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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Day v Brighton & Hove City Council East Sussex County Council [2006] EWHC 2928 (Admin) (24 November 2006) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2006/2928.html Cite as: [2006] EWHC 2928 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
Between:
____________________
Nicola Louise DAY |
Claimant |
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- and - |
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Brighton & Hove City Council East Sussex County Council |
Defendants |
____________________
Timothy Straker, Q.C. & Lisa Busch (instructed by the respective Legal Departments) for the Defendants
Hearing dates: 15 October 2006
____________________
Crown Copyright ©
Mr Justice COLLINS :
"(a) it is not within the appropriate power, or
(b) a procedural requirement has not been complied with."
"86. The authority has discretion whether to hold an inquiry into all or any of the objections made to its proposed modifications or to any decision not to accept an Inspector's recommendation. An inquiry into objections to proposed modifications will not normally be necessary where the matters raised have already been considered at the initial inquiry, or where there are objections to the fact that modifications are not being proposed by an authority in response to an Inspector's recommendations.
87. The Secretary of State advises authorities to hold an inquiry where objections raise matters which were not at issue in the earlier stage. This may arise, for example, if it is proposed to substitute an entirely different proposal for one which was in the plan as considered earlier (e.g. a site not included in the plan at revised deposit), so that the objections made to the proposed modification include new evidence (for example, from an objector who did not appear or make representations to the original inquiry). It may also arise if, on consideration of objections, the authority are disposed to withdraw, or significantly alter, a proposed modification. If the original modification was put forward to meet an objection, it may be inappropriate to withdraw it without giving the original objector an opportunity to consider and comment on new arguments put forward."
"1. One of the matters which a LPA has to consider when deciding whether or not to open an inquiry to consider objections to proposed modifications is whether a decision not to do so will be unfair to the counter-objectors. If it fails to consider the point or comes to a perverse conclusion then its decision is liable to be struck down.
2. For its part, the court in deciding whether or not the decision not to open a new inquiry was procedurally fair, needs to bear in mind the position not merely of the parties before the court but also all others who might be affected by an order of the court quashing the adopting of the plan.
3. The court in coming to a conclusion as to whether a decision not to open a new inquiry was procedurally unfair, must give weight to the LPA's view of the general situation to quote the words of Lord Donaldson of Lymington M.R. in the Guinness case … the court will 'give great weight to the Tribunal's own view of what is fair, and will not lightly decide that a Tribunal has adopted a procedure which is unfair', to quote the words of Lloyd L.J. from the same case."
"13. I set out here a brief summary of my main conclusions. Far and away the dominant objections (in number and content) were those which sought a ban on incinerators being built in the Plan area, which in consequence objected to proposals to identify sites for energy from waste facilities, and which pressed for higher recycling and composting rates which, it was contended, would make incineration unnecessary. The question of incineration is dealt with in Part 36. I do not accept that incineration should be banned. Chiefly this is because I am not convinced that in practice there can be any guarantee that such high rates of recycling and composting will be achieved as to justify a policy of no thermal treatment. The more likely effect of such a policy would be continued reliance on landfill, including transporting waste large distances across the country if local sites cannot be found. I have enlarged on this in the report. Also I do not accept that incineration should be banned on health grounds. A more constructive approach is to set requirements which proposals for incinerators or alternative types of thermal treatment would be required to satisfy.
14. At the same time, I have not supported the identifying of sites specifically for energy from waste facilities, nor (for, as explained in the report, I prefer to get away from the term EfW) for thermal treatment or incinerators. I take the view that only at the planning application stage can it be decided whether an incinerator would be part of the BPEO for the waste stream(s) it was proposed to manage. This leads to a recommended strategy of identifying preferred locations for waste management in general, albeit with an indication of the type(s) of facility that may be acceptable at each location; combined with criteria-based policies for each type of waste management which would be applied in determining whether a particular proposal was acceptable. While some may criticise this as adding uncertainty, I see it as a realistic response to a rapidly changing scene.
15. Subject to this change, I have supported all the locations identified in the Plan for waste management, except for Mountfield for the reasons given in Part 23. I have also recommended additional locations which are considered to have potential for waste management, subject to further investigation (see Part 15), or for inert waste disposal (see part 25). These should make the Plan more robust by increasing the scope for providing an adequate network of installations and a wider range of facilities.
