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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Blue Marine Foundation, R (On the Application Of) v Welsh Ministers & Ors [2025] EWHC 734 (Admin) (28 March 2025) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2025/734.html Cite as: [2025] EWHC 734 (Admin) |
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KING'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
THE KING on the application of BLUE MARINE FOUNDATION |
Claimant |
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- and - |
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SECRETARY OF STATE FOR ENVIRONMENT, FOOD AND RURAL AFFAIRS |
Defendant |
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(1) WELSH MINISTERS (2) SCOTTISH MINISTERS (3) DEPARTMENT OF AGRICULTURE, ENVIRONMENT AND RURAL AFFAIRS FOR NORTHERN IRELAND |
Interested Parties |
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Ned Westaway and Claire Nevin (instructed by the Government Legal Department) for the Defendant
Julia Smyth (instructed by the Government Legal Department) for the Third Interested Party
The First and Second Interested Parties did not appear and were not represented
Hearing date: 5 March 2025
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Crown Copyright ©
Mrs Justice Lang :
i) The Defendant acted irrationally in failing to:
a) take into account relevant scientific evidence from the International Council for the Exploration of the Sea ("ICES"), or
b) give that advice sufficient weight; or
c) give cogent reasons for departing from it.
ii) The Defendant failed to act in accordance with the policies in the Joint Fisheries Statement ("JFS") in relation to the fisheries objectives in section 1 FA 2020 (in particular, the sustainability, precautionary, ecosystem, scientific evidence objective and bycatch objectives).
iii) The Defendant unlawfully fettered his discretion, and misdirected himself as to the nature of the power under section 23(1) FA 2020, by "slavishly" treating the outcome of the total allowable catches ("TACs") negotiations as levels for the Determination.
iv) The Claimant's overarching submission was that the Defendant failed to exercise his powers lawfully under section 23(1) FA 2020 because he did not personally consider the content of the international negotiations, the scientific advice as to what was sustainable and the reasons (including any evidence) for departing from the scientific advice, and the application of the policies in the JFS. These matters were only considered by officials.
An overview of fisheries management
i) bilateral negotiations between the UK and the European Union ("EU"). Article 498 of the Trade and Cooperation Agreement ("TCA") between the UK and the EU requires the UK and the EU to hold negotiations every year in respect of the 76 shared stocks set out in Annex 35 of the TCA.
ii) bilateral negotiations between the UK and Norway and bilateral negotiations between the UK and Faroe Islands. The UK has Fisheries Framework Agreements with both Norway and the Faroe Islands, which require annual consultations on issues such as quota exchanges and access to waters.
iii) trilateral negotiations between the UK, the EU and Norway on North Sea stocks of cod, haddock, saithe, whiting, plaice and herring.
iv) multilateral negotiations with coastal States around the Northeast Atlantic on stocks of mackerel, herring and blue whiting.
"Fisheries management
7. Fisheries management is based around fish stocks. A fish stock is a defined population of a particular species. For example, cod is a species found in waters around the UK. However, there are different populations of cod in the Celtic Sea and the North Sea. These are referred to as different stocks. In broad terms, we can make management decisions about these stocks independently of each other because how we manage one does not directly affect the other, despite them being the same species.
8. Many stocks are shared between the UK and other coastal States because the stocks straddle the Exclusive Economic Zone ("EEZ") of the UK and other coastal States. The International Council for the Exploration of the Sea ("ICES") provides scientific advice to the UK and other coastal States about these stocks. This includes defining the boundaries for these stocks based on the distribution of the fish populations across different sea basins. We refer to these as stock areas or assessment areas. These stock areas are sometimes but not always used for the management of these stocks. Instead, the UK and other coastal States can define management units which use different boundaries. The boundaries for these management units do not always have a scientific or biological basis. They can be based on political, historical or other factors which make management more convenient.
9. ICES also provides advice each year about the Total Allowable Catch ("TAC") for each stock. This is the total catch that all coastal States fishing that stock may cumulatively take. This advice is used to inform the negotiations (sometimes referred to as consultations) between the UK and other coastal States where the TACs are decided. These TACs are set based on management units rather than stock areas. There are around 100 stocks in UK waters which are subject to TACs each year and that are fished commercially.
10. For most stocks, there are sharing arrangements in place between the UK and other coastal States. These arrangements set out how the TACs are shared between these different parties. For example, the TCA sets out how stocks shared between the UK and the EU are to be shared. Sometimes the UK will agree to transfer quotas to or from another State during negotiations. These are referred to as quota exchanges or annual exchanges.
11. Negotiations usually occur towards the end of the calendar year. The TACs agreed will then normally be in place for the following calendar year. However, there are some stocks which follow different timings.
…..
Process for setting TACs
13. The Fisheries Act 2020 ("FA 2020") and wider legal framework sets out multiple objectives which the UK needs to balance when setting TACs. As is noted in section 2.2.6 of the Joint Fisheries Statement ("JFS"), "without the sustainable management of our stocks, we would not have a seafood sector which supports jobs and coastal communities for the future."
14. In striking this balance, ministers take account of evidence including scientific advice, stakeholder views and economic advice.
Scientific advice
15. The scientific advice on fishing opportunities from ICES generally represents the best available scientific advice for most fish stocks in the Northeast Atlantic and therefore forms the basis of TAC setting. ICES advice is published in several stages throughout the year, although the bulk is provided in June.
