state of mind of each defendant quite separately in the light of all
the circumstances as disclosed by the evidence.
The judge did not give a direction along those lines, though it seems that
it had been his intention to do so; and the question for us is whether that
omission (alone or in conjunction with other defects) is such as to make the
conviction of these two appellants on count 1 unsafe. That depends, we
consider, on whether there is any reason to believe that the jury might have
given inappropriate weight to the express and implied admissions of
recklessness by Moon and, in the case of Evans, by Gray.
In this connection, we should quote some of the things that the judge did
say. At page 4 of the transcript of the summing-up one finds him saying this:
"You
must also consider each defendant quite separately. We have no question of
guilt by mere association in this country. Guilt or innocence is a very
personal thing. It is perfectly open to you to say, well, although they may
have been there together, we feel that one of them was guilty and whereas the
other we have doubts about."
Later, the judge told the jury that if, and only if, they concluded that
it had been proved that an ordinary prudent bystander would have perceived that
there was an obvious risk that life as well as property would be endangered by
what that defendant was doing could they convict. He was there dealing with
what has been called the 'objective test'. If they were satisfied of that, he
said, they must go on to apply the 'subjective test'. He continued as follows
(page 9):
"If
you come to the conclusion that that degree of perception does exist, and you
were sure that it does, then you must go one step further and ask yourselves
the subjective test now, and now we are looking at the mind of the man who was
doing the deed, you ask yourselves whether he gave no thought at all to such
risk, indeed the young man Moon says he gave no thought at all to the risk, or
once again that having recognised that the risk existed nevertheless went on to
do what he was doing regardless as to the nature of that risk."
Mr
French submitted that the reference to Moon in that passage makes matters
worse because it impliedly invites the jury to regard his admission of
recklessness as determinative or at least important.
However, we do not accept this, since we think that the terms of the
reference of Moon tend, if anything, to accentuate the fact that "the
individual whose case you are considering" -- a phrase the judge uses in the
next paragraph of his summing-up -- is the person with whose state of mind the
jury are concerned.
Then (at pages 11-12) the judge reminded the jury that Evans' case was
that, while he could not escape a verdict of guilty to simple arson (count 2)
the Crown had failed to prove the element of recklessness as to endangering
life, whereas Gray's position was that he had never been a party to the
agreement to start the fire.
Finally, there is the fact that the judge reminded the jury (page 31) of
the evidence of Gray (already mentioned) to the effect that he had agreed that
to burn the church would endanger life, and he made no particular comment on
that.
Having considered these references and the arguments that have been
addressed to us, we have concluded that, despite the absence of a specific
direction, it is simply inconceivable that the jury, who had been trying this
case for some days, had heard counsel's submissions and knew very well what the
issues were, could have been under the impression that what Moon had admitted
as to his state of mind effectively determined what they should conclude about
Evans' or Gray's states of mind. It is, in the light of his answers in
cross-examination, difficult to see how Gray can sensibly assert that his
conviction is unsafe on this ground. But in the case of Evans also, we cannot
think that the jury can have failed to understand that they must approach the
question of whether recklessness as to life being endangered had been proved by
having regard to the whole of the evidence, which of course included what Moon
and Gray had said, but which involved principally a consideration of the
individual defendant's state of mind. We are satisfied that the judge's
omission to give the sort of direction we have discussed, unfortunate though it
was and inadvertent though it plainly was, does not in this case make the
convictions unsafe.
We turn then to the second common ground, the inclusion of the risk to
fire fighters and others. When explaining the objective test, the judge, who
plainly had in mind the passage at page 94 in the case of
Sangha
87
Cr App R 88, said this:
"You
have to examine that and ask yourselves this question: has it been proved so
that we are sure that any ordinary prudent bystanders, not invested with expert
knowledge about the construction of the property, not even having the benefit
of hindsight, which has come up to some extent in this particular case, would
have perceived at that time that there was an obvious risk, not only that
property would be damaged, but also that life would thereby be endangered?' The
word 'would' comes in there - 'would thereby by endangered' -- but the word
'would' in this context of recklessness goes to the expectation of that
bystander.
