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England and Wales Court of Protection Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Protection Decisions >> A Local Authority v AW [2020] EWCOP 24 (20 May 2020) URL: http://www.bailii.org/ew/cases/EWCOP/2020/24.html Cite as: [2020] EWCOP 24 |
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SITTING IN SHEFFIELD [REMOTELY]
Sheffield Combined Court West Bar Sheffield |
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B e f o r e :
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A Local Authority |
Applicant |
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- and - |
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AW (by the Official Solicitor as his Litigation Friend) |
Respondent |
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Mr Parishil Patel QC (instructed by Simpson Millar) for the Respondent (AW)
Hearing date: 7 May 2020
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Crown Copyright ©
The Honourable Mr Justice Cobb:
Introduction
"Transparency is central to the philosophy of the Court of Protection. Whilst it will be difficult to ensure that a Skype hearing is as accessible to the public as an 'Open Court', this does not mean that transparency can become a casualty of our present public health emergency".
Although the default position for an attended hearing is that the court will sit in public (per rule 4.3(1)(a)), I am also alive to the fact that where there is a good reason, the court may order that the hearing is in private. It is acknowledged that presently it is not practical to follow the 'default' practice, and the essential tenets of Practice Direction 4C are unworkable. I asked the parties whether any member of the press had indicated an intention to attend, and was told that they had not. I was satisfied, with the concurrence of the parties, that it was appropriate to proceed. In this regard, Hayden J's guidance offers the reassurance that:
"… to the extent that discharging the order in such a case engages the rights of the press under Article 10 ECHR, any interference with those rights is justified by reference to Article 10(2), having regard in particular to the public health situation which has arisen".
The parties
Background facts
"… can appear very able and without further examination would commonly appear more able than he is. This is due to his keenness to engage with others, relatively good self-presentation skills, verbal skills, and ability to learn phrases. He is a very likeable man. It is easy to underestimate his vulnerability and difficulty to apply abstract concepts of safety in relationships due to his autism."
He is socially vulnerable, and prone to aggressive outbursts.
"[4] … dating 'apps' and social media sites may feel safe to some because they pose no immediate threat of violence; however, it is well-recognised that the more insidious threats posed by sexual predators, and those who prey on the wider vulnerabilities of the young, the learning disabled, the needy and the incautious, are no less harmful (indeed they are potentially more harmful) at least in part because of their pervasive nature.
[6] … 'mate crime' — where internet users are befriended online with the intention exploiting them financially, physically or sexually — is a particular issue for adults with learning disabilities, as it is for children and other susceptible classes of internet user. Social media and online dating sites have increased the exposure of vulnerable disabled people to those who might exploit them. The learning disabled and other vulnerable users may readily find themselves the victims of such behaviours, which cause potentially lasting damage to their health. Those with learning disabilities may find themselves unwittingly initiating social media or internet activity which turns out to be harmful or hurtful to themselves or others; this activity is far less likely to be calculated than impulsive – indeed, many may be unaware of the consequences of their actions, confused, naïve, but perhaps surprisingly digitally savvy".
In this case, the concerns became all too real in 2009 when AW was seriously sexually assaulted by a man who he had met on the internet; the police became involved, although no prosecution followed. A further safeguarding referral followed in 2012, when he moved in with another man who he had met on the Internet. More recently he engaged in inappropriate behaviour with a minor, which unsurprisingly led to police involvement.
"AW is driven by a desire to have a relationship; he will often view people he has only just made contact with briefly as being a "friend" or "boyfriend". This desire has often led him to engage in risky behaviour… Without consideration of his own welfare or other possible consequences of his actions.
Another risk associated with AW's use of the Internet is that he will become upset and aggressive if he feels he has been rejected by someone he has just met who he views as a boyfriend or potential boyfriend. … AW is not able to understand social cues and lacks insight into the emotions and intentions of others.
It is clear that due to his "social blindness" AW is unable to understand other people's motives or social cues. He has no understanding of the possible implications of his behaviour in the community as well as understanding the risks on the use of the Internet to seek out sexual relationships."
