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England and Wales High Court (Family Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> BP v DP (Children: Habitual Residence) [2016] EWHC 633 (Fam) (21 March 2016) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2016/633.html Cite as: [2017] WLR(D) 59, [2017] 4 WLR 33, [2016] EWHC 633 (Fam) |
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FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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BP |
Applicant |
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- and - |
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DP (Children: Habitual Residence) |
Respondent |
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Mr Edward Devereux (instructed by Dawson Cornwell) for the Respondent
Hearing dates: 22nd, 23rd and 24th February 2016
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Crown Copyright ©
Mrs Justice Roberts :
The facts
"Mum's visit has, I know, been a very stressful time for you and as it turned out, for mum too.
I have been shocked to learn that things have become quite so bad, and that you have become dependent upon alcohol.
I know that it is hard for you coping with our children and trying to recover from your alcoholism at the same time on your own.
I have been pondering what I can do to help you recover, and what is also best for the kids, who I have no doubt in some way, to a greater or lesser extent, have picked up on it too.
Would you be willing to open a dialogue with me to look at possible ways that we could give the children the stability that they require while also providing you with the relief to focus on beating your addictions for one and for all ? I think there are a number of ways of doing this, potentially:
1. You returning to the UK; or
2. A sabbatical; or
3. A change of primary carer.
It is clear from my own conversations that you are not coping well, and this latest bout of addiction is proof of that.
Please for the sake of the children, and of yourself, let's start to seriously look at what we can do to approach the problems that seems to manifest at the moment.'
"When I saw her on Monday she was in acute liver failure. Her history and examination findings then, and laboratory tests from last week, point to acute severe alcoholic hepatitis as the cause. I was dismayed by her appearance and presentation, and consider her prognosis to be grim, even with the best available treatment … I would judge [the mother's] mortality rate for her current illness to be at least 50%."
"I have agreed to allow my children, [J] and [C], to travel to and reside temporarily in London UK at the residential premises of their Father [DP]. I have agreed to this for a period of six to twelve months from the date of this declaration.
I have also agreed for the children to be enrolled in school for the duration of their visit to London.
I have agreed that [the father] and/or his mother … are permitted to travel with the children to the UK and back to Australia (and also to France for short term periodic holidays) within the six to twelve month period.
I have agreed to the above to allow me time to recover from a recent illness and subsequent hospitalisation that have impacted my ability to perform my parental duties.
In have also agreed to the above based on the acceptance by [the father] that once I have recovered sufficiently (as certified by an appropriately qualified medical representative no sooner than 6 months from the date of this declaration) the children will be returned to Australia and all previous parenting arrangements will resume."
"Currently I have no concerns regarding [the mother's] mental health and as such cannot foresee any impact that this would have on her functioning capacity to care for the children. However I do not have the information required to provide a more detailed opinion on this and would recommend the court seek a further opinion from an appropriately experienced therapist if that is deemed necessary.
[The mother's] prognosis regarding her future mental health is very good. She is currently symptom free, has good insight into how to manage any recurrence of symptoms, or risks to her sobriety. Considering the ongoing stress of this case around the children she has managed very well without relapse into substance use or depression and this bodes well for her future."
"If she remains abstinent from alcohol, her liver function may remain stable and compensated. However, in view of the cirrhosis, she is at risk of developing further episodes of decompensation and liver cancer."
Litigation in relation to the children
"[The mother] did send me communications to ask when the children would be returned to her. It is correct that I did not give her the confirmation that she sought. I did not do so because the children were living in England, were settled, they had security in their lives and their best interests were to remain here. It was very difficult for us all as [she] is their mother and she was clearly unwell. It was also clear from her communications that she had little or no insight into her condition or the damage that had been caused to the children. My enquiries as to her health and treatment were not responded to and on one occasion she told me it was "not relevant". I accept that on occasion, in my frustration, I have been harsh on [her]. This has been borne of my real wish that she face up to her issues and the consequences of her behaviour. I do not recall my saying precisely the words "I won't be sending the children back to you in Australia but you can see them if you move to England to live". I did however make it clear that I would not sign the housing letter that she wanted me to sign. Further [she] was fully aware that I was not prepared to send the children to Australia and that they were to remain living with me. It is however true to say that I suggested to her on more than one occasion that she should concentrate on getting better and that she should consider herself moving to the UK."
