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Adams, In the Matter of [2000] NIQB 14 (7th June, 2000)
7
June 2000
GILC3206 IN
THE HIGH COURT OF JUSTICE IN NORTHERN IRELAND
QUEEN'S
BENCH DIVISION (CROWN SIDE)
------------
IN
THE MATTER OF AN APPLICATION BY DAVID ADAMS
FOR
JUDICIAL REVIEW
------------
GILLEN
J
1. The
applicant in this case is David Adams. He has instituted these proceedings for
the purpose of seeking judicial review of two decisions of the Director of
Public Prosecutions ("DPP") made on 6 August 1999 and 7 September 1999. It is
claimed that in the course of these decisions the DPP declined to direct a
prosecution against any police officer involved in the arrest, assault and
detention of the applicant on 10 February 1994 and that he failed to
provide adequate and intelligible reasons for his decision.
2. On
10 February 1994 a planned police operation took place in Belmont Avenue,
Belfast to foil a terrorist attack which, according to intelligence reports,
was to occur that morning. The police were successful in preventing the attack
and in arresting those involved one of whom was the applicant in this case. He
and the others who were arrested with him were convicted on 17 May 1995 of a
number of serious criminal offences including conspiracy to murder. They were
sentenced to lengthy terms of imprisonment. The plaintiff alleged that after
he had been apprehended by the police, he was subjected to a series of assaults
by them. The violence inflicted on him was, he claimed, wholly unnecessary to
effect his arrest. He instituted civil proceedings for compensation against
the Chief Constable of the Royal Ulster Constabulary ("the Chief Constable").
On 18 February 1998 he obtained £30,000 damages on foot of an award
made to him by Kerr J. In the course of his conclusions Kerr J said at
page 42 of his judgment:
"There
are elements of the plaintiff's story which I do not believe as I have made
clear in my commentary on his evidence. I have not been persuaded of the
accuracy of other parts of his story. I consider that he may well have
exaggerated his description of the number of blows that he was struck. I have
concluded however that the essential core of his version of how he was injured
must be accepted."
3. A
police investigation file in respect of allegations of criminal conduct against
police officers made by the applicant was received by the DPP from the
Royal Ulster Constabulary on 29 July 1994. Following completion of
the criminal proceedings against the applicant a direction of no prosecution
was issued to the Chief Constable. Subsequent to the judgment of Kerr J
in February 1998 and following a request from the applicant's solicitors,
Madden & Finucane, a further interim direction was issued by the DPP to the
Chief Constable on 27 February 1998 asking whether police intended to carry out
further investigations in light of the judgment. On 11 March 1998
the DPP was informed by the Chief Constable that the circumstances of the case
had been referred to the Independent Commission for Police Complaints ("ICPC")
who had agreed to supervise a further investigation. The DPP was further
informed that the Chief Constable had asked the Chief Constable of
Strathclyde Police to nominate a suitable investigating officer. Pursuant
to this, Assistant Chief Constable James Orr was nominated and
approved by the ICPC ("ACC Orr"). On 16 December ACC Orr's report was
submitted to the DPP's office by the Chief Constable accompanied by a
certificate from the ICPC dated 8 December 1998 stating that, in the opinion of
the ICPC, the investigation had been comprehensive and carried out extremely
thoroughly to the satisfaction of the Commission.
4. In
an affidavit on behalf of the respondent dated 10 December 1999 sworn by
Alan White, barrister at law, ("White's first affidavit") he averred that
he had considered the investigation file of ACC Orr which contained a
number of sections and which are set out between paragraphs 17 and 22 of
his affidavit. At paragraph 24 he averred that he had briefed senior counsel
with the papers and asked him to consult with whichever witnesses he considered
necessary and advise whether there was a reasonable prospect of convicting any
police officer of an assault on the applicant or any other criminal offence
arising from the facts and circumstances reported. At paragraph 27 he averred
that on 7 May 1999 senior counsel and himself consulted with the independent
forensic pathologist and a police officer on observation duty on 10 February
1994 (both of which pieces of evidence had not been heard at the civil
proceedings). Mr White averred at paragraph 30 that he had concluded there was
insufficient evidence to afford a reasonable prospect of obtaining a conviction
of any police officer involved in the events in question for any criminal
offence. On 6 August a direction of no prosecution issued to the Chief
Constable. This is the first decision that forms the subject of this judicial
review.
5. Between
August and November 1999 correspondence was exchanged between the DPP's office
and the applicant's solicitors and two human rights organisations. In the
course of the correspondence the Director was requested to explain in detail
the basis of the direction for no prosecution. By way of letter dated 7
September 1999 Mr White reiterated that the decision of no
prosecution had been issued on 6 August 1999. He refused to make
public the report of ACC Orr or the information contained in the police
investigation file. The applicant argues that he also failed to provide what
the applicant has characterised as adequate and intelligible reasons for his
decision not to direct a prosecution against any police officer involved in his
arrest, assault and detention. This is the second decision that is challenged.
6. By
this application the applicant challenges both decisions. He seeks an order of
certiorari to quash the decisions, a declaration that the decisions were
unlawful and an order of mandamus directed to the DPP requiring him to make a
determination in this matter in accordance with correct principles of law and
practice and taking into account all relevant matters.
7. In
its original form, the statement served on behalf of the applicant under
Order 53 of the Rules of the Supreme Court (Northern Ireland) 1980
adumbrated the following main grounds:
(a) That
the evidence available was manifestly sufficient to warrant the prosecution of
the police officers involved in the assaults on the applicant as reflected in
the findings of the learned trial judge in the civil action. A series of
findings of the trial judge is then outlined.
(b) That
the Director mis-directed himself in law and four respects in which he had so
mis-directed himself are set out.
(c) That
the Director had failed to take into account a number of matters which are
therein set out.
(d) That
the Director had taken into account and had given undue weight to a number of
matters which are therein set out.
(e) That
the Director had applied the wrong test, namely the test for prosecution
applicable generally in cases of suspected offenders rather than a test that
gave proper weight to special factors in cases of alleged police mis-conduct.
(f) That
the Director had failed to act fairly in arriving at the said decision in that
he failed to make available to the applicant copies of either Assistant Chief
Constable Orr's report of his investigation or the written advices of
senior counsel on the merits of a prosecution and had failed to give the
applicant a proper opportunity to make informed representations in the light of
the said report and advices.
(g) That
the Director had failed to provide adequate and intelligible reasons for his
decision not to prosecute.
(h) That
the decisions were completely unreasonable in all the circumstances and were
wrong in law.
8. On
3 March 2000, by order of Kerr J, the Order 53 statement was amended to include
the following grounds:
(i) The
decision of 6 August 1999 was tainted by bad faith on the part of the Royal
Ulster Constabulary.
(j) The
respondent failed to take any or adequate account of the applicant's human
rights and thereafter outlined a number of human rights which he alleged had
been ignored.
9. In
the course of the hearing, on 8 March 2000 I permitted a further amendment.
Whilst I consider that leave to amend a grounding statement will only be
granted in exceptional circumstances, I consider that in this instance it was
necessary to determine the issues in suit between the parties. The amendments
were as follows:
(k) The
Director failed to apply his own policy concerning reasons in that he failed to
take any or adequate account of the individual distinguishing features of the
case which would or could have warranted a departure from his normal practice
of not providing reasons. Thereafter seventeen failures were alleged.
(l) The
Director erred in his approach to the question whether he ought to provide
reasons in this case in that he applied the wrong test to the determination of
the question namely whether the provision of reasons would have some of the
undesirable consequences outlined in paragraph 34 of Mr White's affidavit
instead of the correct test, namely whether the particular circumstances of
this case as specified warranted a departure from the normal practice.
10. Mr
Harvey QC, who appeared on behalf of the applicant with Mr Macdonald, founded
his case on two broad submissions. First, that the DPP had failed to provide
reasons why a prosecution was not brought in this case. The decision to refuse
to give reasons he argued was a free standing issue which can and should be the
subject of judicial review. Secondly, he submitted that the decision not to
prosecute, taken in the absence of reasons, was irrational and unlawful. In
making his case he relied on a number of arguments which I shall deal with in
the course of this judgment. He indicated at the outset that he was relying
also on the submissions to be made by Mr Treacy BL who had obtained leave from
Kerr J to intervene in these proceedings on behalf of the Northern Ireland
Human Rights Commission (hereinafter referred to as "HRC").
11. The
general principles which have substantially governed my consideration of the
arguments put before me in this matter are as follows:-
1. The
nature of judicial review
12. It
is trite law to state that an application for judicial review is not an appeal.
In particular it is not an appeal against the merits of the decision being
challenged. In general that means that conclusions of fact, judgment and
discretion are undisturbable. The court will review the way in which a
decision has been made to determine whether there has been unlawfulness,
unreasonableness or unfairness. This has recently been restated by
Lord Clyde in
Reid
v Secretary of State for Scotland
(1999) 1 AER 506:
"Judicial
review involves a challenge to the legal validity of the decision. It does not
allow the court of review to examine the evidence with a view to forming its
own opinion about the substantial merits of the case. It may be that the
tribunal whose decision is being challenged has done something which it had no
lawful authority to do. It may have abused or misused the authority which it
had. It may have departed from the procedures which either by statute or at
common law as matter of fairness it ought to have observed. As regards the
decision itself it may be found to be perverse or irrational or grossly
disproportionate to what was required. Or the decision may be found to be
erroneous in respect of a legal efficiency, as for example, through the absence
of evidence or of sufficient evidence to support it or through account being
taken of irrelevant matter or through a failure for any reason to take account
of a relevant matter or through some mis-construction of the terms of the
statutory provision which the decision-maker is required to apply. But while
the evidence may have to be explored in order to see if the decision is
vitiated by such legal deficiencies it is perfectly clear that in a case of
review, as distinct from an ordinary appeal, the court may not set about
forming its own preferred view of the evidence."
2. The
trend towards openness
13. In
recent cases on judicial review, a trend towards an increasing insistence on
greater openness in matters of government and administration may be discerned.
Moreover that momentum seems to have generated a greater willingness to
intervene in cases where reasons have not been given and an increased
recognition of the duty on decision-makers of various types to furnish reasons.
In
Doody
v Secretary of State for the Home Department
(1993) 3 AER 92 at page 107E ("
Doody's
case") Lord Mustill said:
"I
find in the more recent cases on judicial review a perceptible trend towards an
insistence in greater openness, or if one prefers the contemporary jargon
´transparency', in the making of administrative decisions."
14. More
recently in
Stefan
v G.M.C.
(1999) 1 WLR page 1300 ("
Stefan's
case") Lord Clyde said:
"The
trend of the law has been towards an increased recognition of the duty upon
decision-makers of many kinds to give reasons. This trend is consistent with
current developments towards an increased openness in matters of government and
administration."
