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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Peace, R. v [2022] EWCA Crim 879 (29 June 2022) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2022/879.html Cite as: [2022] EWCA Crim 879 |
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ON APPEAL FROM The Crown Court at Wolverhampton
Mr Justice Linden
T2020/7144
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE WARBY
and
SIR NIGEL DAVIS
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PHILIP DAVID JOHN PEACE |
Appellant |
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- and - |
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REGINA |
Respondent |
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Mr A D Smith QC (instructed by The Crown Prosecution Service) for the Respondent
Hearing date: 31 March 2022
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Crown Copyright ©
Lord Justice Fulford:
"The Brain Injuries in Overview
78. Allow me to draw together these various strands of expert evidence concerning Summer's brain injuries for a moment.
79. There appears to be little dispute that there was evidence of older, subdural bleeding as observed by Professor Al-Sarraj under the microscope. The issue for you will be whether that older bleeding represents another event in which Summer suffered deliberate, traumatic injury or whether it may represent, for example, bleeding that can occur during the birth process.
80. In relation to Summer's death, the prosecution anticipates that there is little dispute about the location, type and ageing of the recent brain bleeding and associated changes identified in Summer. Instead, the focus of your assessment will be on whether the head injuries explain Summer's collapse and, if so, how were they caused.
81. Was it that Summer collapsed as a result of pneumonia and Mr Peace unintentionally caused brain injury when handling her before the 999 call? Was it, for example, that Summer's earlier brain bleeding exacerbated the degree of bleeding she suffered on 8th September? Or was it, as the prosecution say the evidence will demonstrate, that her head injuries were caused by the deliberate actions of the defendant shaking Summer, perhaps also impacting her head on a soft surface at the same time?"
"I turn then to the older subdural bleeding. Again, by way of a signpost, you will appreciate that this is said by the prosecution to be evidence of an earlier episode of shaking. That is denied by the defendant who said there'd been no such earlier episode of shaking. He suggests that the evidence of older subdural bleeding may be related to bleeding during the birth process, and that there may have been rebleeds after that. He says that, if there was scarring originating in the older bleeding, that may have contributed to the acute bleeding, the more recent bleeding. Now, looking at the evidence about those arguments, under the microscope Professor Al-Sarraj also found evidence that there'd been a bleed in the past. He said that this was in the form of minute amounts of the by-products of healing. So, he wasn't actually seeing blood, he was seeing signs that indicated there'd been healing after a bleed. He said that these traces were found in the same three compartments as the more recent subdural bleeding, and that the evidence of the older and more recent bleeding was mixed and close together. He said that he estimated that the older bleeding had taken place a few to several weeks earlier, and it was hard to estimate how much bleeding there had been as the blood is reabsorbed by the body. In relation to the causes of the bleeding, he considered the possibility that the older subdural bleeding was caused during the birth process, but he thought that was unlikely for two reasons. Firstly, he pointed out that Summer was born by caesarean section where, he said, the pressures on the head are generally significantly lower than when the baby is born by natural delivery. He said that there may be subdural brain bleeding in children born by caesarean section where, for example, forceps have been used to help the process, but that, in general, this was a great deal rarer than subdural bleeding in natural childbirth cases. The second reason he gave was the age of the bleeding. He said that it had taken place weeks rather than months earlier, and that it had taken place, in his view, more recently than five months ago when Summer was born.
