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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Ashchurch Rural Parish Council, R (On the Application Of) v Tewkesbury Borough Council [2022] EWHC 16 (Admin) (07 January 2022) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2022/16.html Cite as: [2022] EWHC 16 (Admin), [2022] Env LR 23 |
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QUEEN'S BENCH DIVISION
PLANNING COURT
2 Redcliff Street, Bristol BS1 63R |
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B e f o r e :
____________________
The Queen on the application of (Ashchurch Rural Parish Council) |
Claimant |
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- and - |
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Tewkesbury Borough Council |
Defendant |
____________________
J Pereira QC and H Waller (instructed by One Legal) for the defendant
Hearing dates: 21 and 22 October 2021
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Crown Copyright ©
Mr Justice Lane :
THE CHALLENGE
BACKGROUND
"The Homes England documentation splits the project into the main project comprising the bridge and a wider project which includes the link roads and the housing development unlocked by the funding - detailed as 826 residential units. Homes England has accepted that delivery of the wider project is outside of the control of this project (i.e. the granting of planning permission) and have agreed a 'best endeavours' approach to delivery of this wider project."
"[as] discussed at the meeting, you should also submit an Environmental Impact Assessment Screening Opinion to establish whether the proposed is "EIA" development. My gut feeling is that it probably is given that it can't be divorced from the future development it is intended to serve."
"In accordance with this approach, the bridge will not be connected to the public highway... and will not be provided with its final road surfacing. After construction, the bridge will remain fenced off from use until future development linked to the [Masterplan] (which currently has no formal planning status, but is being prepared for potential adoption into the relevant Local Development Plan) gains planning permission for a future highway through the north Ashchurch area. Consequently, the "operational" stage for the purposes of the [bridge] scheme is restricted to the physical presence of the bridge as a feature within the landscape - use as an operational highway will be a matter for a future planning application".
"The [bridge] is being advanced prior to the formalisation of site allocations within planning documents in recognition of the considerable lead in time and constraints associated with working on railway assets. Design and construction on Network Rail assets are required to follow Network Rail's Governance for Railway Investment Projects (GRIP) process, and, due to the intricacies of these activities, are often seen as blockers to onward development. In particular, constructing bridges over Network Rail assets is complicated by the requirement for "possessions" on the railway asset for parts of the construction, which involves undertaking certain works only in the infrequent periods in which the railway is non-operational or in reduced operation".
"Given this shortfall, the Council is in the process of evaluating the development potential in the Ashchurch area, and it is intended that a strategic, comprehensive and plan-led approach will be adopted. This approach is to be informed by the [Masterplan] ... This document is a first step in the process of reviewing future development opportunities at Ashchurch and has already started to inform the review of the JCS, with a view to contributing to the identification of strategic allocation sites for the Borough".
"The current proposals identify that this North Ashchurch Development Area is anticipated to provide 826 new houses, but it is recognised that this development would not occur unless further crossings of the railway are provided… The [bridge] scheme relates exclusively to the construction of the bridge structure and associated embankments over the railway. This will facilitate future development of the North Ashchurch development area, enabling the requisite crossing structure for a future road to be provided, recognising that the design and delivery of any such road will form part of the masterplanning exercise for the future housing development".
"It is noted that the [bridge] is essentially advance works for anticipated future growth to the north of Ashchurch, providing a crossing point over the railway line that could, in the future, be connected into the highway network to provide additional network capacity. However, the planning policy context for the growth of this part of Tewkesbury is not yet fixed within adopted policy documents; and no planning applications have been submitted to date in respect of sites directly to the North or East of the proposed…[bridge] (specifically the North Ashchurch Development Area). Consequently, the preparation of a robust assessment of cumulative effects of the [bridge] in light of a future baseline scenario incorporating growth in the North Ashchurch development area is not possible, and any attempt to prepare such a document would arguably be premature - the developments would fall outwith the usual definition of reasonably foreseeable future projects on the basis of their lack of formal planning status".
"Overall, this application assumes that any future applications for the remaining development will be approved irrespective of any reasons why they should not be so. In isolation the project can only be considered a waste of public funds and thus should be resubmitted with the missing applications for a road link and housing".