3. The
circumstances in which there is a duty to give reasons
15. An
assessment of such circumstances must commence by recognising that despite the
trend towards recognition of the duty to give reasons, a court must not lose
sight of the established position of the common law that there is no general
duty to give reasons for administrative decisions universally imposed on all
decision-makers. (See
Stefan's
case and
Doddy's
case). This must be tempered to some extent by the remarks of Lord Clyde in
Stefan's
case at page 1301A:
"There
is certainly a strong argument on the view that what were once seen as
exceptions to a rule may now be becoming examples of the norm and the cases
where reasons are not required may be taking on appearance of exceptions. But
the general rule has not been departed from ..."
16. Against
this background, the following principles may be deduced in approaching the
circumstances where a duty to give reasons arises:
(i) When
a statute has conferred on anybody the power to make decisions affecting
individuals, the court will not only require the procedures prescribed by
statute to be followed, but will readily imply so much and no more to be
introduced by way of additional procedural standards as will ensure the
attainment of fairness (
R
v Civil Service Appeal Board ex p. Cunningham
(1991) 4 AER 310 ("
Cunningham's
case") and
R v Ministry
of Defence ex p. Murray
(1998) COD page 134 ("
Murray's
case").
(ii) In
Stefan's
case where the body making the decision was exercising a judicial function,
Lord Clyde dealt with the common law principles at page 1300E:
"But
it is well established that there are exceptions where the giving of reasons
will be required as a matter of fairness and openness. These may occur through
the particular circumstances of a particular case. Or, as was recognised in
Reg
v Higher Education Funding Council, ex parte Institute of Dental Surgery
(1994) 1 WLR 242, 263, there may be classes of cases where the duty to give
reasons may exist in all cases of that class. Those classes may be defined by
factors relating to the particular character or quality of the decisions, as
where they appear aberrant or to factors relating to the particular character
or particular jurisdiction of a decision-making body, as where it is concerned
with matters of special importance such as personal liberty."
(iii) I
observe that a not dissimilar approach was adopted by Sedley J in
R v
Higher Education Funding Council ex parte Institute of Dental Surgery
(1994) 1 AER 651 ("
Higher Education
case"). This case dealt specifically with the duty of administrative bodies to
give reasons for their decisions either on grounds of fairness or simply to
enable any grounds for judicial review of a decision to be exposed. Sedley J
said at page 670C:
"But
purely academic judgments, in our view, will as a rule not be in the class of
case exemplified (though by no means exhausted) by
Doody's
case, where the nature and impact of the decision itself calls for reasons as a
routine aspect of procedural fairness. They will be in the
Cunningham
case class, where some trigger factor is required to show that, in the
circumstances of the particular decision, fairness calls for reasons to be
given."
17. Mr
Smith QC criticised this part of the judgment as introducing an all too vague
category of "trigger factors" which he submitted was devoid of ascertainable
meaning. I consider, however, that the court was not introducing a separate
entity by referring to trigger factors, but simply indicating the manner in
which the court should approach identifying a class of case where there is a
duty to give reasons. Recognition of such a class is "triggered" for example
by an issue of personal liberty or an obviously aberrant decision.
18. In
this context Sedley J helpfully proposed a number of factors in favour of
giving reasons and factors not in favour of requiring reasons at page 665J:
"The
giving of reasons may among other things concentrate the decision-maker's mind
on the right questions; demonstrate to the recipient that this is so; so that
the issues have been conscientiously addressed and how the result has been
reached; or alternatively alert the recipient to a justiciable flaw in the
process. On the other side of the argument, it may place an undue burden on
decision-makers; demand an appearance of unanimity where there is diversity;
call for the articulation of sometimes inexpressible value judgments; and offer
an invitation to the captious to comb the reasons for previously unsuspected
grounds of challenge. It is the relationship of these and other material
considerations to the nature of the particular decision which will determine
whether or not fairness demands reasons. In the light of such factors each
case will come to rest between two poles, or possibly one of them: the decision
which cries out for reasons and the decision for which reasons are entirely
inapposite."
(iv) Murray's
case largely reflects the principles that I have already set out. The
Divisional Court at page 136 stated inter alia:
"(e) In
deciding whether fairness requires a tribunal to give reasons, regard will be
had not only to the first instance hearing but also to the availability and the
nature of any appellate remedy or remedy by way of judicial review:
(i) the
absence of any right of appeal may be a factor in deciding that reasons should
be given (
Cunningham
at 322J);
and
(ii) if
it is ´important' that there should be an effective means of detecting the
kind of error (by way of judicial review) which would entitle the court to
intervene then the reasoning may have be to disclosed.
(f) The
fact that a tribunal is carrying out a judicial function is a consideration in
favour of a requirement to give reasons and particularly where personal liberty
is concerned.
(g) If
the giving of a decision without reasons is ´insufficient to achieve
justice' then reasons should be required."
4. Standard
of reasons required
19. It
is difficult to state with any degree of precision the standard of reasoning a
court will demand. Much depends upon the particular circumstances and the
statutory context in which the duty to give reasons arises. Consequently the
courts have not attempted to define a uniformed standard or threshold which the
reasons must satisfy. Assistance may be gained as to the form which a decision
should take from
In
the Matter of an Application by the Fair Employment Commission for Northern
Ireland for Judicial Review
(1990) 10 NIJB 38 (per Carswell J as he then was),
Cunningham's
case,
Doody's
case,
Higher
Education
case and
In
the Matter of an Appeal by Kevin Farrell against the Refusal of Leave to Apply
for Judicial Review
(unreported, Court of Appeal in Northern Ireland, 29 June 1996 per
Nicholson LJ) and the authorities therein discussed. However, I consider
that one cannot do better than refer to the observations by Lord Clyde in
Stefan's
case:
"The
extent and substance of the reasons has to depend upon the circumstances. They
need not be elaborate or lengthy. But they should be such as to tell the
parties in broad terms why the decision was reached. In many cases very few
sentences should suffice to give such explanation as was appropriate to the
particular situation".
5. Fairness
20. The
applicant in this case has submitted in paragraph 3F of his statement that in
addition to the failure on the part of the director to furnish any or adequate
reasons, he has failed to act fairly in arriving at the said decision in that
he failed to make available to the applicant copies of either Assistant Chief
Constable Orr's report of the investigation or the written advices of senior
counsel on the merits of the prosecution. The latter point with reference to
senior counsel's opinion was abandoned by Mr Harvey QC in the course of
submissions. The statement goes on to submit that the Director failed to give
the applicant a proper opportunity to make informed representations in the
light of the said report and advice. It is appropriate, therefore, that I
should consider the general principles governing the concept of procedural
fairness in judicial review.
21. The
trend towards greater openness is reflected in the requirements of fairness.
The duty of fairness is a flexible and evolving concept. Mr Smith QC on behalf
of the respondent submitted to me that procedural fairness only arises where a
decision confers a benefit or an advantage on another person. Whilst such
circumstances will be most compelling, as a general proposition I consider this
to be too restrictive and inflexible. Lord Mustill in
Doody's
case said of the concept of fairness at page 106E:
"What
does fairness require in the present case. My Lords, I think it unnecessary to
refer by name or to quote from any of the often cited authorities in which the
courts have explained what is generally an intuitive judgment. They are far
too well known. From them I derive the following.
(1) Where
an act of Parliament confers an administrative power there is a presumption
that it will be exercised in a manner which is fair in all the circumstances.
(2) The
standards of fairness are not immutable. They may change with the passage of
time, both in the general and in their application to decisions of a particular
type.
(3) The
principles of fairness are not to be applied by rote identically in every
situation. What fairness demands is dependant on the context of the decision,
and this has to be taken into account in all its respects.
(4) An
essential feature of the context is the statute which creates the discretion,
as regards both its language and the shape of the legal and administrative
system within which the decision is taken.
(5) Fairness
will very often require that a person who may be adversely affected by the
decision will have an opportunity to make representations on his behalf either
before the decision is taken with a view to producing a favourable result or
after it is taken, with a view to procuring its modification or both.
(6) Since
the person effected usually cannot make worthwhile representations without
knowing what factors may weigh against his interests fairness will often
require that he is informed of the gist of the case which he has to answer".
22. The
path of the authorities and the modern trend is traced in such leading
textbooks as De Smith, Woolf & Jowell on Judicial Review of Administrative
Action, 5th Edition at page 404 where the author states:
"Surely
the time has come to recognise that the duty of fairness cannot and should not
be restricted by artificial barriers or confined by inflexible categories. The
duty is a general one governed by the following propositions:
(1) Where
a public function is being performed there is an inference in the absence of
express requirement to the contrary that the function is required to be
performed fairly.
(2) The
inference will be more compelling in the case of any decision which may
adversely effect a persons rights or interests or when a person has a
legitimate expectation of being fairly treated.
(3) The
requirement of a fair hearing will not apply to all situations of actual
detriment. There are clearly some situations where the interest affected will
be too insignificant or too speculative or too remote to qualify for a fair
hearing.
(4) Special
circumstances may create an exception which negatives the inference of a duty
to act fairly. The inference can be rebutted by the needs of national security
or because of other characteristics of the particular function. For example, a
decision to allocate scarce resources amongst a large number of contenders
which need to be made with dispatch may be inconsistent with an obligation to
hold a fair hearing.
(5) What
fairness requires will vary according to the circumstances ... (there are) a
large variety of decisions which, because of the nature of the issues should be
determined or the seriousness of their impact upon important interests, require
some kind of a hearing (which may not even involve oral representations) but
not anything that has all the characteristics of a full trial.
(6) Whether
fairness is required and what is involved in order to achieve fairness is for
the decision of the courts as a matter of law. The law is not one for the
discretion of the decision-maker. The test is not whether no reasonable body
would have thought it proper to dispense with a fair hearing. The Wednesbury
reserve has no place in relation to procedural impropriety".
23. I
consider, therefore, that the concept of fairness is an evolving one and its
standards are not immutable. I accept the proposition of Mr Harvey QC on
behalf of the applicant that where procedural fairness is required the
Wednesbury test is inappropriate. The test is not whether the court considers
that no reasonable body would have so acted. Rather the test is simply whether
or not the body has acted with procedural fairness. Moreover I endorse the
view that whilst fairness is dependant on the context of the decision
nonetheless the standards of fairness may, where they are unclear or
incomplete, move or change with the grain of our times. It is in this context
that international standards do fall to be considered. Counsel for the
respondent has criticised this approach on the basis that it creates
uncertainty and vagueness which in essence should be anathema to legal
principle. One must be mindful however of what Lord Reid said in
Ridge
v Baldwin
(1964) AC 40 at page 64/65:
"In
modern times opinions have sometimes been expressed to the effect that natural
justice is so vague as to be practically meaningless. But I would regard these
as tainted by the perennial fallacy that because something cannot be cut and
dried or nicely weighed or measured therefore it does not exist".
