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Statutory Rules of Northern Ireland |
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You are here: BAILII >> Databases >> Statutory Rules of Northern Ireland >> Paternity and Adoption Leave Regulations (Northern Ireland) 2002 No. 377 URL: http://www.bailii.org/nie/legis/num_reg/2002/20020377.html |
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Made | 6th December 2002 | ||
Coming into operation | 8th December 2002 |
1. | Citation and commencement |
2. | Interpretation |
3. | Application |
4. | Entitlement to paternity leave: birth |
5. | Options in respect of leave under regulation 4 |
6. | Notice and evidential requirements for leave under regulation 4 |
7. | Commencement of leave under regulation 4 |
8. | Entitlement to paternity leave: adoption |
9. | Options in respect of leave under regulation 8 |
10. | Notice and evidential requirements for leave under regulation 8 |
11. | Commencement of leave under regulation 8 |
12. | Application of terms and conditions during paternity leave |
13. | Right to return after paternity leave |
14. | Incidents of the right to return after paternity leave |
15. | Entitlement to ordinary adoption leave |
16. | Options in respect of ordinary adoption leave |
17. | Notice and evidential requirements for ordinary adoption leave |
18. | Duration and commencement of ordinary adoption leave |
19. | Application of terms and conditions during ordinary adoption leave |
20. | Additional adoption leave: entitlement, duration and commencement |
21. | Application of terms and conditions during additional adoption leave |
22. | Disrupted placement in the course of adoption leave |
23. | Redundancy during adoption leave |
24. | Dismissal during adoption leave |
25. | Requirement to notify intention to return during adoption leave period |
26. | Right to return after adoption leave |
27. | Incidents of the right to return from adoption leave |
28. | Protection from detriment |
29. | Unfair dismissal |
30. | Contractual rights to paternity or adoption leave |
31. | Calculation of a week's pay |
(2) The relatives of a child's mother or adopter referred to in the definition of "partner" in paragraph (1) are the mother's or adopter's parent, grandparent, sister, brother, aunt or uncle.
(3) References to relationships in paragraph (2)-
but do not include any other adoptive relationships.
(4) For the purposes of these Regulations-
(5) A reference in these Regulations to a period of continuous employment is to a period computed in accordance with Chapter III of Part I of the 1996 Order, as if the provision containing that reference were a provision of the 1996 Order.
(6) For the purposes of these Regulations, any two employers shall be treated as associated if-
and "associated employer" shall be construed accordingly.
Application
3.
- (1) The provisions relating to paternity leave under regulation 4 below have effect only in relation to children-
(2) The provisions relating to paternity leave under regulation 8 and adoption leave under regulation 15 below have effect only in relation to children-
(3) Regulation 28 (protection from detriment) has effect only in relation to an act or failure to act which takes place on or after 8th December 2002.
(4) For the purposes of paragraph (3)-
(5) For the purposes of paragraph (4), in the absence of evidence establishing the contrary an employer shall be taken to decide on a failure to act-
(6) Regulation 29 (unfair dismissal) has effect only in relation to dismissals where the effective date of termination (within the meaning of Article 129 of the 1996 Order) falls on or after 8th December 2002.
(2) The conditions referred to in paragraph (1) are that the employee-
(c) has, or expects to have-
(3) An employee shall be treated as having satisfied the condition in paragraph (2)(a) on the date of the child's birth notwithstanding the fact that he has not then been continuously employed for a period of not less than 26 weeks, where-
(4) An employee shall be treated as having satisfied the condition in paragraph (2)(b)(ii) if he would have satisfied it but for the fact that the child's mother has died.
(5) An employee shall be treated as having satisfied the condition in paragraph (2)(c) if he would have satisfied it but for the fact that the child was stillborn after 24 weeks of pregnancy or has died.
(6) An employee's entitlement to leave under this regulation shall not be affected by the birth, or expected birth, of more than one child as a result of the same pregnancy.
Options in respect of leave under regulation 4
5.
- (1) An employee may choose to take either one week's leave or two consecutive weeks' leave in respect of a child under regulation 4.
(2) The leave may only be taken during the period which begins with the date on which the child is born and ends-
(3) Subject to paragraph (2) and, where applicable, paragraph (4), an employee may choose to begin his period of leave on-
(4) In a case where the leave is in respect of a child whose expected week of birth begins before 6th April 2003, an employee may choose to begin a period of leave only on a predetermined date, specified in a notice under regulation 6, which is at least 28 days after the date on which that notice is given.
