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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Longmire v Secretary of State for Justice [2011] EWHC 1488 (Admin) (15 June 2011) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2011/1488.html Cite as: [2011] EWHC 1488 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
Andrew Longmire |
Claimant |
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- and - |
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Secretary of State for Justice |
Defendant |
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Matthew Slater (instructed by Treasury Solicitor) for the Defendant
Hearing dates: 7th April 2011
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Crown Copyright ©
Mr Justice Nicol :
Introduction
The facts
"You should work towards your next review being in Category C conditions and to attempting to complete all remaining work that is required in Category B conditions in the areas of sexual and violent offending and the triggers for your offending before that next review."
"He pleaded guilty to prevent any further distress to the victim and her family. He has accepted full responsibility for the offence. He presented as concerned about what distress this would raise for other victims of his crimes. He managed his own emotions extremely well during this period and did not resort to any dysfunctional strategies or behaviours. We felt, although the court conviction and sentence was a significant outcome, this did not increase risks and actually helped demonstrate progress in understanding and dealing with risks and behaviours associated with his offending."
It went on to recall the good progress he had made during his time in the DSPD. He had made substantial and significant changes in all aspects of his personality which were evidenced by consistently improved behaviour and attitudinal change (especially relating to authority) that had been built on and sustained for some considerable time. He had responded to the setback of the previous year of being recommended locally for progress but not being downgraded. Overall the LAP was satisfied that he had demonstrated maturity and improved capacity to control his behaviour even when going through a crisis and it was satisfied that he had built a foundation that would enable him to be safely downgraded to Category B and a disposal that should look to provide opportunities for him to continue therapy within the Category B estate.
"The Director was however very concerned about Mr Longmire's recent further conviction for rape. He considered this was an important factor to be taken into account in assessing the level of Mr Longmire's progress. He noted Mr Longmire had committed this offence many years ago, and that it was one amongst a large number of other similar offences he had committed. But the Director noted Mr Longmire had failed to acknowledge this offence despite all the therapy completed and had only admitted responsibility when brought to trial through newly available evidence.
The Director considered that Mr Longmire's failure to acknowledge his full offending throughout this long period in custody and work in therapy must cast doubt over the extent of his progress. He considered it may invalidate much of his recorded progress on such issues as his sexual offending and victim empathy.
The Director noted Mr Longmire's previous reports had recommended further intervention work on his sexual interests and attitudes towards his victims and that this had been one of the reasons for maintaining his category A status at his last review. He noted Mr Longmire had since worked on some related issues through the Healthy Sexual Relationships Group, but understood Mr Longmire was still recommended to take part in the extended SOTP [Sex Offenders Treatment Programme] to further address these issues.
The Director considered Mr Longmire should now take part in this work, both to address these outstanding issues and to determine how far his failure to acknowledge and discuss all his offending has undermined previous intervention work. He also understood further DSPD therapy may be needed following completion of the extended SOTP.
The Director also took into account the persistent concerns relating to Mr Longmire's presentation and behaviour towards others. He considered that, although some improvements had been shown, these were not as lasting or convincing as he would expect from a prisoner who had completed extensive therapy and was being considered for progression.
The Director also noted such concerns had been raised once more in the reporting period, although again the reports suggested Mr Longmire had remained committed to therapy and in other respects had been compliant. He still considered that Mr Longmire's ability to behave correctly in less secure conditions must be uncertain if he fails to use appropriate personal skills in his present secure conditions.
The Director considered there was sufficient information to show that, although Mr Longmire had completed extensive therapy, and had shown commitment to this work over many years, the extent and permanency of its effectiveness remained unclear.
The Director therefore had to conclude that there was no convincing evidence of a significant reduction in Mr Longmire's risk should he be unlawfully at large, and that he should remain in Category A at this time."
"The Director considered that the current evidence on Mr Longmire's progress was substantial and comprehensive, and fully open to assessment and the submission of representations though written means. He did not accept that an oral hearing was required to further explore this evidence or to clarify information that was complex or had not been fully explained.
The Director noted that information from those in regular contact with Mr Longmire had been provided for this review. He also did not accept that the expiry of Mr Longmire's tariff or a local advisory panel recommendation for his downgrading were in themselves sufficient grounds for an oral hearing."