It
is not limited to the vicar's daughter or the occupants of the vicarage,
although that is the case, one that has been placed in evidence before you. It
extends also to embrace anyone who might come to the rescue or seek to help,
which would include a fireman who was there trying his best to put out the
fire."
There
is no doubt that the Crown had put the case as to recklessness on the basis
that it was the occupants of the vicarage who were in contemplation. In the
light of the expert evidence, the Crown later extended the case to encompass
nearby dwellings, in particular a block of flats which might be ignited by
sparks. However, at no time prior to the judge speaking the words just quoted
was any mention made of rescuers or fireman. To introduce them at that late
stage, it is submitted, was seriously prejudicial to the defence, who had
neither questioned witnesses, adduced evidence, nor addressed the jury about
such persons. An entirely new dimension had thus been introduced into the case
at far too late a stage. The real case was all to do with the supposed
occupants of the vicarage.
Mr van der Bijl, for the Crown, argued that the judge was, as a matter of
law, obliged to give a direction to this effect. But we cannot accept that. It
would have been open to him, in recognition of the fact that the case had been
presented as it had, to invite the jury, even when applying the objective test,
to envisage potential risk only to the persons who had been canvassed as being
potentially at risk.
While it seems likely that the jury in convicting the appellants did so on
the basis of the possible occupants of the vicarage, if only because of the
brevity of the judge's reference to rescuers and firemen, it is not possible to
be confident that this is so. Accordingly, the important question that we have
to address is whether the late introduction of this new category of potential
victims did cause significant prejudice to the appellants. The mere fact that
the field was widened cannot by itself constitute prejudice. The sort of
questions that need to be considered are whether or not further or different
evidence might have been adduced or (the point which Mr French particularly
relied on) different arguments presented on behalf of the defendants to the jury.
That those who started the fire must have contemplated that firemen would
have come to the scene cannot be doubted. Counsel argued that, had they known
about fireman, they would have asked questions of the experts to elicit their
views as to what the firemen would have done and the extent of the dangers to
which they would or might have been exposed. That may be, though we are
doubtful as to the likelihood of any successful questioning on those lines.
However, as we say, the important point made by Mr French is that the jury
would have heard a very different speech from counsel if firemen had been in
the frame, as it were, as persons potentially affected.
Mr van der Bijl, in dealing with this point, made not only the submission
we have already dealt with and rejected, but pointed to how strong the case was
and invited us to say that this was not a point which could make the conviction
unsafe. He emphasised the extremely strong evidence on participation and
recklessness and took us to the judge's summary of the evidence of Mr
Hannaford, the defendant's expert, and to Gray's admissions. He also
emphasised that this was a residential area and that there was plainly a risk
of the fire spreading to adjoining buildings. Accordingly, he submitted, even
if it was inappropriate to introduce firemen in the way the judge did, there
was nothing significantly prejudicial to the appellants in his having done so.
Our conclusion in relation to that particular submission is that the
appellants' case is well-founded. It may be that the possibility of obtaining
useful answers from the experts was very limited. But Mr French, in his
submissions this morning in response to Mr van der Bijl's argument, has
satisfied us that his client's case was significantly prejudiced by his
inability to address the question of firemen as potential victims. It is of
some significance in this context, as Mr van der Bijl conceded, that it is not
the normal practice to launch a prosecution based on a charge of arson with
intent to endanger life simply on the basis that firemen will or may be injured
if they come to the scene of a house fire.
In all the circumstances, we can envisage that Mr French and Mr Tomlinson
could have made significant submissions which might have appealed to the jury
and led them to reject the notion that this particular fire was one which
objectively gave rise to a danger of life or limb to firemen and also made
submissions on the basis of the subjective test. We find it impossible to say
that the conviction is safe, and we would allow the appeal on that basis.