24. Judicial
review, therefore, will naturally search for precision as an aid to the
prediction and prescription of administratively fair and correct procedures but
it cannot afford to abandon flexibility as a principle. The evolving nature of
the standards of fairness and the trend in favour of openness was illustrated
to me by Mr Treacy with two further current examples. First, in a Home Office
circular of 28 April 1999 entitled "Deaths in police custody: guidance to the
police on pre-inquest disclosure". This circular recognises the need in such
inquests for pre-inquest disclosure to the family of the deceased including in
some instances, where it is in the public interest, even the investigating
officer's report. Secondly, the Review of the Criminal Justice System in
Northern Ireland. Whilst this is not a legal document and without standing as
a precedent, it espouses the need for a prosecutor to give as full an
explanation as possible to someone with a proper and legitimate interest in a
case as to why there has been no prosecution "without prejudicing the interests
of justice or the public interest". It recommends that the presumption should
shift towards giving reasons where appropriate (see paragraph 4.167).
6. International
standards
25. As
a general proposition there is merit in the suggestion that the common law or
public law standards, the boundaries of which are not immutable and which do
tend to evolve with the passage of time, should be open to guidance from
relevant international standards and principles where there is uncertainty,
ambiguity or incompleteness in the law. Insofar as the concept of fairness is
an evolving one, that evolution can take these standards into account in the
course of a restrained review at domestic as well as at the international level.
26. In
this context the Northern Ireland Human Rights Commission(“HRC”)
sought and obtained leave from Kerr J to intervene in the above proceedings.
Mr Harvey QC, who appeared on behalf of the respondent, indicated that he
wished to adopt the arguments of the HRC as part of his case and did not intend
himself to deal with this aspect. For this reason I permitted the HRC to make
oral representations in addition to their written submissions. My ruling
therefore should not be taken as a precedent for similar applications to
intervene in future cases. In normal circumstances written submissions may
well suffice to fulfil the role of an intervener where leave has been granted.
Mr Treacy BL, who appeared on behalf of the HRC, invited the court to take into
account a number of European and international standards. In a well presented
argument it was his submission that whilst the court was not bound in each
instance to take them into account they ought to provide appropriate guidance
in my approach to current common law or public law standards. His submissions
were:-
1. That
the European Convention for the Protection of Human Rights and Fundamental
Freedoms (1953) (hereinafter called "the Convention") is a source of such
guidance. He relied on Article 2 of the Convention which guarantees the right
to life. In
McCann and others
v UK
(1996) 21 EHRR 97 there is authority for the proposition that Article 2 had to
be applied so as to make the safeguards practical and effective. The
obligation to protect the right to life under this provision, read in
conjunction with the State's general duty under Article 1 of the Convention "to
secure to everyone within their jurisdiction the rights and freedoms defined in
the Convention", required by implication that there should be some form of
effective official investigation when individuals had been killed as a result
of the use of force by, inter alios, agents of the State. Mr Treacy argued
that Article 2 was a fundamental right which, together with Article 3 which
provides that no-one shall be subjected to torture or to inhuman or degrading
treatment or punishment, enshrines some basic values of democratic societies
making up the Council of Europe. He drew to my attention that unlike most
provisions of the Convention, Article 3 is not subject to any exceptions
under Article 15 of the Convention.
2. That
Articles 2 and 3 embodied procedural safeguards intended to ensure that the
substantive rights guaranteed by these provisions are practical and effective.
He outlined examples of this as follows:
(a)
Aydin
v Turkey
(1998) 25 EHRR 251 ("
Aydin's
case"),
Aksoy
v Turkey
(1997) 23 EHRR 553, para 95 ("
Aksoy's
case") and
Assenov
v Bulgaria
(1999) 28 EHRR 652 ("
Assenov's
case") were authority for the proposition that a notion of an effective remedy
for a breach of Article 3 entails, in addition to payment of compensation, a
thorough and effective investigation capable of leading to the identification
and punishment of those responsible.
(b) Aydin
is authority for the proposition that effective access on the part of the
complainant to the investigatory procedure is also necessary. It is noteworthy
at this stage however to observe that
Aydin's
case does not appear to define what the nature of that access to the
investigatory procedure should be.
(c)
Gulec
v Turkey
(1999) 28 EHRR 121 paras 77 and 78 and
Ogur
v Turkey
Application No 21594/93 judgment of the court 20 May 1999 ("
Ogur's
case") were authorities for the proposition that investigations must be
independent and public and that the victim's family should have a role in the
investigation including access to the case file. In particular in the
Ogur
case, pages 6, 7, 10 and 12 of that judgment reveal that the court at least had
been given access to incident reports signed by members of the security forces
who had been engaged in the shooting of the applicant's son, plans of the
scene, investigations of the scene by the Prosecutor, reports of the senior
police officer and a schedule of the documents in the case file prepared by the
Public Prosecutor together with documents from the investigation carried out by
the investigating officer.
3. That
in the instant case, where he submitted the applicant had been subjected to
torture or inhuman or degrading treatment by police officers, the notion of an
effective remedy should include a thorough and effective investigation capable
of leading to identification and punishment of those responsible including
effective access to the whole investigatory procedure (see p 654 of
Assenov's
case). It was his submission that this had not been done and that the
investigation process by the Director of Public Prosecutions had been lacking
in transparency.
4. That
the applicant was entitled in common law to and had been deprived of an
effective redress and remedy, an effective review process, access to an
independent process of investigation, a prompt and impartial investigation and
proper treatment as a victim. He drew my attention to, and I have read, the
following international instruments:
(a) Article
13 of the Convention.
(b) Principles
22-24 of the United Nations Basic Principles on the Use of Force and Firearms
by Law Enforcement Officials.
(c) Principle
4 of the United Nations Body of Principles for the Protection of All Persons
under Any Form of Detention or Imprisonment.
(d) The
United Nations Convention Against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment, Articles 2(1), Article 12, Article 13 and Article 14.1.
(e) The
United Nations Declaration of Basic Principles for Justice for Victims of Crime
and Abuse of Power (1985).
(f) The
United Nations Declaration on the Right and Responsibility of Individuals,
Groups and Organs of Society to Promote and Protect Universally Recognised
Human Rights and Fundamental Freedoms (1996).
(g) The
United Nations International Covenant on Civil and Political Rights and the
Declaration on the Police.
(h) The
Moscow Declaration.
27. Mr
McCloskey QC, who appeared on behalf of the respondent with
Mr Smith QC, in an equally well presented argument, submitted that Mr
Treacy’s case was implausible in that it amounted to an invitation to
give effect to these rights by way of back door incorporation. In essence Mr
McCloskey’s argument is that a national court in our legal system is not
competent to give effect to any of the international instruments or treaties on
which the respondent relies unless they have been incorporated by legislation.
28. The
genesis of the respondent’s argument in this regard is
Regina v Secretary of State
for the Home Department ex parte Brind and others
(1991) 1 AC 696 ("
Brind's
case"). In this case, the applicants sought to invoke Article 10 of the
European Convention in the face of a bar by the Home Secretary on the
broadcasting of the direct spoken words of members of certain terrorist
organisations in Northern Ireland. The House of Lords however
held that the presumption that legislation complies with a treaty obligation
only applies in the case of a true ambiguity and does not apply to limit the
meaning of clear general words. At page 747G, Lord Bridge said:
“It
is accepted of course by the applicants that like any other treaty obligations
which have not been embodied in the law by statute, the Convention is not part
of the domestic law, that the courts accordingly have no power to enforce
convention rights directly and that, if domestic legislation conflicts with the
Convention, the courts must nevertheless enforce it. It is already well
settled that, in construing any provision in domestic legislation which is
ambiguous in the sense that it is capable of a meaning which either conforms to
or conflicts with the Convention, the courts will presume that Parliament
intended to legislate in conformity with the Convention, not in conflict with
it. Hence, it is submitted, when a statute confers upon an administrative
authority a discretion capable of being exercised in a way which infringes any
basic human right protected by the Convention, it may similarly be presumed
that the legislative intention was that the discretion should be exercised
within the limitations which the Convention imposes. I confess that I found
considerable persuasive force in this submission. But in the end I have been
convinced that the logic of it is flawed. When confronted with a simple choice
between two possible interpretations of some specific statutory provision, the
presumption whereby the courts prefer that which avoids conflict between our
domestic legislation and our international treaty obligations is a mere canon
of construction which involves no importation of international law into the
domestic field. But where Parliament has conferred on the executive an
administrative discretion without indicating the precise limits within which it
must be exercised, to presume that it must be exercised within the Convention
limits would be to go far beyond the resolution of an ambiguity. It would be
to impute to Parliament an intention not only that the executive should
exercise the discretion in conformity with the Convention, but also that the
domestic courts should enforce that conformity by the importation into domestic
administrative law of the text of the Convention and the jurisprudence of the
European Court of Human Rights in the interpretation and application of it ....
When Parliament has been content for so long to leave those who complain that
the Convention rights have been infringed to seek the remedy in Strasbourg, it
would be surprising suddenly to find that the judiciary had, without
Parliament’s aid, the means to incorporate the Convention into such an
important area of domestic law and I cannot escape the conclusion that this
would be a judicial usurpation of the legislative function.”
29. It
was Mr McCloskey’s argument that only where there was ambiguity in
English primary or subordinate legislation could Convention or treaty rights be
deployed for the purpose of the resolution of an ambiguity. Accordingly it was
impermissible to import such standards into the common law even if, contrary to
his assertion, the concept of procedural fairness applied in this instance to
the Director’s decision. He argued that the principles of fairness in
the common law were settled and accordingly ambiguity did not arise in their
interpretation. Insofar as there was text book authority and judicial
authority to the contrary, Mr McCloskey argued that such authority either
ignored
Brind
or betrayed a misunderstanding of it. In his submission, the most recent
opportunity for the House of Lords to have modified
Brind,
if that was their wish, arose in
R
v Director of Public Prosecutions ex parte Kebeline and others
(1999) 4 AER 801. This case considered the DPP’s continuing consent to
prosecute the applicants for offences under Section 16A of the Prevention of
Terrorism (Temporary Provisions) Act 1989 in light of Article 6(2) of the
European Convention and pending the coming into force of Section 22(4) of the
Human Rights Act 1998. The applicants' argument was rejected and Lord Steyn
said at page 833B:
“There
is a clear statutory intent to postpone the coming into effect of provisions of
the 1998 Act. A legitimate expectation, which treats inoperative statutory
provisions as having immediate effect, is contradicted by the language of the
statute.”
30. Accordingly,
Mr McCloskey borrows this quotation to fuel his argument that Parliament has
now entered into this field and that in this twilight period until the Human
Rights Act 1998 is brought into effect, the boundaries are clearer than ever
between domestic law as it now applies and the new law when it comes into
effect. Finally, Mr McCloskey argues that many of these international
instruments relied on by Mr Treacy do not even have the status of treaties
in international law and are therefore even further removed from creating any
guiding principles.
