BAILII is celebrating 24 years of free online access to the law! Would you consider making a contribution?
No donation is too small. If every visitor before 31 December gives just £1, it will have a significant impact on BAILII's ability to continue providing free access to the law.
Thank you very much for your support!
[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
High Court of Ireland Decisions |
||
You are here: BAILII >> Databases >> High Court of Ireland Decisions >> Crotty v. An Taoiseach [1986] IEHC 3 (24th December, 1986) URL: http://www.bailii.org/ie/cases/IEHC/1986/3.html Cite as: [1986] IEHC 3 |
[New search] [Printable RTF version] [Help]
1. First
of all I should thank counsel for the assistance which they have given to me in
relation to what I have found to be an extremely difficult case. It is an
application for an interlocutory injunction and I must endeavour to follow the
procedure contemplated in the
Campus
Oil v. Minister for Industry & Energy (No.2)
[1983]
I.R. 88 decision in my approach to the matter. It has the complication, which
is adverted to obliquely in that case, that the issues raised are
constitutional issues in relation to which weight must be given to the
presumption of constitutionality. But subject to that, what I have to direct my
mind to is whether the plaintiff has raised a fair question of law and it
appears to me to be proper, having regard to the remarks of the Chief Justice
in the
Campus
Oil
Case,
to attach a greater significance to the term "fair question of law" than would
be attached in private litigation because of the existence of the presumption
of constitutionality in favour of an Act of Parliament and also a similar kind
of presumption in favour of the executive acts of the Government. Nevertheless
it appears to be a fair question and it is not a matter on which I should
attempt to adjudicate at this stage and I will attempt to refrain from doing so.
2. Secondly,
I have to consider the balance of convenience as between the parties, and in
that context again the case is somewhat unusual in that one is dealing with the
balance of convenience as between a private citizen and the government of the
state and also one is dealing with the balance of convenience in a context in
which the plaintiff is attempting to raise a constitutional issue.
3. The
nature of the relief sought in the motion before me is quite unusual and as far
as I know without precedent and it is a claim for an injunction restraining the
defendants who in effect are the Government of Ireland and each of them from
depositing with the Government of the Italian Republic any purported instrument
of ratification of the Single European Act. Now the Single European Act,
despite its name, is an international treaty which because it sought to impose
a charge on public funds required to be approved by a resolution of the
Dáil and I am informed that the Dáil did in fact pass such a
resolution on the 11th December, 1986. The Act was then sent to the President
who, I am informed, has now affixed the Seal of Ireland on it in accordance
with the advice of the Government.
4. The
plaintiff seeks, in the action, to attack the provisions of the Single European
Act for reasons which I will touch on later and he also seeks to attack as
unconstitutional the provisions of the European Communities (Amendment) Act,
1986, which I am informed was signed and promulgated as law by the President
today.
5. The
same plaintiff previously made an abortive application to Carroll J. At that
stage he was being advised by a different solicitor and it would appear that
that solicitor appeared before Carroll J. He issued a plenary summons and
appeared before Carroll J. looking for leave to serve short notice. The short
notice he sought was apparently to prevent the Minister proceeding with the
Bill in Dáil Éireann and it would appear that Carroll J.
dismissed that application. The application was clearly misconceived because it
is quite clear on the authorities that the Oireachtas is free to exercise its
legislative powers without interference by the Courts in the course of
legislation and, just as the Courts expect independence within their own
sphere, likewise, the legislature is entitled to legislate in the manner which
it thinks best within its own sphere without interference by the Courts in the
course of the legislative process. It appears to me on the same principle that
the Government is free to formulate the external policy of the State and that
is a matter vested in the Government by the Constitution and authority for
those propositions in relation to the independence of the legislature and the
executive, subject to the Constitution, within their own spheres is to be found
in
Boland
v. An Taoiseach
[1974] I.R. 338 and
Finn
v. Attorney General
[1983] I.R. 154.