"The Director and Psychologist considered the addendum report to be biased and not helpful – and did not enhance the consideration for downgrading if this was the purpose of the report. The Psychologist also considered that the DSPD reports to be vague and unhelpful and believed they were influenced by Mr Longmire using his psychopathic charm.
The Director accepted that the addendum report had in effect provided loaded ammunition to support any future challenge if the decision was taken not to downgrade.
However, the Director noted that the most important element in the case was the fact that in June 2010 Mr Longmire received a further life sentence for a previously unsolved rape committed in 1981. PAS had noted that this was probably as a result of improved DNA sampling and that it would not be a great surprise if he was found to have committed a number of other offences.
The Director and the Panel considered that this conviction had invalidated all the work Mr Longmire had done to date in the DSPD and that in his opinion Mr Longmire was almost back to ground zero. He had not despite all the therapy he had undertaken put his hands up to the offence and only admitted guilt when presented with concrete DNA evidence and with the prospect of facing his victim in court – this casts doubt over his claim to victim empathy and what he had achieved to date.
Ms Saradjian contacted the office to discuss the case. It was explained to her that her report was considered unhelpful and the concerns of the recent conviction should have been picked up by the prison (the Category A section at the prison had also expressed reservation following the recent conviction). In mitigation, Ms Saradjian stated that Mr Longmire could not remember the offence as it was so long ago and she acknowledged that he could have been responsible for a number of other offences.
She accepted the decision and said that the next step for Mr Longmire was to be transferred to an establishment where he could do the ESTOP in a VP Wing and if appropriate he would have to re-start the DSPD process from the beginning."
Legal Framework
"Before approving a confirmed Category A … prisoner's downgrading the Director must have convincing evidence the prisoner's risk of re-offending if unlawfully at large has significantly reduced. This may be evidence from the prisoner's contact with others or participation in offending behaviour work that shows the prisoner has significantly changed their attitudes towards their offending or has developed skills to help prevent similar offending."
Paragraph 4.2 deals with oral hearings and says,
"The Director can grant an oral hearing of Category A … prisoner's annual review. This will allow the prisoner or the prisoner's representative to submit their representations to the Director verbally.
The Director will grant an oral hearing if there are exceptional circumstances that suggest the submission of oral representations is the fairest means of determining the prisoner's suitability for downgrading. The suitability and format of an oral hearing will however remain at the Director's discretion."
Oral hearings: the law
"28. Fourthly, the common law duty of procedural fairness will sometimes require CART to convene an oral hearing when considering whether or not to downgrade a Category A prisoner. As Bean J rightly observed (at [27] of the Judgment), it is for the court to decide what fairness requires, so that the issue on judicial review is whether the refusal of an oral hearing was wrong; not whether it was unreasonable or irrational. Whether an oral hearing is required in an individual case will be fact specific. Given the rationale of procedural fairness, there is no requirement that exceptional circumstances should be demonstrated – there will be occasions when procedural fairness will require an oral hearing regardless of the absence of exceptional circumstances. But oral hearings are plainly not required in all cases; indeed, oral hearings will be few and far between. Advantages may be improved decision-making, bringing CART into contact with those who have direct dealings with the offender and the offender himself; an oral hearing may also assist in the resolution of disputed issues. Conversely, considerations of cost and efficiency may well tell against an oral hearing. There can be no single or even general rule, save, perhaps, for the recognition that oral hearings will be rare. By way of brief amplification:
i) As to the common law duty of procedural fairness and the holding of an oral hearing, Lord Bingham of Cornhill said this in the distinct if not altogether unrelated context of the recall to prison of a prisoner on licence:
'35. The common law duty of procedural fairness does not….. require the board to hold an oral hearing in every case where a determinate sentence prisoner resists recall, if he does not decline the offer of such a hearing. But I do not think the duty is as constricted as has hitherto been held and assumed. Even if important facts are not in dispute, they may be open to explanation or mitigation, or may lose some of their significance in the light of other new facts. While the board's task certainly is to assess risk, it may well be greatly assisted in discharging it (one way or the other) by exposure to the prisoner or the questioning of those who have dealt with him. It may often be very difficult to address effective representations without knowing the points which are troubling the decision-maker. The prisoner should have the benefit of a procedure which fairly reflects, on the facts of his particular case, the importance of what is at stake for him, as for society.'
