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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Attorney General's Reference On A Point of Law No. 1 of 2023 [2024] EWCA Crim 243 (18 March 2024) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2024/243.html Cite as: [2024] WLR 3205, [2024] 1 WLR 3205, [2024] EWCA Crim 243, [2024] WLR(D) 130 |
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Strand, London, WC2A 2LL |
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B e f o r e :
THE LADY CHIEF JUSTICE OF ENGLAND AND WALES
LORD JUSTICE WILLIAM DAVIS
and
MR JUSTICE GARNHAM
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ATTORNEY GENERAL'S REFERENCE ON A POINT OF LAW No. 1 of 2023 |
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Pursuant to section 36 of the Criminal Justice Act 1972 |
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Henry Blaxland KC and Owen Greenhall (instructed by Kelly's Solicitors) and Tom Wainwright (pro bono) for the Acquitted person, C
Louis Mably KC as Advocate to the Court
Hearing date: 21 February 2024
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Crown Copyright ©
Note – The defendant is not to be identified, pursuant to Criminal Procedure Rule 41.7.
The Lady Carr of Walton-on-the-Hill, LCJ:
Introduction
"1. What matters are capable, in law, of being the "circumstances" of destruction or damage under section 5(2)(a) of the Criminal Damage Act 1971? In particular,
a. if the destruction or damage is an act of protest, are "circumstances" in the phrase "the destruction or damage and its circumstances" capable as a matter of law of including the merits, urgency or importance of any matter about which the defendant may be protesting by causing the destruction or damage, or the perceived need to draw attention to a cause or situation?
b. if there is no direct nexus between the destruction or damage and the matters on which the defence rely as "circumstances", can those matters still be "circumstances" within the meaning of the phrase "the destruction or damage and its circumstances"?
2. Was the Judge right to rule:
a. before the case was opened to the jury; and
b. at the conclusion of the evidence
that the defence should not be withdrawn from the jury?"
The Facts
The Trial and the Judge's Rulings
(i) A judge may withdraw a defence from a jury if there is no evidence to support it. Where there is evidence it is not for the judge to evaluate its sufficiency. That will be a matter for the jury.
(ii) There was no evidence to support any defence of lawful excuse based on Convention rights or on section 5(2)(b) of the 1971 Act or on necessity/duress of circumstances/defence of another. Those defences could not pursued in the trial.
(iii) Due to the subjectivity of the defence of lawful excuse in section 5(2)(a), it was impossible for him to rule on its applicability before evidence had been called. He permitted that defence to be put before the jury.
- "It is a lawful excuse to criminal damage if (1) at the time of the act (a defendant) believed (2) that the person whom s/he believed to be entitled to consent to the damage (3) would have consented to it if s/he had known of the damage and its circumstances…"
- "The defendant must have believed the various things I'm about to go through at the time of the act, which here is at the time the agreement was made. What happened after that point is not relevant in any way…"
- "The defendant must also believe that this person would have consented. In considering the person entitled to consent, this person is to be given the knowledge of the damage and its circumstances…"
- "What are the circumstances here? "Circumstances" is an ordinary English word. It is the logical surroundings of an action - the time, place, manner, cause, occasion - amid which something takes place…"
- "The "damage and its circumstances"… does not include any belief that the defendant may have in the circumstances. The defendant must believe that the person entitled to consent would have done so, but the damage and its circumstances are what they are, and are independent of the defendant's belief in them…"
- "It is important to note that there is no element of persuasion allowed for here. You need to believe at the time of the agreement…the person with the right to consent would have done so at the time of the agreement. Not sometime future, not having been persuaded by detailed arguments, but would have agreed if they had known of the damage and its circumstances…"
- "Please note that the word is "would". It is not may, might, should, or likely to consent, but would have consented…"
- "[A] belief in consent does not have to be part of a defendant's motivation for committing the damage…"
- "The final point is that once the defence is raised it is for the prosecution to make you sure that there was no lawful excuse…the defendants do not need to prove that they believe these things, the prosecution must make you sure that they did not…"
Section 5(2)(a)
"(2) A person charged with an offence to which this section applies, shall, whether or not he would be treated for the purposes of this Act as having a lawful excuse apart from this subsection, be treated for those purposes as having a lawful excuse—
(a) if at the time of the act or acts alleged to constitute the offence he believed that the person or persons whom he believed to be entitled to consent to the destruction of or damage to the property in question had so consented, or would have so consented to it if he or they had known of the destruction or damage and its circumstances; or
(b) if he destroyed or damaged or threatened to destroy or damage the property in question or, in the case of a charge of an offence under section 3 above, intended to use or cause or permit the use of something to destroy or damage it, in order to protect property belonging to himself or another or a right or interest in property which was or which he believed to be vested in himself or another, and at the time of the act or acts alleged to constitute the offence he believed—
(i) that the property, right or interest was in immediate need of protection; and
(ii) that the means of protection adopted or proposed to be adopted were or would be reasonable having regard to all the circumstances". (emphasis added)
Summary of the Competing Submissions
(i) As a matter of statutory construction, the circumstances of the destruction or damage mean matters directly associated with the damage. If the damage is caused as part of a protest, the merits or importance of the subject matter of the protest cannot be part of the circumstances. Likewise the perceived need to draw attention to a cause or situation and the defendant's views in relation to the cause or situation are not capable of being "circumstances" within the meaning of the statute. There must be a direct nexus between the destruction or damage and the matters on which the defence rely as "circumstances". In this case the fact that the damage was done as a part of a protest about climate change was a circumstance of the damage. The arguments underpinning the protest were not.