16. The ICES advice is based on what ICES have defined to be the stock areas or assessment areas. This does not always align with the management units that the UK and other coastal States use for TAC setting. This means that ICES advice has to be interpreted and translated before it can be applied. In the UK, this is done by the Centre for Environment, Fisheries and Aquaculture Science ("Cefas"), an executive agency of Defra. Each year, Cefas provides the 'Chief Fisheries Science Advisor's (CFSA) table'. This independently translated advice then represents Defra's best available scientific advice at the TAC level.
17. The need to maintain or improve the number of stocks set consistent with scientific advice is important because ICES advice indicates how Maximum Sustainable Yield ("MSY") can be achieved. MSY is the maximum average long-term yield which can be provided by a stock while maintaining its productivity. If all stocks were fished at MSY, this would, theoretically, offer the maximum sustainable economic outcome. In other words, fishing within ICES advice delivers both the sustainability and economic outcomes of the JFS.
18. However, since many stocks are below sustainable levels, a precautionary approach, from an environmental perspective, is also relevant. 'Sustainable levels' in this context means a "level of that stock above biomass levels capable of producing maximum sustainable yield" (section 52 of the FA 2020). This makes it particularly important to balance decisions based on scientific advice with obligations to contribute to economic, social and employment aspects of the sustainability objective in the FA 2020.
19. This balance becomes most acute in the case of mixed fisheries where different stocks are often caught together, often including vulnerable stocks, making it impossible to achieve MSY for all stocks simultaneously without resulting in 'choke' or curtailing the availability of economic opportunities.
20. As a result, although the default position is that stocks will be set at ICES advice where possible, officials indicate to Ministers where there may be a need to deviate from scientific advice and set catch limits higher than the scientific advice for vulnerable stocks and/or lower than advice for target, valuable stocks in order to strike a balance between sustainability and providing the catch sector with fishing opportunities that allow it to operate profitably. These stocks are highlighted in the relevant submissions to Ministers.
Stakeholder views
21. To be able to identify to Ministers where it may be appropriate to deviate from ICES advice, Defra officials first engage with stakeholders to understand the impact of adopting ICES advice.
22. This process usually begins with the UK Fisheries Science Advisory Panel ("UKFSAP") which includes representatives from each of the four UK administrations, communicating the scientific advice to stakeholders in a series of briefings that follow each stage of the ICES advice publication.
23. Representations from stakeholders are then gathered through a series of meetings with policy officials, usually held in August and September, where stakeholders are invited to offer their views on where either economic or environmental objectives may be difficult to achieve or may have significant short- or long-term impacts.
24. Defra officials also seek views from the Devolved Administrations on similar issues. Devolved Administrations are consulted on views and preferences, but international negotiations are a reserved matter for the UK Government and thus decisions on positions and outcomes are made by the Secretary of State in accordance with the principles set out in the JFS.
Economic advice
25. We are guided by the objectives and principles in the FA 2020 and the JFS. The JFS sets out that, whilst increasing the overall number of stocks fished sustainably, officials should ensure that stock-building initiatives account for social and economic considerations and provide certainty and profitable outcomes for industry. To consider short- and long-term economic impacts, Defra consider the available data and evidence on the UK fleet and landings into UK ports alongside information from stakeholders and scientists.
26. Assessment for given stocks is undertaken on a case-by-case basis. Analysis of economic data considers the size, performance, and historic landing patterns of the UK fleet and landings into UK ports. We also engage extensively with the UK fishing industry, Devolved Administrations and environmental NGOs to understand the environmental and economic impacts of different possible TAC scenarios. This helps us identify which stocks are important to specific groups, such as UK ports, fleet segments and producer organisations, and whether they would be disproportionately and negatively impacted by a change in the available quota.
27. These economic impacts are also considered in the context of the whole negotiation and across negotiating forums to aim for a balanced and fair deal between coastal States. For example, in the Norway bilateral deal, Defra officials negotiate to receive quota of similar value to the quota the UK would transfer out.
Agreeing mandates
28. In advance of annual negotiations, a series of submissions are sent to Ministers to seek their agreement to the approach for negotiations. In recent years, this process has started with a submission seeking to establish the high-level principles and objectives that will apply across the various autumn negotiations. Where necessary, cross-Government approval for the UK approach is also sought at this stage, and/or interested Departments are informed.
29. The agreed cross-cutting principles, together with the scientific advice, economic analysis and stakeholder insight described above then inform more detailed advice to Ministers on positions and priorities for each negotiation.
Annual negotiations
30. Annual negotiations generally take place between October and December. While the specific logistics will slightly differ in each forum, in principle each negotiation involves an exchange of opening positions followed by discussions on points of difference and potential areas of compromise within agreed mandates. At this stage, individual stock priorities need to be balanced against each other, and against the overall economic value and sustainability considerations. There is inevitably compromise on all sides to reach overall agreement. Sometimes it can be difficult to achieve particular outcomes for specific stocks if one of the other parties has reason to oppose that position.
31. While the various negotiations proceed separately to some extent, there is interplay between them. For example, the Northern Shelf anglerfish TACs are agreed between the UK and the EU but sometimes a transfer of anglerfish quota will then be agreed in the bilateral negotiation between the UK and Norway.
32. The outcome of annual consultations is documented in something variously referred to as a written record or agreed record. These records set out agreed TACs and any constraints and conditions on how this TAC can be used. There is also narrative text which summarises key areas of discussion between the parties and the broader priorities for management of shared stocks. These are all published on www.gov.uk.