The current litigation: the Hague proceedings
(i) neither child had been wrongfully retained in this jurisdiction;
(ii) both children were habitually resident in this jurisdiction at the time of the alleged retention;
(iii) the mother had consented or, alternatively, acquiesced to their retention in England;
(iv) there was a grave risk that the return of both children to Australia would expose each of the children to physical and psychological harm or otherwise place them in an intolerable situation;
(v) both children objected to a return to Australia and they had reached an age and degree of maturity at which it was appropriate to take account of their views.
The law
"Where a child has been wrongfully removed or retained in terms of Article 3 and, at the date of the commencement of the proceedings before the judicial or administrative authority of the Contracting State where the child is, a period of less than one year has elapsed from the date of the wrongful removal or retention, the authority concerned shall order the return of the child forthwith.
The judicial or administrative authority, even where the proceedings have been commenced after the expiration of the period of one year referred to in the preceding paragraph, shall also order the return of the child, unless it is demonstrated that the child is now settled in its new environment."
"The removal or retention of a child is to be considered wrongful where –
(a) It is in breach of rights of custody attributed to a person, an institution or any other body, either jointly or alone, under the law of the State in which the child was habitually resident immediately before the removal or retention; and
(b) At the time of removal or retention those rights were actually exercised, either jointly or alone, or would have been so exercised but for the removal or retention.
The rights of custody mentioned in sub-paragraph (a) above may arise in particular by operation of law or by reason of a judicial or administrative decision, or by reason of an agreement having legal effect under the law of that State."
Habitual residence
"[54] Drawing the threads together, therefore:
(i) All are agreed that habitual residence is a question of fact and not a legal concept such as domicile. There is no legal rule akin to that whereby a child automatically takes the domicile of his parents.
(ii) It was the purpose of the 1986 Act[3] to adopt a concept which was the same as that adopted in the Hague and European Conventions. BIIR must also be interpreted consistently with those Conventions.
(iii) The test adopted by the European court is 'the place which reflects some degree of integration by the child in a social and family environment' in the country concerned. This depends upon numerous factors, including the reasons for the family's stay in the country in question.
(iv) It is now unlikely that the test would produce any different results from that hitherto adopted in the English courts under the 1986 Act and the Hague Child Abduction Convention.
(v) In my view, the test adopted by the European court is preferable to that earlier adopted by the English courts, being focused on the situation of the child, with the purposes and intentions of the parents being merely one of the relevant factors. The test derived from Shah should be abandoned when deciding the habitual residence of a child.
(vi) The social and family environment of an infant or young child is shared with those (whether parents or others) upon whom he is dependent. Hence it is necessary to assess the integration of that person or persons in the social and family environment of the country concerned.
(vii) The essentially factual and individual nature of the enquiry should not be glossed with legal concepts which would produce a different result from that which the factual enquiry would produce.
(viii) As the Advocate General pointed out in para AG45 and the court confirmed in para [43] of Re A (Area of Freedom, Security and Justice)[4], it is possible that a child may have no country of habitual residence at a particular point in time."
"… The concept of 'habitual residence' under article 8(1) … must be interpreted as meaning that it corresponds to the place which reflects some degree of integration by the child in a social and family environment. To that end, in particular the duration, regularity, conditions and the reasons for the stay on the territory of the member state and the family's move to that state, the child's nationality, the place and conditions of attendance at school, linguistic knowledge and the family and social relationships of the child in that state must be taken into consideration. It is for the national court to establish the habitual residence of the child, taking account of all the circumstances specific to each individual case."
"49 … in order to determine where a child is habitually resident, in addition to the physical presence of the child in a member state, other factors must also make it clear that that presence is not in any way temporary or intermittent.' (Emphasis supplied.)"
"[23] ….. [The court below] proceeded on the basis that the stay in Scotland was originally intended to be for the 12 months' maternity leave, that much being uncontroversial. They therefore assumed, in the father's favour, that the stay in Scotland was originally intended to be of limited duration. Their remark that the real issue was whether there was a need for a longer period than 4 months in Scotland, before it could be held that the children's habitual residence had changed, followed immediately upon their statement:
'If the salient facts of the present case are approached in accordance with the guidance summarised earlier, the key finding of the Lord Ordinary is that the children came to live in Scotland.'
