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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Smout v The Welsh Ministers & Ors [2010] EWHC 3307 (Admin) (15 December 2010) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2010/3307.html Cite as: [2010] EWHC 3307 (Admin), [2011] Env LR 17, [2011] PTSR D19 |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT IN WALES
The Courthouse Clwyd Street Rhyl, Denbighshire Wales LL18 3LA |
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B e f o r e :
(sitting as a Judge of the High Court)
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PAULINE MARIE SMOUT |
Applicant |
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- And - |
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THE WELSH MINISTERS |
1st Respondent |
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- And - |
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WREXHAM COUNTY BOROUGH COUNCIL |
2nd Respondent |
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- And - |
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CORY ENVIRONMENTAL (CENTRAL) LIMITED |
3rd Respondent |
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WordWave International Limited
A Merrill Communications Company
190 Fleet Street, London EC4A 2AG
Tel No: 020 7404 1400, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Clive Lewis Q.C. (instructed by Treasury Solicitors) for the First Respondent
Stephen Sauvain Q.C. (instructed by Geldards) for the Second Respondent
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Crown Copyright ©
His Honour Judge Farmer Q.C:
The Factual Background
"You were advised that the Secretary of State agreed with the Inspector that the relocation of the Great Crested Newts ("GCN") was a matter which could be dealt with by a condition. Although Clwyd County Council have contended that a Section 106 Agreement was still needed to ensure the relocation and monitoring of any newt colonies on the Appeal site, the Secretary of State is satisfied that the relocation of the newts can be dealt with by the imposition of a condition along the lines proposed in Appendix D to the Inspector's report and that a Section 106 Agreement is not required; the evidence submitted to the enquiry indicates that other arrangements exist for the monitoring of the relocated colonies."
At paragraph 8 the letter states:
"For the reasons given, the Secretary of State allows your client's Appeal and hereby grants Planning Permission for the Infill with domestic, commercial and industrial refuse, associated with site control buildings and engineering operations (including office, weighbridge, laboratory, wheelwash and gas venting and collection system) and ancillary development and restoration to agriculture and amenity, of Hafod Claypit, Johnstown, Wrexham in accordance with Application 6/RWA/18883 dated the 6 December 1990 and plans R48/2, R48/19B and JB1 subject to the conditions set out in Annex C to this letter."
At Page 127, Annex C paragraph 5 et seq, what are called Preliminaries are dealt with. Paragraph 6 provides:
"Prior to the commencement of the development hereby permitted a survey of the application site shall be carried out to determine the numbers of GCN present on the land and a scheme submitted to the Mineral Planning Authority, for approval by them. Such schemes shall provide details of a rescue programme for the relocation of the numbers of GCN which may be identified in the survey."
At paragraph 7 it is stated:
"The land filling operations hereby permitted shall not be commenced until the GCN identified by the survey required by Condition 6 have been relocated in a suitable alternative habitat provided in accordance with a scheme to be agreed, in writing, with the Minerals Planning Authority."
"We have been asked by His Honour Judge Farmer to confirm which of the Counsel's arguments contained in his skeleton argument Mr Stephen Sauvain QC stated would not be pursued by the Council.
We confirm that the only argument not being pursued by the Council was the argument that:
- Modification Orders are not development consents under the EIA and Directive.
For the avoidance of doubt Mr Sauvain QC adopted Mr Lewis' arguments in all other respects and addressed the court only on those issues he felt required further comment."
The Relevant Statutory and other Material
(1)The Town and Country Planning Act 1990, Sections 55, 57, 70, 97, 98 and 288.
(2)The EIA Directive Counsel Directive 85/337/EC ("the Directive") Articles 1,2,4, Annex II 11(b) 13.
(3)The Conservation (Natural Habitats etc.) Regulations ("the Regulations") 1994, Parts 1,3,4, and Regulations 47-68.
(4) The Welsh Office Circular 11/99 Environmental Impact Assessments.
(5) Guidance issued to Chief Planning Officers by the Department for Communities and Local Government on the 18 November 2009.
(6) A number of authorities.