…..
Sustainability reporting
34. In 2020, Defra commissioned an expert panel to "provide an agreed methodology which enables fisheries managers to determine whether a quota (TAC) was set at a sustainable level and communicate this information effectively." This work was done in 2021 ….
35. Each year, Defra publishes a transparent and scientifically robust assessment of the sustainability outcomes of annual fisheries negotiations. The assessment is conducted independently by Cefas using the expert methodology from the 2021 review.
36. This assessment follows a two-stage process. Stage 1 looks at whether the total catch limit has been set at or below the best available scientific advice (i.e. the advice from ICES). Stage 2 takes into account wider factors that affect the management of the TAC. This stage 2 assessment is a more holistic assessment of whether a TAC is set in line with the science. TACs must pass both stages to "pass" the sustainability assessment and be considered as having been set in line with the advice.
37. The wider factors that can lead to a stage 2 fail are varied and complex. They include, but are not limited to:
• When the TAC management area does not align with the ICES advice assessment area.
• When third countries fish a stock but are not subject to the negotiated TAC because they are outside the scope of the international agreement.
• Whether the total international catches exceeded the ICES advice two or more times in the previous three years for which data were available.
38. This means the assessment is not a simple pass or fail test. It could even be that we meet all our obligations around sustainable fisheries management but still fail the stage 2 assessment due to wider factors.
Economic outcome reporting
39. Alongside the sustainability reporting, Defra publishes an economic report detailing the tonnage and value of the fishing opportunities available to the UK fleet as a result of agreements made in the annual negotiations…..
The Secretary of State's determination
40. Under section 23 of the FA 2020, the Secretary of State may determine for each year (i) the maximum quantity of sea fish that may be caught by British fishing boats; and (ii) the maximum days that British fishing boats may spend at sea. In practice, the determination almost invariably accords with the position agreed in international negotiations. The main exception is where fishing opportunities are determined on a provisional basis. Before making a determination, the Secretary of State must consult with the Devolved Administrations, including the Scottish Ministers. This follows close working between Defra and the Devolved Administration officials before and during negotiations.
41. As soon as reasonably practicable, the Secretary of State must publish a notice stating that the determination has been made. This is done by the publication and laying before Parliament of a document we refer to as the Secretary of State's determination. This sets out catch quotas for most stocks and these quotas limit the quantity of fish that can be taken from that stock by UK vessels each year. The determination is also published online.
42. In general, the 'fishing year' runs from 1 January to 31 December each year. Most quotas are set for this period. As such, the Secretary of State's determination for a given year is usually published in late December so that the UK share is clear to all from 1 January – the first day of the following fishing year.
43. We seek to include all stocks for which the UK has quota in the Secretary of State's determination. This ensures transparency. It does not imply that this quota will inevitably be apportioned or allocated.
44. The Secretary of State's determination only includes the UK share of the quota. It cannot and does not provide quotas for other States or set quota for foreign vessels.
Apportionment and allocation
46. Once the Secretary of State's determination has been made, the UK quota can then be apportioned and allocated within the UK.
47. Apportionment refers to the sharing of quotas by the Secretary of State between England (including the Crown Dependencies), Northern Ireland, Scotland and Wales. The UK Quota Management Rules set out how apportionment will take place.
48. Allocation (also known as distribution) refers to the subsequent sharing of quotas between industry. This is governed by section 25 of the FA 2020 and is a devolved responsibility. The Secretary of State is responsible for setting policy for the English share of the quota, and this is executed by the Marine Management Organisation ("MMO"). Scottish Ministers are responsible for setting policy for the Scottish share of the quota. Each part of the UK publishes quota management rules which set out how allocation will take place. For example, the Quota Management Rules for England and the Crown Dependencies are published by Defra and the MMO."
The 2023 determination
"In terms of sustainability, an initial estimate suggests the number of UK-EU TACs that align with scientific advice from the …. ICES has increased slightly this year. If Cefas confirm this is the case, we will have superseded our high ambition objective of non-regression as set out in the mandate below."
"I'm pleased to attach a fully signed version of the UK-EU Written Record on fishing opportunities for 2024, dated today.
I've also attached a summary of how this agreement fulfils the original mandate that we put to Minister Spencer in October. The summary is the same as what we told the Minister in Weekly Fish last week, but included for the record here…."
The "summary" referred to had been presented to the Minister at the regular weekly meeting. It read as follows:
"Final Update on UK-EU Negotiations on Fishing Opportunities in 2024
In October, you gave us a mandate to negotiate 2024 fishing opportunities with the EU. Those negotiations covered Total Allowable Catches (TACs) for 68 stocks, monitoring arrangements for non-quota stocks (NQS), as well as other arrangements on e.g. sea bass and albacore. We are pleased to confirm that negotiations with the EU have concluded and we have delivered an outcome consistent with that mandate. The Written Record was signed on Wednesday 6 December.
Our initial assessment is that this deal provides the UK with fishing opportunities of more than 125,000 tonnes, worth around £340 million based on historic landing prices. That is a 7% tonnage decrease and 6% value decrease compared to 2023 opportunities, largely driven by declining scientific advice on sustainable catch levels. We originally advised you that, given this declining scientific advice and an increased number of zero-advice stocks, a high-ambition outcome in terms of the number of stocks set in line with ICES advice would be non-regression compared to 2023. Our initial assessment is that the number of UK-EU TACs that align with ICES advice has increased slightly this year. This will be fully assessed by Cefas in the coming months, prior to the publication of their annual sustainability assessment covering all TACs set in international negotiations.
