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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Steel, R v [2003] EWCA Crim 1640 (10 June 2003) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2003/1640.html Cite as: [2003] EWCA Crim 1640 |
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COURT OF APPEAL (CRIMINAL DIVISION)
ON APPEAL FROM LEEDS CROWN COURT
(BOREHAM J)
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE HENRIQUES
and
MR JUSTICE TREACY
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Regina |
Respondent |
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- and - |
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Anthony STEEL |
Appellant |
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Smith Bernal Wordwave Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Mr John Kelsey-Fry QC for the Crown
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Crown Copyright ©
Lord Justice Rix:
"Mr Steel was released on licence in 1998. We are allowing this appeal and quashing his conviction in the light of new evidence from both defence and Crown consultant psychologists, which we accept, indicating that Mr Steel is and was mentally handicapped and at the borderline of abnormal suggestibility and compliability; and, therefore, a significantly more vulnerable interviewee than could have been appreciated at the time of trial.
"The essential question left to the jury in the summing-up of Boreham J was whether Mr Steel's confession was voluntary and true; or whether, as he said, it had been produced as a result of the circumstances of his detention and interviews and had been put in his mouth by police insistence and suggestions. On that issue, the jury did not have the benefit of the new psychological evidence as to Mr Steel's vulnerable personality.
"We are satisfied, as is the Crown, that if the jury had had the benefit of that evidence it could have made a significant difference to their thinking.
"In the circumstances, we cannot regard this conviction as safe and the appeal must be allowed. Other matters in support of this appeal have also been argued, which we will consider further. Our full reasons, of which this is only an indication, will be handed down in due course."
The case in outline
The interviews
"I was shouted at. I first denied that I had anything to do with the killing and later I said I must have done it and I said this because of the pressure by Mr Falconer. I asked him for a solicitor, I was told that I would get one when they had finished. I was shaking, shifting on the chair, moving my hands around, I had not done it…I told him that I had not done it but he just would not take no for an answer…"
and the judge continued: "and that really is the essence of his contention here, that he was being pressurised and being thus pressurised he simply accepted all that was being put to him. In other words, the whole note of that interview, do you understand, was distorted…"
"I stopped there near to a stone wall. There were a few stones out of the stone wall just there where I stopped…As she just got by me she looked at me and I just put my arm out…and I tried to kiss her, but she pulled away…We had a bit of a tiff (Q A tiff?) a struggle you know. She sort of got away from me and went over the wall…screaming…and I just wanted to explain that I just wanted a date. I jumped over the wall after her and chased her...I caught hold of her like this (Indicated with his left arm making a gesture as if grabbing someone from behind)…I was trying to stop her struggling…I was panicking because she was screaming and she sort of fell onto the floor as we were struggling…We were just struggling on the floor, struggling on the floor, just struggling…I kept on saying that I just wanted to talk to her. Then suddenly she just wasn't moving. I remember looking at her eyes were sort of open…I don't know but that key ring was hanging off her bag I just took that…"
There was no mention of use of any stone or other weapon.
"There has been, as I understand it, some criticism of that…So far as that Chief Superintendent was concerned he was, you may think, entitled to take the view that he ought to ask some questions. Don't forget, this was a situation where 18 months and more had passed since that girl died, and as you and I know, with the possible exception, and it is for you to judge that, of that key ring with the fish, apart from that there was nothing, and there is nothing to connect this young man with that murder save only what he has said about it. It is right, therefore, you may think that great care should be taken in that regard…"
The fish key ring
The issue for the jury
"So it is that the matter becomes even simpler, and it is this. In the end do you accept what the Police say he said to them as truth? If it is you may think it amounts to a complete confession and he is guilty. If you do not, if you think that what he is alleged to have said is really, or even may be, if you are in doubt, no more than a produce of a sinister conspiracy, for that is what it amounts to, by those policemen who put words into his mouth that would convict him of murder, if you think that may be true then he must be found not guilty…At the end of the day you may think that is really the sole question, "Am I sure that what he said he said of his own free will and truthfully?""
"The question you will have to resolve is simply this. Were the answers which he gave and the contents of the statement that he made true? If the answer to that is a sure yes, as I have said, you may think that is conclusive. If the answer is no or we are not sure then equally it should be conclusive in his favour, not guilty."
"If you are satisfied so that you are sure, and this applies to all the interviews, that what the Police have said is correct, or substantially correct, why then, you may think, that is conclusive of the case, against the defendant. If, on the other hand, you are not so satisfied and you think that what the defendant says, even may be true, though you are not sure, you are left in a state of doubt in other words, why then there really is no evidence against this young man."
