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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Gill, R (On the Application Of) v London Borough of Brent (Rev 1) [2021] EWHC 67 (Admin) (18 January 2021) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2021/67.html Cite as: [2021] EWHC 67 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
(Sitting as a Deputy Judge of the High Court)
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THE QUEEN -on the application of- DOREEN GILL |
Claimant |
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- and - |
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LONDON BOROUGH OF BRENT |
Defendant |
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Mr Simon Bird QC (instructed by London Borough of Brent Legal Department) for the Defendant
Hearing date: 20 October 2020
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Crown Copyright ©
Covid-19 Protocol: This judgment was handed down remotely by circulation to the parties' representatives by email, release to BAILII and publication on the Courts and Tribunals Judiciary website. The date and time for hand-down is deemed to be 2pm on 18 January 2021
MR JAMES STRACHAN QC:
Introduction
"Redevelopment of Preston Library including erection of a part 2 to part 4 storey building comprising a library on ground floor and 12 self-contained flats, provision for amenity space, parking, cycle and refuse storage, new access and associated landscaping."
(1) Ground 1 - it wrongly advised them that the proposed development complied with Policy DMP19 of the Defendant's adopted Development Management Policies Development Plan Document ("the DMP DPD") in terms of amenity space, as that advice misinterpreted the policy.
(2) Ground 2 – the OR failed to assess the amenity space available for each flat in a manner consistent with the Defendant's Design Guide Supplementary Planning Document ("the SPD") without giving any explanation for taking a different approach from that document.
(3) Ground 3 – the OR wrongly advised them that the expectation under Policy DMP19 for private amenity space for family housing above ground floor level was 20 sqm, rather than 50 sqm, and the OR failed to apply Policy DMP19 consistently in this respect with other planning decisions.
Factual Background
"… it is accepted that the [previous] report took an erroneous approach by misapplying policy DMP19 in relation to the assessment of the adequacy of the proposed external amenity space. The report assessed the adequacy of the amenity space on the basis of the average space available per unt rather than the amount of space actually available to each unit as required by policy DMP19. On the basis of this error the application was concluded to be policy compliant in terms of external amenity space when it was not."
"4. Quality of the resulting residential accommodation: The residential accommodation proposed is of sufficiently high quality. The mix of units is in accordance with the standards within the London Plan and is in accordance with the Core Strategy target mix. The flats would have a satisfactory outlook and acceptable light. The amount of external private/communal space complies with DMP19 CHECK and site is also within walking distance from Preston Park."
"Amenity Space
53. Policy DMP19 states the following
"All new dwellings will be required to have external private amenity space of a sufficient size and type to satisfy its proposed residents' needs. This will normally be expected to be 20sqm per flat and 50sqm for family housing (including ground floor flats)"
54. The policy requirement in relation to external private amenity space is for it to be "sufficiency of size". Whilst there is a normal "expectation" for 20sqm per flat and 50sqm for family housing (including ground floor flats), that is not an absolute policy requirement in all cases. This is reinforced by the supporting text to the policy which provides that:
"10.39 New development should provide private amenity space to all dwellings, accessible from a main living room without level changes and planned within a building to take a maximum advantage of daylight and sunlight. Where sufficient private amenity space cannot be achieved to meet the full requirement of the policy, the remainder should be applied in the form of communal amenity space."
55. The wording of the policy means that there is more than ones [sic] means by which the policy requirement for sufficiency may be met and this includes, where necessary and appropriate, the use of communal amenity space. Furthermore, the reference to "normally" within the policy, allows for a departure from the target of 20sqm and 50sqm respectively, without giving rise to a policy conflict.
56. The S[outh] K[enton] P[ark] R[esidents] A[ssociation] have raised concern with the external amenity space being miscalculated within the original committee report. The committee report made reference to 24sqm per unit and being in line with DMP19. However, this represented an average and not the amount available to each home. It is accepted that the committee report had incorrectly concluded that the proposal would result in amenity space provision of 24sqm per unit, which would suggest that it exceeds the levels set out in policy.
57. This has been recalculated and it is recognised that there would be an overall deficit of 39sqm of amenity space below Policy DMP19 levels for the proposed development. This is also material in accordance with emerging policy BH13.