We reached agreement on 66 TACs, in line with the principles for TAC setting that you agreed. Two TACs that are covered by the UK-EU agreement rely on outcomes in the UK-EU-Norway trilateral, which has not yet concluded. This includes an estimated 27 TACs set consistent with scientific advice and 12 TACs that received zero catch advice where we have agreed a bycatch TAC to avoid choking other stocks caught in the same fishery.
We originally identified 6 TACs where you agreed we could seek outcomes above ICES advice to mitigate significant short-term economic risks. As proposed, we secured a roll-over of the 2023 TAC for the North Sea and West of Scotland anglerfish TACs, avoiding an estimated £3m loss in UK landings value. We avoided a -21% cut on the Rockall cod TAC, thereby mitigating choke on the valuable Rockall haddock fishery. We secured a smaller cut on the Western Channel sole TAC, avoiding an estimated £1.4m loss on 2023, primarily for the South West fleet.
We had also sought your agreement to seek above-advice outcomes on the witch component of the Lemon Sole & Witch TAC, to avoid a shortfall in quota choking the North Sea demersal fishery. However, it became clear in negotiations that we would need to sacrifice other UK priorities to secure this. We reflected again with industry representatives, who agreed that witch was a lower priority compared to other stocks, so we judged that it was acceptable to set the TAC in line with ICES advice. We are exploring domestic options, including the banking of quota from 2023, to help mitigate any choke risk. Similarly, we had identified the need to explore unprecedented and novel solutions for Pollack 7, which received zero-advice for the first time this year. In line with our wider approach to zero-advice stocks, we did secure a bycatch TAC for Pollack 7 to avoid a choke on related fisheries in the South West (e.g. sole). However, a bycatch TAC does nothing for vessels who target pollack (i.e. handliners). We explored the possibility of a targeted TAC with the EU, but they had no mandate to agree it given constraints in their legal framework.
You are aware that we are exploring domestic mitigation options to support the South West fleet, and are in close contact with industry.
Finally, for non-quota stocks (NQS), we agreed a roll-over of access arrangements for 2024 to ensure continued access to fish NQS in EU waters, with these UK fleet landings worth around £30 million in previous years. We have also rolled over measures on sea bass and albacore access and achieved greater transparency of EU landings data."
"1. This determination sets fishing opportunities for British fishing boats for certain fish stocks and groups of fish stocks. These include:
a) the maximum quantity of sea fish (quota) that may be caught by British fishing boats; and
b) the maximum number of days that British fishing boats may spend at sea.
2. This determination sets fishing opportunities for British fishing boats that may be caught in United Kingdom ("UK"), European Union, Norwegian, Svalbard, and international waters.
3. The Secretary of State makes this determination under section 23 of the Fisheries Act 2020 (except for Clyde herring and Blackwater herring) for the purpose of complying with the UK's international obligations to determine the UK's fishing opportunities, including under the United Nations Convention on the Law of the Sea.
4. Unless otherwise stated, this determination sets British fishing opportunities from 1 January 2024 to 31 December 2024 inclusive. This withdraws and revokes any fishing opportunities that have previously been determined for British fishing boats and which have not otherwise expired."
There followed some 60 pages of Annexes containing data on fish stock quota tonnages and conditions.
"In order to provide a consistent suite of TACs which can be reported across multiple years, a set of 79 'baseline' TACs have been identified (see section 4).
For 2024, 36 of the 79 baseline TACs were consistent with ICES advice (46%), compared to 32 TACs (40%) in 2023. This represents an additional 6% in the number of baseline TACs which were set in line with the ICES advice compared to 2023. Once again, 2 baseline TACs could not be scored.
Breaking this down to the advice type (MSY or PA), 29 out of 56 TACs (52%) based on MSY advice were set in line with the advice and 7 out of 21 (33%) TACs based on PA advice were set in line with the advice.
The total number of baseline TACs passing the assessment has increased annually since 2021. There was an increase of 4 more baseline TACs passing the assessment between 2023 and 2024.
2020 2021 2022 2023 2024
Total number of baseline 27 26 27 32 36
TACS passing the assessment"
Defra officials concluded from the report that the 2024 negotiated outcomes represented the most sustainable set of outcomes since the UK became an independent coastal State. For 2024, 46% of TACs were found to be consistent with ICES advice, compared to 40% in 2023.
The Claimant's evidence
"ABSTRACT
Fish stocks can be considered as natural capital stocks providing harvestable fish. Fishing at low stock sizes means borrowing from the natural asset. While fishing a particular quantity generates immediate profits and income, an interest rate has to be paid in terms of foregone future fishing income, as the fish stock's reproductive capacity remains low and fishing costs stay high. In this paper we propose to apply the concept of shadow interest rate to quantify the degree of overfishing. It incorporates the relevant biological and economic information and compares across fish stocks. We calculate the shadow interest rates for 13 major European fish stocks and find these rates to range from 10% to more than 200%. The concept of the shadow interest rate can be used to make the economic consequences of overfishing transparent and to evaluate the profitability of short-term catch reductions as investments in natural capital stocks."