"is not a development plan document; It is part of the evidence base to support work on the review of the JCS providing a spatial growth strategy for the area that will contribute towards meeting both the housing shortfall for the Borough up to 2031 as well as the longer term growth needs beyond. As a planning document it carries very little weight although it does form part of the plan-led approach".
"The applicant advises that the planning application for the [bridge] is submitted in advance of other associated infrastructure or land use developments due to a spending deadline associated with HIF Funding. It is necessary for the HIF Funding to be spent by the end of 2022 and the submission documents indicate the construction period would be circa 12 months.
The applicant also advises that this [bridge] is being advanced prior to the formalisation of site allocations within planning policy documents in recognition of the considerable lead in time and constraints associated with working on rail assets. Design and construction on Network Rail assets are required to follow Network Rails Governance for Railway Investment Projects, and, due to the intricacies of these activities, are often seen as delaying factors to onward development. In particular, constructing bridges over Network Rail assets is complicated by the requirements to undertake certain works only in the infrequent periods in which the railway is non-operational or in reduced operation.
The application is therefore being progressed at the current time to deliver these Short-Term Enabling Intervention timescales of the [Masterplan] and to meet the HIF Funding deadline.
…
Infrastructure can be the key to unlocking land for development to enable comprehensive well- planning (sic) development solutions. In the case of the current application, the construction of the bridge is identified as a Short Term Enabling Intervention to deliver the First Phase of the [Masterplan] by 2031, to ensure the proposed development is facilitated and supported by the necessary infrastructure and facilities and to accord with the requirements to the HIP Funding (sic).
Nevertheless, it is the case the HIF Funding, the inclusion of the wider application site in the garden communities programme and the identification of the wider area for development in the [Masterplan] does not prejudice or presuppose the planning system, including the plan-led approach.
Therefore, the principle of progressing with the [bridge] application at the current time, is a matter of planning balance. There are substantial benefits of seeking to achieve the aspirations and timelines of the [Masterplan] in the context of achieving the JCS and JCS Review Strategic Objectives, and ensuring that necessary infrastructure is [in]place to achieve well planned development. This weighs in favour of the principle of progressing the application at the current time. However, weighing against the principle of progressing with the application at the current time, is that the [Masterplan] is an evidence base document which carries very little weight in the decision-making process".
"Significant concerns have been raised by the local community both in relation to traffic impacts during the construction period and those related to potential future development in the area, enabled by the proposed bridge. Whilst concerns in relation to the latter are understandable, as set out above, those matters are not material to this application, the assessment of which relates solely to the construction of the bridge structure and related haul road/compounds etc."
"The highways authorities advise that their consideration of the current proposals does not provide any pre-determined view on the acceptability of a future proposed link road, the bridge's connection to the existing highway network and associated development proposal. The impacts of these proposals would be considered separately in the future."
"It is acknowledged that the impact of the bridge is not likely to be in isolation. The bridge is part of the Garden Town initiative, which would result in additional within the setting of the listed buildings. development of the land (sic) [presumably "additional development on the land within the setting of the listed buildings."] However, at present, the application should be judged on its own merits."
"It is the case that there would be public benefits arising from the proposal, which is the first phase of the Garden Communities programme which would deliver housing and associated infrastructure. It is also considered that there is a clear and convincing justification for the proposed bridge to facilitate the Garden Communities Programme.
In this instance harm to the heritage assets is identified and considerable importance and weight should be afforded to this harm in the decision-making process. However, officers consider that the substantial public benefits arising from the proposal outlined above would outweigh the identified harms in this instance and that there is a clear and convincing justification for the proposal."
"Whilst it is recognised of course that the [Masterplan] is an evidence base document which carries very little weight in the decision making process the application proposals are a first stage Short-Term Enabling Intervention within the [Masterplan] and Garden Communities Programme. There are significant benefits arising from this development in enabling the delivery [of] the [Masterplan] and Garden Communities programme and ensuring that necessary infrastructure is [in] place to achieve well planned development. The application site itself spans across land parcels 14 and 15 which are identified to have an indicative capacity for 2055 homes within the [Masterplan] which would make a significant contribution to housing land supply. The HIF Funding financial modelling obligation is for the delivery of 826 new houses. There are substantial benefits with progressing the application proposals at the current time to ensure the delivery time scale of the [Masterplan] is maintained seeking to achieve the aspirations and timeline of the [Masterplan] in the context of achieving the JCS and JCS Review Strategic Objectives and to meet the HIF Funding deadline."
