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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Central Examining Court of the National Court of Madrid v City of Westminster Magistrates' Court [2007] EWHC 2059 (Admin) (24 July 2007) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2007/2059.html Cite as: [2007] EWHC 2059 (Admin) |
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QUEEN'S BENCH DIVISION
DIVISIONAL COURT
Strand London WC2A 2LL |
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B e f o r e :
MR JUSTICE NELSON
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CENTRAL EXAMINING COURT OF THE NATIONAL COURT OF MADRID | Claimant | |
v | ||
CITY OF WESTMINSTER MAGISTRATES' COURT | Defendant | |
MALKIT SINGH | First Interested Party |
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The Defendant was not represented and did not attend
Mr James Lewis QC and Mr Ben Watson (instructed by Challinors) appeared on behalf of the First Interested Party
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"All the activities described were being undertaken until the very moment of arrest and subsequent issue of the European Arrest Warrants, with Sander, after his arrest in the UK, having acted through third parties such as Sara El Khatih.
All money movements, transfers, investments in real property and in any other kind to which reference has been made, were undertaken by those whose surrender is sought in full knowledge that they were the products of drug trafficking."
"(i) Whether the district judge had power to make an order for the disclosure of documents and information in the abuse of process application under the 2003 Act or otherwise.
(ii) Whether the order that the district judge made was invalid on the ground that it was too widely drawn and uncertain.
(iii) Whether the district judge had power to make an order against the issuing judicial authority."
"119 So far as the Spanish proceedings are concerned, those whose extradition is sought have not suggested that the Spanish authorities are acting out improper motives or that circumstances do not exist which justify their extradition to Spain. The first two attempts at extradition failed essentially because the relevant documentation was so poorly drafted. The complaint in relation to the third set of warrants is that the CPS has assisted in the drafting and thereby enabled the Spanish judicial authority to advance a more viable case for extradition.
120 The case on abuse of process appears clearly from the following passage in the skeleton argument prepared by Mr Lewis for the hearing on 21 April:
'It appears and will be further developed after disclosure has been made that there has been collusion between the UK and the Spanish authorities to participate in the preparation of a European arrest warrant in an attempt to facilitate the production by the issuing authority of a European arrest warrant that comes closer to meeting the relevant statutory requirements. It is not for the receiving authority or the court to inquire into the purpose of the extradition, or assist the issuing authority in identifying or particularising the criminal conduct alleged. That is entirely for the issuing authority, and if the integrity of the extradition process is to be preserved their respective (and quite separate roles) must not be permitted to become confused.'.
121 The first step that District Judge Anthony Evans should have taken was to consider whether, if the facts alleged were established, they would amount to an abuse of process. There is no indication that he did so. He ordered, in wide terms, disclosure of documents relevant to the question of the assistance given by the British authorities to the Spanish judicial authority.
122 The issue referred to us was simply whether the judge followed a proper course in ordering disclosure. We are of the opinion that he did not. If he had concluded that an abuse of process had occurred, or might have occurred, if the CPS had assisted the Spanish judicial authority in drafting the third warrants, the appropriate and simple course to have taken in the first instance was to ask the CPS whether they had done so. Had he failed to receive a satisfactory reply he could have called for information or evidence as to precisely what role the CPS had played. In the course of argument before us we understood Mr Jones to accept that drafting assistance had probably been provided, and to contend that there was nothing unusual in this. We consider that the judge should have had little difficulty of eliciting the material facts by admission. Had information requested not been provided, the overwhelming inference would have been that the CPS had provided the assistance alleged.
123 In these circumstances the appropriate course is to quash the order for disclosure made by the judge. At the resumed hearing he must first decide whether there is an arguable case of abuse of process in respect of which he requires further information or evidence. If there is, he should proceed in accordance with paras 84-93 above.