31. I
consider that the respondent’s argument imposes too great a constraint on
the development of the common law and too restrictive an interpretation upon
the view of the majority in
Brind’s
case. In
Derbyshire
CC v Times Newspapers
(1992) 1 QB 770, in a case dealing with the entitlement of a local authority at
common law to sue for libel to protect its governing reputation, the Court of
Appeal considered the impact of
Brind.
At page 812B, dealing with Article 10 of the European Convention,
Balcombe LJ said:
“Article
10 has not been incorporated into English domestic law. Nevertheless it may be
resorted to in order to help resolve some uncertainty or ambiguity in municipal
law: per Lord Ackner in
Reg
v Secretary of State for the Home Department, ex parte Brind
(1991) 1 AC 696 Article 10 may be used when considering the principles upon
which the courts should act in exercising a discretion e.g. whether or not to
grant an interlocutory injunction per Lord Templeman and Lord Ackner in
Attorney
General v Guardian Newspapers Limited
(1987) 1 WLR 1248 Article 10 may be used when the common law (by which I
include the doctrines of equity) is uncertain. In
Attorney General
v Guardian Newspapers Limited (No. 2)
(1990) 1 AC 109 the courts at all levels had regard to the provisions of
Article 10 in considering the extent of the duty of confidence. This did not
limit the application of Article 10 to the discretion of the court to grant or
withhold an injunction to restrain a breach of confidence. Even if the common
law is certain the courts will still, when appropriate, consider whether the
United Kingdom is in breach of Article 10.”
32. Later
Balcombe LJ said at page 813B:
“In
my judgment, therefore, where the law is uncertain, it must be right for the
court to approach the issue before it with a predilection to ensure that our
laws should not involve a breach of Article 10.”
33. I
do not consider that such an approach does depart from the authority of
Brind.
I am reinforced in this view by the judgment of Sedley J in the case of
R v Secretary of State
for the Home Department, ex parte McQuillan
(1995) 4 AER page 400. This case involved the review of an exclusion
order under Section 5 of the Prevention of Terrorism (Temporary Provisions) Act
1989 prohibiting the applicant from being in or entering Great Britain on
the ground that he was or had been involved in acts of terrorism. The question
arose as to whether the Secretary of State’s decision contravened
Articles 2 and 3 of the European Convention recognising the right to life
and the right not to be subjected to inhuman treatment. Sedley J said at page
42F:
“The
principles and standards set out in the Convention can certainly be said to be
a matter of which the law of this country now takes notice in setting its own
standards. ... Once it is accepted that the standards articulated in the
Convention are standards which both march with those of the common law and
inform the jurisprudence of the European Union, it becomes unreal and
potentially unjust to continue to develop English public law without reference
to them.”
34. This
appears to have been the approach adopted by Kerr J in
R
v McMullan and others
(unreported 4 October 1994). In that case, one of the issues before the court,
was whether the existence of a violation of the European Convention was a
factor within the embrace of the broad discretion vested in the court by
Section 11(3) of the Northern Ireland (Emergency Provisions) Act 1973. Having
reviewed all the authorities, Kerr J said at page 12:
“In
my judgment, therefore, where the law is uncertain, it must be right for the
court to approach the issue before it with a predilection to ensure that our
law should not involve a breach of Article 10 (of the Convention).”
35. These
propositions have found respectable support from a number of leading text
books, namely:
(a) De
Smith, Woolf and Jowell, Judicial Review of Administrative Action 5
th Edition
at page 329/330.
(b) Brownlie
on Principles of Public International Law 5
th
Edition at page 49.
(c) Lester
and Pannick on Human Rights Law and Practice 1999 Edition at page 9 paragraph
1.31. At page 15 the authors state:
"Prior
to the coming into force of the Human Rights Act 1998, the
European Convention on Human Rights, although an international treaty
which binds the United Kingdom (and obliges the United Kingdom as a matter of
international obligation to amend our laws and procedures where they are found
to have breached the Convention), therefore has a limited, albeit important,
effect in domestic law in creating rights and duties. In particular:
´(1) Courts
seeks to interpret ambiguous legislation consistently with the Convention.
(2) Courts
seek to apply the common law (where it is uncertain, unclear or incomplete) and
exercise judicial discretions, consistently with the Convention.
(3) Although
public authorities such as Ministers of the Crown, exercising discretionary
powers have no duty to exercise such powers consistently with the Convention,
the human rights context is relevant to whether the Minister or other public
authority acted reasonably and had regard to all relevant considerations.'"
(d) Harris,
O’Boyle and Warbrick on the Law of the European Convention on
Human Rights 1995 Edition at page 452.
(e) D
J Harris “Cases and Materials in International Law” 5
th
Edition 1998 at page 91 paragraph 4.
36. Two
basic tenets govern the operation of these principles in this sphere. First,
as Lord Wilberforce said in
Balthwayt
v Baron Cawley
(1976) AC page 426:
“I
do not doubt that conceptions of public policy should move with the times and
that widely accepted treaties and statutes may point the direction in which
such conceptions, as applied by the courts, ought to move.”
37. Secondly,
however, this must be tempered by what Lord Simon said in the same case at page
427:
“I
must not be taken thereby to be implying that it is for the courts of law to
embark on an independent and unfettered appraisal of what they think is
required by the public policy on any issue. Courts are concerned with public
policy only in so far as it has been manifested by Parliamentary sanction or
embodied in rules of law having binding judicial force. As of such rules of
law, Your Lordships have the same power to declare, to bind and to loose as in
regard to any other judicial precedent. Rules of law expressing principles of
public policy therefore fall to be treated with the same respect and
circumspection, the same common sense and regard to changing circumstances, as
any other rules of law.”
38. I
conclude therefore that to permit international standards to serve as a useful
guide rather than as a prescriptive rule in those areas where procedural
fairness is uncertain, ambiguous or incomplete is not to adopt forbidden
reasoning. I consider that to do so where appropriate shows a proper
sensitivity to the limits of permissible judicial creativity and to be no less
than constitutional propriety requires.
39. I
must now consider how these general principles are applicable to the particular
circumstances of this case:
1. The
first matter to be determined is whether or not there is a duty on the DPP in
the instant case to give reasons to Mr Adams for the decision not to direct a
prosecution against all or any police officers involved in the arrest, assault
and detention of the applicant. Applying the criteria that I have set out
earlier in this judgment, my views are:
(a) I
find nothing in the statutory function of the Director that imposes a duty to
furnish reasons for a decision not to prosecute in these circumstances. The
functions of the Director are defined in Article 5(1)(a) of the Prosecution of
Offences (Northern Ireland) Order 1972 ("the 1972 Order"):
"Without
prejudice to the operation of the succeeding provision of this Article, it
shall be the functions of the Director -
(a) to
consider or cause to be considered with a view to his initiating or continuing
in Northern Ireland any criminal proceedings or the bringing of any appeal
or other proceedings in or in connection with any criminal cause or matter in
Northern Ireland, any facts or information brought to his notice, whether by
the Chief Constable acting in pursuance of Article 6(3) of this Order or
by the Attorney General or by any other authority or person.
(b) to
examine or cause to be examined all documents that are required under
Article 6 of this Order to be transmitted or furnished to him and where it
appears to him to be necessary or appropriate to do so to cause any matter
arising thereon to be further investigated.
(c) where
he thinks it proper to initiate, undertake and carry on, on behalf of the
Crown, proceedings for indictable offences and for such summary offences or
classes of summary offences as he considers should be dealt with by him."
40. Under
Article 5(2) he is responsible to the Attorney General for the due performance
of the functions of the Director under the Order. Article 6 deals with the
delivery of information to the Director and at Article 6(3) the Order states:
"It
shall be the duty of the Chief Constable, from time to time, to furnish to the
Director facts and information with respect to -
(a) indictable
offences alleged to have been committed against the law of Northern Ireland;
(b) such
other alleged offences as the Director may specify;
and
at the request of the Director, to ascertain and furnish to the Director
information regarding any matter which may appear to the Director to require
investigation on the ground that it may involve an offence against the law of
Northern Ireland or information which may appear to the Director to be
necessary for the discharge of his functions under this Order."
41. Clearly
therefore there is no statutory obligation to provide reasons.
(b) I
find nothing in the statute which implies that any additional procedural
standard by way of a requirement to give reasons in these circumstances is
imposed. The Order is entirely silent in this matter and having read through
the Order in its entirety I find nothing that implies such a duty.
(c) Does
the common law impose such a duty? There is no general duty to give reasons
for administrative decisions. Following Lord Clyde's admonition in
Stefan's
case at page 1300E, I must now determine whether this case is one of the
exceptions where the giving of reasons will be required as a matter of fairness
and openness. This may occur through the particular circumstances of the case
or if it falls into a class of case where the duty to give reasons exists eg
because of the particular character or quality of the decision. I have
considered, per Sedley J in the
Higher Education
case, whether there is a trigger factor causing me to recognise this as being
in one of the classes referred to
Stefan's
case. In looking at this issue I must have regard not only to the character of
the decision of the Director but also the character and jurisdiction of the
Director as a decision-making body.
42. The
function of the DPP is a complex one. It is not that of an adjudicator between
two parties and to that extent alone it is immediately distinguishable from
cases such as those of
Doody,
Higher Education,
Murray
and
Cunningham.
Moreover the DPP has to consider and weigh a number of disparate and at times
even competing interests eg the general public interest at any particular time,
the interest of the putative accused, the victim, the supplier of information
such as an informant, the various disinterested and interested witnesses. It
is a complex and almost unique function. I consider that Parliament has
invested him with the discretion to weigh up those disparate and often
competing interests and then to make a decision. It is a reflection of this
complex function that has led to the conclusion in a number of authorities that
judicial review should be sparingly exercised when dealing with the office of
the Director of Public Prosecutions. The position is well summarised in the
judgment of Kennedy LJ in
R
v DPP ex parte C
(1995) 1 CAR 136 ("
ex parte
C
(1995)"). This case considered the decision of the Director not to prosecute
in a case of alleged buggery. Having reviewed all the authorities, Kennedy LJ
said at page 141:
"From
all of those decisions it seems to me that in the context of the present case
this court can be persuaded to act if and only if it is demonstrated to us that
the Director of Public Prosecutions acting through the Crown Prosecution
Service arrived at the decision not to prosecute:
(1) because
of some unlawful policy (such as the hypothetical decision in
Blackburn
not to prosecute where the value of goods stolen was below £100);
(2) because
the Director of Public Prosecutions failed to act in accordance with his own
settled policy as set out in the code; or
(3) because
the decision was perverse. It was a decision in which no reasonable prosecutor
could have arrived.
Mr
Supperstone sought to satisfy us under all three heads but he did not suggest
anything like improper motive or bad faith."