58. A table breaking down the amenity space per flat is set out below
Unit Floor No. beds Standard Private amenity Shortfall 1 Ground 3 50 105 1.1 1st 3 20 10 10 1.2 1st 2 20 7 13 1.3 1st 1 20 5 15 1.4 1st 1 20 5 15 1.5 1st 1 20 5 15 2.1 2nd 3 20 10 10 2.2 2nd 1 20 5 15 2.3 2nd 1 20 5 15 2.4 2nd 1 20 5 15 3.1 3rd 2 20 18 2 3.2 3rd 3 20 58 Total 125 Communal Space 86 Shortfall 39
59. It should be noted that the family housing amenity space requirement makes specific reference to "including ground floor flats". As such, it is considered that the 50sqm standard relates to ground floor flats only. However, should one interpret this policy to include all provision of family homes, the shortfall would increase to 99sqm.
60. Objectors also question the quality of amenity space for the ground floor flat, which has a fire exit (from the library) which opens onto it. The presence of a fire exist is not considered to result in a poor quality of external amenity space given the likely (low) intensity of use of this exit.
61. While there is a shortfall below the level set out in policy, all units have private external amenity space of at least 5sqm, have access to the communal roof terrace [sic]. The site is also approximately 430 m from the entrance to Preston Park which will supplement the on-site amenity space. As such, the quality of accommodation is considered to be good and the shortfall below Policy DMP levels is considered to be acceptable."
"Summary
106. Following the above discussion, officers consider that taking the development plan as a whole, the proposal is considered to accord with the development plan, and having regard to all material planning considerations, should be approved subject to conditions. The levels of external amenity space within the proposed development do not accord with those specified within Policy DMP19. However, given the level and quality of amenity space proposed and the proximity to nearby public open space (Preston Park), the quality of accommodation for future residents is considered to be good. The limited conflict is substantially outweighed by the very considerably [sic] benefits of the proposed development."
Legal and Policy Framework
"41. The Planning Court – and this court too – must always be vigilant against excessive legalism infecting the planning system. A planning decision is not akin to an adjudication made by a court (see paragraph 50 of my judgment in Barwood v East Staffordshire Borough Council). The courts must keep in mind that the function of planning decision-making has been assigned by Parliament, not to judges, but – at local level – to elected councillors with the benefit of advice given to them by planning officers, most of whom are professional planners, and – on appeal – to the Secretary of State and his inspectors. They should remember too that the making of planning policy is not an end in itself, but a means to achieving reasonably predictable decision-making, consistent with the aims of the policy-maker. Though the interpretation of planning policy is, ultimately, a matter for the court, planning policies do not normally require intricate discussion of their meaning. A particular policy, or even a particular phrase or word in a policy, will sometimes provide planning lawyers with a "doctrinal controversy". But even when the higher courts disagree as to the meaning of the words in dispute, and even when the policy-maker's own understanding of the policy has not been accepted, the debate in which lawyers have engaged may turn out to have been in vain – because, when a planning decision has to be made, the effect of the relevant policies, taken together, may be exactly the same whichever construction is right (see paragraph 22 of my judgment in Barwood v East Staffordshire Borough Council). That of course may not always be so. One thing, however, is certain, and ought to be stressed. Planning officers and inspectors are entitled to expect that both national and local planning policy is as simply and clearly stated as it can be, and also – however well or badly a policy is expressed – that the court's interpretation of it will be straightforward, without undue or elaborate exposition. Equally, they are entitled to expect – in every case – good sense and fairness in the court's review of a planning decision, not the hypercritical approach the court is often urged to adopt.
42. The principles on which the court will act when criticism is made of a planning officer's report to committee are well settled. To summarise the law as it stands:
(1) The essential principles are as stated by the Court of Appeal in R. v Selby District Council, ex parte Oxton Farms [1997] EGCS 60 (see, in particular, the judgment of Judge L.J., as he then was). They have since been confirmed several times by this court, notably by Sullivan L.J. in R. (on the application of Siraj) v Kirklees Metropolitan Borough Council [2010] EWCA Civ 1286, at paragraph 19, and applied in many cases at first instance (see, for example, the judgment of Hickinbottom J., as he then was, in R. (on the application of Zurich Assurance Ltd., t/a Threadneedle Property Investments) v North Lincolnshire Council [2012] EWHC 3708 (Admin), at paragraph 15).