Notice and evidential requirements for leave under regulation 4
6.
- (1) An employee must give his employer notice of his intention to take leave in respect of a child under regulation 4, specifying-
(2) The notice provided for in paragraph (1) must be given to the employer-
(3) Where the employer requests it, an employee must also give his employer a declaration, signed by the employee, to the effect that the purpose of his absence from work will be that specified in regulation 4(1) and that he satisfies the conditions of entitlement in regulation 4(2)(b) and (c).
(4) An employee who has given notice under paragraph (1) may vary the date he has chosen as the date on which his period of leave will begin, subject to paragraph (5) and provided that he gives his employer notice of the variation-
or, if it is not reasonably practicable to give the notice at least 28 days before whichever day or date is relevant, as soon as is reasonably practicable.
(5) In a case where regulation 5(4) applies, an employee may only vary the date which he has chosen as the date on which his period of leave will begin by substituting a different predetermined date.
(6) In a case where-
the employee must vary his choice of date, by substituting a later predetermined date or (except in a case where regulation 5(4) applies) exercising an alternative option under regulation 5(3), and give his employer notice of the variation as soon as is reasonably practicable.
(7) An employee must give his employer a further notice, as soon as is reasonably practicable after the child's birth, of the date on which the child was born.
(8) Notice under paragraph (1), (4), (6) or (7) shall be given in writing, if the employer so requests.
Commencement of leave under regulation 4
7.
- (1) Except in the case referred to in paragraph (2), an employee's period of paternity leave under regulation 4 begins on the date specified in his notice under regulation 6(1), or, where he has varied his choice of date under regulation 6(4) or (6), on the date specified in his notice under that provision (or the last such notice if he has varied his choice more than once).
(2) In a case where-
the employee's period of leave begins on the day after that date.
Entitlement to paternity leave: adoption
8.
- (1) An employee is entitled to be absent from work for the purpose of caring for a child or supporting the child's adopter if he-
(2) The conditions referred to in paragraph (1) are that the employee-
(3) In paragraph (2)(a), "week" means the period of seven days beginning with Sunday.
(4) An employee shall be treated as having satisfied the condition in paragraph (2)(b) if he would have satisfied it but for the fact that the child's adopter died during the child's placement.
(5) An employee shall be treated as having satisfied the condition in paragraph (2)(c) if he would have satisfied it but for the fact that the child's placement with the adopter has ended.
(6) An employee's entitlement to leave under this regulation shall not be affected by the placement for adoption of more than one child as part of the same arrangement.
Options in respect of leave under regulation 8
9.
- (1) An employee may choose to take either one week's leave or two consecutive weeks' leave in respect of a child under regulation 8.
(2) The leave may only be taken during the period of 56 days beginning with the date on which the child is placed with the adopter.
(3) Subject to paragraph (2) and, where applicable, paragraph (4), an employee may choose to begin a period of leave under regulation 8 on-
(4) In a case where the adopter was notified of having been matched with the child before 6th April 2003, the employee may choose to begin a period of leave only on a predetermined date, specified in a notice under regulation 10, which is at least 28 days after the date on which that notice is given.
Notice and evidential requirements for leave under regulation 8
10.
- (1) An employee must give his employer notice of his intention to take leave in respect of a child under regulation 8, specifying-
(2) The notice provided for in paragraph (1) must be given to the employer-
(3) Where the employer requests it, an employee must also give his employer a declaration, signed by the employee, to the effect that the purpose of his absence from work will be that specified in regulation 8(1) and that he satisfies the conditions of entitlement in regulation 8(2)(b) and (c).
(4) An employee who has given notice under paragraph (1) may vary the date he has chosen as the date on which his period of leave will begin, subject to paragraph (5) and provided that he gives his employer notice of the variation-
or, if it is not reasonably practicable to give the notice at least 28 days before whichever date is relevant, as soon as is reasonably practicable.
(5) In a case where regulation 9(4) applies, an employee may only vary the date which he has chosen as the date on which his period of leave will begin by substituting a different predetermined date.
(6) In a case where-
the employee must vary his choice of date, by substituting a later predetermined date or (except in a case where regulation 9(4) applies) exercising an alternative option under regulation 9(3), and give his employer notice of the variation as soon as is reasonably practicable.
(7) An employee must give his employer a further notice, as soon as is reasonably practicable after the child's placement, of the date on which the child was placed.