"Capacity in relation to engaging in sexual relations is presumed. [AW] has the right to establish relationships with others and has a desire to meet other men with whom he may have sexual relations…
[AW] lacks capacity to decide whether or not an individual with whom he may wish to have sexual relations is safe and the capacity to make a decision as to the support he requires when having contact with such an individual.
There is a positive duty on behalf of the Local Authority and the state to ensure that [AW] is supported in having a sexual relationship and do all that it can to promote the right to private and family life".
Expert assessment
"AW's presentation is characterised by impulsivity and a limited ability to plan and think through the consequences of his actions, in addition to lack of understanding of social cues in situations. I also believe that AW struggles with theory of mind - i.e. he lacks the ability to put himself in another person's shoes and view a situation from their perspective. This makes it very difficult for him to interpret the motivations of others. I also believe that AW's thinking can be very rigid and 'black and white'".
Adding that:
"… it is apparent that he has an obsessional drive to be in a relationship, even if this was with someone who was entirely unsuitable, and that being with someone is 'better than nothing'. I believe that this is linked to his Autism which results in obsessional interests and very fixed beliefs. I believe that AW's obsessional use of the internet, and the excitement which being in contact with men in chatrooms provokes, has a significant impact on his weighing of information when he is making a decision."
"Dr. [N] explained that [AW] has learned the words or phrases but did not understand what they meant, and it was only when you drill down further that this becomes apparent. He would use key phrases and words like "vulnerable" but did not understand the meaning, and did not know how to apply them to himself…"
Resolution of issues: February 2020 Orders
i) On capacity to litigate (applying the test in Masterman-Lister v Brutton & Co (No1) (2002) EWCA Civ 1889; (2003) 1 WLR 1511):
"I do not believe AW understood the consequences of arguing that he had capacity and would therefore be able to make decisions around his contact with individuals and use of the internet. It is my view that AW did not understand the relevant information and could not weigh-up the positives and negatives of issuing a particular set of instructions";
ii) On contact with others (applying the guideline factors – "expanded or contracted or otherwise adapted to the facts of the particular case"[6] – outlined by Theis J in LBX v K & Ors [2013] EWHC 3230 (Fam) at [45]):
"I do not believe that he understood his own vulnerabilities in relationships. Other than asking staff, AW could not describe how he would make a judgement as to whether another individual would be a risk to him and could not outline strategies to keep himself safe in relationships. I do not believe that AW understands that he has a significant drive to be with a partner, has rigid beliefs regarding this area and cannot accurately assess the risk which others may pose to him … It is also my opinion that he fails to understand the impact of his behaviour on others, particularly his mother, and this may result in a negative impact on their relationship";
iii) On use of social media and the internet (applying Re A (capacity: social media and internet) [2019] EWCOP 3):
"… although AW understood some of the relevant information in the area, I do not believe he understood how vulnerable his behaviour makes him on the internet. He has limited strategies to keep himself safe and has no insight into the impact that being on the internet for hours will have on his mental well-being … AW's overwhelming need to use the internet has an adverse impact on his ability to weigh-up the positives and negatives of using the internet";
iv) On making decisions about sharing personal information:
"It is my opinion that AW failed to understand the risks associated with sharing personal information and could not weigh-up the positives and negatives of doing this";
v) On consent to sexual relations (Dr. Rippon considered AW's capacity to understand the sexual nature and character of the act of sexual intercourse, the mechanics of the act, the reasonably foreseeable consequences of sexual intercourse, the health risks, and the relevance, appropriateness, and application of precautions, and expressly indicated that she had applied the test in D Borough Council v AB [2011] EWHC 101 (COP)[7]):
"AW was able to demonstrate an understanding of the relevant information in this area and therefore has capacity to engage in sexual relationships".
i) AW lacks capacity to conduct these proceedings;ii) AW lacks capacity to make decisions about his contact with others;
iii) AW lacks capacity to use social medial and the internet;
iv) AW lacks capacity to make decisions about disclosure of personal information to others; and
v) AW has capacity to consent to sexual relations.