"The Defendant …objects to the statement of Dr Quass, on the basis that it is not necessary in order for the court to resolve the claim. The Defendant says that it consists of contentious theories about the economics of fisheries and fishery policy which do not help elucidate matters that the Court needs to understand, and which do not relate to matters that were before the decision maker. There may well be force in this, but it should be for the judge who deals with the substantive hearing to decide whether, and, if so, to what extent, the contents of Dr Quass's statement are of any relevance or assistance. It is only 3 pages long. Accordingly, I grant leave to the Claimant to rely on it."
Claimant's fish stock examples
"The examples raised by the Claimant
36. In PAP correspondence, the Claimant provided four (explicitly non-exhaustive examples) of particular fish stocks, illustrating different issues of concern in relation to the approach which (as far as it could infer from the publicly available documents) had been taken by the Minister.
Anglerfish (Lophiidae spp.)
The SoS Determination set a total figure of 8,180 tonnes, and the negotiated joint UK- EU TAC is 11,293 tonnes. ICES advice for the year is 9,881 tonnes [CB/220]. Thus the Determination represents an exceedance of ICES advice by approximately 15%. Given the shares agreed under the Trade and Cooperation Agreement (with its attendant sustainability aims), the UK has considerable responsibility for this stock (88.8% in area ANF/2AC4-C and 43.4% in area ANF/56-14, for 2024).
Celtic Sea Cod (Gadus morhua)
The SoS Determination set a figure of 65 tonnes with a combined UK-EU TAC 644 tonnes [CB/399], representing over 99% of the entire spawning stock biomass of 645 tonnes. ICES advice was zero.
These cod stocks have only recently collapsed. The SoS Determination has set cod stocks on a course for destruction, rather than following the JFS requirement to set a trajectory towards sustainable biomass levels and not to jeopardise the long-term recovery of the stock. There were scientific alternatives available which could have secured a future for the stock and were in excess of zero quota, thus permitting the continuation of a commercial fishery for other stocks.
Irish Sea Whiting (Merlangius merlangus)
The SoS Determination sets a figure of 435 tonnes. ICES advice is zero (due to the severely depleted nature of the stock) and ICES advice includes provision for by-catch so any additional TAC agreed exceeds its advice. The negotiated joint UK-EU TAC is 721 tonnes. Given the shares agreed under the Trade and Cooperation Agreement (with its attendant sustainability aims), the UK has considerable responsibility for this stock (60.3% of the joint TAC for 2024). Since 1993, spawning stock biomass has been below the threshold whereby, for ICES, the stock is at risk of impaired reproductive capacity. Furthermore, UK TAC has been set above scientific advice consistently. This too is traditionally a commercial stock and would not normally be considered as a "by-catch" stock, but the consistent pattern of making determinations to allow fishing opportunities in excess of scientific advice have placed the stock in serious jeopardy.
The by-catch quota determination in excess of scientific advice relates almost entirely to the decision to allow the continuation of the destructive nephrops fishery at the expense of the whiting fishery.
Mackerel (Scomber scombrus)
The SoS Determination set a total figure of 142,247 tonnes. Mackerel opportunities are negotiated through the Coastal States process. For 2024, the UK had agreed with the other coastal states an overall TAC of 739,386 tonnes (the ICES advice figure) for mackerel in the North-East Atlantic. However, given that each State is free to set its own TAC unilaterally in the absence of a sharing agreement, there remained a clear danger of overfishing, and ICES records show that this has happened consistently in the past. The Witness Statement of Mr Clover shows that the mackerel catch has exceeded scientific advice by on average 44% since 2010, and that despite the negotiated TAC having been set at the level of ICES advice for each of the prior three years, the catch remains much higher because countries collectively grant themselves TAC significantly in excess of advice. The issue illustrated is the failure to meet FA objectives, in jointly established international policy for a stock where, as a result of no agreed sharing mechanism, it is clear that overfishing will occur.
37. Accordingly, in each case, the Secretary of State reached a determination which materially departed from one arising from the applicable scientific advice."
"40. Celtic Sea cod: the position approved for the negotiations was to set a catch limit higher than the ICES advice (of zero) as it was part of a mixed fishery caught only as bycatch. This was on account of the issues caused by 'choke' stocks, where a decision to set catch quotas at zero for cod would have resulted in the closure of multiple target fisheries, leading to a significant loss of income. The recommendation was accordingly to strike a balance between sustainability and providing the catch sector with fishing opportunities. This is recorded in the 17 October 2023 submission [MD1/06/143-150] and informed the negotiated outcome and the ultimate determination. See [MD/70-74].
41. In addition, consideration was given as part of the negotiations to technical measures to reduce the impacts on cod bycatch: see the Written Record section 11b) [CB/3/177].
42. It is worth underscoring that an analogous approach to TACs of cod bycatch by EU fishermen was endorsed by the CJEU in Case C-330/22 Friends of the Irish Environment (above).
43. It cannot sensibly be said that the Secretary of State's 2023 determination for 2024 "has set cod stocks on a course for destruction" (SFG/36), especially as the determination relates to only 65 tonnes of the UK-EU quota of 644 tonnes. It is acknowledged that cod has historically been overfished, the issue is not new. However, based on the June 2023 ICES advice [CB/3/230-237], the current TAC of 644 tonnes is forecast to result in a spawning stock biomass increase of at least 53% by 2025.
44. SFG/45(b) wrongly states that there is no evidence that the Secretary of State considered the impacts from mixed fishery considerations. Such considerations were explained in the relevant Ministerial submission and the "phenomenon of 'choke species'" and the need to "strike the right balance between socio-economic considerations and the need to achieve a good biological status for those stocks, taking into account mixed fishery considerations" is spelled out in section 1g) of the Written Record.