The Issues
The submission for the Claimant is contained at paragraphs 76-79, Page 25 of the skeleton argument. It is said that since the Town and Country Planning (Environmental Impact Assessment) (England and Wales) Regulations do not apply to the making or confirmation of Modification Orders, the Welsh Ministers are required to make such Regulations to ensure the Directive is properly and fully transposed into UK Law as required by European Law. It is, as I understand, common ground between the Claimant and the Respondents that there are no existing UK or Welsh Assembly Government Regulations or Statutory Provisions which apply specifically to Modification Orders. Whilst the First Respondent sets out arguments at Page 14, paragraph 36 of the Skeleton Argument filed, I accept the submissions made on behalf of the Claimant that in the circumstances the Directive is not properly transposed into UK law. That of course is not an end of the matter. The current application is an application under Section 288 of the Town and Country Planning Act 1990 to quash the decision of the First Respondents. I have to consider whether, as a ground to quash the decision, the First Respondent has acted unlawfully in the sense that they misdirected themselves as to the need to consider and apply, if appropriate, the Directive notwithstanding. The obligation so to do arises for all member states by operation of law: see C-62/00 MARKS & SPENCER V CUSTOMS AND EXCISES COMMISSIONER [2003] Q.B.866 at paragraph 27:
"Consequently, the adoption of national measures correctly implementing a Directive does not exhaust the effects of the Directive. Member states remain bound actually to ensure full application of the Directive even after the adoption of those measures. Individuals are therefore entitled to rely before a national court, against the State, on the provisions of a Directive which appear, so far as there subject matter is concerned, to be unconditional and sufficiently precise whenever the full application of the Directive is not in fact secured, that is to say, not only where the Directive has not been implemented or has been implemented incorrectly, but also where the national measures correctly implementing the Directive are not being applied in such a way as to achieve the result sought by it."
"In that regard, it is clear from the settled case-law of the Court that, whenever the provisions of a directive appear, so far as the subject matter is concerned, to be unconditional and sufficiently precise, they may be relied upon before the National Courts by individuals against the State where the latter has failed to implement the Directive in domestic law by the end of the period prescribed or where it has failed to implement the Directive correctly…".
"Thus, when it applies to domestic law, and in particular legislative provisions specifically adopted for the purposes of implementing the requirements of a Directive, the National Court is bound to interpret National Law so far as possible, in the light of the wording and the purpose of the Directive concerned in order to achieve the results sought by the Directive and consequently to comply with the third paragraph of Article 249 EC…".
Has the Directive been Lawfully Applied to the Modification Orders?
"The proposed development above falls to be considered under Schedule 2 of the Regulations. Consequently, and in accordance with the provisions of the Regulations, Wrexham County Borough Council, your Authority, examined the proposals and considers whether they would have a significant environmental affect. You concluded they would not and that EIA was not required.
We have considered the proposals in the light of the Regulations and current guidance, and have come to the conclusion that we agreed with your authority that the proposal is unlikely to have significant environmental effects, in terms of its size, nature and location. Accordingly in our opinion, EIA is not required."
"I make this statement on behalf of the First Defendant to clarify one issue which has emerged from the Details of Claim filed in this matter by the Claimant relating to the question of whether the Modification Orders should be subject to Environmental Impact Assessment (EIA). The fact that I do not deal with other matters does mean that I accept those matters. I understand that criticism is made of the adequacy of the reasons given by the Welsh Ministers for deciding that an EIA was not required prior to the Modification of the two Modification Orders modifying the two planning permissions granted in relation to the site. The reasons appear from the documentary material and the letter of the 9 March 2009 and my letter of the 14 January 2010. I summarise the position below for convenience."
"3. The background to the making of the Modification Orders is set out in the recitals to the Orders and in the explanatory statement to the Order modifying the Planning Permission granted in 1995. In brief summary, Planning Permission was granted in 1995 and a further Planning Permission was granted in 1998 for infilling at a particular site ("the Site"). On the 13 December 2004, the Johnstown Newt Site Special Area of Conservation was designated. The Wrexham County Borough Council carried out a review of the Planning Permissions and determined to modify the Planning Permissions. The Modifications to the Planning Permissions are described in the two Modification Orders. In essence, they involve the exclusion from the Site of the part of the then SAC that would otherwise have been within the Site and certain consequential modifications."
"4. The EIA Regulations do not specifically deal with Modification Orders. I am aware that there is an issue as to the extent to which all or part of the EIA Regulations apply to Modification Orders. The Welsh Ministers, however, considered that a Modification Order may amount to a development consent within the terms of Council Directive 85/337/EEC as amended. The Welsh Ministers therefore considered whether or not an EIA was required prior to confirming the Modification Orders."
"6. The EIA Regulations do identify the issues that need to be addressed when making an assessment as to the need for EIA and I considered it reasonable and appropriate, in these cases, to have regard to the matters referred to in the EIA Regulations. I also took into account the guidance provided in Welsh Office Circular 11/99 – "Environmental Impact Assessment (EIA)", which guidance is taken into account by the Welsh Ministers in considering whether EIA of a proposed development is necessary. I considered the overall effect, including any cumulative effect, of the changes resulting from the modifications to the two planning permissions."
"I set out the gist of that advice in my letter of the 14 January 2010."
"Insofar as whether there could be significant environmental effects, that would depend on what 'project' was being assessed. If the 'project' was the entire landfill either as currently permitted or as would be permitted if the Orders were confirmed, it is inconceivable that a landfill of this scale would not have significant environmental effects without mitigation. However this was not before me; the Orders do not initiate development and cannot be construed as being development consents (paragraph 138). Hence the EIA Regulations do not apply.