We turn then to the third ground, which has been conceded on all sides to
be the most important. It does indeed, though it affects Gray only, involve an
important point of principle. It should be remembered that Evans, who was
first on the indictment, had elected not to give evidence. His interview was
before the jury and was evidence in his case; but by the time Gray went into
the witness box, it was known that the contents of the interview were not going
to be confirmed by evidence.
The main complaint on which this ground is based relates to the fact that,
and the way in which, counsel for the Crown cross-examined Gray on Evans'
interview, a document inadmissible in Gray's case. We have had the advantage
of seeing a transcript of Gray's evidence, the thrust of which has already been
rehearsed. There were marked differences between his account in evidence (and
earlier in his interview) and that of Evans in his interview. It should also
be said that the officers who interviewed Gray put to him a number of passages
from Evans' interview, perfectly legitimately, and that the version of Gray's
interview put before the jury had been, by agreement, edited to exclude all
those questions relating to what Evans had said other than those bearing on
what happened at the scene; that is to say, in particular, to exclude the
question based on the Evans' account of the planning of the fire.
At quite an early stage in his cross-examination of Gray, counsel for the
Crown began to prepare the way for the introduction of a series of questions on
Evans' statement. The questions he addressed to the witness "were he and Evans
the best of mates at the time" and "had there been any falling out between
them", Mr Tomlinson suggests, were asked for the purpose of establishing that
Evans had no reason to tell lies about Gray. Mr van der Bijl sought to
suggest, in argument this morning, that those questions were addressed in
Gray's interest, in order to allow him to disclose the existence of any ground
that he might have for attributing to Evans a desire to lie about him. But we
are disposed to accept Mr Tomlinson's submission, as I think, in the end, Mr
van der Bijl really was, when we discussed the matter in the course of his
submissions, that what he was doing was preparing the witness in the way that a
cross-examiner does for the questions that he was about to ask.
Mr van der Bijl then put a copy of Evans' interview before the witness
(the jury already had it in front of them) and asked him a series of questions,
some of which we must quote. We begin with a passage on page 31:
"Q.
Let us just look at page 2 of Mr Evans'
interview, because this was an
interview given to the police when
you were not available. Now you are
available. Let us see what you can
say about it. At the bottom of page 2
you see Mr Evans says: 'Well, last
night I decided that I wanted to do
something.' Did he tell you that he
wanted to do something?
A.
No.
Q.
He did not?
A.
No.
Q.
You are his best friend?
A.
Yes. But he does not tell me
everything.
Q.
'But I just did and it probably is
not what there was. There was me
best mate Darren in the flat at
Folkstone.' So your best mate. Yes?
A.
Mm.
Q.
'Then we both decided to set fire to
the church.' Is that true, or is it a
lie?
A.
Well, I didn't decide to burn a church.
Q.
Is it true, or is it a lie, you both
decided to set fire to a church?
A.
As far as I am concerned that is a
lie.
Q.
Can I ask you then was there
anything that happened between the
time of your being involved in
something to do with a church and
your arrest that may have caused him
to want to lie about you? Anything
that you can tell this jury?
A.
Not that I can recall.
Q.
No. At the bottom you will see it
says: 'It was a mutual decision.'
Again, is that true or a lie?
A.
It's a lie.
Q.
Anything happened to make him want to
lie about you?
A.
No.
Q.
Then if you turn over to page 3, you
see at the bottom, towards the bottom,
about just up over halfway, Mr Leahy,
Detective Sergeant, is saying: 'All
three of you decided you were going
to do something.' Do you read that,
second Leahy from the bottom?
A.
Yes.
Q.
'All three of you decided that you
were going to do something"?