In other words, following the children's move with their mother to Scotland, that was where they lived, albeit for what was intended to be a period of 12 months. Their life there had the necessary quality of stability. For the time being, their home was in Scotland. Their social life was there. Their family life was predominantly there. The longer time went on, the more deeply integrated they had become into their environment in Scotland. In that context, the question the Extra Division asked themselves did not indicate any error of approach. Nor did their answer:
'For our part, in the whole circumstances, we would view four months as sufficient.'
[24] The Extra Division therefore considered the evidence on a proper understanding of the nature of habitual residence. In the light of the evidence before them, their conclusion that the children were habitually resident in Scotland at the material time is one which they were entitled to reach."
"I conclude that the modern concept of a child's habitual residence operates in such a way as to make it highly unlikely, albeit conceivable, that a child will be in the limbo in which the courts have placed B. The concept operates in the expectation that, when a child gains a new habitual residence, he loses his old one. Simple analogies are best: consider a see-saw. As, probably quite quickly, he puts down those first roots which represent the requisite degree of integration in the environment of the new state, up will probably come the child's roots in that of the old state to the point at which he achieves the requisite de-integration (or, better, disengagement) from it."
"46. One of the well-judged submissions of Mr Tyler QC on behalf of the respondent is that, were it minded to remove any gloss from the domestic concept of habitual residence …., the court should not strive to introduce others. A gloss is a purported sub-rule which distorts the application of the rule. The identification of a child's habitual residence is overarchingly a question of fact. In making the following three suggestions about the point at which habitual residence might be lost and gained, I offer not sub-rules but expectations which the fact-finder may well find to be unfulfilled in the case before him:
(a) the deeper the child's integration in the old state, probably the less fast his achievement of the requisite degree of integration in the new state;
(b) the greater the amount of adult pre-planning of the move, including pre-arrangements for the child's day-to-day life in the new state, probably the faster his achievement of that requisite degree; and
(c) were all the central members of the child's life in the old state to have moved with him, probably the faster his achievement of it and, conversely, were any of them to have remained behind and thus to represent for him a continuing link with the old state, probably the less fast his achievement of it."
Wrongful retention
Anticipatory breach
"30. Overall, what to my mind emerges from Lord Hughes' judgment, as from Baroness Hale's, is a general disinclination to encumber the factual concept of habitual residence with supplementary rules and in particular to perpetuate the 'rule' with which we are concerned here, provided that an approach can be found which prevents a parent undermining the Hague Convention and the jurisdiction provisions of Brussels IIR. The solution that both Lord Hughes (at§78) and Baroness Hale (at §40) had in mind, and seemed to think tenable, involved treating the act of wrongful retention of the child as occurring at an earlier stage than might sometimes be assumed, that is to say as soon as the parent engages in unilateral acts designed to make permanent the child's stay in the new country rather than only when the end of the child's scheduled stay there arrives. This would prevent a parent from establishing a habitual residence in the country to which he has abducted the child before the act of wrongful retention occurs." [my emphasis]
"Without deciding the point, particularly since it has not been pressed in argument, I am doubtful about the first ground on which the judge relied. It seems to me that the uncommunicated decision which the mother took in her mind in November 1991 not to return the boy on 21 January 1992 could hardly constitute a wrongful retention in November 1991. It was at most an uncommunicated intention to retain him in the future from which she could still have resiled. But on balance I am driven to agree with the judge on the second ground (an application by the grandmother on 19 December 1991 for a prohibited steps order preventing the removal of the child and an interim residence order), which she recognised to be the stronger one, although it seems odd that an otherwise lawful and unconcealed application to the court can constitute a wrongful retention. However, the unusual nature of this act as constituting a wrongful retention appears to me to have some relevance to the question of acquiescence."
"I confess that I initially shared the misgivings expressed by Sir Michael Kerr. If a parent pursuant to an agreement that a child may live with him for a given period, fears unilateral action by the other parent, it seems to me very hard to suggest that an application to the court designed to protect the presence of the child for an agreed period constitutes an act of wrongful retention. Thus if the mother in the instant case applied for a prohibited steps and residence orders for the sole purpose of protecting the presence of the children within the jurisdiction until 1 September 1993 (the expiry of the 12 month agreed period of retention), I would find it difficult to find that an act of wrongful retention, alternatively, if it was, that the father had not consented to the retention until 1 September 1992 under article 13(a)."