45. Irish Sea whiting: the considerations for this stock were very similar to Celtic Sea cod and were addressed in the same way. SFG/45(c) argues that there is a difference in that the bycatch is predominantly from nephrops (Norwegian lobster) fishery. However, the point only underscores the principle: i.e. that the Secretary of State wishes to avoid 'choking' such a high value fishery (see [MD1/06/143-150]).
46. The same points are regards technical measures and Case C-330/22 Friends of the Irish Environment apply to Irish Sea whiting too. As does the need for context; based on the June 2023 ICES advice [CB/238-245], the current TAC of 721 tonnes is forecast to result in a spawning stock biomass increase of around 34% by 2025.
47. Northern Shelf anglerfish: anglerfish was identified in advice that was provided to the Secretary of State and Minister Spencer as a stock where economic analysis and engagement with stakeholders indicated that accepting ICES advice would bring significant short-term economic risks [MD1/06/143-150]. The UK therefore did not follow the advice in its negotiating position.
48. The economic rationale for setting a TAC for anglerfish above ICES advice was that anglerfish is a high-value stock, particularly in remote communities in Scotland. In parallel with this, discussions were taking place in bilateral UK-Norway negotiations involving the inward transfer of quotas from Norway of anglerfish. This led to a reduced transfer of 700 tonnes for 2024 compared to 1,075 tonnes for 2023.
49. As noted above, additional specific consideration was given to the departure from ICES advice for anglerfish in accordance with Article 4(8) of the North Sea MAP.
50. SFG/45(a) does not dispute that the Secretary of State was in principle entitled to depart from ICES advice on anglerfish, but complains that "no evidence has been provided" to show the beneficial effects of the departure. However, the Secretary of State has set out the basis for the approach taken, which is further reflected in the Change of Circumstances Document dated 26 March 2024. Therefore, it cannot sensibly be said to be irrational, or otherwise unlawful, even if the Claimant might disagree with it.
51. Mackerel: the UK position – and subsequent determination – on mackerel was to follow the ICES advice, allowing for a 5% decrease on the 2023 catch for 2024 [MD1/05/138-142]. The issue here, as set out at [MD/92], is not the UK's failure to follow scientific advice, but the unilateral actions of other coastal States and the absence of international agreement. As is set out at [MD/94-95], there has been some recent progress in this regard.
52. Overall, Mr Dowell's witness statement and the accompanying submissions clearly demonstrate that the ICES advice was central to the UK's negotiating position and, therefore, to the agreed outcomes and the subsequent section 23 determination."
Statutory and policy framework
FA 2020
"The fisheries objectives are—
(a) the sustainability objective,
(b) the precautionary objective,
(c) the ecosystem objective,
(d) the scientific evidence objective,
(e) the bycatch objective,
(f) the equal access objective,
(g) the national benefit objective, and
(h) the climate change objective."
"(2) The "sustainability objective" is that—
(a) fish and aquaculture activities are—
(i) environmentally sustainable in the long term, and
(ii) managed so as to achieve economic, social and employment benefits and contribute to the availability of food supplies, and
(b) the fishing capacity of fleets is such that fleets are economically viable but do not overexploit marine stocks.
(3) The "precautionary objective" is that—
(a) the precautionary approach to fisheries management is applied, and
(b) exploitation of marine stocks restores and maintains populations of harvested species above biomass levels capable of producing maximum sustainable yield.
….
(5) The "scientific evidence objective" is that—
(a) scientific data relevant to the management of fish and aquaculture activities is collected,
(b) where appropriate, the fisheries policy authorities work together on the collection of, and share, such scientific data, and
(c) the management of fish and aquaculture activities is based on the best available scientific advice."
"Effect of fisheries statements and fisheries management plans
(1) A national fisheries authority[1] must exercise its functions relating to fisheries, fishing or aquaculture in accordance with the policies contained in a JFS, SSFS or fisheries management plan that are applicable to the authority, unless a relevant change in circumstances indicates otherwise.
(2) If, in view of a relevant change of circumstances, a national fisheries authority takes a decision in the exercise of its functions relating to fisheries, fishing or aquaculture otherwise than in accordance with the policies contained in a JFS, SSFS or fisheries management plan that are applicable to the authority, the authority must prepare and publish a document-
(a) describing the decision and the relevant change of circumstances, and
(b) explaining how the relevant change in circumstances affected the decision."
"The Secretary of State may determine, for such year or other period as may be specified in the determination—
(a) the maximum quantity of sea fish that may be caught by British fishing boats;
(b) the maximum number of days that British fishing boats may spend at sea."
"A determination under subsection (1) may be made only for the purpose of complying with an international obligation of the United Kingdom to determine the fishing opportunities of the United Kingdom."
"Different maxima may be determined under subsection (1) —
(a) for, or for fishing boats fishing for, different descriptions of sea fish,
(b) for different areas of sea, or
(c) (subject to subsection (4)) for different descriptions of fishing boat."
"The Secretary of State may—
(a) exercise a power in subsection (1) so as to—
(i) determine a maximum quantity of sea fish, or maximum number of days at sea, of zero, or
(ii) make a determination replacing a determination already made;
(b) withdraw a determination already made."