(2) The principles are not complicated. Planning officers' reports to committee are not to be read with undue rigour, but with reasonable benevolence, and bearing in mind that they are written for councillors with local knowledge (see the judgment of Baroness Hale of Richmond in R. (on the application of Morge) v Hampshire County Council [2011] UKSC 2, at paragraph 36, and the judgment of Sullivan J., as he then was, in R. v Mendip District Council, ex parte Fabre (2000) 80 P. & C.R. 500, at p.509). Unless there is evidence to suggest otherwise, it may reasonably be assumed that, if the members followed the officer's recommendation, they did so on the basis of the advice that he or she gave (see the judgment of Lewison L.J. in Palmer v Herefordshire Council [2016 EWCA Civ 1061, at paragraph 7). The question for the court will always be whether, on a fair reading of the report as a whole, the officer has materially misled the members on a matter bearing upon their decision, and the error has gone uncorrected before the decision was made. Minor or inconsequential errors may be excused. It is only if the advice in the officer's report is such as to misdirect the members in a material way – so that, but for the flawed advice it was given, the committee's decision would or might have been different – that the court will be able to conclude that the decision itself was rendered unlawful by that advice.
(3) Where the line is drawn between an officer's advice that is significantly or seriously misleading – misleading in a material way – and advice that is misleading but not significantly so will always depend on the context and circumstances in which the advice was given, and on the possible consequences of it. There will be cases in which a planning officer has inadvertently led a committee astray by making some significant error of fact (see, for example R. (on the application of Loader) v Rother District Council [2016] EWCA Civ 795), or has plainly misdirected the members as to the meaning of a relevant policy (see, for example, Watermead Parish Council v Aylesbury Vale District Council [2017] EWCA Civ 152). There will be others where the officer has simply failed to deal with a matter on which the committee ought to receive explicit advice if the local planning authority is to be seen to have performed its decision-making duties in accordance with the law (see, for example, R. (on the application of Williams) v Powys County Council [2017] EWCA Civ 427). But unless there is some distinct and material defect in the officer's advice, the court will not interfere."
The Grounds
Ground 1 – Misinterpretation of Policy DMP19 and immaterial considerations
(1) whether the expected standards in the policy are met and
(2) if not, whether any shortfall is made-up by the provision of communal space in the development.
Analysis
(1) Even if read in isolation, the statement as to compliance with Policy DMP19 in sub-paragraph (4) was necessarily qualified, or at least subject to a material degree of uncertainty, by the appearance of the word "CHECK". This word appears in capital letters next to the statement itself. This of itself would be likely to alert a reader that the statement still needs some verification, or that the author had not yet done the checking required to rely upon the statement, or simply that the report may be in imperfect form.
(2) Although the statement in sub-paragraph (4) is in an important section of the OR (intending to summarise key issues), it is not reasonable or appropriate to read it in isolation from the remainder of the OR, or to assume that members would have done so - particularly in this case. In the 'Introduction' section of the OR, preceding the Summary of Key Issues, members were reminded of the relevant background that had led to the redetermination. It was a legal challenge to the approach to Policy DMP19 and amenity space. Officers identified that the previous error made result in a conclusion that the application was policy compliant in terms of external amenity space "when it was not". This earlier statement in the OR that the scheme was not compliant with Policy DMP19 at the very least creates a tension with the later statement in sub-paragraph (4) of the Summary of Key Issues section, heightening the significance of the word "CHECK" that appeared against that latter statement. A reader would have been aware of such inconsistencies without reading more.
(3) There is no reason to suppose a reader of the OR would have stopped at the Summary section anyway. Although intending to provide a summary of key issues, it was not purporting to be exhaustive or suggesting that it was sufficient merely to read the summary. That would have been inconsistent with the need for members to consider the development properly, and the report as a whole, given its contents. For example, the 'Consultation' section summarising objections cross-refers to the later analysis section in respect of amenity space. Members would be well aware that amenity space was a controversial issue in light of the background and 'Introduction' section. The table summarising the objections expressly refers the reader to the later sections of the OR where the officers' analysis is to be found: "See Standard of Accommodation section of the report". The same is true of the subsequent SOR. It dealt with further objections received. They again included objections in relation to amenity space. The SOR specifically referred members to those paragraphs of the OR (53-61) containing officers' analysis of the proposal against Policy DMP19. It is therefore fanciful to infer that members would not have read the OR as a whole in making their determination.