"However, it seems to me that where a parent as here announces as part of her case that she does not intend to return the children to Israel at all, she can no longer herself rely on the father's agreement to the limited period of removal or retention as protecting her under either article 3 or under article 13(a). As Mr Turner puts it, she cannot have the benefit of the agreement without the burden. Equally as an issue of fact, it seems to me that the decision which precedes the announcement, even if not communicated to the father, must be capable itself of constituting an act of wrongful retention."
"To the extent that the father's argument is based on the mother's future intent, the father is seeking a judicial remedy for an anticipatory violation of the Hague Convention. But the Hague Convention only provides a cause of action to petitioners who can establish actual retention. …. Therefore, we do not see how a petitioner like the father, alleging only an anticipatory retention, can invoke the protections of the Hague Convention."
"[name of the children's mother] arrived yesterday but didn't look crash hot. Long story short, she has been admitted to hospital and we are waiting on test results and doctors etc. Hopefully everything will be back to normal shortly. I'll keep you posted."
That email contained no hint or suggestion of the gravity of the mother's situation or the children's predicament. When he gave his oral evidence by means of the video link from Sydney, JM accepted as much. He also accepted that the mother represented a risk to the children when she was not sober and said he could understand the father's concerns. Were she to regress, he would not support the children remaining in her care (as he put it, "all bets would be off") but he had been impressed by the extent of her progress to date and described her as a different person from the person she was in the summer of 2014.
Acquiescence
The Evidence of Mr Power
(i) the children's wishes and feelings;
(ii) whether they object to a summary return to Australia,
(iii) whether they wish to meet the judge;
(iv) whether they should be joined as parties.
"The Court will need to determine if what the children have said to me amounts to objections. I have found that they are palpably affirmative about Australia and whilst they have benefited from the bubble of what they say was agreed respite, in so doing, they have discovered their father; a relationship that needs to be preserved and cultivated alongside their relationship with their mother who appears now to be in a much better place to meet the children's needs. I hope she will listen to what the children have said to me."
"Can't call anymore the signal is too bad. Don't tell Dad but no matter what anyone says (including me) get me back to Australia. Don't tell any of this to dad. He wants me to talk in front of a judge. And most importantly don't tell him this. He wants to apply for full custody. Don't tell dad that I told you any of that act like you don't know."
Conclusions : my findings on the substantive issues
Habitual residence
"In the light of all of this, the position should now be, in my view, that the gateway stage is confined to a straightforward and fairly robust examination of whether the simple terms of the Hague Convention are satisfied in that the child objects to being returned and has attained an age and degree of maturity at which it is appropriate to take account of his or her views. Subtests and technicality of all sorts should be avoided. In particular, the Re T[7] approach to the gateway stage should be abandoned."
Order accordingly
Note 1 Alcoholics Anonymous [Back] Note 2 See the Preamble and Art 1 of the Convention and In re H and others (Minors)(Abduction: Acquiescence) [1998] AC 72. [Back] Note 3 Here, Baroness Hale was referring to the Family Law Act 1986 which provided a uniform scheme for jurisdiction, recognition and enforcement of custody and related orders as between the three different jurisdictions within the United Kingdom. Those rules were subsequently modified to take account of Council Regulation (EC) No 2201/2003 concerning jurisdiction and the recognition and enforcement of judgments in matrimonial matters and matters of parental responsibility, otherwise known as the Brussels II Revised Regulation (BIIR), which is now directly applicable under domestic law in the United Kingdom, [Back] Note 4 Re A (Area of Freedom, Security and Justice)(Case C-523/07), [2009] 2 FLR 1, ECJ [Back] Note 5 This had been identified by Sir Peter Singer who compared the two texts in DL v EL (Hague Abduction Convention: Effect of Reversal of Return Order on Appeal) [2013] EWHC 49 (Fam), [2013] 2 FLR 163, FD at paras [71] et seq. [Back] Note 6 It is the mother’s case that neither child would have to repeat a year were they to return to Australia. There was no evidence before me one way or the other and I do not regard that factor in isolation as having any bearing on my decision in the context of these Hague Convention proceedings save possibly in relation to the defence of “child’s objections” to which I shall come in due course. [Back] Note 7 Re T (Abduction: Child’s Objections to Return) [2000] 2 FLR 192 [Back]