43. More
recently in
R
v Director of Public Prosecutions ex parte Treadaway
,
The Times, 31 October 1997 ("
Treadaway's
case"), at page 8, Rose LJ said:
"Mr
Burnett accepted that, in light of recent authorities ... this court has a
reviewing function in relation to the decisions of the Director. But it is
´very limited indeed' (see per Steyn LJ in
Elguzouli
v DAF Commissioner for Police
(1995) QB 335 at 346H of the former report) and must be exercised sparingly and
only when the decision challenged is wholly irrational or perverse or such as
no reasonable prosecutor could make."
44. This
was a case involving the decision of the DPP not to prosecute a number of
police officers in the West Midlands Police Serious Crime Squad and the issue
arose as to whether or not reasons for that refusal ought to have been given.
At page 14 Rose LJ said:
"Whether
or not reasons ought to have been given in this case does not arise for
determination if the primary challenge based on breaches of the code succeeds.
For present purposes it suffices to say that the authorities on which Mr Owen
relies are in our judgment wholly distinguishable. They all relate to cases
where the body which is required to give reasons has an adjudicating function
in relation to the person seeking reasons and therefore must act fairly to him
so that, according to the circumstances, reasons may be necessary. The role of
the DPP however is not an adjudicating role between two parties. Her function
is to decide, in the public interest, whether a prosecution should be brought.
And, as all the authorities make plain, the nature of the decision-making
process is crucial when deciding whether fairness requires the giving of
reasons. As Mr Burnett for the DPP pointed out, a duty to give reasons
arises from a duty to act fairly. If the public confidence in the criminal
justice system is to be maintained, a decision by the Director not to prosecute
can properly be the subject of scrutiny by judicial review. But it does not
follow that reasons for such a decision must be given, even in the limited
class of case for which Mr Owen so contends."
45. A
similar approach to the Office of the Director of Public Prosecutions had been
adopted outside this jurisdiction. In
H, applicant
v Director of Public Prosecutions and the Commissioner of Garda Sicohana
(1994) 2 IR 589 the case concerned an application to compel the DPP to
institute a prosecution or to give reasons for not doing so and to supply the
applicant with such statements and documentation. In the Supreme Court
O'Flaherty J said at page 602:
"I
would also uphold the submissions made on behalf of the Director of Public
Prosecutions that certainly as far as this case is concerned he was not obliged
to give his reasons for not bringing a prosecution and I would in general
uphold the appropriateness of that course of action for the reasons submitted
on his behalf before us ... In deciding whether to bring or not to bring a
prosecution the Director is not settling any question or dispute or reciting
rights or liabilities; he is simply making a decision on whether it is
appropriate to initiate a prosecution. If he does, it is afterwards for the
courts to decide whether a conviction may be sustained. The stance taken by
the Director of Public Prosecutions is that he should not, in general, give
reasons in any individual case as to why he has not brought a prosecution
because if he does so on one case he must be expected to do so in all cases. I
would uphold this position as being a correct one."
46. Mr
Smith submits that given the nature of the DPP's functions, procedural fairness
is not the criterion to be applied where a victim seeks review of a decision
not to prosecute or a failure to provide reasons for not instituting a
prosecution. Whilst I consider this is too absolute a position, I am persuaded
that it is only in the exceptional circumstances postulated by Lord Clyde in
Stefan's
case that such an obligation would arise. The recent decision in the
Divisional Court in England in
R v Director
of Public Prosecutions ex parte Patricia Manning and Elizabeth Melbourne
(unreported 17 May 2000) is a good example of such a circumstance. In that
case a prisoner had died in the course of a struggle with prison officers
whilst he was in custody. Death was a result of fatal force to the neck which
had been applied by one particular officer. An inquest was held with a jury
into the death and a verdict of unlawful killing on the basis of an unlawful
act of manslaughter was returned. The DPP issued a decision not to prosecute.
A judicial review of that decision was instituted by relatives of the deceased
on the grounds, inter alia, that no adequate reasons for the decision were
given. At page 22 Lord Bingham LCJ said:-
"It
is not contended that the Director is subject to an obligation to give reasons
in every case in which he decides not to prosecute. Even in the small and very
narrowly defined class of cases which meet Mr Blake's conditions set out above,
we do not understand domestic law or the jurisprudence of the European Court of
Human Rights to impose an absolute and unqualified obligation to give reasons
for a decision not to prosecute. But the right to life is the most fundamental
of all human rights. It is put at the forefront of the Convention. The power
to derogate from it is very limited. The death of a person in the custody of
the state must always arouse concern, as recognised by section 8(1)(c),
3(b) and (6) of the
Coroners' Act 1988, and if the death resulted from violence
inflicted by agents of the State that concern must be profound. The holding of
an inquest in public by an independent judicial official, the coroner, in which
interested parties are able to participate must in our view be regarded as a
full and effective inquiry (see
McCann
v. United Kingdom
[1996] 21 EHRR 97, paragraphs 159 to 164). Where such an inquest
following a proper direction to the jury culminates in a lawful verdict of
unlawful killing implicating a person who, although not named in the verdict,
is clearly identified, who is living and whose whereabouts are known, the
ordinary expectation would naturally be that a prosecution would follow. In
the absence of compelling grounds for not giving reasons, we would expect the
Director to give reasons in such a case: to meet the reasonable expectation of
interested parties that either a prosecution would follow or a reasonable
explanation for not prosecuting be given, to vindicate the Director's decision
by showing that solid grounds exist for what might otherwise appear to be a
surprising or even inexplicable decision and to meet the European Court's
expectation that if a prosecution is not to follow a plausible explanation will
be given."
47. Mr
McCloskey urged on me that this case had been wrongly decided. I do not agree.
I consider it is no more and no less than a working illustration of that
exceptional class of case where even a Director of Public Prosecutions will be
required to furnish reasons to a victim for failing to prosecute.
48. Moreover
there may well be occasions when the Director may furnish reasons in specific
cases for example on foot of a policy adopted, a code drawn up, the public
interest, or even as part of the gathering momentum of transparency and
openness in public affairs. Ultimately the DPP is accountable to the Attorney
General and to Parliament and it would be strange if current public concern for
victims was not reflected to some degree in the Director's approach to his
functions. I was referred to two decisions of Kerr J namely
In
the matter of an Application by Margaret Laverty for Leave to Apply for Judicial
Review
(unreported, 28 April 1998) and
In
the matter of an Application by Chalmers Brown for Judicial
Review
(unreported, 13 December 1996) and to
R
v The Crown Prosecution Service ex parte Maureen Hitchins
(unreported 13 June 1997) in England where reasons had been provided by the
Director for a decision not to prosecute. Such cases however in my view do not
necessarily spring from a duty to act with procedural fairness but as a result
of a case by case consideration by the Director and as a consequence of the
discretion vested by Parliament in him to act in the public interest. In my
view, so long as in this case the Director has looked at the matter on an
individual basis, in light of the policy he has adopted, has considered in
terms if this is one of the exceptional cases such as
Manning
and has not fallen foul of the principles set out by Kennedy LJ, then he is not
bound to adopt the same approach to the giving of reasons in this case as he
may have adopted in other individual instances.
49. Mr Harvey
rightly concedes that there can be no general rule that the Director must give
reasons in every case. Rather he argues, relying on the principles to which I
have referred in the cases of
Doody,
Murray,
Cunningham
and
Higher
Education
,
that this is one of those trigger cases requiring reasons or alternatively one
of those cases that "cries out" for reasons. In essence the circumstances
which he argues triggers the need for reasons are as follows:
(a) The
public hearing of the civil action before Kerr J which he argues amounted to a
finding of a serious attack by police officers with sectarian overtones upon
the applicant. The judge's findings as to the medical evidence, the evidence
of independent civilian witnesses and the substantial award of damages are all
said to fuel the strength of this point.
(c) The
conduct of the police officers constitutes serious breaches of international
human rights standards.
(d) There
has been widespread concern on the part of the public and human rights
organisations about the need to make the offending police officers accountable
for their actions.
(e) It
is a unique case in that an independent police force was brought in to carry
out an investigation. The Independent Commission for Police Complaints has
been involved in the case and had issued a public statement on 6 March 1998 in
which it said, inter alia:
"We
would like to assure the public and all those directly involved in the case
that the Commission supervising member and his team will ensure that the
inquiry is conducted in a thorough, impartial and efficient manner."
50. The
chairman of the ICPC had also indicated that the Commission had considered an
external officer should be appointed because of the specific nature of the case
and the need for an investigation which was "transparently independent".
(f) He
argued that the conduct of the Director, the Chief Constable and the ICPC and
all the other circumstances specified above gave rise to a legitimate
expectation on the part of the applicant that reasons for any decision of the
Director would be provided in the interests of transparency and accountability.
51. I
am not persuaded that these factors, individually or cumulatively, do
constitute a trigger requiring reasons to be furnished to Mr Adams beyond those
already given in general terms by the DPP. Whilst undoubtedly serious assaults
such as this by the police on members of the public are matters of profound
concern, I cannot see why,
without
more
,
victims in such instances should have a more compelling case or should enjoy
greater rights than a plethora of other victims. The potential category is
endless. Victims of rape, child abuse, bombing outrages and the relatives of
murder victims and children killed by joyriders are but examples of an endless
list of high profile outrageous offences which have all individual claims for
special treatment especially where the victim's and the public's perception may
be that the perpetrators are well known to the police. I consider it would be
invidious and indeed illogical for a Director to be obliged to draw a line
between those victims whose cases were in a special category justifying reasons
being given and those which were not when the line is based solely on the
identity of the offender and the publicity given to the offence. Such a
division itself would constitute a potent stimulus for judicial review. Where
however there are additional factors, such as are found in
Manning's
case, the fact that servants of the State were involved may be an important
matter but by itself I do not consider it to constitute a sufficient trigger.
In this case, unlike many other victims, and the family in
Manning's
case, Mr Adams has had his assault thoroughly investigated not only by the
police but also by the DPP, an independent police force supervised by the
Independent Commission for Police Complaints, an independent senior
counsel and a full public hearing before a High Court judge. It is not
without note that the Independent Commission for Police Complaints for Northern
Ireland wrote to the Chief Constable on 8 December 1998 stating, inter alia:
"In
addition to my view of the quality of the investigation which is covered
formally in the statement, I would like to add that I consider this to have
been the most thorough and comprehensive investigation that I have been
involved in since the Commission came into being in 1988. I am particularly
pleased that this was the case in this the first occasion that we have required
the appointment of an investigating officer from outside the RUC."