(4) Paragraphs 53-61 of the OR, read properly, do identify the officers' view that the shortfall in amenity space provision rendered the proposal non-compliant with Policy DMP19 (albeit to a limited degree). This naturally flows from what is stated in paragraph 57. It is not contradicted by anything stated in paragraph 61 when read together. However, it is unnecessary to reach any definitive view on the effect of those paragraphs alone, because they should not be read in isolation either. Read fairly, paragraph 106 of the OR was identifying that officers considered the levels of external amenity space did not accord with those specified within Policy DMP19, but that the limited conflict was considered to be outweighed by the benefits of the proposed development. Read together and as a whole, I am satisfied that the OR did advise members of their view that there was a conflict with Policy DMP19, notwithstanding the unfortunate inaccuracy contained in sub-paragraph (4) of the 'Summary of Key Issues' earlier in the report.
(1) First, the mandatory requirement expressed in the wording of Policy DMP19 itself (rather than any explanatory text) is a requirement for "external private amenity space of a sufficient size and type to satisfy its proposed residents' needs." The word "sufficient" would ordinarily indicate the need for the exercise of a planning judgment, particularly given the need for the question of sufficiency to be considered against the "proposed residents' needs".
(2) Second, the next sentence which introduces quantitative standards on which the Claimant relies is importantly qualified by the use of the word "normally", in conjunction with the word "expected": "This will normally be expected to be 20sqm per flat and 50sqm for family housing (including ground floor flats)." As Mr Parkinson himself accepted, the use of the words "normally" and "expected" naturally indicate that there can be exceptions, such that failure to meet the standards does not necessarily mean the policy would be breached. The standards on the amount of amenity space normally expected are therefore not prescriptive minima for all cases.
(3) Third, there is no good reason in this case to give the words used in the policy text itself anything other than their natural and ordinary meaning. There is nothing intrinsically problematic in a policy which articulates a requirement for a sufficient amount of private amenity space to meet residents' needs, where determination of whether that is met by a particular scheme depends upon the exercise of planning judgment. Similarly, there is nothing inherently problematic in a policy articulating what will normally be expected in this regard, but consequently allowing for the potential for exceptions which may, as a matter of planning judgment, still be considered to be policy-compliant.
(4) Fourth, the main part of the Claimant's argument depends upon interpreting Policy DMP19 as prescriptively dictating how any shortfall can be made up; but in order to do so the Claimant does not rely upon any words within the policy text itself. There is nothing in the policy text itself which imposes such prescription. Had the intention been to impose prescription of this kind, creating a rigidity of approach not otherwise reflected in the language of the policy itself, one might reasonably expect it to be articulated in the policy text (as it could have readily been done).
(5) Fifth, the Claimant's reliance on paragraph 10.39 runs counter to the approach expressed in Cherkley. Paragraph 10.39 is relevant to the interpretation of the policy, but it does not form part of it. It cannot import a criterion or requirement which is not found within the policy itself. Here the policy itself does not import a rigid requirement. It permits of exception to what is normally expected. In this situation, it is inappropriate to treat what is identified in paragraph 10.39 as representing the only potential exception to the policy. This approach would have the effect of reading paragraph 10.39 as imposing a criterion forming part of the policy text itself, but where the policy text itself does not impose that restriction. If it had been the intention to do, it would have been easy to have included the prescriptive requirement in the policy text itself.
Ground 3 – Misinterpretation of Policy DMP19 – family housing above ground floor
"This will normally be expected to be 20sqm per flat and 50sqm for family housing (including ground floor flats)"
"Brent's policy DMP19 states that the standard sizes of external amenity space to satisfy residents needs are:
- 50m2 for family housing (3 bedrooms or more) including ground floor flats
- 20m2 for other flats.
…"
"50sqm for family housing (including flats)"
Analysis
(1) First, I have no hesitation in concluding that the term "family housing" used in Policy DMP19 is intended to have the same meaning as that contained in the Defendant's Core Strategy. Although the definition is not expressly included in the DPD document itself, the DPD is intended to form part of a suite of documents comprising the Defendant's statutory development plan of which the Core Strategy is an important part. It is a reasonable starting point that definitions of terms used in the Core Strategy are intended to be consistently used and applied in subsequent development plan documents giving effect to that strategy, such as the DPD. That does not preclude the possibility of terms used in later documents having different meanings (depending on their context), but it is less likely to the case in the absence of some explanation or the context requiring that result.