R (West) v Parole Board [2005] UKHL 1; [2005] 1 WLR 350, at [35].
In helpful observations on this passage, Cranston J, in R (H) v Sec of State for Justice [2008] EWHC 2590 (Admin), said this, at [21]:
'Lord Bingham's statement of principle makes clear that common law standards of procedural fairness affecting an oral hearing are flexible, may change over time, and in general terms depend on the circumstances of the case. Clearly oral hearings are not required in all or even most cases, but importantly the context in which procedural fairness is being considered is determinative. There is no test of exceptionality. One considers the interests at stake and also the extent to which an oral hearing will guarantee better decision-making in terms of uncovering of facts, the resolution of issues, and the concerns of the decision-maker. Cost and efficiency must also be considered, often on the other side of the balance.'
Earlier in the same judgment, at [1], Cranston J had remarked on the 'greater confidence' given by an oral hearing that the 'relevant standards' had been properly applied; he also observed:
'It is clear that procedural fairness does not impose the straitjacket of a quasi-judicial process and more informal procedures than what one expects before the courts or even tribunals may be acceptable. An oral hearing does not necessarily imply the adversarial process.'
ii) By way of examples from the field of categorisation decisions, in Williams (supra), this Court held that an oral hearing was required. The Parole Board had made a clear recommendation in favour of the prisoner – a post-tariff discretionary life prisoner - but CART had decided to maintain his security classification. CART had available to it reports which had not been before the Parole Board and had declined to disclose the reports to the prisoner or his representatives, although the gist of those reports had been made available. In H (supra), Cranston J held that an oral hearing was required, in circumstances which included an inconsistency between the local prison review panel (which recommended downgrading the prisoner's categorisation) and CART (which decided in favour of maintaining his categorisation). For completeness, the Secretary of State appealed from the judgment of Cranston J but, by the time the case of H reached this Court, subsequent events had rendered the appeal academic: see, [2009] EWCA Civ 83.
iii) The impasse capable of arising when a prisoner continues to deny the commission of the offence/s in question has already been discussed. A potential impasse may also arise where a prisoner needs access to opportunities to demonstrate that he can be trusted in a lower category, as otherwise he will have an almost impossible task in persuading the Parole Board that he should be released; see: Roberts (supra), at [54]. However, keeping him as a Category A prisoner may mean that he does not have access to such opportunities - and, for its part, CART (rather as it observed in the present case), with its own particular interest in the risk of escape, may be unwilling to risk downgrading the prisoner's security categorisation without prior evidence of significant risk reduction.
iv) Although the existence of an impasse or inconsistency (for example, between the Parole Board and CART) may increase the likelihood of an oral hearing being required, it should not be thought that the mere existence of an impasse or inconsistency means that an oral hearing will be warranted. Moreover, for my part, the Court should not be too ready to conclude that there is an impasse or even an inconsistency when there may be no more than a difference of view, perhaps for very good reasons: see, Cranston J, in H (supra), at [23]."
Oral hearing: the parties submissions
i) The Claimant had been in prison for 22 years at the time of the Director's decision. The Claimant's tariff had expired, but it was impossible for him to be granted parole or to be moved to open conditions while he remained a Category A prisoner as the April 2010 decision of the Parole Board illustrated. While the Claimant accepted that this was not a sufficient reason for an oral hearing, it demonstrated the importance of the issue of Categorisation Review to him and the corresponding demand for a high standard of fairness.
ii) The Parole Board which had heard orally from the Claimant in 2008 had contemplated the Claimant moving to Category B conditions in the terms that I have quoted in paragraph [4] above.
iii) The Local Advisory Panel had recommended that the Claimant should be downgraded a number of times. The LAP included Dr Saradjian who was the Clinical Director of the DSDP Unit where the Claimant had spent several years and had completed the course. Those responsible for treating him during this period had testified to his progress and improvement. Other members of the LAP had included the Governor and other members of staff at the prison.
iv) The LAP had repeated its recommendation that the Claimant should be downgraded even after he had admitted liability for the 12th rape. As I have set out above, it considered the court conviction and sentence to be a significant outcome, but not one which increased risks and actually helped to demonstrate progress in understanding and dealing with risks and behaviours associated with his offending.