16. I have also, in response to objections, recommended some increases in the recycling and composting rates aimed at in policy WLP1 (see Parts 5 and 6). But no-one should be under any illusion that these will be easy to achieve. Indeed, if East Sussex and Brighton & Hove succeed in reaching these targets they are likely to be among the leading authorities in the country in this field. It is a challenge for everyone, including individual's and businesses.
17. Another main set of issues surrounds landfill. In Parts 5, 25 and 37-38 I have expressed misgivings about the adequacy of non-inert landfill provision in the Plan area, and have recommended changes to policies WLP20 and 21 which support bringing forward suitable proposals which can meet the criteria set out. This is in addition to the Ashdown brickworks site in policy WLP10. The report explains the basis for these conclusions."
"It would be open to the Councils, instead, to add those sites to policy WLP8 [i.e. allocating them for specific use for waste management purposes] at the modifications stage. This would be consistent with the purpose of my recommendations but may cause them to consider that a further inquiry would be needed. To avoid this potential delay I have not formally recommend it."
"Additional locations have … been identified, following examination of sites put forward by objectors through the Local Plan inquiry process. Some of these were included in the Consultation Draft of the Plan, but none of them were in the two Deposit Drafts and they have not therefore been through the same process of public consultation and objection that the sites in policy WLP8 have … These locations are not given the status of formal allocation in the Plan, but they will be considered for inclusion at the first review of the Plan, and in the meantime they will be safeguarded …"
"2.3 However it is difficult to see how such a distinction can be made. If a site is 'safeguarded' for waste uses in the Plan, then the Councils would be obliged to resist proposals for other forms of development on the basis that these proposals would preclude the ability of the site to be developed for waste uses. If planning permission were rejected on these grounds and the applicant were to appeal, the Councils' position would not easily be defended, as the site would have been merely safeguarded pending a future investigation which may or, importantly, may not confirm the site's potential for development for waste use.
2.4 Furthermore, the Inspector suggests that by modifying the Plan such that additional sites are safeguarded, rather than formally allocated, would avoid the delay that would be caused by a further inquiry required to consider objections to the allocation.
2.5 Again it is difficult to see how this would be the case. Any safeguarding of a particular site is as likely to draw objections from the local community, who may not wish to see waste facilities developed in their locality, as would a formal allocation. As the issues raised by such objections will not have been properly considered by the Inspector, the Councils will be obliged to hold a further inquiry to examine them or run the significant risk that the Plan would be called in for an Inquiry by the Secretary of State for not having properly considered these matters.
2.6 Such an inquiry would not only cause significant delay to the adoption of the Plan, but would also likely cause uncertainty for the local community faced with the possibility of a waste facility being developed in their midst.
2.7 It should be noted that approaches have already been made by Hastings Borough Council and Rother District Council who are concerned that safeguarding sites in this manner could preclude developments, other than waste uses, at certain locations identified by the Inspector which are in their jurisdiction.
2.8 In addition it should be noted that, even if the sites put forward by the Inspector were safeguarded they have not undergone a proper appraisal for the uses he suggests and there is no guarantee that these sites would therefore be suitable. Under the new Planning and Compulsory Purchase Act 2004, any new sites would need to undergo sustainability appraisal and strategic environmental assessment, it would therefore beneficial to review these sites during the development of the Waste Development Framework such that these additional requirements can be properly incorporated at that time.
2.9 While it is accepted that it could be beneficial to identify more sites in the Plan, it is considered that, for the factors outlined above, the Inspector's recommendations to safeguard additional sites should be rejected.
2.10 Under the new Planning and Compulsory Purchase Act 2004 it will be necessary for the Councils to prepare a new style Waste Development Framework which will replace the Waste Local Plan. Preparation of this document will entail a review of the Plan's strategy and it is proposed that consideration of the suitability of the additional sites put forward by the Inspector for inclusion in the Plan takes place at the same time."
"This recommendation flows from the inspector's wider recommendation that waste uses at sites appropriately allocated in the Plan be widened out and the Plan's allocation of sites should be dealt with in a single policy. These sites have not been assessed for the additional waste uses put forward by the inspector and there has not been consultation on such additional uses. It is considered therefore that it would be inappropriate to identify those sites in the Plan as being suitable for [the various sites of waste disposal facilities] at this stage. The review of the Plan to produce a Waste Development Framework will provide an opportunity to re-appraise and consult on any undeveloped identified sites with a view to broadening out the waste uses and incorporating any new technology, if this is subsequently considered appropriate."
"… by 2005, recycle or compost at least 25% of municipal waste and 40% of commercial and industrial wastes, and recover at least 40% of municipal waste and 55% of commercial and industrial wastes."