"(1) Before making or withdrawing a determination under section 23, the Secretary of State must consult—
(a) the Scottish Ministers,
(b) the Welsh Ministers,
(c) the Northern Ireland department, and
(d) the Marine Management Organisation.
(2) As soon as reasonably practicable after making or withdrawing a determination under section 23, the Secretary of State must—
(a) publish, in such manner as the Secretary of State considers appropriate, a notice stating that the determination has been made or (as the case may be) withdrawn,
(b) lay a copy of that notice before Parliament, and
(c) send a copy of that notice to the Scottish Ministers, the Welsh Ministers and the Northern Ireland department."
Multiannual Plans
The JFS
"The national fisheries authorities will deliver the policies in the JFS through the exercise of their functions and in line with the fisheries objectives. The use of best available evidence and scientific advice, transparent decision making and partnership working, will be core principles that underpin delivery. This is in addition to the principles of simplification and coherent regulations, as well as collaboration between fisheries enforcement authorities."
"The fisheries policy authorities will have regard to the fisheries objectives, where appropriate, in future policy development, and will set out further policies in their respective areas of competence to support the achievement of the objectives."
"In line with the scientific evidence objective, the UK will take an evidence-based approach to fisheries and aquaculture management, making full use of the best available scientific evidence, supporting the UK in continuing to meet its international obligations. This will be underpinned by a wide-ranging and coordinated monitoring programme and advisory framework, which will be further enhanced by research."
"Domestically, this will include when taking decisions on allocating fishing opportunities and when developing future fisheries management policies and measures. Through fisheries negotiations with other coastal States and in international fisheries fora, the UK will actively seek to achieve, or contribute to the achievement of, the fisheries objectives."
"The fisheries policy authorities will also take a precautionary approach to fisheries management in accordance with the precautionary objective and will aim to fish within sustainable limits based on the best available scientific advice, including MSY or using suitable proxies where sufficient scientific data are available, as well as considering evidence on mixed fisheries interactions where appropriate, which is in line with the scientific evidence objective. Where data are not available, this will not be used as a reason for not taking appropriate pre-emptive steps to manage or address the risk either to stocks or the marine environment."
"The determination of UK fishing opportunities for these stocks will normally follow international negotiations and will reflect any agreements from those negotiations. These negotiations are conducted by UK Government and supported by expertise from across the fisheries policy authorities".
"4.2.1.11 As a coastal State, the UK is subject to the requirements of UNCLOS, which obliges coastal States to manage the living resources in their EEZ in a sustainable manner. This includes cooperating with other coastal States on fish stocks that occur jointly in their respective EEZs.
4.2.1.12 It is critical that we work in partnership with our neighbouring coastal States. This will promote the sustainable use of stocks and responsible management of our respective waters.
4.2.1.13 The principal way in which we do this is through formal annual consultations underpinned by international agreements such as the TCA, and our fisheries framework agreements with Norway and the Faroe Islands. And in respect of highly migratory and straddling fish stocks, through engagement with coastal States or other relevant States, and in the relevant RFMOs."
"4.2.1.15 Establishing TACs is a key aspect of the negotiations between coastal States. TACs, alongside agreements on quota shares, are necessary to ensure that collectively coastal States remain within catch limits. "
Fisheries management plans
Grounds of challenge
The Claimant's overarching submission
Claimant's submission
"198 The relevant principles were laid down by the Court of Appeal in R(National Association of Health Stores) v Department of Health [2005] EWCA Civ 154; The Times, 9 March 2005 and by the High Court of Australia in Minister for Aboriginal Affairs v Peko-Wallsend Ltd (1986) 162 CLR 24. These decisions were analysed in Transport Action Network Ltd [2022] PTSR 31, paras 60-73, and R (Save Stonehenge World Heritage Site Ltd) v Secretary of State for Transport [2022] PTSR 74, paras 62—65. That analysis need not be repeated here.
199 A minister only takes into account matters of which he has personal knowledge or which are drawn to his attention in briefing material. He is not deemed to know everything of which his officials are aware. But a minister cannot be expected to read for himself all the material in his department relevant to the matter. It is reasonable for him to rely upon briefing material. Part of the function of officials is to prepare an analysis, evaluation and precis of material to which the minister is either legally obliged to have regard, or to which he may wish to have regard.
200 But it is only if the briefing omits something which a minister was legally obliged to take into account, and which was not insignificant, that he will have failed to take it into account a material consideration, so that his decision was unlawful…."
Conclusions
Ground 3
Claimant's submissions
Conclusions
"A determination under subsection (1) may be made only for the purpose of complying with an international obligation of the United Kingdom to determine the fishing opportunities of the United Kingdom."
"153. Subsection (1) provides that the Secretary of State may determine for a specified period the maximum quantity of sea fish that may be caught by British fishing boats and the maximum number of days that British fishing boats may spend at sea.
154. Subsection (2) requires that a determination under subsection (1) may only be made for the purpose of complying with an international obligation of the UK to determine the fishing opportunities of the UK. The purpose of this subsection is to ensure that the power to determine fishing opportunities relates to limited matters within the Secretary of State's reserved competence."
"The determination of UK fishing opportunities for these stocks will normally follow international negotiations and will reflect any agreements from those negotiations. These negotiations are conducted by UK Government and supported by expertise from across the fisheries policy authorities".
"…..the UK Government determines in terms of s.23 of the Fisheries Act 2020 whether, and if so to what extent, any of the UK share of the TAC for any fish stock is to be made available for apportionment in the exercise of prerogative powers to the various domestic fisheries authorities and possible onward allocation to industry…."