52. However
Mr Harvey argues that the additional factor in this case is that there was a
full and effective inquiry before Kerr J and that in light of his finding the
decision not to prosecute was so inexplicable and aberrant that the ordinary
expectation would be that the Director would vindicate his decision by giving
intelligible reasons. Accordingly I must consider this proposition in the
present context of procedural fairness although I consider precisely the same
reasoning will be applied when considering whether or not the decision not to
prosecute was irrational under the Wednesbury principles to which I will turn
later in this judgment. I do not consider that one can characterise the
decision of the Director in this case as being inexplicable or aberrant. In
the first place, the Director had before him a number of matters which were not
before the learned trial judge. These included forensic medical evidence,
additional witness statements and information provided by Assistant Chief
Constable Orr. One of the witness statements included an eye-witness
undercover police officer allegedly at the scene. This evidence was not only
subjected to the scrutiny of the Director, but also to that of an independent
senior counsel as well as that of the Assistant Chief Constable Orr and the
ICPC. The standard of proof in a criminal matter would of course be different
from that in the civil proceedings before Kerr J. It must be appreciated
that whilst there obviously was clear evidence before Kerr J that Mr Adams
had been assaulted by police officers for which the Chief Constable was
vicariously liable (the injuries virtually speak for themselves in this
regard), a wholly new process has to be considered when ascertaining if there
is sufficient evidence for specific criminal proceedings to be preferred
against individual officers.
53. Mr
Harvey has drawn my attention to a number of specific passages from the
judgment of Kerr J, namely pages 28, 30, 38, 39 and 43 indicating that the
learned judge had expressed substantial reservations about the truth and
accuracy of the evidence of at least three officers, namely Forsythe, McBrien
and Berry. I do not consider it however an irrational leap of logic,
particularly where there has been additional evidence, for the Director to have
concluded that in law the evidence did not reach the standard appropriate to
institute criminal proceedings. Two matters illustrate this possibility.
First, Mr Harvey argues that Sergeant Rainey should have been the subject
of prosecution for failing to observe or note Mr Adams' injuries upon his
arrival at Castlereagh. Of this officer Kerr J said:
"Constable
McBrien believed that Sergeant Rainey should not have seen the plaintiff's
injuries. I cannot believe that he did not - particularly, since, as custody
sergeant he had a responsibility to ensure that the condition of the plaintiff
on arrival at Castlereagh was noted on the detention schedule."
54. However,
as Mr Smith pointed out to me, a charge against Sergeant Rainey for neglect of
duty by a police officer requires a number of detailed legal considerations.
Mere non-feasance is not sufficient and it requires proof of deliberate failure
and wilful neglect. As Lord Widgery CJ said in
R
v Dytham
(1979) QB 722:
"This
involves an element of culpability which is not restricted to corruption or
dishonesty but which must be such a degree that the mis-conduct impugned is
calculated to injure the public interest so as to call for condemnation and
punishment."
55. This
is a balanced judgment which has to be made by the Director taking into account
all the evidence and I do not believe that failure to institute a charge such
as this necessarily connotes circumstances which are aberrant or irrational.
The learned trial judge did not have to consider this specific charge and
doubtless did not even have it in mind when making the comments which he did on
Sergeant Rainey. Similarly the suggestion by Mr Harvey and Mr Macdonald that
there was a basis for charges of assault against officers at Castlereagh
individually or as being involved in a joint enterprise. The constituent
elements of joint enterprise also require individual legal perusal. A person
is not guilty merely because he is present at the scene of a crime and does
nothing to prevent it. In each case the Crown would have to prove, in the
absence of any positive act, a prior agreement or some positive act of
assistance or encouragement voluntarily done. The fact that officers may have
been less than frank does not by itself necessarily prove that they have each
participated to the degree necessary to satisfy a court that they were jointly
involved in a criminal offence. Accounts of the individual participation of
each officer or even the identity of each officer may well have been
conflicting. An example of this was that Mr Adams himself was clearly
mistaken in suggesting that Sergeant Berry participated in the attack at
Castlereagh Police Office. As Kerr J remarked at page 42 of his judgment
the applicant was given to inaccuracy and exaggeration albeit that the judge
also concluded that plaintiff was assaulted in Castlereagh in the manner
alleged by him. In contrast in
Manning's
case the inquest jury verdict implicated a person who, although not named in
the verdict, was clearly identified in the specific crime of unlawful killing.
56. Parliament
has vested in the Director the discretion to decide if the evidence is
sufficiently strong in each case to merit such a prosecution. I am not
persuaded that the Director in this instance, having taken all the steps and
having obtained the advice referred to in the affidavits, has acted in such an
aberrant, inexplicable or irrational manner that the case cries out for reasons
to be furnished as to why he has so acted other than those furnished by him in
very general terms. This is particularly so where he has acted after having
had the consideration of the case by an independent police officer, an
independent statutory body and an independent senior counsel. I consider this
case is wholly distinguishable from that of
Treadaway
where there was clear evidence that the judgment in question had not received a
sufficiently careful analysis if a decision not to prosecute was to be made. I
find no such evidence in this instance.
57. Mr
Harvey also submits that there have been a number of other breaches of the duty
to act fairly. In particular he argues that there has been a failure to make
available to the applicant copies of either Assistant Chief Constable Orr's
report of the investigation or the written advices of senior counsel on the
merits of the prosecution. In final submissions Mr Harvey, in a wise
concession, made clear that he was not pursuing the latter matter. Unlike the
instance in the
Kebeline
case, senior counsel's opinion in the instant case is clearly privileged and a
victim would not have a legitimate expectation to see that opinion. If
authority for this proposition be needed it is found in
Re
Shearer's application
(1993) 2 NIJB 12 at pages 31-37. Not dissimilar principles govern the
retention of ACC Orr's report. In
R
v Director of Public Prosecutions ex parte Hallas
(1988) 87 Cr App R 340 one of the issues that arose was whether an
individual who has instituted a private prosecution has a right to the
production of documents such as police statements, reports and photographs held
by the Crown Prosecution Service. At page 342 Lloyd LJ said:
"This
court cannot make an order for the production of documents against the Crown
Prosecution Service any more than I could make an order for the production of
documents against any member of the general public unless the applicant can
show some right to have those documents produced. The fact that the applicant
may want to see the documents for a purpose which is perfectly legitimate, as I
readily accept on the facts in this case, does not give him any legal right to
see those documents. Unless the applicant's legal rights had been infringed,
this court simply has no jurisdiction to help the applicant, however much it
may like to do so."
58. The
function of the DPP is again relevant in this regard. The Director, having the
discretion vested in him to consider whether or not to issue a prosecution,
must balance a number of rights which may be transgressed by the disclosure of
material. The victim is not the sole person whose rights have to be
considered. The role of disclosure in the administration of justice was dealt
with in
Taylor
and others v Serious Fraud Office and others
(1998) 4 AER 801 ("
Taylor's
case"). The House of Lords considered the immunity of potential
witnesses in criminal proceedings and those investigating a crime or possible
crime. Lord Hope said at page 817C:
"But
the administration of justice is not all about fairness to the defendant. It
is about the interests of those individuals who may be affected by
dissemination of the material. There is a public interest also in the
detection or punishment of crime. If that interest is put at risk because of
the consequences of the disclosure rules, the balance between public interest
and the interests of the individual is disturbed. It needs to be adjusted in
favour of the public interest. This cannot be done by reducing the scope of
the disclosure rules. That would prejudice the right of the defendant to a
fair trial which is always paramount."
59. Accordingly
I do not consider the applicant has any legal right to see ACC Orr's report.
60. Similar
reasoning governs my view that the submission in this case that Mr Adams was
unfairly deprived of access to the material considered by the DPP is without
foundation and is not an example of procedural unfairness. In
Taylor's
case, Lord Lloyd continued at page 817:
"The
risk to the administration of justice lies in the inhibiting effect of
collateral use of this material. A criminal investigation may travel in
various directions before it settles down and concentrates on the activities of
those against whom the prosecutor believes there is sufficient evidence. Those
who provide information to investigators usually do so in the belief, which may
or may not be expressed by them, that the information has been given out of a
sense of public duty and in confidence. That information may, if it is to be
useful to an investigator, contain material which is defamatory."
61. Lord
Hoffman dealt with the same theme at page 810J when he said:
"Many
people give assistance to the police and other investigatory agents either
voluntarily or under a compulsion, without coming within the category of
informers whose identity can be concealed on the grounds of public interest.
They will moved or obliged to give information because they or the law consider
that the interests of justice so require. They must naturally accept that
interests of justice may in the end require the publication of the information
or at any rate its disclosure to the accused for the purpose of enabling him to
conduct his defence. But there seems to me no reason why the law should not
encourage their assistance by offering them the assurance that, subject to
these overriding requirements, their privacy and confidentiality will be
respected."
62. I
consider there are no such overriding requirements in this case and the public
interest would not be best served by affording access to the file to Mr Adams.
63. Mr
Harvey argued that the Director failed to act fairly in that he did not provide
the applicant with a proper opportunity to make informed representations in the
light of ACC Orr's report and senior counsel's advices. In essence this
amounts to a claim by Mr Adams that the decision of the DPP was rendered
unfair by the failure to consult him. I find no authority that indicates there
is any general duty of consultation. I am reinforced in that view by the
recent authority of
R
v Director of Public Prosecutions ex parte C
reported 10 March 2000. I believe the reasoning is summarised at page 10 of
that judgment where it states:
"If
there were a duty to consult, Mr Spencer contends that there would have to be a
general duty to consult every victim. It would be impossible to draw the line
where Mr Southey had drawn it or indeed anywhere else. Mr Spencer contends
that the victim's position is appropriately covered by the Code at 6.7 that
reads:
´The
Crown Prosecution acts in the public interest, not just in the interests of any
one individual. But Crown prosecutors must also always think very carefully
about the interests of their victim, which are an important factor, when
deciding where the public interest lies.'"
64. In
this case, a young rape victim had not been consulted by the Crown Prosecution
or indeed even informed of the decision not to proceed with her case. I see
nothing in the applicant's case that distinguishes it from the general
proposition that there is no duty to consult the victim for discontinuance of
proceedings.
65. A
further submission on behalf of the applicant was to the effect that a judicial
review in itself created the need for reasons to be given so that the court
will know whether grounds for challenge exist. I do not agree with this
proposition because to so hold would create a general duty to give reasons in
the face of a common law principle which establishes that there is no such
general duty (see
Higher
Education Funding
case at page 665D). The determination of whether or not reasons require to be
given is a free standing issue. In
Manning's
case Bingham LCJ said at page 23:
"In
any event it would seem to be wrong in principle to require the citizen to make
a complaint of unlawfulness against the Director in order to obtain a response
which good administrative practice would in the ordinary consequence."
66. The
judicial review itself cannot create the need for reasons. There is either an
entitlement or there is not. It is for the court to determine whether or not
reasons ought to have been given.