(ii) It is at the point of the commission of the offence that the defendant must have the belief that the relevant person would have consented to the destruction or damage. As the Judge directed the jury, there can be no element of persuasion after the event. In this case C's evidence that, "It has to be a shock impact, so they wake up," and that those entitled to consent needed to "emotionally connect" with the issues before they would have consented was a paradigm of a person adopting damage as a means of persuasion rather than someone with a belief that the owner would have consented to the damage.
Discussion: The First Question
"(1) Where a person tried on indictment has been acquitted (whether in respect of the whole or part of the indictment) the Attorney General may, if he desires the opinion of the Court of Appeal on a point of law which has arisen in the case, refer that point to the court, and the court shall, in accordance with this section, consider the point and give their opinion on it.
(2) For the purpose of their consideration of a point referred to them under this section the Court of Appeal shall hear argument—
(a) by, or by counsel on behalf of, the Attorney General; and
(b) if the acquitted person desires to present any argument to the court, by counsel on his behalf or, with the leave of the court, by the acquitted person himself...
(7) A reference under this section shall not affect the trial in relation to which the reference is made or any acquittal in that trial."
Context
"89…civil disobedience on conscientious grounds has a long and honourable history in this country. People who break the law to affirm their belief in the injustice of a law or government action are sometimes vindicated by history. The suffragettes are an example which comes immediately to mind. It is the mark of a civilised community that it can accommodate protests and demonstrations of this kind. But there are conventions which are generally accepted by the law-breakers on one side and the law-enforcers on the other. The protesters behave with a sense of proportion and do not cause excessive damage or inconvenience. And they vouch the sincerity of their beliefs by accepting the penalties imposed by the law. The police and prosecutors, on the other hand, behave with restraint and the magistrates impose sentences which take the conscientious motives of the protesters into account…
90. These appeals and similar cases concerned with controversial activities such as animal experiments, fox hunting, genetically modified crops, nuclear weapons and the like, suggest the emergence of a new phenomenon, namely litigation as the continuation of protest by other means… The protesters claim that their honestly held opinion of the legality or dangerous character of the activities in question justifies trespass, causing damage to property or the use of force. By this means they invite the court to adjudicate upon the merits of their opinions and provide themselves with a platform from which to address the media on the subject. ...
93. My Lords, I do not think that it would be inconsistent with our traditional respect for conscientious civil disobedience for your Lordships to say that there will seldom if ever be any arguable legal basis upon which these forensic tactics can be deployed.
94. The practical implications of what I have been saying for the conduct of the trials of direct action protesters are clear. If there is an issue as to whether the defendants were justified in doing acts which would otherwise be criminal, the burden is upon the prosecution to negative that defence. But the issue must first be raised by facts proved or admitted, either by the prosecution or the defence, on which a jury could find that the acts were justified… Evidence to support the opinions of the protesters as to the legality of the acts in question is irrelevant and inadmissible, disclosure going to this issue should not be ordered ..."
Previous authority
The interpretative exercise
Discussion: The Second Question
Removing a defence from the jury
"When considering whether an issue should not be left to the jury, we have well in mind two principles. First, the judge may not direct a jury to convict. But that prohibition is to be distinguished from circumstances in which a judge is entitled to withdraw an issue from the jury, or where an issue does not arise on the evidence and so no direction need be given about it to the jury (R v. Wang [2005] 1 WLR 661 at [3] and [8] to [14]).
Secondly, a judge may withdraw an issue from the jury if no reasonable jury properly directed could reach a particular conclusion (e.g. that the defendant might have acted under duress (R v. Bianco [2001] EWCA Crim 2516 at [15]); that the defendant might have a "reasonable excuse" (R v. Nicholson [2006] 1 WLR 2857 at [9]; R v. G [2010] 1 AC 43, 87D); or loss of self-control (R v. Martin [2017] EWCA Crim 1359 at [39])."
"If, however, on the facts advanced or to be advanced by the defence, a jury could find them to support an evidential issue raised by the defence, particularly one involving a value judgment such as that of reasonable excuse, then he should leave it to the jury. If such a proposition requires cited authority, it is to be found in the principle enunciated by the House of Lords in R v Wang…., in which their Lordships considered in a wholly different statutory context a statutory defence defined by reference to the defendant's state of mind. Their Lordships held that where the defence raise such an issue, the judge is only entitled to withdraw it from the jury if there is no evidence going to that issue. If there is some evidence, however tenuous or nebulous, the question should be left to the jury".
"The court can only rule that the explanation advanced by a defendant is incapable in law of amounting to a good reason or a reasonable excuse if it can properly be said, on the true construction of the Act, that it would be inconsistent with the essential nature and purpose of the offence for the defendant's explanation to be capable of amounting to a defence. R v Kelleher 147 SJLB 1395 is a good example…"
Conclusions
i) "Circumstances" in the phrase "the destruction or damage and its circumstances" do not include the merits, urgency or importance of the matter about which the defendant is protesting, nor the perceived need to draw attention to a cause or situation.
ii) "Damage and its circumstances" means the damage and the circumstances of the damage which, in protest cases, means the fact that the damage was caused as part of a protest (against a particular cause).