I do not consider that this passage assists the Claimant since the Court of Session was not asked to address the question raised by Ground 3 in this claim, and so did not consider it.
Ground 1
Claimant's submissions
Conclusions
Ground 2
Claimant's submissions
Conclusions
"80. The biological stock for Northern Shelf anglerfish extends over the North Sea, Rockall and West of Scotland, Skagerrak and Kattegat (ICES subareas 4 and 6 and in Division 3.a). Anglerfish is also known as monkfish, particularly in Scotland.
81. Scientific advice for anglerfish in these areas was published by ICES on 28 October 2022. This was then revised on 6 December 2022 with a -30% reduction in the advice for 2023 and 2024 compared to the advice issued for 2022 [CB/03/220-229]. ICES advice was provided for two years due to limitations in the data for this stock at the time of publication. It followed consecutive reductions in advice over several years and represented a change in advice from 2020 of -55%.
82. Northern Shelf anglerfish is managed between the UK and the EU through two management TACs that are established under the TCA. One is a TAC set for anglerfish in the North Sea which is defined as United Kingdom and European Union waters of ICES Area 4; and United Kingdom waters of ICES Area 2a. The other is a TAC set for anglerfish in the West of Scotland which is defined as ICES Area 6; United Kingdom and international waters of ICES Area 5b; international waters of 12 and 14. In 2022, 2023, and 2024, the UK set a third TAC to manage the incoming quota which was agreed to be transferred to the UK from Norway as part of the bilateral agreement. Area 3a (Skagerrak and Kattegat) which is also included within ICES advice, is not subject to a TAC. In recognition of the misalignment of TAC management areas and ICES advice, the Minister agreed to the outlining of future ambitions to move the management of anglerfish from being a bilaterally managed stock between the UK and the EU to a trilaterally managed stock by involving Norway [MD1/07/151-159]. The UK noted the importance of this work in the trilateral Agreed Record for 2024 as progress towards long-term sustainable management of the stock [MD1/14/238-262].
83. The above TACs were set for 2023 and 2024 as follows; 7,211t for the North Sea (6,408t UK quota), 4,082t for the West of Scotland (1,772t UK quota), and, in 2024, 700t was transferred to the UK from Norway. This is less than the 1,075t which were transferred in 2023. The UK reduced the transfer in 2024 in response to ICES advice for this stock. This resulted in a total TAC for 2024 of 11,993t.
84. The Minister agreed that the approach for the 2023 and 2024 fishing years for both the EU-UK and the UK-Norway agreement, was to limit the reduction in total quota and to prevent substantial variation in the fishing opportunities over a short period of time. It was noted to the Minister that this would enable businesses to adapt to a change in circumstance, while continuing to reduce catch as advised by ICES [MD1/10/171-176].
85. The Minister agreed to this recommended TAC after considering both the scientific advice and the economic impact on the fleet of reducing the UK quota by the recommended amount. In particular, the Minister considered analysis showing that revenue from landings of anglerfish made up about one quarter of income at three fishing ports located in remoter communities of Scotland. Around 20 offshore vessels operating from these areas would have seen a revenue reduction of 10%-30% if the advised reduction had been implemented in full. This would equate to a loss of £2.7 million to Scottish vessels with anglerfish making up more than 10% of their revenue relative to 2022 over the two years. The Minister decided to mitigate the environmental impacts of this decision by seeking a reduced inward transfer of quota from Norway from the previous year. This was in order to balance the environmental and socio-economic impacts of an otherwise significant reduction in quota for a species of high economic importance for the UK [MD1/10/171-176], [MD1/15/263-267].
86. It is also relevant to bear in mind Article 4 of Regulation (EU) 2018/973 of the European Parliament and of the Council of 4 July 2018. In establishing a multiannual plan for demersal stocks in the North Sea and the fisheries exploiting those stocks, and specifying details of the implementation of the landing obligation in the North Sea ("the North Sea MAP"), it requires that the anglerfish TACs be set within ICES advised lower MSY limits (but in certain circumstances permits TACs to be set in the upper MSY limits), save where there is a "relevant change of circumstances" [MD1/16/268-318]. Acknowledging this, the Minister was informed of the potential need for a change of circumstances document under Article 4(8) of the North Sea MAP. This was approved and on 26 March 2024, the UK Government published a change of circumstance document explaining its decision to set the 2024 Northern Shelf anglerfish TAC above the ICES advice range [MD1/15/263-267].
87. Two other developments of potential relevance may also be noted. First, an FMP is currently being developed which will outline policy and management proposals for Northern Shelf anglerfish in line with requirements in the FA 2020 and the JFS.
88. Second, Northern Shelf anglerfish was subject to a benchmark by ICES scientists in 2024. The ICES benchmark is a review of the scientific process and data which goes into producing annual catch advice. A benchmark is completed regularly for the large majority of stocks in the Northeast Atlantic which ICES provide advice on. The 2024 benchmark disclosed that the stock is in a much healthier condition than the advice produced in 2022 for 2023 and 2024 had suggested. Consequently, the ICES advice for 2025 is for 30,726t compared with 9,881t for 2024 (a +211% increase before adjustments). This benchmark saw the improvement of the stock from ICES category 3, data limited, to category 1, the highest category of data availability."
Final conclusion
Note 1 The Defendant is a National Fisheries Authority by section 10(5) FA 2020. [Back]