67. However
irrespective of the general position, Mr Harvey argues that in this
particular case the Director does have a policy with reference to the giving of
reasons and this policy has been operated unfairly. Not only does
Mr Harvey point to cases, to which I have adverted, in the past where
reasons have been given, but in this instance he fastens on to the proposition
that in considering his policy, the Director has confused two questions. It is
submitted that the Director has failed to ask at the outset if reasons ought to
be provided in view of the unique features mentioned above and thereafter to
ask if the undesirable consequences of reasons being given should have an
impact on that decision. Mr Harvey submits that Mr White on behalf of the
Director has fallen into the false logic of saying that because one or more of
the undesirable consequences of giving reasons obtains, reasons cannot be given
ie he has failed to consider the appropriate starting point, namely whether
there are sufficient features to take this case out of the general rule.
68. On
behalf of the respondent, Mr White averred at paragraph 33 of his affidavit of
10 December 1999 ("the first White affidavit") as follows:
"With
regard to the matter of providing reasons for their decisions, it has been the
general practice of successive Directors of Public Prosecutions for Northern
Ireland to refrain from giving reasons for decisions not to institute or
continue with criminal proceedings other than in the most general terms. This
general practice has been applied in considering whether reasons should be
given voluntarily, or on request. It has also been applied where any requests
for reasons came from the victim, the defendant or a third party."
69. Mr
White then goes on in paragraph 34 to outline five main considerations which
govern this general practice:
"(1) Firstly,
if detailed reasons are given in one or more cases, they may require to be
given in all. Otherwise wrong conclusions may well be drawn in relation to
those cases where reasons are refused, resulting either in unjust implications
regarding the guilt of individuals or suspicions of mal-practice or both.
(2) Secondly,
if reasons are given in all cases and if they consist of something more than
generalities, unjust consequences are even more obvious and likely. While in a
minority of cases the reasons could result in no damage to a reputation or
other injustice to an individual, in the majority, such a result would be
difficult or impossible to avoid.
(3) Thirdly,
the reason for no prosecution is often unrelated to any assessment of the issue
of guilt or innocence. It may consist of the unavailability of a particular
proof, perhaps purely technical but nevertheless essential, to establish the
case. In other cases, it may be the sudden death or unavailability of an
essential witness or it may arise out of intimidation. There is a risk that to
indicate that such a factor was the sole reason for not prosecuting could
amount to conviction without trial in the public estimation and deprive the
individual concerned of the protection afforded by the impartial and careful
analytical examination in open court of the case against him which the judicial
system affords.
(4) Fourthly,
in other cases, the publication of the particular reasons for not prosecuting
could cause unnecessary pain and damage to persons other than the suspect as,
for example, where the decision is determined by an assessment of the
credibility or mental condition of the victim or other witness.
(5) Fifthly,
there is a further and substantial category of cases in which decisions not to
prosecute are based on the Director's assessment of the public interest. The
Director is the guardian of the public interest in this sphere. Decisions made
on an assessment of the public interest may include cases where the sole reason
for non-prosecution was the age or mental or physical health of the suspect.
In other cases there may be considerations of national security or threat for
the safety of individuals. In cases of this nature, the publication of reasons
would not be appropriate and could result in unjust implications being reached
regarding the guilt of individuals or lead to the publication of information
held in confidence or jeopardise the safety of individuals or threaten national
security."
70. In
paragraph 37 of the affidavit Mr White avers:
"The
present Director has consistently recognised that the propriety of applying the
general practice described in paragraph 33 above must be examined and
reviewed in every case where a request for the provision of detailed reasons is
made. The Director accepts further that where such requests are received he
must consider the applicability of the considerations specified in paragraph 34
above, together with any other considerations which seem to him material, to
the particular facts and circumstances of the case in question and assess the
weight to be accorded to those considerations."
71. I
should say at this stage that I consider that there is nothing unfair about
this general approach or about the reasons underlying the adoption of this
policy. Moreover I see nothing aberrant or unlawful in the adoption of such a
policy.
72. I
have also read the contents of paragraph 8 of Mr White's affidavit of
21 March 2000 ("White's second affidavit") where the deponent has
meticulously gone through each sub-paragraph of paragraph 3K of the plaintiff's
statement as amended. I conclude that in applying the policy which I have set
out above, the Director did consider the appropriate factors contained within
paragraph 3K. Insofar as he did not take into account any of those factors my
views are as follows:
(a) I
do not consider that the failure of the Chief Constable to appeal the decision
of Kerr J is a pertinent factor. This does no more than underline the
findings of that decision. That should not influence the Director's general
practice.
(b) The
Director did not consider the international human rights standards as amongst
the factors or contentions that he took into account. I do not consider that
he is legally bound to do so on the authority of
Brind's
case. If I am wrong in this, as indicated later in this judgment, I am of the
opinion that even had these factors been taken into account, they would not
have had any material impact in this instance. This applies both to
paragraph 3K(ix) and 3K(x).
(c) I
do not consider that the fact that the Director had written to the
Chief Constable enquiring whether he intended to conduct a further
investigation into the matter in light of the judgment in the civil action as
set out in paragraph 3K(xii) was a relevant factor to be taken into account.
(d) I
do not consider that the conduct of the Director, the Chief Constable and
the ICPC and all the other circumstances specified in paragraph 3K gave rise to
a legitimate expectation on the part of the applicant that reasons for any
decision of the Director would be provided in the interests of transparency and
accountability. I see nothing in the conduct of any of these persons or any of
the circumstances that would have induced in Mr Adams a reasonable expectation
that he would receive reasons. The concept of legitimate expectation is
founded upon a basic principle of fairness that legitimate expectations ought
not to be thwarted. The protection of legitimate expectations is at the root
of the constitutional principle of the rule of law which requires regularity,
predictability and certainty in governments dealing with the public. However I
have found that procedural fairness in this case does not require that reasons
be given other than in the general terms provided. The height of any
legitimate expectation is that the policy will be applied fairly and I consider
that this has been performed properly by the Director. Accordingly I see no
basis on which a legitimate expectation of the type alleged could be founded.
73. Consequently
I consider that the Director did take into account all those matters which
might have had the potential to take this particular case outside his general
policy. He then considered the impact of attempting to give reasons in this
instance. I do not accept therefore that he confused the two questions raised
by Mr Harvey.
74. I
now consider the Director's application of the policy in this instance.
Mr Harvey argues that the exercise of his discretion must be informed by
fairness. He submits this has been an inexplicable decision not to prosecute
and therefore the failure to give reasons effects the whole process and the
decision itself. In this case he says the policy has not been applied fairly
and the explanation given by the Director for not providing detailed reasons is
flawed with unfairness. The first affidavit of Mr White deals with this
matter at paragraphs 41 to 43:
"41. I
consider that to provide the detailed exposition of the reasoning sought by the
applicant's solicitor would, of necessity, involve the detailed analysis of and
commentary upon the information and evidence upon which the decision was based.
I was of the opinion that, in the circumstances of this case, to conduct a
detailed exercise of this nature would have some of the undesirable
consequences outlined at paragraph 34 above.
42. In
particular I was of the opinion:
(1) That
to provide a detailed analysis and commentary in this case would make it
difficult or impossible to avoid providing detailed reasons in any other case
where the decision was taken on evidential grounds.
(2) That
to provide a detailed analysis and commentary on this case would impose a
considerable logistical burden. In this regard I would refer to the number of
witness statements and other documents contained in the police investigation
file. In addition, a total of eight officers were interviewed under caution
about a variety of allegations and a detailed exposition of the reasoning
behind the decision might require to address each allegation against each
officer.
(3) That
if the department is obliged to supply detailed reasons in every case upon
request, it will impose an impossible logistical burden.
(4) That
to promulgate a detailed analysis of and commentary upon the evidence against
the police officers who were potential defendants in this case would result in
damage to their reputations or other injustice, such as adverse imputations
against them, in a situation where they would be deprived of the protection
afforded by an impartial and careful analytical examination in open court of
the case against them, which the judicial system affords.
(5) That
to promulgate a detailed analysis of, and commentary upon, the evidence or
accounts of witnesses involved in the case could result in damage to their
reputations or other adverse imputations against them, as this would involve
assessments of their reliability and credibility of such witnesses and an
evaluation of the reliability, consistency and credibility of their evidence.
(6) That
to provide detailed reasons in the terms and to the extent contemplated above
could prompt a debate and/or further enquiries, possibly in the public domain,
which could have one or more of the undesirable consequences described in the
foregoing sub-paragraphs.
43. The
above considerations impelled me to the conclusion, having carefully considered
the request made, and the various factors and contentions advanced in support
thereof, that, in the circumstances of this case, a departure from the
Director's general practice described at paragraph 33 above would not be
appropriate."
75. A
number of disparate interests, including the public interest, have to be
weighed by the Director whilst implementing this policy. The very nature of
the interest which he is protecting may preclude him from going beyond general
reasoning because to enter into detailed reasoning may promote the very
mischief which the Director is anxious to avoid. It is against this background
that I have concluded that the application of this policy has not been applied
unfairly, if that was to be the test to be applied and has not been applied
irrationally in a Wednesbury sense. Thus:
(a) Given
the difficulties to which I have adverted in distinguishing this case from the
host of other equally prima facie deserving cases for decisions, a detailed
analysis or commentary in this case might well produce the difficulties
referred to by Mr White at paragraph 42(1). Moreover even the gist of the
reasons may conceivably bring about the mischief that he is seeking to avoid
and I consider therefore that it must be within the discretion of the Director
to consider the appropriate weight to be given to this possibility.
(b) I
consider that the logistical burden is another factor which it is entirely
appropriate for a Director to take into account. It is likely that such a
factor will have perhaps less weight than some of the others given the
personnel available at the Director's disposal but this does not dilute the
general principle that it is open to a public authority in the exercise of its
discretion to take account of resources. If this alone was the only factor
then there might well be grounds for challenge, but when it is taken as simply
one factor in the weighing process, I find nothing objectionable or unfair
about it.
(c) It
has been accepted by the applicant that there was no suggestion that detailed
reasons had to be provided in every case.
(d) The
protection of the putative defendants in any criminal matter is a key interest
which the Director has to address. The presumption of innocence must remain
unimpaired. I think there is merit in the point made by Mr Smith that one
must remember that these police officers were not parties to the civil
proceedings, they did not have personal representation and they were not
entitled to direct how the defence was conducted before Kerr J. The evaluation
of how their interests are to be protected is I believe a matter for the
discretion of the Director and I see nothing unfair or irrational about his
conclusion that in this instance they would be deprived of their protection if
a detailed analysis of the evidence against them was made at this stage as set
out at paragraph 42(4). Even the gist of reasons could well result in damage
to their reputations or other injustice.
(e) I
believe that a similar discretion is vested in the Director when considering
the witnesses involved.
Taylor's
case provides a clear line of authority exhorting protection of such people
against the prejudice occasioned by disclosure of reasons in a case such as
this. Once again Parliament has vested in the Director the obligation to carry
out this weighing process and I see nothing in paragraph 42(5) that suggests
that that process has been carried out unfairly or irrationally.
