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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> BKY & Ors, R. v [2023] EWCA Crim 1095 (29 September 2023) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2023/1095.html Cite as: [2023] EWCA Crim 1095 |
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ON APPEAL FROM THE CROWN COURT
AT NEWCASTLE-UPON-TYNE
HH JUDGE JAMESON KC
T20217333
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE HOLROYDE
MR JUSTICE FOXTON
and
SIR NIGEL DAVIS
____________________
"BKY" CLAYTON OWEN SONNY SMITH JOE LATHAN LEIGHTON MAYO BLAINE SEWELL "AGN" "BGS" GRANT WHEATLEY CALUM MADDISON |
Appellants |
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- and - |
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THE KING |
Respondent |
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M McKone KC and P Morley (instructed by CPS Appeals and Review Unit) for the Respondent
Hearing date: 6 July 2023
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Crown Copyright ©
Lord Justice Holroyde:
The facts:
The evidence at trial:
The timetable of the trial:
"It may be that the issues you are asked to consider will be different either or in expression or in substance, and you must listen with care to the submissions on behalf of each defendant when they are made."
The challenged rulings:
(1) Mayo: application to dismiss:
(2) Mayo: submission of no case to answer:
(3) BGS: bad character evidence in relation to the deceased:
The summing up of the facts:
"I am not, obviously, going to remind you of every word that every witness said: that would take far too long and it isn't necessary; but you will make your decisions, please, based on all of the evidence, and so, as I directed you a couple of weeks ago, if I fail to mention something that you recall and consider important, you give it the weight you consider it deserves. Equally, and I will extend this invitation now, if it is thought by anybody, prosecution or defence, that I have got anything wrong in my review, I would welcome corrections. Equally, if I don't mention something that a particular counsel would wish me to mention because they consider it important for you to have it in mind, then I will invite them to say so before I've concluded the review of the evidence."
"… a thumbnail sketch, and this really is a thumbnail sketch, of each defendant's case for and against, essentially, and the arguments that you have been asked to bear in mind."
The appeals:
The grounds of appeal against conviction:
Summary of the submissions:
"I note, incidentally, that anybody can call a witness. There's no property in a witness. Anybody can call a witness, including the defence, and I think the submission was that you should conclude that [BKY] might have been defending himself against somebody holding a bottle, but there was simply no evidence of that."
"Q: Were you about to kick Jack in the head?
A: No.
Q: How are you so sure?
A: I don't know, I can't remember, I don't think I would.
Q: Why not?
A: I don't know. I might have, I might not have, I don't know.
Q: You do realise what you've just said? I want you to think about it.
A: I might have, I might not have. I don't know."
Mr Lamb submits that this intervention was not intended to be helpful, and that the judge's questions implied a degree of hostility towards the appellant.
"Q: Since you were arrested, have you thought every single day about what you did?
A: Yeah, I have."
Mr Lamb submits this question suggested to the jury that the appellant had feigned a loss of memory, and was a further demonstration of judicial hostility towards the appellant.
"It is accepted that each of the defendants was present at the scene of the attack on Jack. However, some defendants assert that a witness or witnesses who have named them are mistaken in attributing specific aspects of the attack on Jack Woodley to them. Where it is not disputed that the acts which the witness is describing took place, you may in any event use the fact that someone was acting as the witness describes as evidence in the case generally, but before you could use the evidence for or against a defendant who has been named specifically as applying to him, you would have to be sure that the witness has correctly identified the person he or she saw doing the acts described.
In each case where a witness has named a defendant the witness is relying on recognition. This is not a case of witnesses watching complete strangers and later purporting to identify them. That's why there were no identification parades, because obviously if you recognise somebody, there is no point in having an identification parade, because they're going to say 'Yes, that's the person' because you know who they are. So, it's recognition rather than identification."
"… you must understand that that document will have been drafted by his own legal advisers, not Mr Smith or his barristers, his solicitors, but all criminal solicitors know what self-defence is and they know that if self-defence is being alleged by a client, it goes into the defence statement. So you may take it that nobody representing Grant Wheatley believed that he was asserting self-defence when that document was served on the prosecution. You know how to address the fact that he didn't mention it there because it's in the directions. You are entitled to conclude that it's because it's something that he has made up since. It's up to you whether you think it's right to do so."