"At this stage of the [bridge] scheme, there are no operational effects to assess in respect of vehicle movements, noise, vibration, emissions and other matters. These would be considered when future applications come forward enabling the operational phase".
"It is concluded that the benefits of the proposal, including the benefits of progressing the proposal at the current time, outweigh the identified harm. It is also concluded that the application is generally in accordance with development plan policy.
It is therefore recommended that the application is permitted" (original emphasis).
"is a member of the Tewkesbury Garden Town Member Reference Panel, but has not, either individually or as a member of the Panel, been directly or closely involved in the detail of the planning application. Neither had the application being discussed at the Panel."
"governance and whether the Council should be dealing with the application, the Development Manager advised that it was entirely appropriate and lawful for the Council to determine the application in accordance with the relevant statutory provisions. As with all applications considered by the Council, decisions must be made in an open and transparent way taking into account all material considerations".
"As members will be aware, the Tewkesbury Borough Plan was currently at examination, so was at an advanced stage and there was reference to Ashchurch as being a focus for new development within that plan but in terms of the [Masterplan] and the JCS Review little weight could be attributed to those documents in terms of the statutory weight to be applied. However, as Members had previously been advised with any material consideration or any consideration in determining planning applications the weight was for the decision-maker to decide as well as how much weight to give to any particular factor".
"referenced the Councillor mentioning 826 houses and stressed that it was not clear what amount of development the proposed bridge would serve, but in any event the application before the committee currently was for the construction of a bridge and the impact of that construction. He understood that this was a difficult scenario considering a bridge structure which did not link to any of the surrounding road network but would in the future be enabling developments; this was about getting the infrastructure in early to deal with future development but that future development and the impacts of it were not relevant currently and could not be considered as part of the application before the Committee today".
"A debate ensued on why the application should be refused and particular reference was made to paragraph 8.27 of the Report which stated that points made by the local community were not material to the application; a Member completely disagreed with this statement as he felt on balance they were very relevant and he highlighted comments from the Bredon Hill Conservation Group in relation to a lack of sequencing, negative impacts on the highway network and poor use of public funds…"
DISCUSSION
Ground 1
"30. The approach of the court in response to such an allegation has been discussed in a number of authorities. I sought to summarise the principles in Derbyshire Dales District Council v Secretary of State for Communities and Local Government [2009] EWHC 1729 (Admin) [2010] 1 P & CR 19. The issue in that case was whether the authority had been obliged to treat the possibility of alternative sites as a material consideration. I said:"
"17. It is one thing to say that consideration of a possible alternative site is a potentially relevant issue, so that a decision-maker does not err in law if he has regard to it. It is quite another to say that it is necessarily relevant, so that he errs in law if he fails to have regard to it …
18. For the former category the underlying principles are obvious. It is trite and long-established law that the range of potentially relevant planning issues is very wide (Stringer v Minister of Housing and Local Government [1970] 1 WLR 1281); and that, absent irrationality or illegality, the weight to be given to such issues in any case is a matter for the decision-maker (Tesco Stores Ltd v Secretary of State for the Environment and West Oxfordshire District Council [1995] 1 WLR 759, 780). On the other hand, to hold that a decision-maker has erred in law by failing to have regard to alternative sites, it is necessary to find some legal principle which compelled him (not merely empowered) him to do so."
Ground 2
"(4) Where a relevant planning authority .. has to decide under these Regulations whether Schedule 2 development is EIA development, the relevant planning authority .. must take into account in making that decision –
(a) any information provided by the applicant.
…
(c ) such of the selection criteria set out in Schedule three as are relevant to the development."
"… I think it important to bear in mind the nature of what is involved in giving a screening opinion. It is not intended to involve a detailed assessment of factors relevant to the grant of planning permission; that comes later and will ordinarily include an assessment of environmental factors, among others. Nor does it involve a full assessment of any identifiable environmental effects. It involves only a decision, almost inevitably, on the basis of less than complete information, whether an EIA needs to be undertaken at all. I think it important, therefore, that the court should not impose to higher burden on planning authorities in relation to what is no more than a procedure intended to identify the relatively small number of cases in which the development is likely to have significant effects on the environment, hence the term "screening opinion".