124 In relation to the question of whether an arguable case of abuse or process is made out, we would recommend the judge to call for skeleton arguments explaining the basis for the proposition, advanced as if it spoke for itself, that it was improper for the CPS to assist with the drafting of the warrants and, in particular, why such assistance did not fall within the express duty imposed on the Director of Public Prosecutions by section 190 of the 2003 Act 'to give, to such extent as he considers appropriate ..... advice on any matters relating to extradition proceedings or proposed extradition proceedings.'"
"In order to see whether the conduct (if established) is capable of amounting to an abuse, it is necessary to examine the European Framework Decision. This refers in Recital (9) to the role of central authorities being limited to practical and administrative assistance. Article 7 permits Member States to designate one or more central authorities to assist the competent judicial authorities and Article 7 (2) allows the States to make those central authorities responsible for all administration transmission reception of all European Warrants and correspondence in relation thereto. This is the function at present performed by SOCA.
Even if one assumes that the CPS is a central authority for the purposes of the European Framework Directive, it is clear that Recital (9) and Article 7 must be read together, so that assistance is limited to 'practical and administrative assistance.'
Further s. 190 of the Extradition Act limits the role of the CPS to conducting extradition proceedings and giving advice. There is nothing, therefore, in either the Framework or the Act which permits the drafting of all or any part of EAW, by any authority within the requested state. I am satisfied that if this conduct is established, it is capable of amounting to an abuse.
The next question is whether there are reasonable grounds for believing that such conduct may have occurred. The language and style of the sentence in question is totally different from that employed elsewhere in the Warrant itself, or its predecessors. It appears to have been inserted to address difficulties highlighted by District Judge Wickham when she dismissed the applications in respect of the first warrants.
I am satisfied, therefore, that there is an arguable case of abuse of process. I have seen a letter from one of the firms of solicitors in this case dated 10 January 2007 to the CPS, enquiring whether instructions have been received as to the extent (if any) the Spanish authorities received in the drafting of the warrant. The response was that no instructions had been received.
Therefore, I, following the direction of the Administrative Court, require the CPS to inform the Court whether they did assist the Spanish Authority in drafting the third warrant. If no satisfactory reply is received, then I will require them to provide information and evidence as to their exact role in the affair."
Newman J gave the Madrid Court permission to seek judicial review of this decision.
"81 Compulsory extradition will, in the normal course, involve at one or more stages detention of the person who is the subject of the extradition request. Article 5 of the Convention provides:
'1 Everyone has the right to liberty and security of person. No one shall be deprived of his liberty save in the following cases and in accordance with a procedure prescribed by law ..... (f) the lawful arrest or detention of a person ..... against whom action is being taken with a view to deportation or extradition.'.
4 Everyone who is deprived of his liberty by arrest or detention shall be entitled to take proceedings by which the lawfulness of his detention shall be decided speedily by a court and his release ordered if the detention is not lawful.'
In R (Kashamu) v Governor of Brixton Prison [2002] QB 887 this court held that the magistrates' court in extradition proceedings had jurisdiction to consider whether there had been an abuse of process which rendered the detention of the applicant unlawful. Rose LJ said, at para 34:
'What is pertinent here in the present cases is solely whether the detention is unlawful by English domestic law and/or arbitrary, because of bad faith or deliberate abuse of the English courts' procedure. The scope of the inquiry is, therefore, narrow. In that connection, it by no means follows, merely because second proceedings have been instituted against Kashamu, following failure of the first proceedings in the circumstances earlier set out, that there has been an abuse. I add that it will only be in a very rare extradition case, provided the statutory procedures have been followed, that it will be possible to argue that abuse of process has rendered the detention unlawful under article 5 (4).'.