6. The
plaintiff however- and this is one of the matters which makes this litigation
unique in my experience- submits that the substantial process of legislation is
now over. The European Communities Bill is now enacted into law and it forms
part of the law of the State subject to any question as to its
constitutionality. Likewise the substantive part of policy formulation of the
Government associated with the adoption of the Single European Act is now over.
The Act has been approved by resolution of the Dáil, has been sealed by
the President and all that remains is the formal act of depositing the
instrument of ratification with the Government of the Italian Republic pursuant
to a procedure contemplated by article 33 of the Single European Act itself.
7. The
background to the present case is to be found in the provisions of the
Constitution of Ireland, 1937, which delineate the framework of a sovereign
independent state. You have first of all Article 1 which says:-
9. You
have Article 15 which deals with the law-making or legislative power of the
State and Article 15, s. 2, sub-s. 1 says:-
10. Then
it goes on to deal with subordinate legislatures which are not relevant for the
purposes of this particular judgment. Then you have Article 28, s. 2 which
vests the executive power of the State in the Government and then you have
Article 29, s. 4, sub-s. 1 which says:-
11. And
we now know that, since the Republic of Ireland Act, 1948, the President
exercises those powers by or on the authority of the Government in cases where
the Government advises him.
12. Article
29 of the Constitution also deals with international agreements. In sub-s. 1 of
s. 5 it provides that "Every international agreement to which the State becomes
a party shall be laid before Dáil Éireann " and in sub-s; 2 "The
State shall not be bound by any international agreement involving a charge upon
public funds unless the terms of the agreement have been approved by
Dáil Éireann. " And then in s. 6 it provides "No international
agreement shall be part of the domestic law of the State save as may be
determined by the Oireachtas. "
13. And
that is the general framework of the institutions of a sovereign, independent,
constitutional and democratic state. A particular problem arose in 1972 at the
time when Ireland was proposing to joint the European Economic Community and
that was whether the Oireachtas had power to make an international agreement
part of the domestic law of the State. That was a matter for the Oireachtas
only, but it was questioned as to whether the Oireachtas had power to delegate
law-making functions administrative, legislative, executive and judicial
functions to supranational authorities and for that reason it became necessary
to pass the Third Amendment to the Constitution which provides that:-
14. And
the significance of that second sentence of the Amendment was that the
Constitution could not now be invoked to invalidate; any measure which the
State was directed by the institutions of the EEC to take arising out of the
exercise of their powers, nor to invalidate any regulation or any decision of
the European Court which had direct effect within this State by virtue of the
provisions of the Treaties. And that, therefore, was a very far-reaching
amendment to the provisions of the Constitution.
15. Now
the Single European Act is of course an international treaty and under the
provisions of article 33 the Act must be:-
16. That
provision, as Mr. Callan for the plaintiff has pointed out, concerning the form
whereby an international treaty becomes part of international law, on deposit
with a particular nominated authority, conforms in general principle with the
provisions of article 15 of the Vienna Convention on the Law of Treaties to
which this State is not a party but which appears to attempt to codify the
general provisions of customary international law. It is therefore an
instrument to which international authorities would pay respect and it provides
that the consent of a State to be bound by a treaty is expressed by accession
when:-
18. But
in fact it does not appear to be necessary to fall back on that provision
because, as I said, there is a special arrangement for deposit indicated by the
Single European Act itself.
19. Now,
as I indicated, to join the European Communities, it was necessary for this
State to have first of all the Third Amendment to the Constitution: secondly,
to have a treaty of accession to the Communities, and thirdly, to have the
European Communities Act, 1972. That Act contains a definition which may be of
some significance for the purposes of these proceedings because it says in the
definition section of the Act of 1972 that "the treaties governing the European
Communities means" and it then sets them out: the EEC, the Euratom Treaty and
all the other treaties governing the Communities.