"It is true that the scrutiny of cumulative effects between two projects may involve less information than if the two sets of works are treated together as one project, and a planning authority should be astute to ensure that a developer has not sliced up what is in reality one project in order to try to make it easier to obtain planning permission for the first part of the project and thereby gain a foot in the door in relation to the remainder. But the EIA Directive and the jurisprudence of the Court of Justice recognise that it is legitimate for different development proposals to be brought forward at different times, even though they may have a degree of interaction, if they are different "projects", and in my view that is what has happened here as regards the application for permission to build the link road and the later application to develop the residential site."
"40. Since an evaluative judgment is required on that issue, the question arises whether the proper legal approach is to say that the primary decision-maker to make that judgment is the relevant planning authority (which may, depending on the context, be a local planning authority, an inspector or the Secretary of State), subject to rationality review by the court on Wednesbury principles, or to say that the court is itself the primary decision-maker on any appeal or judicial review application before it and should form its own judgment on that question. In relation to the closely related question, whether a project is "likely to have significant effects on the environment" (see the definition of "EIA development" in regulation 2(1) of the EIA Regulations and Article 1(1) of the EIA Directive) there is authority that the former approach is correct: see Bowen-West v Secretary of State for Communities and Local Government [2012] EWCA Civ 321, [39]-[41]; R (Evans) v Secretary of State for Communities and Local Government [2013] EWCA Civ 114, [30]-[43]. As regards the evaluative judgment whether a particular set of works constitutes one distinct "project" or part of another, wider "project" containing another set of works, I think there is a strong argument that, likewise, the former approach is correct. As Simon Brown J (as he then was) said in R v Swale Borough Council, ex p. Royal Society for the Protection of Birds [1991] 1 PLR 6, at 16B-C, in relation to the predecessor of the current EIA Directive,
"The decision is whether any particular development is or is not within the scheduled descriptions is exclusively for the planning authority in question, subject only to Wednesbury challenge. Questions of classification are essentially questions of fact and degree."
41. Sullivan J (as he then was) followed the same approach on the question of identification of the relevant project for the purposes of EIA scrutiny in R (Linda Davies) v Secretary of State for Communities and Local Government [2008] EWHC 2223 (Admin), at [48]. In my view, there is a great deal to be said for this, since the EIA Directive and EIA Regulations impose obligations on the relevant national planning authorities and it is they who have to apply the law in the first instance and bring their detailed knowledge and experience to bear to do so.
42. Against this, Mr Kingston said that the courts in R (Candlish) v Hastings Borough Council [2005] EWHC 1539 (Admin) and Burridge v Breckland District Council [2013] EWCA Civ 228 had made their own judgment regarding the identity of the relevant project for EIA purposes. However, it is not clear that the issue of approach was raised in Candlish and it did not matter, because the judge came to the same conclusion as the planning authority. In Burridge there was no debate regarding the choice of approach (as Mr Hobson, who was counsel in the case, informed us, and as the absence of reference to the relevant passage from the judgment of Simon Brown J in Swale quoted above bears out); and again it made no difference, because although the Court of Appeal reached a different conclusion from the planning authority and the judge below regarding the identity of the project, it was common ground in the argument before us that on the facts in Burridge there was only one possible conclusion which could rationally be arrived at regarding the identity of the project, which was that set out by the Court of Appeal.
43. Mr Kingston also submitted that the ECJ in Case C-227/01 Commission v Spain [2004] ECR I-8253 determined for itself what was the identity of the relevant project, and that this indicated that in the present context it is for the national court to do the same. But Laws LJ gave the answer to this argument in Bowen-West at [40]: Commission v Spain is an infringement case in which the Court of Justice must inevitably make all judgments of fact and law. Accordingly, it does not provide appropriate guidance for the approach which a national court should adopt when reviewing the lawfulness of a decision regarding EIA scrutiny taken by a planning authority within the national planning system.
44. Interesting though this debate has been, at the end of the day it is unnecessary to decide finally which approach is correct in law, since both lead to the conclusion that the appeal on this ground should be dismissed. I am of the view that the link road proposal is a "project" for EIA purposes which is distinct from the proposed development of the residential site. That view accords with the assessment made by SKDC. In this case, therefore, the position is the same in this court as it was in Bowen-West, in which Laws LJ decided with the agreement of the other members of the court that the relevant works in question constituted a self-contained "project" distinct from other proposed works, and said: "And I would so conclude whether the issue is one of law or one of judgment for the Secretary of State [i.e. the relevant planning authority] and in the latter case whatever the appropriate standard of review."
"i) Common ownership - where two sites are owned or promoted by the same person, this may indicate that they constitute a single project (Larkfleet at [60]);"
ii) Simultaneous determinations - where two applications are considered and determined by the same committee on the same day and subject to reports which cross refer to one another, this may indicate that they constitute a single project (Burridge at [41] and [79]);
iii) Functional interdependence - where one part of a development could not function without another, this may indicate that they constitute a single project (Burridge at [32], [42] and [78]);
iv) Stand-alone projects - where a development is justified on its own merits and would be pursued independently of another development, this may indicate that it constitutes a single individual project that is not an integral part of a more substantial scheme (Bowen-West at [24 - 25])."
"90. If a particular kind of project, such as industrial estate development project (or perhaps in urban development project) is, by its very nature, not fixed at the outset, but is expected to evolve over a number of years depending on market demand, there is no reason why a "description of the project" for the purposes of the directive she not recognise that reality. What is important is that the environmental assessment process should then take full account at the outset of the implications for the environment of this need for an element of flexibility. The assessment process may well be easier in the case of projects which are "fixed" in every detail from the outset, but the difficulty of assessing projects which do require a degree of flexibility is not a reason for frustrating their implementation. It is for the authority responsible for granting the development consent (in England the local planning authority or the Secretary of State) to decide whether the difficulties and uncertainties are such that the proposed degree of flexibility is not acceptable in terms of its potential effect on the environment.
91. In Tew 1 said at page 97C that projects such as industrial estate developments and urban development projects have been placed in a "legal straitjacket" by the assessment regulations, in transposing the requirements of the directive into domestic law. The directive did not envisage the straitjacket would be drawn so tightly as to suffocate such projects.
92. It has to be recognised even if it was practical (despite the commercial realities described by Mr Ward) to prepare detailed drawings showing sitting, design, external appearance, means of access and landscaping for every building within the proposed business park, the resulting environmental statement would be an immensely detailed work of fiction since it would not be assessing effect on the environment of any project that was ever likely to be carried out. All concerned with the process would have to recognise that in reality such details could not be known until individual occupiers came forward for particular plots."
Ground 3
" 64 - Objectivity and Bias
(1) Where an authority or the Secretary of State has a duty under these Regulations, they must perform that duty in an objective manner and so as not to find themselves in a situation giving rise to a conflict of interest.
(2) Where an authority or the Secretary of State, is bringing forward a proposal for development and that authority or the Secretary of State, as appropriate, will also be responsible for determining its own proposal, the relevant authority, or the Secretary of State must make appropriate administrative arrangements to ensure that there is a functional separation, when performing any duty under these Regulations, between the persons bringing forward a proposal for development and the persons responsible for determining that proposal."
"21. The Executive Committee was told in the meeting of 3 February 2021 of the progress of the planning application, which it noted. The planning application was brought forward by myself, the Garden Town Programme Manager and Atkins. The Executive Committee was not involved in the preparation of the planning application or the decision to submit the application which was submitted in September 2020".
"Some Members expressed the hope that the application could be dealt with quicker than anticipated, but it was pointed out that the Council's application could not be treated differently to any other application and there was sometimes a delay due to information required from other parties."
"5.1 The Chair reminded Members that the planning application for the Ashchurch Bridge was now in progress and would most likely be submitted to the Planning Committee in December. As there were some Members of the Panel, who were also on the Planning Committee, they would need to remember their obligations in avoiding pre-determination. The main purpose of the current meeting was to inform the Panel of the status of the planning application and to impart relevant information rather than to discuss the detail of the planning application itself."