Professor Al-Sarraj told you that he saw no evidence of any natural disease that might be the cause, nor of any malformation of tumour, but he would defer to the clinicians as to whether there was any issue with Summer's system of coagulation. In the agreed facts, the evidence is that there was no problem with blood coagulating once there'd been bleeding. He said that his preferred explanation for the older bleeding was trauma. He accepted that there was older subdural bleeding in all of the samples, and that that might be evidence which supported there being more than one episode of earlier bleeding, though it was impossible to be certain of it being one episode, and that the traumatic opening up of an old site might confuse the issue as to the timing of the older subdural bleeding. He also said that he'd considered whether the older bleeding could have led to the more recent bleeding and concluded that that was unlikely. He said that the sites of the older bleeding had healed completely and, in his view, did not contribute to the more recent bleeding. He said that the earlier bleeding had not left blood vessels which were fragile and at increased risk of rupture. So, that Professor Al-Sarraj on this topic. Dr Jayamohan also said that, in normal babies, the risk of subdural bleeding where there has been birth by caesarean section was very low. He said it might happen where forceps are used as part of the caesarean section process, but that had not been the case here. He said that hypermobile spectrum disorder may be associated with greater vascular fragility, but that there was no evidence of it causing spontaneous bleeding. He said that nor would he associate HSD with spontaneous bleeding over the brain more generally.
He ultimately said that it was very unlikely that the old bleed had led to the new bleed, but that, when HSD was factored in, he would modify that to unlikely, rather than very unlikely, but he couldn't exclude the possibility given that fresh bleeding was in the same compartments as the old bleeding. Dr Jayamohan also said that his preferred explanation for the older bleed was a traumatic event looking at the evidence overall. He said that the event would have to be a memorable event and would be recalled by a carer, although he said that, in his experience, those who were caring for more than one child -- in this case three -- may give a more hazy history and, therefore, may not recall the traumatic event that caused older subdural bleeding. So, those were the prosecution witnesses. Dr Herron's view was that the subdural blood vessels in this case were active and could, therefore, have bled with minimal trauma. He said that there was under reporting of subdural bleeding in the birth process, but he couldn't with any confidence that they could be birth related. He was asked, you may recall, three times, by Mr Smith, whether he accepted that caesarean section is a less traumatic birth process from the point of view of the risk of subdural bleeding in the brain, but he maintained that he did not know, one way or the other, as he had no expertise in obstetrics. He said that he had no reason to disagree with the evidence given by other witnesses, such as Mr Evans and Mr Jayamohan, but this was outside his area of expertise. He did, however, agree that this type of bleeding was uncommon in caesarean section cases and that, in general terms, it was unlikely that birth was the explanation for the older bleeding, although the fact that Summer probably had HSD needed to be taken into consideration. Dr Herron also said it was impossible to say whether there'd been one or more than one older bleed, although this was potentially the case. He thought it was very difficult to date the subdural bleeding where it was more than two to three days old, and it was impossible to say, in this case, whether it was weeks rather than months old. So, he disagreed with that aspect of Professor Al-Sarraj's evidence. He said he couldn't say whether the older bleeding was a contributing factor to the fresh bleeding. Mr Richards said that he didn't see evidence of older subdural bleeding, but he'd not looked at the brain under the microscope as Professor Al-Sarraj and Dr Herron had. He said that the subdural bleeding could occur in caesarean section births but, in cross-examination, he accepted that the likelihood of this being the explanation for any older bleeding was low, and that if it was not birth then it was trauma. He said that trauma was one of the main possibilities. So, that is a summary of the evidence about the different aspects of the bleeding in the brain and the spine.
"The following is not intended to be an exhaustive statement of the principles involved. We simply extract the following. The Court is concerned with the safety of the conviction. A conviction can never be safe if there is doubt about guilt. However, the converse is not true. A conviction may be unsafe even where there is no doubt about guilt but the trial process has been "vitiated by serious unfairness or significant legal misdirection" as in Smith (Patrick and Others) and in Weir. Usually it will be sufficient for the Court to apply the test in Stirland (1945) 30 Cr App R. 40, [1944] AC 315, which, as adapted by Mr Perry, might read:
"assuming the wrong decision on law or the irregularity had not occurred and the trial had been free from legal error, would the only reasonable and proper verdict have been one of guilty?"."
He submits that the only answer to that latter question in the present case is "no" and that, as a result, the conviction should be quashed. The single judge, in contrast, highlighted that the real issue for the full court is whether the conviction was unsafe as a result of this omission.