82 Recently, in R (Bermingham) v Director of the Serious Fraud Office [2007] 2 WLR 635 this court held that, under the 2003 Act, the magistrates' court has jurisdiction to ensure that 'the regime's integrity' is not usurped by abuse of process, although the question whether abuse is demonstrated has to be 'asked and answered in light of the specifics of the statutory scheme': paras 97-98. We shall revert to this decision when we come to consider the appeal in the United States case. At this stage we simply endorse the conclusion that the judge conducting extradition proceedings has jurisdiction to consider an allegation of abuse of process. Indeed, we would go further than this and apply to extradition proceedings the statement made by Bingham LJ, in relation to conventional criminal proceedings in R v Liverpool Stipendiary Magistrate, Ex p Ellison [1990] RTR 220,227:
'If any criminal court at any time has cause to suspect that a prosecutor may be manipulating or using the procedures of the court in order to oppress or unfairly to prejudice a defendant before the court, I have no doubt that it is the duty of the court to inquire into the situation and ensure that its procedure is not being so abused. Usually no doubt such inquiry will be prompted by a complaint on the part of the defendant. But the duty of the court in my view exists even in the absence of a complaint.'.
83 The 2003 Act places a duty on the judge to decide a large number of matters before acceding to a request for extradition. To these should be added the duty to decide whether the process is being abused, if put on inquiry as to the possibility of abuse of process by allegations made by the person whose extradition is sought.
84 The judge should be alert to the possibility of allegations of abuse of process being made by way of delaying tactics. No steps should be taken to investigate an alleged abuse of process unless the judge is satisfied that there is reason to believe that an abuse may have taken place. Where an allegation of abuse of process is made, the first step must be to insist on the conduct alleged to constitute the abuse being identified with particularity. The judge must then consider whether the conduct, if established, is capable of amounting to an abuse of process. If it is, he must next consider whether there are reasonable grounds for believing that such conduct may have occurred. If there are, then the judge should not accede to the request for extradition unless he has satisfied himself that such abuse has not occurred. The common issue in the two sets of appeals before the court relates to how he should do this.
85 Both our civil and our criminal procedures have complex rules in relation to disclosure of documents. In each of the cases before us the persons whose extradition is being sought had persuaded the judge that he should make an order for disclosure. We do not consider that this was the appropriate course to take. Neither the rules governing disclosure in a civil action, nor those governing disclosure in a criminal trial can be applied to an extradition hearing. Furthermore, those rules form part of an adversarial process which differs from extradition proceedings. Where an order for disclosure is made, it requires one party to disclose documents to the other, not to the court. But where extradition is sought, the court is under a duty to satisfy itself that all the requirements for making the order are satisfied and that none of the bars to making the order exists.
86 There is a further objection to ordering disclosure. The order will be made either against a judicial authority within the European Union or against a foreign sovereign state that is requesting the Secretary of State to comply with treaty obligations. In neither case would it be appropriate to order discovery. Were it appropriate to make such an order, the only sanction for a failure to comply with it would be to reject the request for extradition. That fact points the way to the appropriate course that the court should take where there are grounds for believing that an abuse of process has occurred.
87 Article 15 of the Framework Decision provides:
'2 If the executing judicial authority finds the information communicated by the issuing member state to be insufficient to allow it to decide on surrender, it shall request that the necessary supplementary information, in particular with respect to articles 3 to 5 and article 8, be furnished as a matter of urgency and may fix a time limit for the receipt thereof, taking into account the need to observe the time limits set in article 17.'
88 Article IX of the 1972 Extradition Treaty between the United Kingdom and the United States provides:
'(2) If the requested party requires additional evidence or information to enable a decision to be taken on the request for extradition, such evidence or information shall be submitted within such time as that party shall require.'.
89 The appropriate course for the judge to take if he has reason to believe that an abuse of process may have occurred is to call upon the judicial authority that has issued the arrest warrant, or the state seeking extradition in a Part 2 case, for whatever information or evidence the judge requires in order to determine whether an abuse of process has occurred or not.
90 The information and evidence obtained should be made available to the party contesting extradition. We agree with Mr Gordon that the standards required by article 13 of the Convention should apply to the extradition proceedings. Equality of arms requires that, in normal circumstances, the party contesting extradition should be aware of, and thus able to comment on, the material upon which the court will be basing its decision.