20. To
achieve the present proposed change we have now the Single European Act, which
is the international treaty, and we have the European Communities (Amendment)
Act, 1986, but there is no provision for amending the Constitution because in
the view of the Government, apparently, such provision is not necessary. So
that, so far as the bringing into force of the proposed changes of the European
Communities in the Constitution, so far as this State is concerned, only two
administrative procedures remain: one being the deposit of the instrument of
ratifiaction with the Government of the Italian Republic, and the other the
making of an order under s. 3, sub-s. 3 of the new European Communities
(Amendment) Act, 1986, bringing that Act into force. When that is done the
phrase in the Act of 1972, "the treaties governing the European Communities",
will be expanded to include certain provisions of the Single European Act set
out in the new Act so that, in effect, the operative provisions of the Single
European Act will become part of the governing treaties of the European
Communities.
21. Now
it appears to me that there is no doubt that the Single European Act does
attempt to amend and to supplement the treaties establishing the European
Communities and indeed it so says on its face. At the same time it is also
clear that the Treaty of Rome itself at article 236 contemplated that the
Treaty could be amended and it reads:-
22. Therefore
it appears that while amendments of the Treaty of Rome are contemplated by the
Treaty itself, the amendments when they come into effect or when they are
debated are the independent acts of the Member States and if accepted by them
are an addition to or an amendment of the Treaties. It follows, as I previously
indicated, that once the act of ratification of the Single European Act has
been deposited with the Government of the Italian Republic and the order made
in accordance with the European Communities (Amendment) Act, 1986, bringing
that Act into operation, then the Single European Act becomes one of the
governing treaties of the European Communities, and thereupon it would appear,
under the provisions of the Third Amendment to the Constitution, that no
provision of the Constitution "invalidates laws enacted, acts done or measures
adopted by the State necessitated by the obligations of membership of the
Communities or prevents laws enacted, acts done or measures adopted by the
Communities, or institutions thereof, from having the force of law in the
State." In other words, once all the pieces of the jigsaw puzzle are in place,
it would appear to follow that the obligation to observe the provisions of the
Single European Act would be one of the obligations of membership of the
European Communities and would have validity within the jurisdiction of this
country in the domestic law of this country by virtue of the provisions of the
Third Amendment to the Constitution.
23. One
of the major points at issue between the parties is that while such provisions
would be necessitated by the obligations of membership once the amendment to
the Treaties has been made, at the present time when the amendment is still a
proposed amendment by way of change or addition to the Treaty of Rome it cannot
be said to be "necessitated" by the provisions of the Treaty of Rome and
therefore, at this point in time, the plaintiff submits it is open to
constitutional challenge by him although it might not be open to constitutional
challenge by him at a later stage. Now the respective contentions of the
parties on this matter have been that Mr. Fitzsimons for the defendants on the
one hand has submitted that what the Single European Act does is merely to tidy
up the administrative procedures of the Communities within the ambit of the
original Treaties. Mr. Callan on the other hand submits that the effects are
much more far-reaching. For instance he submits that the Single European Act
contemplates the establishment of a new court within the EEC with powers
presently undefined, although he has to admit that such a court, if
established, would in fact be subordinate to the present Court of Justice of
the European Communities which, in relation to the new court, would act as a
court of appeal. He also submits that the Single European Act contains new
provisions dealing with the health of workers, a matter on which the original
Treaty of Rome was silent, in the sense that there was no specific reference to
that matter in it, and he says that this being an extension of the law-making
powers of the institutions of the EEC is necessarily a diminution of the sole
and exclusive law-making powers of the Oireachtas referred to in Article 15 of
the Constitution. Likewise he says the Single European Act contemplates the
waiver of certain existing provisions requiring unanimity among Member States
and substitutes in their place different forms of majority decision whether
weighted or otherwise and these matters are referred to in a schedule to a
memorandum which was prepared apparently for the Foreign Affairs Committee of
the British Parliament and which is conceded by both parties accurately to set
out the contemplated changes.
24. The
plaintiff submits that the result would be to give to the European institutions
increased law-making powers over and above those contemplated in 1972 at the
time of the referendum and thereby to encroach upon the sole law-making powers
of the Oireachtas under Article 15 of the Constitution. It appears to me that,
on this question, the plaintiff has raised a fair issue for a court to decide.
