BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales Court of Protection Decisions |
||
You are here: BAILII >> Databases >> England and Wales Court of Protection Decisions >> D v S [2023] EWCOP 8 (01 March 2023) URL: http://www.bailii.org/ew/cases/EWCOP/2023/8.html Cite as: [2023] EWCOP 8 |
[New search] [Printable PDF version] [Help]
Case No: LV19D05890 (Family) |
SITTING IN LANCASTER
IN THE FAMILY COURT
SITTING IN LANCASTER
B e f o r e :
____________________
D (by his proposed litigation friend, F) |
Applicant |
|
- and – |
||
S |
1st Respondent |
____________________
Emma Spruce (instructed by the Hill Dickinson LLP) for the Applicant (Family proceedings)
Dr Julian Sidoli (instructed by Birchall Blackburn Law) for the Respondent (Court of Protection and Family proceedings)
Hearing dates: 15th February 2023
____________________
Crown Copyright ©
MR JUSTICE HAYDEN:
2.1
"It is the duty of a litigation friend fairly and competently to conduct proceedings on behalf of a protected party. The litigation friend must have no interest in the proceedings adverse to that of the protected party and all steps and decisions the litigation friend takes in the proceedings must be taken for the benefit of the protected party."
"whether a litigation friend is required to show evidence of the protected person's wishes when making decisions on their behalf in conducting the proceedings."
"This is the first time, I think, that this question has arisen for decision, but I have no hesitation in coming to the conclusion that the test for the capacity of a man to give a valid consent for the dissolution of his marriage is exactly the same as the test for the validity of the contract of marriage, and that is the test propounded in In the Estate of Park, decd.
"[17] It is common ground that all adults must be presumed to be competent to manage their property and affairs until the contrary is proved, and that the burden of proof rests on those asserting incapacity."
"The authorities are unanimous in support of two broad propositions. First, that the mental capacity required by the law is capacity in relation to the transaction which is to be effected. Second, that what is required is the capacity to understand the nature of that transaction when it is explained. Those two propositions find expression in the passage from the judgment of Mr Martin Nourse QC in In re Beaney, decd [1978] 1 WLR 770, 774 E-F to which Lord Justice Kennedy has referred. But they can be traced from much earlier authority. In Ball v Mallin (1829) 3 Bligh N.S. 1, 12, 22, the House of Lords upheld a direction to the jury that what was required was that a person "should be capable of understanding what he did by executing the deed in question when its general import was fully explained to him". In Harwood v Baker (1840) 3 Moore 282, 290, the Judicial Committee of the Privy Council explained that "in order to constitute a sound disposing mind, a Testator must not only be able to understand that he is by his Will giving the whole of his property to one object of his regard; but that he must also have capacity to comprehend the extent of his property, and the nature of the claims of others, whom by his Will, he is excluding from all participation in that property". In Manches v Trimborn (1946) 115 L.J.K.B. 305, Mr Justice Hallett pointed out that the answer to the question whether the mental capacity necessary to render the consent of the party concerned a real consent was present in any particular case would depend on the nature of the transaction. The cases were reviewed by the High Court of Australia in Gibbons v Wright (1954) 91 CLR 423. Sir Owen Dixon, in a passage at page 438, to which Mr Nourse QC referred in In re Beaney, decd, (ibid, at page 774D), stated the principle in these terms:
". . . the mental capacity required by the law in respect of any instrument is relative to the particular transaction which is being effected by means of the instrument, and may be described as the capacity to understand the nature of that transaction when it is explained."
The same test was applied by this Court in In the estate of Park, decd [1954] P 112. At page 127 Lord Justice Singleton said this:
"Was the deceased on the morning of May 30, 1949, capable of understanding the nature of the contract into which he was entering, or was his mental condition such that he was incapable of understanding it? To understand the nature of the contract of marriage a man must be mentally capable of appreciating that it involves the responsibilities normally attaching to marriage. Without that degree of mentality, it cannot be said that he understands the nature of the contract."