"It is right to say that if what he says is true or you think may be true, well then there has been a most shocking and cynical conspiracy against him, a dreadful thing. A conspiracy that goes so far so that the Defence case is to saddle him with the crime of the enormity of murder, That is what it comes to."
That presumably reflects the way in which the defence case was put.
The appellant
"Although Steel's psychological testing indicates his Intelligence Quotient is only 67, I believe this is an underestimate and clinically he is of dull normal intelligence."
"It is said of him, and I say this without, I hope, giving offence, that he is not very bright intellectually. Well, you have seen him and you have heard what has been said about him. I repeat, it is for you to judge it and nobody else."
There was no psychiatric evidence about him at trial, however.
The judge's rulings and the 1981 applications based upon it
"Quite apart from that, the situation was this. There was a submission made in the absence of the jury – a trial within a trial – that these statements, and particularly the written statement, had been extracted from the Applicant by means of oppression or possibly breach of the Rules or possibly unfairness. The Applicant did not see fit to give evidence on the voire dire, thus so far as the oppression allegation was concerned the judge had only one set of facts (those presumably given by the police) on which to come to his conclusion. It is not surprising therefore that he came to the conclusion that he did, namely that oppression had been disproved…"
On this basis, there had been a more general submission.
"The Detective Chief Inspector [sc Superintendent] in charge of this case had before him the alleged written confession, parts of which I have already read. He had also the knowledge of the sort of person it was who was alleged to have made the statement. If, without further ado, he had charged the man then no doubt that would have been the subject of criticism. If he took steps to ensure that he was not charging someone who had made a false confession, then again he was going to be subject to the very criticism to which he has been subject in this court. This court is very far from saying that the Detective Chief Inspector was wrong in not immediately charging this Applicant after the written confession, but assuming that he was wrong and assuming that he should have charged the defendant immediately, and even assuming that having charged him then it was improper to go and see him to ask him any further questions, it seems to us nevertheless that the evidence contained in the statement itself, coupled with everything else…was ample evidence for the jury to come to the conclusion that they did." [emphasis added]
"In those circumstances it seems to us that the judge was at the very least entitled to point out to the jury, in clear terms without fudging the issue, the suggestion which was being made against the police; namely that it was a cold cynical conspiracy to convict an innocent man of murder."
The new psychiatric evidence
"The distinction between suggestibility and compliance as these traits are defined and measured by the Gudjonsson scales is that suggestibility requires personal acceptance by the subject of the information provided or requests made, whereas compliance refers to the tendency of an individual to accede to propositions, requests or instructions put forward by others even though he may privately disagree with what is being put to him."
"Mr Steel's allegations concerning the pressures which were placed upon him during the interviews are not supported by the records of the interviews contained in the witness statements of the police officers. The interviews however were not tape recorded but were contemporaneously hand recorded and in my opinion there is some reason to question whether the records contained in the witness statements constitute a full and comprehensive record of the interviews. Some interviews appear to me to contain very much less material than one would expect given the length of time they occupied. In addition there are very substantial disparities in the quantities of material yielded by different interviews and by different parts of the same interview. I have set out on a separate sheet the calculations upon which I have based this assertion…"
"Mr Steel has a Full Scale IQ of 74, is educationally retarded and abnormally suggestible and is thought to have been potentially vulnerable in the context of the police interviews.
Further sources of vulnerability at the time of the interviews were his youth, his lack of previous experience of being questioned under caution and the fact that he had no access to legal advice…"
"The present scores therefore provide no evidence of abnormal suggestibility but do provide evidence of abnormal compliance. Very small changes in the actual scores have brought this about and in my opinion it would be consistent with the test evidence to perceive Mr Steel as functioning near the borderline in the case of both suggestibility and compliance.
"In my report dated 11.4.1996 I pointed out that measures of interrogative suggestibility had not been developed at the time of Mr Steel's trial and the same is true of measures of compliance.
"The results obtained in the present assessment have not caused me to change the opinions expressed in my report dated 11.4.1996. It remains my view that Mr Steel was potentially vulnerable in the context of the police interviews by reason of his level of intelligence, now estimated to fall within the mental handicap range, and his levels of suggestibility to which I would now add compliance. Other potential sources of vulnerability listed in my earlier report which I repeat here were his youth at the time, his lack of any previous experience of being interviewed under caution and his lack of any access to legal advice until after the police interviews had been concluded."