(8) Notice under paragraph (1), (4), (6) or (7) shall be given in writing, if the employer so requests.
Commencement of leave under regulation 8
11.
- (1) Except in the case referred to in paragraph (2), an employee's period of paternity leave under regulation 8 begins on the date specified in his notice under regulation 10(1), or, where he has varied his choice of date under regulation 10(4) or (6), on the date specified in his notice under that provision (or the last such date if he has varied his choice more than once).
(2) In a case where-
the employee's period of leave begins on the day after that date.
Application of terms and conditions during paternity leave
12.
- (1) An employee who takes paternity leave-
(2) In paragraph (1)(a), "terms and conditions of employment" has the meaning given by Article 112C(5) of the 1996 Order, and accordingly does not include terms and conditions about remuneration.
(3) For the purposes of Article 112C of the 1996 Order, only sums payable to an employee by way of wages or salary are to be treated as remuneration.
Right to return after paternity leave
13.
- (1) An employee who returns to work after a period of paternity leave which was-
is entitled to return from leave to the job in which he was employed before his absence.
(2) An employee who returns to work after a period of paternity leave not falling within the description in paragraph (1)(a) or (b) is entitled to return from leave to the job in which he was employed before his absence, or, if it is not reasonably practicable for the employer to permit him to return to that job, to another job which is both suitable for him and appropriate for him to do in the circumstances.
(3) The reference in paragraphs (1) and (2) to the job in which an employee was employed before his absence is a reference to the job in which he was employed-
Incidents of the right to return after paternity leave
14.
- (1) An employee's right to return under regulation 13 is a right to return-
(b) on terms and conditions not less favourable than those which would have applied if he had not been absent.
(2) The provision in paragraph (1)(a)(i) concerning the treatment of periods of additional maternity leave or additional adoption leave is subject to the requirements of paragraphs 5 and 6 of Schedule 5 to the Social Security (Northern Ireland) Order 1989[15] (equal treatment under pension schemes: maternity absence and family leave).
(3) The provisions in paragraph (1)(a)(ii) and (b) for an employee to be treated as if he had not been absent refer to his absence-
(2) The conditions referred to in paragraph (1) are that the employee-
(3) In paragraph (2)(b), "week" means the period of seven days beginning with Sunday.
(4) An employee's entitlement to leave under this regulation shall not be affected by the placement for adoption of more than one child as part of the same arrangement.
Options in respect of ordinary adoption leave
16.
- (1) Except in the case referred to in paragraph (2), an employee may choose to begin a period of ordinary adoption leave on-
(2) In a case where the employee was notified of having been matched with the child before 6th April 2003, the employee may choose to begin a period of leave only on a predetermined date, specified in a notice under regulation 17, which is after 6th April 2003 and at least 28 days after the date on which that notice is given.
Notice and evidential requirements for ordinary adoption leave
17.
- (1) An employee must give his employer notice of his intention to take ordinary adoption leave in respect of a child, specifying-
(2) The notice provided for in paragraph (1) must be given to the employer-
(3) Where the employer requests it, an employee must also provide his employer with evidence, in the form of one or more documents issued by the adoption agency that matched the employee with the child, of-
(4) An employee who has given notice under paragraph (1) may vary the date he has chosen as the date on which his period of leave will begin, subject to paragraph (5) and provided that he gives his employer notice of the variation-
or, if it is not reasonably practicable to give the notice 28 days before whichever date is relevant, as soon as is reasonably practicable.
(5) In a case where regulation 16(2) applies, an employee may only vary the date which he has chosen as the date on which his period of leave will begin by substituting a different predetermined date.
(6) Notice under paragraph (1) or (4) shall be given in writing, if the employer so requests.
(7) An employer who is given notice under paragraph (1) or (4) of the date on which an employee has chosen that his period of ordinary adoption leave should begin shall notify the employee, within 28 days of his receipt of the notice, of the date on which the period of additional adoption leave to which the employee will be entitled (if he satisfies the conditions in regulation 20(1)) after his period of ordinary adoption leave ends.
(8) The notification provided for in paragraph (7) shall be given to the employee-
Duration and commencement of ordinary adoption leave
18.
- (1) Subject to regulations 22 and 24, an employee's ordinary adoption leave period is a period of 26 weeks.
(2) Except in the case referred to in paragraph (3), an employee's ordinary adoption leave period begins on the date specified in his notice under regulation 17(1), or, where he has varied his choice of date under regulation 17(4), on the date specified in his notice under that provision (or the last such date if he has varied his choice more than once).