Contested issues: May 2020
"The local authority consider it prudent however that the Court continues to consider the question at this time, given AW's propensity to identify a potential relationship and to make decisions on that basis. They would wish to avoid a swift return of the case to court if AW meets another male in the near future and wishes to move again. It is of course recognised that capacity is specific as to time, and that any decision will need to be kept under review".
Mr Patel QC supports this approach.
i) "AW did not think that moving away from [Windmill House] would cause him any difficulties";ii) "He said that he is happy to have staff supporting him, but he did not think he needed them twenty-four hours a day, although could not describe what level of staffing he believed he would require. AW appeared to have some insight into the fact that there would be dangers if staff were not with him and people might take advantage of him. I believe that, when AW was calm and supported, he had a reasonable understanding of his own care needs … I do not believe that he can use this information when weighing up the positives and negatives of accepting support or could understand the level of staff support he needs";
iii) AW "struggled to answer open questions about the support he requires";
iv) AW "had an understanding of the relevant information in relation to residence" but Dr Rippon was of the view that his ability to use and weigh the positives and negatives of a move was impaired;
v) "It is my view that AW had an understanding of the relevant information in relation to residence, but I believe that his ability to weigh up the positives and negatives of remaining in his current placement or moving to the placement [at Thornley House] was impaired. I do not believe that AW understood the implications of moving from an environment in which staff know him well, and have done so for several years, into an environment where the staff team would have limited knowledge of him and may not be able to offer him the same degree of support. I also believe AW's motivation to move to a new placement is linked to his need to be closer to [Trevor] and the possibility of commencing a relationship with him. I believe that AW's overwhelming need to be in a relationship is driven by his autistic thinking and that he is driven to trying to be as close to [Trevor] as possible."
vi) "At interview, AW could acknowledge the support which he receives from staff on a day-to-day basis, including support with activities of daily living and he was also aware that staff accompany him in the community. AW was able to tell me what he would do should a staff member do something which he was not happy about. He said that he is happy to have staff supporting him, but he did not think that he needed them twenty-four hours a day, although could not describe what level of staffing he believed he would require. AW appeared to have some insight into the fact that there would be dangers if staff were not with him and people might take advantage of him. I believe, when calm and supported, he had a reasonable understanding of his own care needs. However, I do not believe that he can use this information when weighing up the positives and negatives of accepting support or could understand the level of support he needs. I believe that AW lacks understanding that, when he becomes so driven to either access the internet or meet people with whom he wishes to commence a relationship, there would be a significant risk that he would refuse support if the decision was his. I do not believe that he could think through the consequences to himself of doing this."
i) Is this a case in which "practicable steps" should be taken to assist him in his decision making?ii) Does AW demonstrate fluctuating capacity with regard to these aspects of this life?
iii) Is this a case in which it is necessary to consider the grant of anticipatory declarations of incapacity under section 15(1)(c) MCA 2005 (i.e. "the lawfulness or otherwise of any act done, or yet to be done, in relation to that person") per Hayden J in Guys and St Thomas' NHS Foundation Trust & South London and Maudsley NHS Foundation Trust v R [2020] EWCOP 4 at [36][8]?
iv) When obsessed or fixated with the pursuit of a relationship, is he simply demonstrating "unwise" decision-making?
"I tried to provide him with education, but it didn't improve his understanding… It is a fundamental aspect of his autistic spectrum disorder and I don't think that it could be improved by education".
This echoed an earlier passage from her report:
"I am aware that a considerable amount of work has been undertaken with AW by his current care team and this has had no impact on his capacity in the areas which I have been asked to consider. At interview, AW himself acknowledged that nothing which staff had done had stopped him wanting to use the internet and meet men. I cannot suggest any therapeutic intervention or educational package that would result in him gaining capacity."
AW could not explain why he had such a high level of support at Windmill House; although he said that it would be "dangerous" if support was withdrawn, he could not explain what he meant by that word; this was one of his learned phrases.