25. Great
stress has been laid in the course of the case on the
San
Michele Case
(Cases 9/65 and 58/65) [1967] E.C.R. 1 being a decision of the Court of Justice
of the European Communities. That decision appears to contemplate that once a
treaty has been formally ratified by a Member State, by the formal deposit of
the instrument of ratification, the European Court in exercising its
jurisdiction will not go behind that ratification and the Court says in its
judgment at p. 29:-
26. Now
in that context Mr. Callan has raised this submission, that if the instrument
of ratification of the Single European Act is deposited with the European Court
then he will have lost any status he might otherwise have in relation to
attacking the validity of the Single European Act and that thereafter the
institutions of the European Communities will be entitled, within the sphere of
their jurisdiction- increased he suggests by the provisions of the Act- to make
regulations and legal decisions which will be effective within the domestic law
of this country and against which the Constitution cannot be invoked.
27. The
contrary submission put forward by Mr. Fitzsimons is that if Mr. Callan-
whatever his status before the European Court- pursues his present substantive
application and establishes to the satisfaction of the court which finally
hears the action that the European Communities Act or the Single European Act
in fact violates the Constitution of Ireland, that the Government of Ireland
would then be obliged in accordance with the provisions of this jurisdiction to
abrogate so far as may be necessary the provisions under the European Treaties.
It appears to me on that matter also the plaintiff has raised a fair and
substantial point of law.
28. A
strong attack has been made on the plaintiff on the basis that he has no
locus
standi
so far as these proceedings are concerned and Mr. Fitzsimons relied upon the
provisions of
Cahill
v. Sutton
[1980] I.R. 269 and this is a matter to which, needless to say, I have to give
very serious regard. I think it is however important to remember that Cahill v.
Sutton dealt with private litigation and was a case where the plaintiff in the
action was attempting to set up rights of a third party in order to avail of an
alleged defect in the law so as to have it declared invalid and thereby to say
there was no law and that therefore the plaintiff was entitled not to be
adversely affected by it. In other words the plaintiff was attempting to set up
for her own private purposes the rights of a third party and the Supreme Court
refused to allow the plaintiff to do that. However, in the course of his
judgment in the case Henchy J. made some remarks to which I must pay very
careful attention. He says, and Mr. Fitzsimons quoted the passage, at p.284:-
29. He
also refers to the danger that people who have lost their debate with the
public or with the parliament might as a final analysis bring the fight into
the Courts and he says that this would be an undesirable development if it
should take place.
30. Now
this is the matter to which I have to give very careful consideration. There is
no doubt that the present issue raised in these proceedings is a controversial
political issue but it appears to me also that, right from the start, it has
been an issue dealing with the powers of the Government and with constitutional
rights which are matters of law and in which a responsible citizen- be his
attitude to them right or wrong- could take a legitimate interest and that, in
so much as it is a matter which affects the whole constitutional and political
structure of the society in which he lives, it is a matter in which the
individual citizen might have a legitimate interest which might be accepted in
a court of law. But I think it important to refer in more detail to what Henchy
J. said in that case because he goes on to say (at pp. 284/5):-
31. It
does appear to me, assuming the plaintiff were otherwise devoid of
constitutional standing, that he has raised matters which are common to him and
to other citizens and which are weighty countervailing considerations which
would justify, on their own, a departure from the rule in relation
to
locus standi
.
But it does appear to me that in relation to one matter- and it is a basic
matter- the plaintiff clearly has a
locus
standi
because his contention is that what is being done involves an amendment to the
Constitution which should be submitted to a referendum, and that he, as a
citizen, has the right to be consulted in such a referendum and that his right
is being infringed. He may be correct in making that submission or he may not
but it appears to me that it is a serious and important issue and that he has
the
locus
standi
to raise that particular issue.