At
this point Mr Tomlinson intervened and suggested that this cross-examination
was inappropriate in the circumstances, but the Judge merely said that the
Crown were bound by the witness's answers. To Mr Tomlinson's suggestion that
the jury would find it difficult to adopt the direction which the judge would
give them on the evidential value of Evans' interview, the judge said that the
jury would understand the situation and the direction he had already indicated
he was going to give. He was plainly not disposed to accept Mr Tomlinson's
submissions. He characterised the questions as "perfectly legitimate". Crown
counsel then returned to the attack, saying this:
"Q.
Yes. Mr Gray, you may under
cross-examination by me change your
mind about what you said to the jury.
Are you still persisting in telling
the jury you had nothing to do with
the fire?
A.
Yes.
Q.
Then I am going to carry on. ...."
Mr
Tomlinson submits that, so far from carrying on, that was the point at which to
desist from what was in any event an impermissible line of cross-examination.
However, the questioning continued along the same lines for another page.
In support of his contention that the witness should not have been
cross-examined in this way because the effect of the questions was to seem to
confer on the interview of Evans a status which it did not enjoy, Mr Tomlinson
relied on observations in two cases in this Court: the recent judgment of the
Court in the Bridgewater Farm case,
Hickey
and others
(CA Transcript July 30, 1997, pp 276-290), and the case drawn to his attention
by Mance J in the course of the hearing of
Windass
89 Cr App R 258. The passages in
Hickey
and others
are directed to the cross-examination of the defendant Robinson on the
statement made by Molloy (another defendant), the statement ultimately impugned
in this Court. There were in that case grounds for some questioning. It is
unnecessary to go into them. We shall content ourselves with one or two
citations from the judgment. At page 276 Roch LJ said this:
"For
questions in cross-examination to create the impression (even inadvertently)
that a particular piece of evidence is evidence relevant to the case against
the defendant when it is not, is unfortunate, and it misrepresents the
position."
Roch
LJ then quoted a series of questions and answers, the last of which, together
with his comments, we cite the last question:
"Q.
You see Mr Robinson, just pause and see where we have got so far. Helen
Johnston, whom you trusted, referred to the conversation she said she heard.
Vincent Hickey, who you did not know, put you in for it. We will leave Michael
Hickey out just for the moment. Pat Molloy, and you were his best friend, also
put you in for this. Is that all just a coincidence?"
And
Roch LJ said this:
"Although
it was entirely proper for counsel to explore the relationship between Robinson
and each of the Hickeys, and whether Robinson himself was the source of what
they had been saying Robinson was not answerable for anything either of them
had said to the police or to anyone else. The fact that Vincent's and Molloy's
versions coincided was irrelevant to the case against Robinson, and he should
not have been invited to comment upon it. The last question was particularly
unfortunate because first it was 'comment', and second, by linking the claims
of Helen Johnston (a prosecution witness) Vincent Hickey and Molloy at the very
least counsel would have appeared to the jury to be affording to those two
defendants the status of prosecution witnesses and, more significantly,
affording to what those defendants had said to the police the status of
prosecution evidence which was admissible against Robinson. Counsel adopted
this approach more than once."
At
page 280 the Lord Justice quotes two questions:
"Q.
Molloy said in a statement that he
heard you say words to the effect
that the gun had gone off by accident.
Was Molloy inventing that?
A.
Yes.
Q.
Helen Johnston gave evidence to the
same effect that she heard Molloy
telling you to say it had gone off by
accident and she is wrong, is she?"
Roch
LJ commented on that:
"Once
again in that first question, at the very least counsel would have appeared to
the jury to be presenting to Robinson for his comment evidence which was
admissible against him."
Then,
after quoting another series of questions about what other defendants had said,
Roch LJ made the following observation (page 282):
"Once
again the impression created by these questions is that the prosecution are
relying upon exhibit 54 (as against Robinson) by equating its evidential status
with that of evidence given by prosecution witnesses. There can have been no
other purpose in the last three questions than to underpin the truth of exhibit
54 as against Robinson."
We
need not refer to other passages in this judgment which were relied upon by Mr
Tomlinson.