"I feel that this difference in score may well be associated with examiner variables, and it seems feasible that Mr Steel might be more likely to give way to a male examiner. This may have implications for Mr Steel's behaviour when he was interviewed by the Police, if his interrogators were mainly men.
"Overall, Mr Steel's scores show a strong tendency towards suggestibility and to agreeing with the interrogator when put under interrogative pressure. Any confession must be considered to be of dubious validity."
"Mr Steel is functioning within the learning disabled range. He is also highly suggestible to interrogative questioning and any confession obtained from Mr Steel would be unsafe. If Mr Steel were interviewed by the Police at the present time, he would need to have a responsible adult present at all times during the interview."
R v. King
"We were invited by counsel at the outset to consider as a general question what the approach of the Court should be to a situation such as this where a crime is investigated and a suspect interrogated and detained at a time when the statutory framework governing investigation, interrogation and detention was different from that now in force. We remind ourselves that our task is to consider whether this conviction is unsafe. If we do so consider it, section 2(1)(a) of the Criminal Appeal Act 1968 obliges us to allow the appeal. We should not (other things being equal) consider a conviction unsafe simply because of a failure to comply with a statute governing police detention, interrogation and investigation, which was not in force at the time. In looking at the safety of the conviction it is relevant to consider whether and to what extent a suspect may have been denied rights which he should have enjoyed under the rules in force at the time and whether and to what extent he may have lacked protections which it was later thought right that he should enjoy. But this Court is concerned, and concerned only, with the safety of the conviction. That is a question to be determined in the light of all the material before it, which will include the record of all the evidence in the case and not just an isolated part. If, in a case where the only evidence against a defendant was his oral confession which he had later retracted, it appeared that such confession was obtained in breach of the rules prevailing at the time and in circumstances which denied the defendant important safeguards later thought necessary to avoid the risk of a miscarriage of justice, there would be at least prima facie grounds for doubting the safety of the conviction – a very different thing from concluding that a defendant was necessarily innocent."
"There is, however, now evidence that the appellant was significantly less intelligent and more vulnerable than was understood at the time, and abnormally ready to accept what was put to him. That is exactly what the appellant had claimed had happened…"
"Mr Thorn Q.C., who has represented the Crown and made submissions with notable skill and moderation, submits that nothing in truth has altered. Some of the answers given by the appellant to the police officers, he submits, betrayed a knowledge of detail which is inexplicable on any basis other than guilt. He points out that the jury saw and heard the appellant and had every opportunity to form an impression on him. He tells us, and we have no reasons to doubt, that the appellant performed very badly as a witness. He contends that the delay in presenting this challenge undermines his credibility. He furthermore points out, quite rightly, that no criticism is or could be made of the trial judge or those representing the appellant at the trial.
"These are fair points properly made and this is not on any showing a case where it could be said that the innocence of the appellant is established. But we are concerned not with innocence but with the safety of the conviction. The Crown's points, although properly made, do not confront the real problem: whether, in a case which depended solely on the reliability of the appellant's confessions, improperly obtained, the appellant is now scientifically shown, as he could not have been shown at the time, to be highly abnormal in respects directly related to the reliability of the confessions and in a way which throws doubt on their reliability.
Had the defence had the benefit of this new expert evidence, there would have been strong grounds for seeking the exclusion of the confession evidence under sections 76 and 78 of the Police and Criminal Evidence Act 1984, and possibly even section 77. Had the jury heard the confession evidence, but also heard the expert evidence of Mrs Tunstall, it would in our judgment have been very hesitant indeed to convict the appellant on the strength of his uncorroborated and retracted confessions, and rightly so. In the light of this new evidence we feel bound to regard the appellant's conviction as unsafe and we accordingly quash it."
Discussion.
"If it appears to a police officer that a person (whether a witness or a suspect) whom he intends to interview has a mental handicap which raises a doubt as to whether the person can understand the questions put to him, or which makes the person likely to be especially open to suggestion, the officer should take particular care in putting questions and accepting the reliability of answers. As far as practicable, and where recognised as such by the police, a mentally handicapped adult (whether suspected of crime or not) should be interviewed only in the presence of a parent or other person in whose care, custody or control he is, or of some person who is not a police officer (for example a social worker)."
The exclusion of Mr Taylor's evidence
Other matters
"This would suggest that Carol was face down and struck with the boulder (rather than face up and struck against it) and does not concur with Anthony Steel's confession in which he states he noticed she wasn't moving and that her eyes were open suggesting she was face up."
Conclusion