(2) Second, as a matter of ordinary language, the term housing can naturally cover either flats or houses, particularly when used in planning for an urban area such as a London borough. Absent a contrary definition, or clear indication to the contrary, one would naturally expect it to apply to both. The definition in the Core Strategy provides further clarity that it may consist of both, but also identifies that it is dwellings with 3 bedrooms or more that falls into the category.
(3) Third, to interpret the term "family housing" used in DMP19 differently sits uncomfortably with the wording in Policy DMP19 itself. The word "including" in used in the bracketed phrase makes it clear that the expected standards also apply to ground floor flats. This means flats are considered to be included as a relevant type of housing. That is consistent with the way the term has been defined in the Core Strategy. If a three bedroom flat falls within the definition of "family housing", it is difficult to see why that position is altered depending on whether the flat is provided at ground floor level, or at a higher level. It is a description which is concerned with provision of housing for families. But for the bracketed phrase (to which I turn shortly), it seems there would be no real basis for contending that the term only applied to a ground floor flat and not a flat at an upper level.
(4) Fourth, there is no obvious reason why a family's need for private amenity space would be diminished simply because the accommodation is to be provided in a house rather than a flat, or at ground floor, rather than an upper floor. I will return to the issue of practicality (in so far as that is relevant to the issue of interpretation shortly).
(5) Fifth, having set an expectation of 50sqm for all family housing, if one then turns to the natural and ordinary meaning of the words used in the bracketed phrase, and in particular the word "including", it tends to support the Claimant's interpretation. The It is the language of clarification as to what is included, rather language consistent with exclusion. The word "including" ordinarily means that what follows is included in what is covered, but it does not necessarily mean, let alone suggest, that other things are necessarily excluded.
(6) Sixth, if the Defendant's meaning had been intended it would have been more logical, simpler and far clearer to have used the language of exclusion, rather than inclusion. The policy begins by using a broad term "family housing". That is a term the Defendant would know is used in the Core Strategy to cover any three bedroom flat (whether at ground floor or above). If the intention had been to limit the ordinary application of that term so as to exclude flats above ground floor, one would have expected language of exclusion, not inclusion, to be used, e.g. "except family flats provided above ground floor".
(7) Seventh, the written evidence as to potential difficulties of providing 50sqm of amenity space for family housing in flats at above ground floor levels does not affect this analysis, nor is persuasive anyway. The natural and ordinary meaning of the words cannot readily be displaced by claiming difficulty with meeting the target in practice. The Defendant does not argue the result is never achieved (indeed one of the three bedroom flats is said by the Defendant to have more than 50sqm of amenity space). Such arguments also do not sit well with paragraphs 10.37-10.38 of the explanatory text. This sought to express the virtue of the Defendant adopting a "locally distinctive target". This was on the basis that the Defendant had historically been able to achieve higher levels of amenity space within higher density schemes within its Borough. If the target is ultimately now considered to be too ambitious by the Defendant, that is a matter for the Defendant to take up in any review of its development plan. It is not a good reason of itself for reading down the words that have been used. Moreover, the argument has to be seen in light of the wording of the policy as a whole. Where 50sqm cannot be achieved, the shortfall may be addressed by the provision of communal open space. If provision of 50sqm private amenity space for three bedroom flats at upper levels proves difficult in a particular scheme, this does not prevent policy compliance. None of this supports an interpretation which requires dilution of the normal starting point expressed in the policy that 50sqm of private amenity space is expected for all family housing.
(1) The ground floor three bedroom flat had 105 sqm of private amenity space.
(2) The first floor three bedroom flat had 10sqm of private amenity space.
(3) The second floor three bedroom flat had 10sqm of private amenity space.
(4) The third floor three bedroom flat had 58sqm of private amenity space.
"… However, should one interpret this policy to include all provision of family homes, the shortfall would increase to 99sqm."
Ground 2 – Failure to assess amenity space in accordance with SPD
"Principle 5.2 "New development should provide good levels of private outdoor space and well-designed communal space for new residents".
"Private amenity space should be provided in accordance with the Mayor's latest guidance and other Brent adopted guidance. Brent's policy DMP19 states that the standard sizes of external amenity space to satisfy residents needs are:
50 sqm for family housing (3 bedrooms or more) including ground floor flats
20 sqm for other flats
…
Minimum width and depth for balconies and private external spaces is 1.5m."
Analysis
Summary