Windass
is a case which may or may not have been cited to the Court in
Robinson;
we are not aware whether it was. It is very much in point. The defendant and
his girlfriend had been charged with, inter alia, conspiring to steal;
alternatively, to handle stolen goods. Police, on searching his girlfriend's
flat, had found a diary containing entries which tended to incriminate her and
(subject to the admissibility) the defendant, against whom, however, it was not
evidence. The trial judge allowed him to be cross-examined at length on the
entries and what they meant. Allowing the defendants's appeal on the grounds
that this was a material irregularity, Lord Lane CJ said this (page 262):
"It
seems to us that there are two objections which should properly be made to that
line of cross-examination. First of all it is quite improper to ask a witness
to explain what a third party means by a document written by that third party.
No doubt if this witness had been more experienced, he would have said that
that was impossible, but then he would have run the risk of being thought to be
too clever. As it was, he found himself in the position of trying to explain
to the jury what a third party meant by a document written by that third party
without his collaboration."
We
pause to say that there is no suggestion in this case that that is what
occurred. But Lord Lane continued:
"Secondly,
perhaps more importantly, it is, in our judgment, quite improper for counsel to
take in his hand a statement which is inadmissible vis-a-vis the witness whom
he is cross-examining, let alone allowing the jury to have a copy of the
statement in their hands whilst he is doing that, and then to ask the witness
to explain, almost sentence by sentence, the highly damaging statements,
inadmissible against him, which the maker of the document had written.
It
is of course perfectly possible and perfectly proper for questions to be put in
cross-examination such as 'were you in such and such a public house on such and
such a day? Were you with such and such a person?' But to link it, as was
done here, with the contents of a document inadmissible against the witness
being cross-examined was, in our judgment, a matter which should not have
occurred."
The
judge in the present case made only two references to the status of interviews,
the first occurred when he was reviewing the evidence of Moon (page 19):
"He
says, does he not, inter alia, that as far as he was concerned with the first
defendant Evans that they set out deliberately to torch a church. If you look
at Mr Evans' interview, which is only evidence against him, as I have
emphasised several times before, he agrees that was so. There is some
confirmation which perhaps might assist you as to whether in fact on that
aspect of the matter Moon is telling the truth or not."
There
is a brief reference at page 32 where, dealing with the evidence of the
appellant Gray, he said this:
"He
maintained what he said in his interview with the police, which was the reason
that counsel was putting it to him, that he in fact if his friend Evans said in
interview that he had a part to play in it, it just was not true."
Mr van der Bijl, in his submissions to us this morning, accepted that it
was fundamental that where a defendant has said something in interview that is
evidence in his case alone. However, he argued, a defendant can adopt what is
said in the interview of another defendant either when it is put by the police
in the course of interviewing the defendant, or where in evidence he accepts
the truth of what the other defendant has said. Mr van der Bijl submits -- and
he tells us it is a familiar practice -- that it is legitimate to cross-examine
on the basis of the interview of one defendant to endeavour to obtain
admissions from the other. He says that the crucial matter is that the
evidence is before the jury and that the witness is able to say that he does
not accept the matter that is put to him, and that, if he does reject it, that
is an end of it, because the prosecution are bound by his answers. He submits
that, in reality, that was what was occurring in this case.
We have to say that we are unable to accept those submissions. As we have
already sufficiently indicated, we think that the cross-examination cannot have
been undertaken with any expectation that the witness might admit or adopt
those parts of Evans' interview. The general effect of it (whatever the
intention) seems to us to have been to deploy what Evans had said in interview
as thought it were evidence and thus to denigrate or otherwise undermine the
witness's own account. This was not a cross-examination which, as Mr van der
Bijl suggested at another stage of his argument, was a necessary prelude to his
asserting that the jury should reject parts of the evidence of the appellant
Gray; it was, to borrow the words used by Roch LJ, a cross-examination which
created the impression that the prosecution were relying on Evans' interview
against Gray "by equating its evidential status with that of evidence given by
prosecution witnesses" when in truth it was no evidence at all against Gray.