(f) There
clearly will be public debate about this matter and this is therefore a factor
which must be weighed by the Director in deciding what explanation or reason he
is prepared to afford for the decision not to prosecute. Once again I consider
that it is appropriate that he should exercise his discretion in this matter
and I see nothing to suggest that he has acted unfairly or irrationally in
looking at this criterion at paragraph 42(b).
76. I
must consider now whether or not the application of procedural fairness in this
case is to be influenced or guided by the international standards to which I
have referred earlier in this judgment. It is my view that where the evolving
concept of procedural fairness is uncertain, ambiguous or incomplete then the
court can take these standards into account. There is no arbitrary limit to
cases which may come within the gathering ambit of the exceptions to the
general rule not to give reasons as outlined by Sedley J in
Higher
Education Funding
case, Lord Clyde in
Stefan's
case or the principles set out in
Doody's
case or
Murray's
case. In the circumstances of this particular case however I do not find there
is any element of uncertainty, ambiguity or incompleteness in the principles of
procedural fairness which fall to be applied. The principles I have visited in
the preceding paragraphs of this judgment all seem to me to be tolerably clear
and wedded to authoritative precedent. In terms I find nothing to bring this
case within the parameters of the statement of Balcombe LJ in
Derbyshire
CC v Times Newspapers
(1992) 1 QB 770 at page 812B and which I have referred to at pages 21 and
22 of this judgment. Consequently I do not consider that the international
standards referred to require to be invoked as a further guide.
77. If
however again I am wrong in this and if the evolving nature of the concept of
fairness and of public law has created ambiguity, uncertainty or incompleteness
in the principles I have considered, or indeed if the international standards
per se must be taken into account in determining standards of fairness, then I
must turn to these standards and consider their relevance to this case. Having
done so, I have concluded that I can find no breach of any of these standards
when applied in this instance.
78. At
the heart of Mr Treacy's submissions lay the argument that by virtue of the
assault on Mr Adams by servants of the State they had committed an act of
torture, contrary to Article 3 of the Convention. As a result a number of
matters are triggered:
A An
effective investigation
Assenov's
case, he argues is authority for the proposition that the behaviour of the
police has triggered the need for an effective official investigation, leading
to the identification and punishment of those responsible, an effective access
to investigations and an effective remedy. Transparency, he submits, is at the
core of the issue. However even a cursory consideration of the facts of the
authorities upon which he relies betrays the yawning factual chasm between
those cases which formulate the principles on which he relies and the present
case. They simply do not bear comparison.
79. Two
cases illustrate the difference between the present case and those authorities.
In
Assenov's
case, at page 701 paragraph 103 it is clear that the alleged beating in that
case was witnessed by approximately 35-40 witnesses but that no attempt was
made to contact or question these witnesses in the immediate aftermath of the
incident. Instead a statement was taken from only one independent witness who
could not recall the events. There had been a deplorably ineffective
investigation into the claim that he had been beaten by police officers. In
Aydin's
case at paragraph 106 it is clear that the victim had made allegations of
torture, rape and ill-treatment by police. A similarly deplorable
investigation had ensued. The public prosecutor had not visited the scene of
the incident, had made no attempt to ascertain if the location the victim
described was consistent with her allegations, had questioned no police
officers in the critical initial stages of the investigation and had conducted
that part of the inquiry by correspondence. I believe that any court,
irrespective of Article 3 of the Convention, would have concluded that
there was a totally inadequate investigation and any conclusion to the contrary
would have been irrational.
80. In
contrast in this case, I see no such evidence of an ineffective investigation.
The allegations in this case have not only been subjected to the scrutiny of
the RUC, but also by a new investigation by an independent police force
supervised by an independent statutory body, namely the Independent Commission
for Police Complaints for Northern Ireland. This body concluded that
there had been a thorough investigation. Thereafter independent senior counsel
played a role in further assessing the investigation. It seems to me therefore
that there is absolutely no basis for suggesting that there has not been an
effective investigation of these matters.
B Access
to investigations
81. Although
Mr Treacy drew my attention to the cases of
Aydin,
Aksoy
v Turkey
(1997) 23 EHRR 553,
Kaya
v Turkey
(1999) 28 EHRR 1 and
Assenov's
case, I find nothing in these cases that defines precisely the criteria
applicable to such a concept. Perhaps recognising this, Mr Treacy in this
context largely relied on
Ogur's
case. Once again however the facts of the case bear no comparison to the
present instance. In
Ogur's
case, the victim had been killed in the course of an operation conducted by the
security forces at a local building site. As paragraph 85 of the decision
makes clear, the investigating officer had not even considered it necessary to
identify and question the members of the security forces who had taken part in
the operation. The Commission considered that the investigation carried out at
a national level into the death had not been conducted by independent
authorities, had not been thorough and had taken place without the applicants
being able to take part. In short there had been a total cloak of secrecy over
the whole proceedings. At paragraph 92 of the judgment, the court noted that
during the administrative investigation, the case file was inaccessible to the
victim's close relatives who had no means of learning what was in it.
82. I
do not believe that this is a free-standing decision to the effect that access
to a case file must be provided in any investigation in order to comply with
European standards of public law. To hold this, would be to overturn the
principles I have referred to in
Taylor's
case. I find nothing in any of the European standards urged on me which
conflicts with the principles set out in
Taylor.
Indeed, turning to the second skeleton argument of the HRC, I note that the
guidelines on the role of prosecutors adopted by the Eighth United Nations
Congress on the Prevention of Crime and Treatment of Offenders specifically
states that prosecutors shall "keep matters in their possession confidential
unless the performance of duty or the needs of justice require otherwise".
Unlike
Ogur's
case, Mr Adams was invited to contribute albeit at first he refused to do so.
I see nothing to suggest that he or his advisers were not informed of the
progress of the investigation. Moreover, as I have already indicated, direct
access to every aspect of the case was given to an independent police force and
an independent statutory body as well as senior counsel. The principles in
Taylor's
case must be a guide in the area of access and within those constraints I am
not persuaded that there has been any failure in this case to afford
appropriate access to the investigations.
C Effective
remedy
83. Thirdly,
I do not believe that as a victim Mr Adams has been deprived of an effective
remedy. The practical impact of the aggregation of remedies has to be
considered (see
Silver
v United Kingdom
(1983) 5 EHRR 347 and
Lester
and Pannick on Human Rights Law and Practice
1999 Edition at paragraph 4.13.17). In this context I think there is strength
in Mr McCloskey's submission that the applicant has had a catalogue of domestic
redress available to him which he lists as follows:
(a) His
complaint about the conduct visited on him.
(b) The
initial investigation carried out by the RUC.
(c) The
evaluation of his allegations by the Director of Public Prosecutions.
(d) The
investigation by the independent police force.
(e) The
supervision by the statutory body.
(f) The
overview by the Director of Public Prosecutions part of which was carried out
by independent senior counsel.
(g) His
right to make a claim for damages.
(h) The
trial by an impartial tribunal and the granting of a large award.
(i) His
right to challenge in this court the decision of the Director.
(j) The
full hearing of the matter before me.
(k) His
right of appeal against any decision made by me.
84. I
consider, therefore that Mr Adams has been afforded an effective remedy against
the wrongs visited on him in this instance.
85. It
is my conclusion therefore that insofar as the European international standards
which have been urged on me must inform the concept of procedural fairness in
this particular case, I find no disharmony between those standards and our
domestic law. Accordingly had I been obliged to decide whether or not there
had been a breach of procedural fairness to Mr Adams in light of the
international standards submitted to me, I would have concluded that there had
been no such breach and that he had been accorded appropriate procedural
fairness.
86. Mr
Harvey's second primary argument was that the decision not to prosecute, taken
in the absence of reasons, was irrational and unlawful. I consider that the
principles governing this approach are those set out by Kennedy LJ in
ex
parte C
(1995) and to which I have already referred in this judgment. I shall deal
with these principles in turn:
1. I
find nothing unlawful in the policy of the Director in this case. I have dealt
in some detail with this policy earlier in this judgment and insofar as I have
found that there was nothing aberrant or unfair in its adoption, I find it a
lawful exercise of the Director's discretion.
2. I
have already dealt in this judgment with both the policy of the Director and
his application of the policy in this instance. For the reasons I have already
set out, I consider he has acted in accordance with that policy.
3. For
the reasons I have previously adumbrated at pages 34-36 of this judgment I do
not find the decision not to prosecute perverse or that it was a decision at
which no reasonable prosecutor could have arrived. Mr Harvey argued that the
granting of leave by Kerr J was sufficient to constitute prima facie
grounds of irrationality on the part of the Director. I reject this
proposition. In
Re
Cookstown District Council
(unreported, June 10, 1996 Northern Ireland QBD), Kerr J held that:
"The
requirement to raise an arguable case is a modest one. It need only be shown
that if the assertions made by the applicant prove to be correct, it would be
tenable to claim that he may be entitled to judicial review of the decision
challenged."
Moreover
in
Re
Gary Jones
(unreported, July 10, 1996 Northern Ireland QBD), Campbell J (as he then
was) said that the test for the grant of leave was whether the judges is
satisfied:
"That
there is a case fit for further investigation and a full inter partes
hearing of the substantive application for judicial review."
87. I
do not consider therefore that the granting of leave does constitute prima
facie finding of irrationality because leave falls far short of any such finding.
88. Finally,
I do not find any basis for suggesting that there was improper motive or bad
faith on the part of the Director in this matter. It was submitted on behalf
of the applicant that there was mala fide on the part of the RUC in that
evidence was produced to the DPP eg the undercover police officer at the scene,
which was not discovered to the plaintiff in the civil action or produced in
evidence at the hearing before Kerr J. I do not see how mala fide on the
part of the police or Chief Constable would in any event visit improper motive
or bad faith on the part of the DPP whose task is to consider pursuant to a
statutory obligation material disclosed to him by the Chief Constable.
Secondly, I see nothing suggestive of mala fide on the part of the police or
the Chief Constable in producing this additional evidence. An independent
senior counsel has consulted with this witness and one must assume has given
the matter close and independent perusal. Where there has been this and other
independent scrutiny, I see no basis for the case that the DPP's
decision-making power was infected with improper motive, fraud or dishonesty.
I am therefore not persuaded that this applicant has succeeded in discharging
the heavy burden which is necessary to condemn a decision as Wednesbury
unreasonable.
89. Accordingly
I have concluded that the application in this matter must be refused.
90. The
applicant's costs as a legal aided person will be taxed in accordance with the
relevant schedule of the Legal Aid, Advice and Assistance (Northern Ireland)
Order 1981.
IN
THE HIGH COURT OF JUSTICE IN NORTHERN IRELAND
QUEEN'S
BENCH DIVISION (CROWN SIDE)
------------
IN
THE MATTER OF AN APPLICATION BY DAVID ADAMS
FOR
JUDICIAL REVIEW
------------
JUDGMENT
OF
GILLEN
J
------------
© 2000 Crown Copyright
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