(3) In a case where-
the employee's period of leave begins on the day after that date.
Application of terms and conditions during ordinary adoption leave
19.
- (1) An employee who takes ordinary adoption leave-
(2) In paragraph (1)(a), "terms and conditions of employment" has the meaning given by Article 107A(4) of the 1996 Order, and accordingly does not include terms and conditions about remuneration.
(3) For the purposes of Article 107A of the 1996 Order, only sums payable to an employee by way of wages or salary are to be treated as remuneration.
Additional adoption leave: entitlement, duration and commencement
20.
- (1) An employee is entitled to additional adoption leave in respect of a child if-
(2) Subject to regulations 22 and 24, an employee's additional adoption leave period is a period of 26 weeks beginning on the day after the last day of his ordinary adoption leave period.
Application of terms and conditions during additional adoption leave
21.
An employee who takes additional adoption leave-
(b) is bound, during that period, by his implied obligation to his employer of good faith and of any terms and conditions of his employment relating to-
Disrupted placement in the course of adoption leave
22.
- (1) This regulation applies where-
(2) Subject to regulation 24, in a case where this regulation applies-
(c) where the employee is taking additional adoption leave and the period of 26 weeks provided for in regulation 20 ends within eight weeks of the end of the relevant week, the employee's additional adoption leave period ends on the expiry of the 26-week period.
(3) The relevant week referred to in paragraph (2) is-
(4) In paragraph (3), "week" means the period of seven days beginning with Sunday.
Redundancy during adoption leave
23.
- (1) This regulation applies where, during an employee's ordinary or additional adoption leave period, it is not practicable by reason of redundancy for his employer to continue to employ him under his existing contract of employment.
(2) Where there is a suitable available vacancy, the employee is entitled to be offered (before the end of his employment under his existing contract) alternative employment with his employer or his employer's successor, or an associated employer, under a new contract of employment which complies with paragraph (3) and takes effect immediately on the ending of his employment under the previous contract.
(3) The new contract of employment must be such that-
Dismissal during adoption leave
24.
Where an employee is dismissed after an ordinary or additional adoption leave period has begun but before the time when (apart from this regulation) that period would end, the period ends at the time of the dismissal.
Requirement to notify intention to return during adoption leave period
25.
- (1) An employee who intends to return to work earlier than the end of his additional adoption leave period must give his employer at least 28 days' notice of the date on which he intends to return.
(2) If an employee attempts to return to work earlier than the end of his additional adoption leave period without complying with paragraph (1), his employer is entitled to postpone his return to a date such as will secure, subject to paragraph (3), that he has at least 28 days' notice of the employee's return.
(3) An employer is not entitled under paragraph (2) to postpone an employee's return to work to a date after the end of the employee's additional adoption leave period.
(4) If an employee whose return has been postponed under paragraph (2) has been notified that he is not to return to work before the date to which his return was postponed, the employer is under no contractual obligation to pay him remuneration until the date to which his return was postponed if he returns to work before that date.
(5) This regulation does not apply in a case where the employer did not notify the employee in accordance with regulation 17(7) and (8) of the date on which the employee's additional adoption leave period would end.
(6) In a case where an employee's adoption leave is curtailed because regulation 22 applies, the references in this regulation to the end of an employee's additional adoption leave period are references to the date on which that period would have ended had that regulation not applied, irrespective of whether it was the employee's ordinary adoption leave period or his additional adoption leave period that was curtailed.
Right to return after adoption leave
26.
- (1) An employee who returns to work after a period of ordinary adoption leave which was-
is entitled to return from leave to the job in which he was employed before his absence.
(2) An employee who returns to work after-
is entitled to return from leave to the job in which he was employed before his absence, or, if it is not reasonably practicable for the employer to permit him to return to that job, to another job which is both suitable for him and appropriate for him to do in the circumstances.
(3) The reference in paragraphs (1) and (2) to the job in which an employee was employed before his absence is a reference to the job in which he was employed-
(4) This regulation does not apply where regulation 23 applies.
Incidents of the right to return from adoption leave
27.
- (1) An employee's right to return under regulation 26 is to return-
(b) on terms and conditions as to remuneration not less favourable than those which would have been applied to him if he not been absent.
(2) The provision in paragraph (1)(a)(i) concerning the treatment of periods of additional adoption leave or additional maternity leave is subject to the requirements of paragraphs 5 and 6 of Schedule 5 to the Social Security (Northern Ireland) Order 1989[17] (equal treatment under pension schemes: maternity absence and family leave).