"[AW]'s ability to weigh information is better when [the fixation] taken away[9]… Even then he really struggles with the consequences of the decision [in relation to residence]. He does not understand consequence of moving from his current support package…. He still struggled to assess and the implications of decisions he makes…. He struggled to understand abstracts, and this is secondary to his autism disorder. The positives [of a given situation] are more obvious than the risks, and he struggles with these more." (my emphasis by italics).
She added later:
"… even when he's at his best, his ability to assess risk is impaired. Individuals on the autistic spectrum have an inability to deploy executive functioning… In order to estimate risk, you have to have a degree of being able to understand abstract concepts."
And this chimed with her report:
"… his understanding is further hampered when his levels of arousals increase when using the computer" (emphasis added by italics).
Conclusion
i) AW lacks capacity to make a decision whether an individual with whom he may want to have sexual relations is safe and what support he requires in having contact with that person;ii) AW lacks capacity to make decisions about his residence;
iii) AW lacks capacity to make decisions about his care and support.
i) It is in AW's best interests to receive care and support in accordance with his assessed needs at [Windmill House];ii) It is in AW's best interests to receive care and support in accordance with his care and support plan dated 10 March 2020 and the protocol to support his use of the internet;
iii) The deprivation of AW's liberty arising from his care and support plan is lawful and is hereby authorised by the court as being necessary, proportionate and being in his best interests. This authorisation will expire at 23.59 on 6 November 2020 or upon completion of the standard authorisation process, whichever is the earlier event.
Note 1 At [35]: “The determination of capacity under MCA 2005, Part 1 is decision speci?c. Some decisions, for example agreeing to marry or consenting to divorce, are status or act speci?c. Some other decisions, for example whether P should have contact with a particular individual, may be person speci?c. But all decisions, whatever their nature, fall to be evaluated within the straightforward and clear structure of MCA 2005, ss 1 to 3 which requires the court to have regard to 'a matter' requiring 'a decision'.” [Back] Note 2 “Capacity determinations are specific to particular matters that arise for decision at the time a determination is required to be made about a person's capacity” at [7], and see also [36]; see also A Local Authority v TZ [2014] EWHC 973 (COP) at [25] “A person may have capacity in respect of certain matters but not in relation to other matters. Equally, a person may have capacity at one time and not at another. The question is whether, at the date on which the court is considering capacity, the person lacks the capacity in issue”. [Back] Note 3 Rule 1.1(3) Court of Protection Rules 2017, notably having regard to the issues of proportionality, fairness, and expense. [Back] Note 4 Pursuant toCourt of Protection Rules 2017 r 3.1(2)(d): “hold a hearing and receive evidence by telephone or any other method of direct oral communication”.
[Back] Note 5 By Dr. N (Consultant Applied Psychologist): report October 2018. [Back] Note 6 B v A Local Authority at [62] [Back] Note 7 I was satisfied that Dr. Rippon had applied the right test in this area, having considered a wider range of relevant case law including the Court of Appeal’s decision in IM v LM and others [2014] EWCA Civ 37, (per [79]), Munby J (as he then was) in X City Council v MB & NB [2006] EWHC 168 (Fam) and Re MM, Local Authority X v MM [2007] EWHC 2003 (Fam), Mostyn J in D Borough Council v AB [2011] EWHC 101 (Fam), Baker J’s decision in A Local Authority v TZ [2013] EWHC 2322 (COP), and A Local Authority v P and Others [2018] EWCOP 10. [Back] Note 8 “Any declaration relating to an act 'yet to be done' must, it seems to me, contemplate a factual scenario occurring at some future point. It does not strain the wording of this provision, in any way, to extrapolate that it is apt to apply to circumstances which are foreseeable as well as to those which are current. There is no need at all to diverge from the plain language of the section. In making a declaration that is contingent upon a person losing capacity in the future, the Court is doing no more than emphasising that the anticipated relief will be lawful when and only when P becomes incapacitous. It is at that stage that the full protective regime of the MCA is activated, not before” [Back] Note 9 When Dr. Rippon interviewed AW, he was “fixated” with Trevor. [Back] Note 10 At the time of writing the judgment, the Government Guidelines on social distancing in the COVID-19 pandemic would prohibit this. [Back]