Mr van der Bijl, as we have indicated, tells us that this is a not
infrequent practice. If it is so, (and our experience does not suggest that it
is) we wish to state emphatically that it should not be so. Of course we are
not saying that it is never appropriate to ask a witness a question about what
appears in the interview of a co-defendant; there may be particular
circumstances in which that is permissible. What is certainly inappropriate,
as the case of
Windass
and the observations of Roch LJ in
Hickey
and others
show, is to use the interview, or statement, or whatever other inadmissible
document may be in question, as though it were evidence in the case against the
defendant being cross-examined. Certainly in a case such as the present,
where, as we have indicated, there can have been no sensible expectation that
Gray was going to adopt what Evans had said, such cross-examination should be
strictly avoided. If it is not avoided, the judge's task in making the jury
understand the evidential status of the interview or statement or whatever it
may be is made very much harder, and real prejudice may be caused to the case
of the defendant against whom it is inadmissible.
Incidently, we would observe that the learned judge's direction as to the
evidential status of the interviews was, so far as the summing-up goes, very
sparse and was certainly not the forthright and meticulous direction that might
have done something to cure the unfortunate effects that the cross-examination
may have had. We recognise, however, as counsel accepted and as the judge's
observations in the passage we have quoted show, that the judge had at some
earlier stage in the trial made reference to the evidential status of interviews.
Mr van der Bijl then argued that, even if the cross-examination in
question was inappropriate and should not have taken place and there had
therefore been an irregularity, the conviction was not unsafe. He referred to
the strength of the case against Gray. Undoubtedly it was a very strong case,
particularly when regard is had to his presence at the scene and the fact that
he broke the window. There was also the evidence of three witnesses
implicating him in planning or knowledge of the offence. But, having said
that, we are receptive to the submissions made by Mr Tomlinson that the Crown
plainly, and rightly, regarded the planning aspect of the whole episode as a
very important part of their case, and it was to that part of the case that
this cross-examination was directed.
We shall not lengthen this judgment by rehearsing the other submissions
that Mr Tomlinson makes in this connection, but undoubtedly he is correct in
saying that this was an important aspect of the case and the cross-examination
may have had a significant effect by leading the jury erroneously to conclude
that they could in some way set what Evans said in interview against what the
defendant Gray had said in evidence, when that was the very thing that they
should not have done.
In all the circumstances we cannot accept that the conviction remains safe
despite what occurred. In our judgment there is a real risk that it may have
been decisive in the jury's decision. Accordingly, on that ground also we
would allow the appeal.
We need not, in the circumstances, deal in any detail with Mr Tomlinson's
subsidiary argument based on the judge's refusal to allow him in his speech to
the jury to make points as to those parts of Evans' interview (and there are
some) which tend to suggest that Gray was not present at the conversation when
Moon was recruited to the venture. We are unimpressed with Mr Tomlinson's
contention that it should have been allowed because the relevant passages,
being exclusively statements against Evans' interest, had become admissible.
However -- and this is a good illustration of the sort of problems that arise
when proper procedures are not followed -- we cannot escape the conclusion
that, once this sustained and damaging cross-examination on the basis of an
inadmissible document had been allowed, fairness and justice required that Mr
Tomlinson should have been enabled one way or another to draw the jury's
attention to the equally inadmissible passages which pointed to the truth of
his client's account. However, for the reasons we have given earlier, the
appeals will be allowed and the convictions quashed.
(Submissions
re question of a retrial followed.)
LORD
JUSTICE HUTCHISON: Having considered the matter, we have concluded that there
ought to be a retrial in relation to both defendants.
MR
VAN DER BIJL: Much obliged.
LORD
JUSTICE HUTCHISON: We so direct. There are various matters to consider.
MR
VAN DER BIJL: Yes.
LORD JUSTICE HUTCHISON: We have already quashed the convictions. We direct
the preferment of a fresh indictment. How long do you want, Mr van der Bijl?