5. Be that as it may, the environmental effect of the permissions as modified by these Orders would at worst be comparable with and probably less than that of implementation of the existing provisions outside the SAC (paragraph 139). The important point in my view, is that the Orders would place restrictions on how a project which already has development consent proceeds and would restrict the scope of those consents as to safeguard the SAC. Nonetheless I reiterate that these Orders cannot be construed as being development consents. The issue of whether the Orders themselves would have significant environmental effects, in my view, does not, therefore, arise."
Were the Reasons Formulated by the First and Second Respondent and Other Consultees Sufficient in Law in the Circumstances of this Case?
"The Court ultimately ruled on the three questions in the following terms of Paragraphs 64 and 65 of its judgment:
'64. Article 4 of the Council Directive 85/337/EEC of 27 June 1985 on the assessment of the effects of certain public and private projects, on the environment, as amended by Directive 203/35/EC of the European Parliament and of the Council of the 26 May 2003, must be interpreted as not requiring that a determination, that it is unnecessary to subject a project falling within A annex ii to that Directive to an Environmental Impact Assessment, should itself contain the reasons for the competent authority's decision that the latter was unnecessary. However, if an interested party so requests, the authority is obliged to communicate to him the reasons for the determination or the relevant information and documents in response to the request made.
65. If a determination of a member state not to subject a project, falling within annex 2 to the Directive 85/337 as amended by Directive 2003/35, to an Environmental Impact Assessment in accordance with Articles 5-10 of that Directive, states the reasons on which it is based, that determination is sufficiently reasoned where the reasons which it contains, added to factors which have already been brought to the attention of interested parties, and supplemented by any necessary additional information which the competence and National Administration is required to provide to those interested parties at their request, can enable them to decide whether to appeal against that decision.'"
Was there a requirement on the part of the Respondents to Revisit the Principle of Development on the Site and to reconsider the Original Planning Permissions?
"It seems to me that it is clearly not only consistent with but applies the approach that it is necessary to look at the effect of any modification or modifications on the project, or on the development, and to see whether the whole as modified, has or is likely to have other significant effects which need to be taken into account and may require an environmental assessment, albeit that they do not fall themselves within the criteria which have been adopted by the Member State."
"I also have concerns at the potential for increased odour caused by the transportation of partly rotting material from Charlton Fields to this site at Lime Kiln Farm."
"The effect of the permissions in relation to Charlton Fields is clearly to intensify the use."
"It is common ground that if the permission did fall within the scope of the Directive, consideration should have been given to whether there was a need for an environmental impact assessment and so at this stage a screening opinion would have been required. This did not happen because the Regulations did not require, on their face, that that should happen, and so the Planning Authority (the Defendant) did not regard it as necessary to go along that route."
Was there a Failure to Comply with Conditions 6 and 7 of the Original Permissions and is any Future Work Required to follow the Phasing as set out in the Original Permissions?
i. The evidence of Matthew Ellis, File C, Page 608 tab 35 and appendices at File C Page 624 tab 36;
ii. The evidence of Robert Dewey, File B Page 566 tab 34;
iii. The evidence issued by E.S.L. contained in their report of February 1999 at File A Page 143, tab 13, which had been issued to Matthew Ellis CCW.
Translocation Effort
On an annual basis, CCW confirmed that sufficient effort had been undertaken to relocate the GCN Population. This confirmation was based on the duration of the relocation operation together with capture results. For example, the results for 2005 are illustrated in
(Figure 1 appears at Page 716)
I am satisfied with the effort that had been expended to relocate the GCN population. Furthermore, I am not aware of any other site that has been subjected to such sustained relocation action."
"The landfill permission as modified permits wider landfilling than is able to take place under the 1995 or 1998 Planning Permissions. The 1995 Planning Permission has expired and the 1998 Permission cannot be implemented as Condition 7 cannot be complied with. At best only phases A and B could be landfilled. Therefore the Modification Orders extend the area which is capable of being landfilled. No EIA has been undertaken to assess the impact of this."
Response: The Council is satisfied that the permissions were lawfully implemented and that all the conditions precedent were complied with. I have addressed the phases point in paragraph 7.4.5 above."
"Condition 6 and 7 of both landfill Planning Permissions were to be satisfied before landfilling operations commenced and they do not address any requirements once the landfilling has commenced. The documentary evidence submitted clearly confirms that both have been satisfied (42,69,88 and 89).
The Inspector visited the site, and had access to all the materials produced. The Claimant now challenges the Inspector's findings on the basis of documentation produced to its Solicitors (paragraphs 19-27 of the skeleton arguments) and the failure to identify and relocate "all the GCN on the application site": paragraph 71(iii) at Page 22 of the skeleton argument.
Summary of Conclusions