91 What if the judicial authority or the requesting state is only prepared to provide the court with the information or evidence on terms that it is not shown to the party contesting extradition? We do not consider that principles of public interest immunity or legal professional privilege are germane, for the judge is not in a position to order the judicial authority or the requesting state to disclose information or evidence if it is not prepared to do so. Nor is it possible to adopt directly the approach to a claim for public interest immunity laid down by the House of Lords in R v H [2004] 2 AC 134. That approach is only viable when the tribunal considering the material for which immunity is claimed differs from the tribunal that will be determining the substantive issues."
"The grounds on which a member state can decline to give effect to the European arrest warrant are ..... very limited.
"The system has, of course, been designed to protect rights. Trust in its ability to provide that protection will be earned by a careful observance of the procedures that have been laid down.
"But the liberty of the subject is at stake here, and generosity must be balanced against the rights of the persons who are sought to be removed under these procedures. They are entitled to expect the courts to see that the procedures are adhered to according to the requirements laid down in the statute."
"It is in my view very important that a state requesting extradition from the UK fairly and properly describes the conduct alleged, as the accuracy and fairness of the description plays such an important role in the decisions that have to be made by the Secretary of State and the Court in the UK."
" ..... there is a real possibility requiring explanation, that after the IJA failed twice on its warrants to describe conduct amounting to an extradition offence, that someone at the CPS said or advised 'if you add in this paragraph the next EAW will be fine' without instructions to settle such paragraph reflecting the actual underlying conduct alleged. The alleged abuse was identified with particularity in the skeleton argument before the District Judge ..... The material part of the particulars alleged before the district judge was:
'The alleged abuse
53 The requested persons allege that:
53.1 the newly inserted last line of the EAWs was not drafted by the Spanish judicial authority;
53.2 it was drafted in the UK by counsel instructed by the CPS, a lawyer employed by the CPS, or a lawyer employed by SOCA/NCIS, either:
(i) without instructions from the Spanish authority (ie to perfect a flaw that the UK lawyer considered he/she could see in the warrants); or
(ii) otherwise outside that individual's proper role in extradition proceedings."
"Why three separate warrants for the same offence have been issued?"
And:
"What input, drafting or other help did the British authorities give to the issuing judicial authority?"
The answer came:
"As to the 'Input, drafting or other help' given to the issuing judicial authority, may I refer you to Section 190 of the Extradition Act 2003 under which the Crown Prosecution Service may advise 'on any matters relating to the extradition proceedings or proposed extradition proceedings.' I cannot answer why three separate warrants have been issued for the same offence save to guess that it was because the first two attempts to secure the extradition of those named therein were unsuccessful."
Mr Lewis invites us to infer that the last part of that answer is, so to speak, a guilty answer suggesting that it is at least possible that the purpose of the interpolation was to plug a hole, irrespective of whether instructions properly obtained warranted it.
"Can I ask the Crown to confirm whether they now have any instructions on the extent of assistance offered in drafting the third European arrest warrant?"
To this the reply was:
"In response to your query, I have not had any instructions from the Spanish authorities in relation to the question of the extent of any assistance offered in drafting the third European arrest warrant."
As to this, in spite of Mr Lewis' attempts to extract some support from it for his case, it appears only to show that if you ask an unintelligible question you get an unintelligible answer.
"to give, to such extent as he considers appropriate, and to such persons as he considers appropriate, advice on any matters relating to extradition proceedings or proposed extradition proceedings."
"A declaration that the decision of the court to the effect that the claimant's conduct - - - - - "
"does the extent of assistance that can properly be offered to an Issuing Judicial Authority by the CPS in a Part I case extend to drafting the EAW in whole or in part?"
We would say that is a matter of public importance and a question which could be properly certified.
entitled to your costs.