The reasons for rejecting this recommendation state:-
"A 25% recycling and composting target for municipal waste in 2005 is below the statutory targets set by Government for East Sussex County Council and Brighton & Hove City Council.
The Plan's current recovery target for municipal waste in 2005 is 40%.
The introduction of recycling and recovery targets for commercial and industrial waste in the Waste Local Plan may not necessarily lead to the direct provision of facilities as certain parts of this waste stream may not require intermediate facilities or may be more appropriately handled at a regional level. The lack of reliable data would mean that the targets could not be adequately monitored.
New national and regional targets are to be resolved in the near future. It is therefore considered counter-productive to make changes to the Plan's targets at this time, especially as policy WLP1 indicates they can be exceeded. Following adoption, of the Waste Local Plan the targets will be reviewed as part of the development of the Waste Development Framework document to be prepared under the new Planning and Compulsory Purchase Act 2004."
Similar reasons are given for rejecting the further recommendations for increasing percentages in other relevant policies. It is not necessary to set them out.
"1.5 … The Council's proposed response does not identify the need for any formal modifications to the WLP. It is not therefore necessary to consider any further Public Inquiry ..
1.12 After consideration of objections to the Councils' response to the Inspector's report and Proposed Modifications to the Plan, it is not considered any new issues have been raised and, therefore, it is not proposed that further modifications be made to the Plan, or that a second Public Inquiry be held. The Plan, once adopted, will provide a robust policy framework which will aid the Council in making sound decisions on planning applications for waste management facilities. However, a WDF will need to be prepared following adoption of the WLP, to address issues raised by the WLP inspector and changes in national and regional policy. The Councils have already agreed to this course of action."
"it should be noted that data relating to commercial and industrial waste is not as reliable as that relating to municipal waste and, unless data collection methods improve, monitoring progress towards this target may be problematic."
Mr Harwood submits that the reasons for rejecting the inclusion of the higher targets show that the Councils were resiling from that acceptance for no good reason. But it is apparent that the response I have cited did not indicate that higher targets should be introduced, particularly as the relevant data was not considered to be reliable. In addition to those reasons I have already cited, this was said:-
"There is an element of complication involved in calculating C & I waste arisings in the Plan area. The data used by the Councils with regard to C & I waste arisings is supplied by the Environment Agency, and is not currently up to date. The Agency has stated that a Strategic Waste management Assessment (SWMA), covering C & I arisings in the south east region, and the Plan is currently being prepared for probable publication in 2005. When this SWMA document is published there should be clearer information with which to predict future C & I arisings, and this plan for its management, and therefore in the meantime the Councils do not intend to change the Plan strategy regarding the management of C & I waste."
"Planning permission will only be granted for developments that will not affect the use of the railway sidings and coal depot adjacent to Hove station, together with the road and rail access to them, because they have been identified as a potential site for transfer of waste …. the rail system.
The site will be protected from built development until it has been appraised during the plan period, to determine whether it could form a site for rail-freight or rail to road transfer."
The inspector considered and rejected the objections which involved an attack on the use of the site for any form of waste management. He recognised that the potential to connect the site to the rail network made it an important part of the WLP strategy, albeit at present the owners did not choose to make it available for such use. In Paragraph 14.20, the inspector concluded:-
"… this site ought to be retained in the Plan, but pursuant to my general conclusions above it would be included in the list under Policy WLP8. Suitable uses in addition to road to rail transfer might include recycling, composting or anaerobic digestion, but this would be subject to compliance with other policies of the Plan."
"The proposed change contradicts the BHLP where [the] site is identified solely for freight transfer, including waste freight. The erection of buildings or plant on the site could prejudice its role in freight handling. Any other built development apart from freight transfer is expressly excluded in policy [TR16 …].
The suitability of the site for other waste uses has not been properly assessed and until such an assessment is complete it would be premature to allocate the site specifically for those uses."
There are thus two reasons. The first is based on the conflict with the BHLP and the second on the general concern of lack of assessment and consultation. The latter is more apparent in this case because the objections related to the use for any sort of waste management and no-one had suggested the possibility of widening the uses. In a statement lodged on behalf of the Brighton & Hove Council, Ms Thomas says in paragraph 12:-
"The inspector referred cautiously to alternative uses in Paragraph 14.2 of his report stating that "if facilities for recovering waste for recycling or composting could be accommodated …" (…my emphasis). However, because there had been no objector seeking to widen out uses, there was no evidence before him from the Council as to whether a range of uses could be accommodated on the site."