Mr Smith submits that the jury would have had the clear impression that neither the appellant's lawyers nor the judge believed that the appellant was acting in defence of another. He submits the judge's words amounted to a judicial direction to disbelieve the appellant's case.
Mayo: appeal against sentence:
"I consider that the mitigating features significantly outweigh the aggravating feature and the 14-year minimum term that would otherwise be appropriate should be substantially reduced. It can't be reduced as far as in the cases of those with positive mental health difficulties, but I reduce it as close to that as I feel I can."
The judge then specified a minimum term of 11 years, which was reduced to 10 years 202 days to reflect time in custody and subject to a qualifying curfew.
The legal framework:
"Interventions to clear up ambiguities, interventions to enable the judge to make certain that he is making an accurate note, are of course perfectly justified. But the interventions which give rise to a quashing of a conviction are really threefold: those which invite the jury to disbelieve the evidence for the defence which is put to the jury in such strong terms that it cannot be cured by the common formula that the facts are for the jury and that you, the members of the jury, must disregard anything that I, the judge, may have said with which you disagree. The second ground giving rise to a quashing of a conviction is where the interventions have made it really impossible for counsel for the defence to do his or her duty in properly presenting the defence; and thirdly, cases where the interventions have had the effect of preventing the prisoner himself from doing himself justice and telling the story in his own way."
"We find it difficult to reconcile that approach with the cardinal obligation that the judge should remain impartial, leaving the decisions on the facts to the jury. Indeed, we suggest it is difficult to envisage cases in which it will be appropriate or of assistance to the jury for the judge to reveal his or her personal views as opposed to providing an impartial analysis of the cases for and against the prosecution and the defence."
"The judge is perfectly entitled to comment on the evidence by pointing out matters which may tend to support or undermine either party's case on an issue, nor is there any requirement that a summing up should be balanced in the sense that a judge should seek to compensate for a weak case or downplay a strong one. What is vital is, first, that the judge should not trespass on the role of the jury by telling them what conclusions they should draw on matters which are for them to determine and, second, that the judge's review of the evidence should be objective and impartial and not skewed unfairly in favour of the prosecution or the defence."
"… the guiding principle must always be balance and fairness. An objective marshalling and presentation of the evidence is a feature of every good summing-up. Furthermore, a balanced presentation of the cases being advanced by the prosecution and the defence may require the judge to point out matters which support or undermine the case of either or both of the parties. It is clear that there is no blanket ban upon trial judges expressing a view based upon an analysis of the evidence which may be adverse to either the prosecution or the defence. However, careful consideration should always be given before a judge decides to express a view rather than presenting matters that support or undermine each party's case impartially for the jury's consideration and determination. What is critical is that the judge's presentation and any expression of the judge's personal view must be justifiable by reference to the twin touchstones of balance and fairness. That will involve a careful and judicious use of language."
Analysis – the appeals against conviction:
"And finally, he submits – and he is on solid ground here – that there is no other evidence in the case about [Mayo]. There simply isn't any, apart from what you see on lines 12 to 14, which you need to interpret in the light of your conclusions about what was going on at that time and what's led up to it. So, that's it. That's the issue in his case."
In our view, that was an accurate and fair encapsulation of the case, in circumstances where the evidence provided a narrow, but sufficient, basis for the verdict to which the jury came. This appellant can in those circumstances derive no support from criticisms made by others about the summing up of their cases.
"Judge: Sorry, not the head. You are quite right. He was being held in a headlock. That's why he couldn't stamp on his head. That's what he explained and so he was aiming, I am sorry, for the body. Thank you – stamp on Jack, but not on his head because he was being held in a headlock.
Counsel: Your Honour, he didn't say that was the reason he stamped on his back. He said at the time there was a headlock and he tried to stamp on the back.
Judge: Yes, the part that he could see.
Counsel: He didn't say anything like 'Were it not for the headlock, I would have stamped on the head'.
Judge: Yes, thank you. Thank you. Right, so there is it. That's the situation …"
Analysis – the appeal against sentence:
Conclusions: