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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Peak District And South Yorkshire Branch of the Campaign To Protect Rural England, R (On the Application Of) v Secretary of State for Transport [2023] EWHC 2917 (Admin) (17 November 2023) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2023/2917.html Cite as: [2023] EWHC 2917 (Admin) |
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KING'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE KING on the application of PEAK DISTRICT AND SOUTH YORKSHIRE BRANCH OF THE CAMPAIGN TO PROTECT RURAL ENGLAND |
Claimant |
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- and |
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SECRETARY OF STATE FOR TRANSPORT |
Defendant |
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- and - |
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NATIONAL HIGHWAYS LIMITED |
Interested Party |
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James Strachan KC and Rose Grogan (instructed by Government Legal Department) for the Defendant
Jenny Wigley KC (instructed by Gowling WLG (UK) LLP) for the Interested Party
Hearing dates: 3rd - 4th October 2023
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Crown Copyright ©
Mrs Justice Thornton :
Introduction
- Mottram Moor Link Road a new dual carriageway from the M67, junction 4 roundabout, to a new junction on the A57(T) at Mottram Moor.
- A57 Link Road a new single carriageway link from the A57(T) at Mottram Moor to a new junction on the A57 in Woolley Bridge.
Ground 1: The Secretary of State unlawfully failed to comply with the requirement in Regulation 21(1)(b) of the Infrastructure Planning (Environmental Impact Assessment) Regulations 2017 to provide a reasoned conclusion on the significant effects of the Scheme because he erroneously treated National Highways' Environmental Statement as providing a cumulative assessment of the carbon emissions from the Scheme in conjunction with other developments when it did not and he failed to assess the significance of those cumulative impacts.
Ground 2: when concluding that the benefits of the Scheme clearly outweighed the harm to the Green Belt such that there were 'Very Special Circumstances' justifying inappropriate development in the Green Belt, the Secretary of State unlawfully failed personally to assess whether credible alternatives proposed might deliver substantially similar benefits with less harm to the Green Belt.
Background
Legal and policy background
'General principles of assessment
4.2 Subject to the detailed policies and protections in this NPS, and the legal constraints set out in the Planning Act, there is a presumption in favour of granting development consent for national networks NSIPs that fall within the need for infrastructure established in this NPS. .
Alternatives
4.26 Applicants should comply with all legal requirements and any policy requirements set out in this NPS on the assessment of alternatives. In particular:
- The EIA Directive requires projects with significant environmental effects to include an outline of the main alternatives studied by the applicant and an indication of the main reasons for the applicant's choice, taking into account the environmental effects.
- There may also be other specific legal requirements for the consideration of alternatives, for example, under the Habitats and Water Framework Directives.
- There may also be policy requirements in this NPS, for example the flood risk sequential test and the assessment of alternatives for developments in National Parks, the Broads and Areas of Outstanding Natural Beauty (AONB).
4.27 All projects should be subject to an options appraisal. The appraisal should consider viable modal alternatives and may also consider other options (in light of the paragraphs 3.23 to 3.27 of this NPS). Where projects have been subject to full options appraisal in achieving their status within Road or Rail Investment Strategies or other appropriate policies or investment plans, option testing need not be considered by the examining authority or the decision maker. For national road and rail schemes, proportionate option consideration of alternatives will have been undertaken as part of the investment decision making process. It is not necessary for the Examining Authority and the decision maker to reconsider this process, but they should be satisfied that this assessment has been undertaken.
Green Belt
5.164 ...The fundamental aim of Green Belt policy is to prevent urban sprawl by keeping land permanently open; the essential characteristics of Green Belts are their openness and their permanence.
5.178 When located in the Green Belt national networks infrastructure projects may comprise inappropriate development. Inappropriate development is by definition harmful to the Green Belt and there is a presumption against it except in very special circumstances. The Secretary of State will need to assess whether there are very special circumstances to justify inappropriate development. Very special circumstances will not exist unless the potential harm to the Green Belt by reason of inappropriateness, and any other harm, is clearly outweighed by other considerations. In view of the presumption against inappropriate development, the Secretary of State will attach substantial weight to the harm to the Green Belt, when considering any application for such development.'
Factual background
'7.5.23 the need for the Scheme is an important and relevant consideration that should be attributed significant weight. This document sets out the rationale behind the Scheme and identifies the Government's support in increasing capacity, reducing congestion and delays
7.5.24 The Scheme has been through a rigorous assessment process and was included in the first RIS (published in 2014) and continues to be a committed scheme in RIS2 (published in March 2020). Furthermore, the Scheme was included in the DfT 2014 RIS, as one of the routes in greatest need of improvement.
7.5.25 It would not be possible for the Scheme to take place without development taking place in the Green Belt. The Scheme has been designed so as to minimise potential effects on the Green Belt, through minimising land take and incorporating a significant landscaping Scheme, designed to follow the contours of the land, to lessen visual impacts and mitigate adverse effects.
Openness of Green Belt
7.5.35 Notwithstanding the case for 'very special circumstances' noted above, the Scheme has been designed to minimise any perceived impact to the existing openness of the Green Belt.
7.5.36 There are no alternative options to deliver the Scheme in a non-Green Belt location. The need for the Scheme and lack of alternatives present very special circumstances strongly in favour of the Scheme. Very special circumstances exist that outweigh any harm caused to the openness of the Green Belt.
..
Conclusion on Green Belt
7.5.43 Based on the above assessment, potential harm to the Green Belt is minimal and is clearly outweighed by the other important and relevant considerations in relation to the need for the Scheme. Based on conclusions reached regarding other NSIP highway projects in the Green Belt the Scheme should not be considered inappropriate development.
7.5.44 The Scheme is also able to demonstrate compliance with all Green Belt tests of very special circumstances, as detailed above.
7.5.45 The Scheme is required to link two existing locations, which are surrounded by Green Belt, and therefore the Scheme cannot be completed without works being undertake in the Green Belt.'
The case on alternatives put by objectors to the Scheme
The Report by the Panel
'The decision was also taken to reconsider the HGV Control Schemes as part of a package. The reason it did not progress was because of it being potentially difficult to deliver. However, the HGV Control Scheme option was supported by several groups, so the Applicant decided that it merited further consideration. (2.4.34)
.
At this point the Applicant considered that the key issue regarding deliverability of the HGV Control Scheme, including complementary measures, remained unchanged. As the evaluation criteria clearly stipulated that an option (or sub-option within a package) must be deliverable. Any package of options which included the HGV Control Scheme was deemed undeliverable and not progressed further.' [6/810] (2.4.36)
'4.5.24 The Proposed Development is included in RIS1 and RIS2 and the Applicant confirmed that the Proposed Development was appraised using the DfT's TAG which follows Treasury Green Book guidance. Some IPs suggested that the Applicant's appraisal was out-of-date due to changes in circumstances, legislation, and policy, citing the judgement concerning The Queen (on the application of) Save Stonehenge World Heritage Site Ltd, v Secretary of State for Transport [2021] EWHC 2161 (Admin) (the Stonehenge Case).
4.5.25 As explained in Section 2.4, there was considerable work carried out prior to the Preferred Route Announcement for the Proposed Development in 2017 involving the identification and selection of options, both before, and after, the publication of RIS1 in 2015. The consideration of alternatives continued after the Preferred Route announcement as evidenced by the subsequent incorporation of key changes to the Preferred Route since 2017.
4.5.26 We are satisfied that the Proposed Development was subject to an iterative design process and responded to consultative feedback from the public and other stakeholders.
4.5.29 The Applicant [REP9-027, item 9.79.35] explained the process of review of the Proposed Development in line with Treasury Green Book guidance. At each stage, that process either confirmed that previous findings remained valid or identified where new information was likely to result in changes to those findings.
4.5.30 The Stonehenge judgement establishes that there is a need to consider all reasonable alternatives in designing NSIPs. With respect to the Proposed Development, we are content that the Applicant has undertaken an appropriate assessment of reasonable alternatives, that we have noted.
4.5.31 We find that the Applicant [REP2-036] has demonstrated the main alternatives and provided a brief explanation of the reasons for the choice of the preferred option taking into account the environmental effects in accordance with paragraph 4.26 of the NPSNN and satisfied that alternatives have been considered in accordance with the NPSNN.
4.5.32 CPRE PDSY [REP2-070, REP2-071, REP4-016, REP12-032], promoted an package of measures to provide a low carbon travel alternative, an aspiration also supported by other IPs, such as the High Peak Green Party [REP2-076]. Other IPs [REP1-052, REP2-049, REP2-073, REP2-075, REP2-085] supported elements of this package, such as controls on HGVs crossing PDNP, improvement of the Woolley Bridge mini-roundabout, and support to public transport, cyclists and pedestrians.
4.5.33 Elements of CPRE PDSY's proposals are included in the Proposed Development, such as improvements to Junction 4, traffic calming and the provision of pedestrian and cycling facilities. However, such standalone measures, or combinations of such improvements were considered during the development and optimisation of the Proposed Development, but not taken forward for the reasons outlined in ES Chapter 3 [REP2-036] and amplified by the Applicant [REP1-042, REP4-009]. We are mindful of NPSNN's advice that relying solely on alternatives such as demand management and modal shift is not viable or desirable to manage need. We are conscious of the part that such proposals must play in tackling the transport and climate challenges of the future and further consideration of such proposals is included in Section 5.2. We are therefore satisfied that the appraisal of alternatives to a road-based scheme has been undertaken and is sufficient to meet the requirements of the NPSNN.
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4.5.35 Stephen Bagshaw [REP2-088] and Peter Simon [REP2-082] suggested a gyratory using Hyde Road and other parts of the existing network, together with a new link from Junction 4 to Roe Cross Lane through the fields to the north of Hyde Road, as an alternative to the Proposed Development. A similar scheme was considered during the development and optimisation of the Proposed Development, but not taken forward for the reasons outlined in ES Chapter 3 [REP2-036]. We are therefore content that a gyratory scheme was considered sufficiently and that there was no deficiency in this regard in the Applicant's consideration of alternatives.
Conclusion on the consideration of alternatives
4.5.36 In accordance with paragraph 4.26 of the NPSNN the Applicant included within the ES an outline of the main alternatives studied and provided an indication of the main reasons for choice of the preferred route, considering the environmental effects.
4.5.37 In accordance with paragraph 4.27 of the NPSNN, we are satisfied that the Proposed Development has been subject to a full options appraisal in achieving its status within the RIS, and that a proportionate consideration of alternatives was undertaken.
4.5.38 Taking all these matters into account, we are satisfied that the consideration of alternatives does not count against the DCO being made.'
'5.6.152 In Chapter 4 we concluded that an appraisal of alternatives was undertaken and sufficient to meet the requirements of the NPSNN. We are satisfied that the route is safeguarded in local policy and that the location in the Green Belt is unavoidable as it relates to the need to mitigate severe congestion on existing road routes, which are surrounded by Green Belt. On that basis we conclude that there is a requirement for a Green Belt location.'
'5.6.154 We note the submissions made about openness by the Applicant and by other parties, including TMBC, DCC and CPRE PDSY. The Proposed Development would cross the Green Belt. Even with the secured mitigation, we find that the Proposed Development would introduce permanent embankments, bunds, and barriers into the River Etherow Valley of a form, height, extent and with characteristics that would be alien to the Green Belt and that would have the effect of raising other uncharacteristic elements and vehicles to several metres above existing ground level, giving them prominence. New street lighting of the carriageway would be prominent. In a number of locations, and particularly in the River Etherow Valley, the Proposed Development would create a substantial visual barrier between the remaining areas of Green Belt. Some footpaths to the north of the main carriageway in the River Etherow Valley would have significantly reduced near and middle-distance visibility to the Green Belt on the other side of the main carriageway and would experience the introduction of uncharacteristic features including new street lighting, barriers, structures and vehicles. Having carefully considered these matters we conclude that the Proposed Development would not preserve the openness of the Green Belt.
5.6.155 Based on the above, and in consideration of paragraph 150 of the NPPF, we conclude that as the Proposed Development would not preserve openness it would be inappropriate development in the Green Belt.
5.6.156 In accordance with paragraphs 5.170 and 5.178 of the NPSNN it follows that the Proposed Development should not be approved except in 'very special circumstances' and that those will not exist unless the potential harm to the Green Belt by reason of inappropriateness, and any other harm, is clearly outweighed by other considerations. We address whether there are 'very special circumstances' alongside the planning balance in Chapter 7.
5.6.157 Paragraph 5.178 of the NPSNN says that "In view of the presumption against inappropriate development, the Secretary of State will attach substantial weight to the harm to the Green Belt, when considering any application for such development."
5.6.158 Based on the above, we conclude that there would be harm to the Green Belt and give this substantial weight against the DCO being made.'
'7.5.12 The 'critical need' to improve the SRN to deliver a national network that meets the country's long-term needs and supports a prosperous and competitive economy, reduced congestion and improvements to journey time reliability, and benefits to businesses during the operational phase are powerful factors that bring substantial weight in favour of the DCO being made .
7.5.13 On the other side of the balance are harm to the Green Belt and to PDNP, which both attract substantial weight.
7.5.14 Taking all the above into account, we find that the matters in favour of the DCO being made, including the national need, clearly outweigh those against. Other matters bring both benefits and adverse effects, but none of those, either individually or cumulatively, lead us to a different conclusion in terms of the overall balance of benefits and adverse impacts.
7.5.15 We consider that the potential harm to the Green Belt by reason of inappropriateness, and any other harm, is clearly outweighed by other considerations and therefore 'very special circumstances' exist for the Proposed Development to be approved in accordance with paragraphs 5.170 and 5.178 of the NPSNN.'
The Secretary of State's Decision letter
'Consideration of Alternatives
21. Noting the considerable history to the identification and development of the preferred route of the Proposed Development as outlined in section 2.4 of the Report, the Secretary of State agrees with the ExA that the Proposed Development was subject to an iterative design process and responded to consultative feedback [ER 4.5.26], and that there has been an appropriate assessment of reasonable alternatives [ER 4.5.30]. He is satisfied that the Applicant has considered reasonable alternatives, demonstrated the main alternatives and provided a brief explanation of the reasons for choosing the preferred route taking into account the environmental effects in accordance with paragraph 4.26 of the NPSNN [ER 4.5.31 and ER 4.5.36] .
22. Several IPs promoted a package of measures to provide low carbon travel alternatives [ER 4.5.32] including CPRE who submitted additional information for consideration in its representation dated 26 September 2022 including a report on Low Carbon Travel in Longdendale and Glossopdale. The Secretary of State notes that the ExA highlighted that several elements of CPRE's low carbon proposals have been incorporated into the Proposed Development, for example, improvements to Junction 4, traffic calming and the provision of pedestrian and cycling facilities. Although the Secretary of State notes that other measures were considered during development and optimisation of the Proposed Development, like the ExA, he is mindful of the NPSNN which sets out that relying solely on alternatives such as demand management and modal shift (or a combination of those alternatives) is not viable or desirable as a means of managing need [ER 4.5.33].
23. The Secretary of State notes that various IPs proposed alternative options to the Proposed Development including a long bypass encompassing Hollingsworth and Tintwistle [ER 4.5.34] and a gyratory using Hyde Road and other parts of the existing network together with a new link from Junction 4 to Roe Cross Lane to the north of Hyde Road [ER 4.5.35]. The ExA concluded that these alternatives were considered sufficiently during the development and optimisation of the Proposed Development, that there was no deficiency in the Applicant's consideration of alternatives and that the appraisal of alternatives was compliant with the NPSNN [ER 4.5.35]. The Secretary of State has no reason to disagree with this.
24. Overall, the Secretary of State agrees with the ExA that: in accordance with paragraph 4.26 of the NPSNN, the Applicant included within the Environmental Statement ('ES') an outline of the main alternatives studied and provided an indication of the main reasons for the choice of the preferred route, considering the environmental effects [ER 4.5.36]; the Proposed Development has been subject to a full options appraisal in achieving its status within the RIS in accordance with paragraph 4.27 of the NPSNN [ER 4.5.37]; and that the consideration of alternatives does not count against the DCO being made [ER 4.5.38].'
'117. It is noted that the 22.28ha of the Proposed Development would be located within the Tameside Unitary Development Plan Green Belt designation [ER 5.6.120].
119. The appraisal of alternatives has been dealt with earlier in this letter (paragraphs 21 to 24) where it was concluded that this was sufficient to meet the requirements of the NPSNN. The Secretary of State agrees with the ExA that there is a requirement for a Green Belt location because the route of the Proposed Development is safeguarded in local policy and that the location in the Green Belt is unavoidable because it relates to the need to mitigate severe congestion of existing routes which are surrounded by Green Belt [ER 5.6.152].
120 .Consequently, the Secretary of State concurs with the ExA that the Proposed Development would not preserve the openness of the Green Belt [ER 5.6.154] and therefore would be inappropriate development within the Green Belt, taking into account paragraph 150(c) of the NPPF [ER 5.6.155].
121. The Secretary of State notes that in accordance with paragraphs 5.170 and 5.178 of the NPSNN, the Proposed Development should only be approved in 'very special circumstances' which will not exist unless the potential harm to the Green Belt by reason of inappropriateness and any other harm is clearly outweighed by other considerations, a matter which he addresses in the section headed 'Conclusions on the Case for Making a DCO' in this letter [ER 5.6.156 ER 15.5.157]. In conclusion, he agrees with the ExA that there would be harm to the Green Belt and accords this substantial weight against the DCO being made [ER 5.6.158].'
Discussion
CPRE's primary case the Secretary of State treated alternatives as a material consideration
CPRE's alternative case alternatives were a mandatory material consideration
Common law principles on alternatives
Application of the principles to the facts of the present case
'a) Alternatives to the proposed Scheme that have previously been considered and rejected are presented in Chapter 3 of the Environmental Statement (REP2-005). Sustainable transport measures were considered as one of the alternative options and rejected.
b) The reasoning for rejection was that this alternative did not address the identified problems or the route objectives. Moreover, although considered feasible with challenge, current congestion and capacity issues experienced on the route results in a significant challenge in terms of delivering sustainable transport improvements, particularly for improvements relating to bus services. It was also decided introduction of larger scale interventions would enable the provision of complementary public transport measures.'
Conclusion