v) As Dr Saradjian had told the Director, it was the Claimant's case that he had simply forgotten about this 12th rape. The offence had been committed 29 years previously when he was drinking to excess and taking drugs and when he had committed a great many offences. The minute of the meeting suggested that the Director was sceptical as to whether this was correct. However, if that was so, in fairness the Claimant should have been allowed to give oral evidence before his case was disbelieved.
vi) The minute of the meeting recorded the view of the unnamed psychologist that "it would not be a great surprise if he was found to have committed a number of other offences". This suggestion had never been put to the Claimant and he ought to have had the opportunity to give his response to it at an oral hearing.
vii) The authorities showed that one of the functions of a hearing could be to allow those who had had direct responsibility for the care and treatment of a prisoner to present their views orally. In this case, the minute showed that the Director and the psychologist adviser were disparaging of Dr Saradjian. Her addendum report was described as "biased and unhelpful". The DSPD reports were characterised as "vague and unhelpful" and, in the opinion of the psychologist, the DSPD reports were the product of the Claimant using his "psychopathic charm". The addendum report was described as providing "loaded ammunition to support any future challenge if the decision was not taken to downgrade." These were serious criticisms of the professionalism of those who were involved in the running of the DSPD Unit. Before they were made and used as the foundation for the Director's decision, an oral hearing should have been held.
viii) The Claimant had completed the DSPD course. It was not clear what else he could do to demonstrate a reduction in his risk unless he was downgraded. His was therefore an example of the type of impasse which further militated in favour of an oral hearing.
ix) Mackay assisted the Claimant. It repeated that there was no test of exceptionality before fairness required an oral hearing. In the end, Mackay recognised that each case turned on its own facts. The facts of the present case were more strongly in favour of an oral hearing because here (unlike in Mackay) the LAP had recommended downgrading and the Parole Board's recommendation was more favourable to the Claimant than it had been in that case. The attitude of the Director and psychologist to the professionals who had treated the Claimant had no parallel in the Mackay case.
i) Although there was no test of exceptionality, Mackay repeatedly emphasised that the cases where fairness required an oral hearing would be few and far between (see for instance [28]). For this reason, the fact that a claimant was post-tariff and had not previously had an oral hearing before the Director (or the Category A Review Team) did not carry much weight (see Mackay at [37(iii)]).
ii) It was for the Director to make a decision on whether a prisoner should be downgraded. The LAP was an advisory body which made recommendations. The Director was not obliged to follow them. He was entitled to make his own assessment. The Prison Service Instruction paragraph 12 made it clear that he could look to his panel (including a psychologist) for assistance. That was what the Director had done in this case.
iii) The Director's decision was based on logic. The premise of the assessments was that the assessors knew the nature of the Claimant's offending and his attitude to it. As part of the report on his work in the Offending Behaviour Groups in DSPD, it was said,
"Mr Longmire has almost completed this group. To his credit, he has been able to disclose even his most shameful offences and work on all aspects of his offending behaviours in the group. He now recognises his offence paralleling behaviours and they have functioned in the past to manage his affect. He has been brave, open, honest and frank about his offending, both his violent and sexual offending, and from time to time this has arguably left him being consumed with guilt."
Dr Saradjian had said that the Claimant had worked through every aspect of his offending and showed genuine remorse. But the Claimant's very recent admission to an additional rape (and an admission which had been forthcoming only when confronted with DNA evidence) showed that these premises were incorrect.
iv) The Director already had the report from the LAP which had been compiled after the 12th rape came to light. He knew, therefore, that LAP, including Dr Saradjian (and by inference the other members of the staff at the unit) did not consider that this additional offence altered their recommendation. He took their opinions into account. An oral hearing would not have taken the matter any further.
v) The Court should not be over-ready to find an impasse or inconsistency and, even where one could properly be said to exist, it did not necessarily mean that an oral hearing was required (see Mackay at [28(iv)]).
vi) The Parole Board recommendation in 2008 was not materially different from that which it had made in the Mackay case. The Court of Appeal in that case did not think that what the Parole Board had said made an oral hearing necessary. The Claimant is on no stronger ground here. The Director did take account of what the Parole Board had said in the Claimant's case.
vii) The Claimant had not reached an impasse. He had been moved to HMP Full Sutton specifically to undertake the extended SOTP on outstanding issues relating to his sexual offending.
Oral hearing: discussion
The challenge to the substantive decision not to re-categorise the Claimant
Disposal