(3) The provisions in paragraph (1)(a)(ii) and (b) for an employee to be treated as if he had not been absent refer to his absence-
(2) Paragraph (1) does not apply where the detriment in question amounts to dismissal within the meaning of Part XI of the 1996 Order.
Unfair dismissal
29.
- (1) An employee who is dismissed is entitled under Article 131 of the 1996 Order to be regarded for the purpose of Part XI of that Order as unfairly dismissed if-
(2) An employee who is dismissed shall also be regarded for the purposes of Part XI of the 1996 Order as unfairly dismissed if-
(3) The kinds of reason referred to in paragraph (1) and (2) are reasons connected with the fact that-
(4) Paragraph (1) does not apply in relation to an employee who took adoption leave if-
(5) Paragraph (1) does not apply in relation to an employee if-
(6) Where, on a complaint of unfair dismissal, any question arises as to whether the operation of paragraph (1) is excluded by the provisions of paragraphs (4) or (5), it is for the employer to show that the provisions in question were satisfied in relation to the complainant.
Contractual rights to paternity or adoption leave
30.
- (1) This regulation applies where an employee is entitled to-
(referred to in paragraph (2) as a "statutory right") and also to a right which corresponds to that right and which arises under the employee's contract of employment or otherwise.
(2) In a case where this regulation applies-
Calculation of a week's pay
31.
Where-
that week shall be disregarded for the purpose of the calculation and account shall be taken of remuneration in earlier weeks so as to bring up to twelve the number of weeks of which account is taken.
Sealed with the Official Seal of the Department for Employment and Learning on
6th December 2002.
L.S.
R. B. Gamble
A senior officer of the Department for Employment and Learning
[2] S.I. 1996/1919 (N.I. 16); Article 70C was inserted by paragraph 3 of Part III of Schedule 4 to the Employment Relations (Northern Ireland) Order 1999 (S.I. 1999/2790 (N.I. 9)) and amended by paragraph 4(6) and (7) of Schedule 2 to the Employment (Northern Ireland) Order 2002 (S.I. 2002/2836 (N.I. 2))back
[3] Articles 107A to 107D were inserted by Article 3 of the Employment (Northern Ireland) Order 2002 (S.I. 2002/2836 (N.I. 2))back
[4] Articles 112A to 112E were inserted by Article 4 of the Employment (Northern Ireland) Order 2002 (S.I. 2002/2836 (N.I. 2))back
[5] Article 131 was substituted by paragraph 8 of Part III of Schedule 4 to the Employment Relations (Northern Ireland) Order 1999 (S.I. 1999/2790 (N.I. 9)) and amended by paragraph 4(13) and (14) of Schedule 2 to the Employment (Northern Ireland) Order 2002 (S.I. 2002/2836 (N.I. 2))back
[6] See S.R. 1999 No. 481 Departments (Transfer and Assignment of Functions) Order (Northern Ireland) 1999back
[7] S.I. 1987/2203 (N.I. 22); Article 3(3) was amended by Schedule 1 to the Health and Personal Social Services (Northern Ireland) Order 1994 (S.I. 1994/429 (N.I. 2))back
[8] 1976 c. 36; section 1(4) was amended by paragraph 5 of Schedule 4 to the Care Standards Act 2000 (c. 14)back
[10] S.R. 1999 No. 471; regulation 13(1) was amended by regulation 5 of the Maternity and Parental Leave etc. (Amendment No. 2) Regulations (Northern Ireland) 2002 (S.R. 2002 No. 135)back
[14] Article 112C was inserted by Article 4 of the Employment (Northern Ireland) Order 2002 (S.I. 2002/2836 (N.I. 2))back
[15] S.I. 1989 /1342 (N.I. 13)back
[16] Article 107A was inserted by Article 3 of the Employment (Northern Ireland) Order 2002 (S.I. 2002/2836 (N.I. 2))back
[17] S.I. 1989 /1342 (N.I. 13)back
[18] S.I. 1996/1919 (N.I. 16); Article 70C was inserted by paragraph 3 of Part III of Schedule 4 to the Employment Relations (Northern Ireland) Order 1999 (S.I. 1999/2790 (N.I. 9)) and amended by paragraph 4(6) and (7) of Schedule 2 to the Employment (Northern Ireland) Order 2002 (S.I. 2002/2836 (N.I. 2))back