"The officer briefings that Claire Edwards, who had only joined the Tewkesbury Garden Team in June 2020, referred to were meetings that were started from June 2020 and ran monthly to June 2021. These briefings included officers from different departments in the Council including planning and were high level awareness briefings. Mr Skelton had invites for all the briefings, with the only one prior to 22 June 2020, being 12 June 2020. Whilst it appears that Mr Skelton accepted invitations to briefings, he only remembers actually attending the meetings very occasionally. Indeed, there were occasions when he accepted an invitation to a briefing but then did not attend. He accepted the meeting request for 12 June 2020, but it is uncertain whether he attended that briefing as, although the invite was accepted, it hasn't been able to be established whether he attended, and Mr Skelton does not recall being in attendance on that date."
(a) Regulation 64
"(i) The functions of the competent authority under the EIA Directive be undertaken by an identified legal entity within the authority (including any officials assisting in those functions) with the necessary resources and acting impartially and objectively;
(ii) The prohibition of any person acting or assisting in the discharge of those functions from being involved in promoting or assisting in the promotion of the application for development consent and/or the development;
(iii) The prohibition of any discussion or communication about the Holocaust Memorial project or fund, or the called-in application for planning permission between, on the one hand, the Minister of State determining the application and any official assisting him in the discharge of the competent authority's functions, and on the other, the Secretary of State or any official or other person assisting in the promotion of the project or the called-in planning application or any other member of the government; and
(iv) The prohibition of any person involved in promoting or assisting in the promotion of the application for development consent and/or the development from giving any instructions to, or putting any pressure upon, any person acting or assisting in the discharge of the functions of the competent authority, or from attempting to do so, in relation to those functions".
"95. An "entity" under point (i) need not be a formal body or structure. Such an "entity" may be a single person. It suffices that the person or persons comprising the entity or working for it, together with the purpose of the entity are identifiable. Points (i) and (ii) give effect to the requirement that the administrative entity should have its own resources so that it may act independently in discharging the functions of the competent authority. I have not received any detailed submissions on the implications of the second limb of Art. 9A for the functioning of local planning authorities and their officers. Accordingly, the formulation in (ii) above may need to be considered further in an appropriate case. For the avoidance of any doubt, point (iii) does not impede the provision of information on an application for development consent through the formal channels appropriate to whichever application process is being followed."
(b) Apparent bias
"95. The requirement made of such decision-makers is not, it seems to me, to be impartial but to address the planning issues before them fairly and on their merits, even though they may approach them with a predisposition in favour of one side of the argument or the other. It is noticeable that in the present case no complaint is raised by reference to the merits of the planning issues. The complaint, on the contrary, is essentially as to the timing of the decision in the context of some diffuse allegations of political controversy.
96. So the test would be whether there is an appearance of predetermination in the sense of a mind closed to the planning merits of the decision in question…"
"Management or Control Any body of which the Member is in a position of general control or management and to which he/she is appointed or nominated by the Council".
"5.4 Proposals for a council's own development should be treated with the same transparency and impartiality as those of private developers. A member whose cabinet/executive responsibility effectively makes them an advocate for the development in question almost represents the "internal applicant". In such circumstances, the appropriate approach is likely to be that the member is able to argue for the development but should not vote on the relevant applications."
"Proposals for a council's own development should be treated with the same transparency and impartiality as those of private developers."
"3.2.8 Where a Council development is being considered, Councillors who have been involved in the decision to seek planning permission (e.g. Members of the Executive Committee) and who were also Members and of the Planning Committee should declare this at the Planning Committee when the planning application comes up for determination. In such cases, councillors are usually still entitled to take part in the debate and vote. The exception to this could be in the case of a councillor who has been closely involved in negotiations with developers working up a proposal that needs planning permission… "
3.3.1 Councillors must vote in the interests of the whole Borough. Their duty is to the whole community, rather than just the people living in their Ward.
3.3.2 Members of the Planning Committee must not declare which way they intend to vote in advance of the consideration of an application by the Planning Committee. To do so would, in effect, be pre-judging the application and expose the Council to the possibility of legal challenge or allegation of maladministration. Members must not make their minds up until they have read the relevant Committee Reports and heard the evidence and arguments on both sides at the Committee meeting".
DECISION