32. It
is contended that the present application is an abuse of the process of the
court. However, I am satisfied that what happened was that the plaintiff, when
another solicitor was acting for him, applied to Carroll J. for leave to serve
short notice of motion to prevent the Minister placing the matter for
consideration before the Oireachtas. It is quite clear that that application
met with short shrift, and rightly so, from Carroll J. I think it proper to
remark also that when Mr. Callan first made his interim application he informed
me that that application had been made and conceded that the application was
ill thought out and should not have been made. The application now being made
by Mr. Callan and his present team is a much more sophisticated one and it
appears to me that he has advanced cogent reasons for making this application
at this time and in this way and that it could not properly be referred to as
an abuse of the process of the court.
33. Secondly,
and this has caused me some concern, so much so that I checked on the matter
myself, it has been suggested that the plaintiff was forum shopping because
having failed in his application before Carroll J. he shopped around for a
different judge. If that were true I think it would be a reason for refusing
him relief now. But I am satisfied from enquiries at the Central Office that in
fact the plaintiff or his solicitor sought to make the application before the
judge who was on duty, who was MacKenzie J., but that MacKenzie J. was ill at
the time and therefore he had to make the application before another judge.
Apparently Carroll J. was not available either and ultimately the
plaintiff’s legal advisers succeeded in tracking me down and while I
might prefer, having regard to the complexity of the matter, that they had
found a different judge, I do not think that I can fault them for the course of
conduct they followed.
34. Next
I come to the question of the balance of convenience. On the one hand you have
the right of one private citizen who has raised a fair and substantial question
touching his constitutional rights. Against him it is said that this present
application is not necessary because he can achieve the same result by
proceeding with his substantive constitutional action and if he is right at the
end of the day, he will be entitled to relief. But in that context one has the
other puzzling question which Mr. Callan has raised in the light of the
decision in
San
Michele
(Cases 9/65 and 58/65) [1967] E.C.R. 1, to the effect that, once the instrument
of ratification is deposited, a new jurisdiction will be assumed on a
supranational level by the institutions of the Communities and that their
jurisdiction will be entitled to effect within the domestic law of this
country, and that, putting the matter at its easiest or at its least damaging
from the plaintiff's point of view, one would have a situation where
potentially there was a conflict of jurisdiction between the institutions of
the European Communities and the domestic courts of this country. It appears
that that is a matter on which Mr. Callan has raised a fair question and which
is relevant also in the context of the balance of convenience because it would
appear that while the Government could, in the event of the courts ultimately
holding that the steps already taken were unconstitutional, attempt to retract
from its international commitments, the embarrassment certainly to the State
would be considerable and indeed it is arguable that we would be entering on a
sea of litigation which is uncharted
35. Against
those difficulties with which the plaintiff is confronted, there is the serious
embarrassment which would be caused to the Government if it is unable to lodge
the instrument of ratification before the end of this month and that clearly is
a serious matter to which weight must be given but I think it is also relevant,
in that context, to note that article 33 of the Single European Act itself
contemplates that the Act is to be "ratified by the High Contracting Parties in
accordance with their respective constitutional requirements." The plaintiff
has raised a question as to the constitutional requirements in this country and
it appears to me that that is a matter which this court must take seriously
and, on balance, that that matter has been raised in this court at a time when
the various changes are not yet binding on the State and that this court must
in pursuance of its general duties under the Constitution allow a
constitutional issue to be raised and allow the
status
quo
to be preserved pending its resolution. So I think the balance of convenience
is in favour of granting the injunction rather than refusing it. In that
context of course I have also had to consider, as I previously indicated, that
there is a constitutional presumption in favour of the Act of 1986 and I am
prepared to accept for the purposes of this application that the Executive is
also entitled to a similar kind of respect in relation to its executive
functions and furthermore that the court must proceed on the basis of a
presumption in favour of the correct exercise of executive powers, which
presumption is strengthened because a resolution of Dáil Éireann
has been passed. Needless to say, I have found these matters very troublesome
but it appears to me that even despite those presumptions I still must reach
the conclusion that at this early stage the plaintiff has raised an issue of
such substance and importance as to warrant preserving the status quo until the
issue has been resolved in these courts.