50. Leading counsel for the respondent, Mr Andrew Smith Q.C., addressed the jury in his closing speech as follows, "If you are sure that the older bleed was caused by trauma […]" in the context of the evidential significance of this earlier suggested instance of the appellant unlawfully shaking Summer. The appellant submits that whatever may have been said by either leading counsel, it was critical that the direction came from the bench, as part of the directions in law, rather than from counsel as part of their argumentative submissions.
"16. The Prosecution say that the Defendant is guilty of murder because he caused Summer's collapse and subsequent death by shaking her and, depending upon your view of the evidence, striking her head against a soft surface and because, when he did so, he intended to kill her or, at least, to cause her really serious injury. By "shaking" the Prosecution mean a shaking action by the Defendant before Summer's collapse which went beyond the bounds of normal handling and caused her collapse, and not the Defendant's description of picking her up only after she had collapsed.
17. The Defence case is that Summer collapsed as a result of pneumonia, choking on milk, or some other unknown cause and that when the Defendant then picked Summer up he inadvertently caused her brain and eye injuries, aspects of which were made more likely or compounded by other factors such as Hypermobile Spectrum Disorder, CPR and raised intercranial pressure. The Defendant denies shaking Summer and he denies intending to kill her or cause her really serious injury.
18. A person is guilty of murder if he or she unlawfully kills someone, and at the time of doing so, intends to kill that other person, or at least intends to cause them really serious harm. In order to prove murder the Prosecution must make you sure that:
a. The Defendant's behaviour was unlawful; and
b. The unlawful behaviour caused the death of Summer Peace; and
c. At that time, the Defendant intended either to kill Summer Peace or to cause her at least really serious harm."
"108. In many criminal cases, of course, a jury may be made sure of guilt, viewing the individual strands of evidence cumulatively, even though each individual strand of itself may not suffice to justify a conviction to the criminal standard. Nevertheless, […] we accept that, as Mitchell confirms, the criminal standard can apply to an individual element of the prosecution case such as disputed bad character evidence. (A Lucas direction on lies is another example where the criminal standard is the applicable standard and a direction to that effect is normally given.) The very fact of this appeal on this ground thus indicates that it would no doubt have been better for the judge, even if very shortly, to have included in her bad character direction a reference to the criminal standard ("so that you are sure") in circumstances where there was an issue of whether the defendant had been trying to mislead the jury and had derived money from illicit sources. The current version of the Compendium also would suggest that: although, it might be noted, such words had not featured in the relevant remarks in the seminal case (on propensity) of R v Hanson [2005] EWCA Crim 824; [2005] 1 WLR 3169, as to how a summing-up in such a context should proceed: see para 18 of the judgment. But be that as it may, a failure to do so does not necessarily mean in any given case that a conviction is necessarily unsafe.
109. Viewed in the round, whilst we accept that the jury in this case needed to be sure, if to rely on this point, that the defendant had given a false impression (in that he had not been living entirely off legitimately acquired funds and that some or all of the cash deposits derived from criminality) we consider that that was sufficiently conveyed, overall, by the summing up; and in any event the lack of more specific direction on the standard of proof in dealing with the false impression issue was, in the circumstances of this case, not sufficient to render the conviction unsafe.
110. We should, in this respect, add that, with an intervening interlude of over seven years from the trial, we entertain considerable concerns that this whole issue of conveying a false impression is now being given a far greater prominence than it had acquired at trial, given the realities of this trial as revealed on the papers before us. This at least surely also finds some reflection in the fact that very experienced trial counsel agreed this direction at the time and thereafter saw no basis for it grounding an appeal following conviction. As stated in R v Hunter [2015] EWCA Crim 631; [2015] 1 WLR 5367, quoting from Renda (cited above), even if there has been a misdirection on bad character it does not follow that the conviction will be quashed. And the court in Hunter also went on, at para 98, to say this:
"We should also add that if defence advocates do not take a point on the character directions at trial and/or if they agree with the judge's proposed directions which are then given, these are good indications that nothing was amiss. The trial was considered fair by those who were present and understood the dynamics."
We think, given the circumstances, that those observations are directly in point on this appeal."