MR
VAN DER BIJL: I would have thought a matter of 28 days to prefer.
LORD
JUSTICE HUTCHISON: To prefer the indictment; and you appreciate you have to
have arraignment within two months?
MR
VAN DER BIJL: I thought two months, yes.
LORD
JUSTICE HUTCHISON: The question of custody or bail arises; have you a position
to take on that?
(Submissions
re bail application on behalf of the Appellant Gray only followed.)
LORD
JUSTICE HUTCHISON: Mr Tomlinson, we are prepared to grant bail in the case of
Gray. We shall do so on the following conditions:
that
he lives at 8 Boscombe Road, Folkstone;
that
he reports weekly on Saturdays at Folkstone police station, at times to be
arranged with the officers there;
that
he does not in any way communicate or attempt to communicate, whether in person
or in writing or by telephone or by any other means, with any of the persons
who were witnesses for the Crown in this case.
MR
FRENCH: May I take, my Lord, the Court's order is therefore that there is no
substitution of an alternative verdict in relation to the principal count
against Evans?
LORD
JUSTICE HUTCHISON: We have not quite concluded the discussions on that. I
understood you to be saying that you were inviting us to substitute a verdict.
MR
FRENCH: My Lord, I am certainly happy with that; it is just to clarify it.
Because as far as I can see, we are happy, as it were, to run the retrial on
the basis that there is in existence a conviction. So I am certainly not
unhappy, if that is what the court orders.
LORD
JUSTICE HUTCHISON: And if we do not order that, your stance will be exactly
the same, presumably, because you will be effectively doing what you did last
time.
MR
FRENCH: I will be back to where I was in July 1993; but I do not mind either
way.
LORD
JUSTICE HUTCHISON: If we do substitute a conviction, then you will want to
address us on sentence?
MR
FRENCH: I think that therefore follows.
LORD
JUSTICE HUTCHISON: Yes.
(Discussion amongst members of the Bench.)
LORD
JUSTICE HUTCHISON: Mr French, we have certain misgivings about substituting a
conviction, not -- let me hasten to say -- that we in any way doubt what you
have told us about what might be, but because the legal position may not be
entirely clear and there might conceivably be difficulties. Have you any
application to make in relation to that?
MR
FRENCH: No. If that is the Court's view then --
LORD
JUSTICE HUTCHISON: We have to deal with bail or custody.
MR
FRENCH: In that respect, I have no application.
LORD
JUSTICE HUTCHISON: You are content for him to remain in custody?
MR
FRENCH: My Lord, I think so. He is not here. May I say, I have no direct
instructions today. But looking generally at it, to have that young man now
granted bail when it may be that, even if he were convicted of simple arson, it
would be a cruelty to him. So I do not make the application.
LORD
JUSTICE HUTCHISON: I see what is in your mind. I quite follow that.
In that case, we simply quash the conviction and we do not substitute a
conviction.
What about the venue of the retrial? Are you content with Maidstone or do
you want it moved to another?
MR
TOMLINSON: I would certainly make an application. I have in mind Croydon,
where many Kent cases are remitted. If this Court has the power to order a
retrial at Croydon Crown Court then I certainly make that application.
LORD
JUSTICE HUTCHISON: Mr French?
MR
FRENCH: A change of venue. I am pretty neutral about Croydon, but away from
Kent please, my Lord.
LORD
JUSTICE HUTCHISON: Mr van der Bijl, do you have any submissions to make?
MR
VAN DER BIJL: That should not cause any difficulties. It is common practice
for some Kent cases to go to Croydon because of spillage.
LORD
JUSTICE HUTCHISON: We direct the retrial takes place at Croydon.
© 1998 Crown Copyright
BAILII:
Copyright Policy |
Disclaimers |
Privacy Policy |
Feedback |
Donate to BAILII
URL: http://www.bailii.org/ew/cases/EWCA/Crim/1998/626.html