"[13] The general approach of the common law, now confirmed in the Mental Capacity Act 2005, is that capacity is to be judged in relation to the decision or activity in question and not globally. Hence it was concluded in [Masterman-Lister] that capacity for this purpose meant capacity to conduct the proceedings (which might be different from capacity to administer a large award resulting from the proceedings)…. In my view, the Court of Appeal reached the correct conclusion on this point in Masterman-Lister's case and there is no need for us to repeat the reasoning which is fully set out in the judgment of Chadwick LJ."
"A question canvassed by Mr. Swift, about which I think I ought to say something, although it is not strictly necessary for this case, is whether the consent must always be the consent of the respondent spouse, or whether it can be the consent of the guardian ad litem, the Official Solicitor, given on behalf of the respondent spouse. I am not going to venture into the question whether the Court of Protection could give a valid consent for the purposes of section 2 (1) (d). Under the Mental Health Act 1959 the Court of Protection has wide powers, and this interesting question can be decided if and when it arises. Suffice to say that my attention has been drawn to a passage in Heywood & Massey, Court of Protection Practice, 9th ed. (1971), p. 235, where it is said: "Presumably, consent on behalf of a respondent under mental disability for the purpose of paragraph (d), the two-year period, would be given by the guardian ad litem."
Now if that is intended to mean what it appears to mean, in my view, it is wrong. I do not think that the Official Solicitor as guardian ad litem can give a consent for a patient. After all a consent is merely an expression of a state of mind, and I do not think that it is appropriate, of possible, for the Official Solicitor to express the state of a patient's mind to the court for the purposes of section 2 (1) (d) of the Act of 1969. I reach that conclusion on the simple basis that there is nothing that I know of, no statutory provision, no rule of practice, or anything else, which would enable the Official Solicitor so to act. Be it clear, the Official Solicitor is not suggesting that he should so act."
"Section 4: Best interests
(1) In determining for the purposes of this Act what is in a person's best interests, the person making the determination must not make it merely on the basis of—
(a)the person's age or appearance, or
(b)a condition of his, or an aspect of his behaviour, which might lead others to make unjustified assumptions about what might be in his best interests.
(2) The person making the determination must consider all the relevant circumstances and, in particular, take the following steps.
(3) He must consider—
(a)whether it is likely that the person will at some time have capacity in relation to the matter in question, and
(b)if it appears likely that he will, when that is likely to be.
(4) He must, so far as reasonably practicable, permit and encourage the person to participate, or to improve his ability to participate, as fully as possible in any act done for him and any decision affecting him.
(5) Where the determination relates to life-sustaining treatment he must not, in considering whether the treatment is in the best interests of the person concerned, be motivated by a desire to bring about his death.
(6) He must consider, so far as is reasonably ascertainable—
(a)the person's past and present wishes and feelings (and, in particular, any relevant written statement made by him when he had capacity),
(b)the beliefs and values that would be likely to influence his decision if he had capacity, and
(c) the other factors that he would be likely to consider if he were able to do so.
(7) He must take into account, if it is practicable and appropriate to consult them, the views of—
(a)anyone named by the person as someone to be consulted on the matter in question or on matters of that kind,
(b)anyone engaged in caring for the person or interested in his welfare,
(c)any donee of a lasting power of attorney granted by the person, and
(d)any deputy appointed for the person by the court,as to what would be in the person's best interests and, in particular, as to the matters mentioned in subsection (6).
(8) The duties imposed by subsections (1) to (7) also apply in relation to the exercise of any powers which—
(a)are exercisable under a lasting power of attorney, or
(b)are exercisable by a person under this Act where he reasonably believes that another person lacks capacity.
(9) In the case of an act done, or a decision made, by a person other than the court, there is sufficient compliance with this section if (having complied with the requirements of subsections (1) to (7)) he reasonably believes that what he does or decides is in the best interests of the person concerned.
(10) "Life-sustaining treatment" means treatment which in the view of a person providing health care for the person concerned is necessary to sustain life.
(11) "Relevant circumstances" are those—
(a)of which the person making the determination is aware, and
(b)which it would be reasonable to regard as relevant."