In the same paragraph (14.2), the inspector had noted that, although such facilities might not turn out to be environmentally acceptable, he saw 'no reason to exclude this option at the Plan stage'. Ms Thomas also referred to the absence of any other suitable potential rail link which, she said, made it necessary to maintain the separate listing of the site. This accorded with government policy as set out in PPG13.
22.12 The principal concern of most objectors is that policy WLP9 proposes use of the site for energy from waste (with material recovery facilities), which is assumed to mean an incinerator. Confirmation of that is inferred from the Council's BPEO analysis which identifies as part of the preferred option incinerators at 1 or 2 locations (core proof WPA1 table 1), and the waste disposal contract , which envisages a mass burn incinerator of 225,000 tonnes a year capacity at Newhaven (CD13.16 appendix E). The Council's defence of this proposal at the inquiry also focussed mainly on the impact of an incinerator, while making the point that policy WLP9 would admit other forms of thermal treatment (such as gasification or pyrolysis) or anaerobic digestion. Many objectors say that they would not object, or object less, to a small-scale waste management facility serving the local area. However the scale of the proposal is another source of objection, as paragraph 6.26 of the Plan says that it would serve the western part of the Plan area, i.e. including Brighton & Hove. It is felt to be wrong that Brighton & Hove cannot manage their own waste, and contrary to the proximity principle.
22.13 many of these issues are partly dealt with in other Parts of this report. In Part 36 I examine the general objections to incineration, and conclude that the Plan should not reject it or other forms of thermal treatment on principle, but should set strict criteria which any planning application would have to satisfy. My reasons for these conclusions are explained in Part 36 and this part of the report should be read in conjunction with them. The question therefore is whether there is an overriding site specific objection to thermal treatment being included in the waste management options for Newhaven, and I address this in the other issues examined below. As to the other options, the Plan already allows for anaerobic digestion (which the Councils include under the heading of EfW and materials recovery/recycling facilities. On this basis I would see no objection in principle to mechanical-biological treatment, recycling or composting facilities; indeed these would be preferable in terms of the waste hierarchy provided they could address the strategic waste management need.)"
"Proposals for energy from waste with material recovery facilities will be supported on suitable land within the following area of search as shown on the proposals map and accompanying insert plan …
North Quay, Newhaven …"
As will be apparent, there is a slight mismatch between the heading which was the word 'and' instead of 'was' and the body of the policy which uses the word 'with'. But it is clear that energy from waste, namely incineration, is not the only possible form of management envisaged.
22.40 By far the biggest concern raised by local people is over the risk of harmful emissions if an incinerator were built. I refer to the detailed analysis of this issue in Part 36. For the reasons set out there, I conclude that whether an incinerator was acceptable or not would depend on a detailed study of an actual proposal in the light of the standards and controls applying at the time. I do not consider that the option should be ruled out as a matter of principle at this stage. However because of this uncertainty, I also conclude that sites should not be allocated in the Plan specifically for incinerators. That is an other reason for extending the range of facilities that might be acceptable at North Quay, to allow for alternative means of achieving the Plan's waste strategy in accordance with policy WLP1.
22.45 I have explained that I do not accept the Plan's approach of allocating this location just for EfW and materials recovery. However my conclusion from the above examination of the main issues is that the North Quay site is in principle a suitable location for a wide range of waste management facilities and that there is no overriding case for excluding thermal treatment. The actual type(s) and capacity of facilities would be determined at the application stage in the light of the policies of the Plan and an analysis of the BPEO. This gives the flexibility that I regard as essential to allow for the latest thinking and techniques for waste management, and take account of the availability of alternative locations. What the Plan must do is to be clear about the range of waste management uses that may be considered, and the requirements that any proposal would have to satisfy before permission could be given."
"This recommendation flows from the inspector's wider recommendation that waste uses at sites appropriately allocated in the Plan be widened out and the Plan's allocation of sites should be dealt with in a single policy. These sites have not been assessed for the additional waste uses put forward by the inspector and there has not been consultation on such additional uses. It is considered therefore that it would be inappropriate to identify these sites in the Plan as being suitable for mechanical-biological treatment, anaerobic digestion, waste reprocessing or additional thermal treatment facilities at this stage. The review of the Plan to produce a WDF will provide an opportunity to re-appraise and consult on any undeveloped identified sites with a view to broadening out the waste uses and incorporating any new technology, if this is subsequently considered appropriate."