Capacity
(i) The broad nature of the marriage contract;
(ii) The duties and responsibilities that normally attach to marriage, including that there may be financial consequences and that spouses have a particular status and connection with regard to each other;
(iii) That the essence of marriage is for two people to live together and to love one another.
Best interests
"1 April 2008
[L and R, legal representatives] met with [D] and his brother, [U] and sister, [V]. Niall reported that [D] had improved immensely since their last meeting and was now sat out in a chair and alert. During this meeting [L] noted "[D] was able to enthusiastically agree that he did want to be divorced." His brother and sister added during the meeting that "[D] did want to retain access to his children and that it was very important to him". [L] explained that "when his divorce has come through, his assets will automatically pass to his children. [D] was happy with this." During the meeting, [L] also noted "that it may be appropriate to obtain a review of [D]'s capacity as it was obvious he was making more decisions himself." Upon concluding the meeting, [L] recapped and noted "[D] is very clear that he does want to be divorced." He also explained that [S] had petitioned on the grounds of adultery and noted "[D] was very clear that this had never happened. He denied committing adultery immediately and it was apparent that he did have capacity to give instructions."
2 April 2009
[L] met with Kelvin from the IM family law team. It was advised that the Official Solicitor would need to be instructed in the divorce proceedings. [L] advised that [D]'s condition had improve and he was clear during the meeting. Niall advised that "[D] was very clear that he did want to be divorced but that he would not consent to adultery."
13 August 2009
[R] met with Kelvin from IM's family law team. The meeting was held to discuss the intention in relation to the former matrimonial home proceeds. [R] noted during the meeting it "was felt that [D] had capacity to give instructions in relation to the divorce as he was adamant he had not committed adultery." It was agreed that [L] in the meantime could draft a letter to [S] regarding contact with the children and also an email to [S] to obtain her view on the sale proceeds being split.
10 April 2014
Beth attends on [D]'s brother and sister. The purpose of the meeting was to discuss the shares. During the meeting, it was reiterated that the divorce process could not be kick started without funding and that the divorce process would include full financial disclosure from both sides, meaning there would be no guarantee [D]'s funds would not end up with [S]. Both [D]'s siblings reiterated throughout the meeting that they wanted to do what was best for [D] but wanted [S] to have nothing more to do with the company and family. During the meeting Beth advised "the last time he met [D] he was very adamant that he wanted a divorce."
27 January 2016
[R] attended on [D] and his siblings. It was advised that there was a chance that [D]'s condition would now regress but there was no timescale for this. During the meeting it was noted that when the conversation turned to divorce, "[D] was slightly agitated and did not wish to engage in discussion about his children. It was obvious that he felt this distressing". Previously he had been very definite in wanting to divorce, but on this occasion he "perseverated over the name of an ex-girlfriend and did not wish to engage in conversation about [S]." It was noted that he "responding no when asked if he would marry [S] again." Throughout the meeting his responses were unclear and he was unable to give direct answers to the queries raised.
8 Intervention of Queen's Proctor
(1) In the case of a petition for divorce [an application for a divorce order] –
(a) the court may, if it thinks fit, direct all necessary papers in the matter to be sent to the Queen's Proctor, who shall under the directions of the Attorney-General instruct counsel to argue before the court any question in relation to the matter which the court considers it necessary or expedient to have fully argued;
(b) any person may at any time during the progress of the proceedings or before the decree nisi is made absolute give information to the Queen's Proctor on any matter material to the due decision of the case, and the Queen's Proctor may thereupon take such steps as the Attorney-General considers necessary or expedient.
(2) Where the Queen's Proctor intervenes or shows cause against a decree nisi in any proceedings for divorce, the court may make such order as may be just as to the payment by other parties to the proceedings of the costs incurred by him in so doing or as to the payment by him of any costs incurred by any of those parties by reason of his so doing.
(3) The Queen's Proctor shall be entitled to charge as part of the expenses of his office –
(a) the costs of any proceedings under subsection (1)(a) above;
(b) where his reasonable costs of intervening or showing cause as mentioned in subsection (2) above are not fully satisfied by any order under that subsection, the amount of the difference;
(c) if the Treasury so directs, any costs which he pays to any parties under an order made under subsection (2).