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You are here: BAILII >> Databases >> Scottish Court of Session Decisions >> Greenwoods Ltd v ANS Homes Ltd [2007] ScotCS CSOH_13 (23 January 2007) URL: http://www.bailii.org/scot/cases/ScotCS/2007/CSOH_13.html Cite as: [2007] CSOH 13, [2007] ScotCS CSOH_13 |
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OUTER HOUSE, COURT OF SESSION [2007] CSOH 13 |
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A597/06 |
OPINION OF LORD BRODIE in the cause GREENWOODS LIMITED Pursuers; against ANS HOMES LIMITED Defenders: ________________ |
Pursuers: McNeill, Q.C.;
Defenders: Reid, Solicitor Advocate; Maclay Murray & Spens
"On behalf of the pursuers, in respect that the Summons in this case was signetted on 13 September 2006, that service required to be effected in England on the defenders, that service was duly made at a place of business of the defenders, namely 12 Parkgate Road, London SW11 4NN on 16 September 2006 by an English Process Server, Darren Adaway according to his Affidavit of Service sworn on 18 September 2006, that the date of Citation as shown on Form 13.7 which was served with the Summons incorrectly shows the service date of 15 September 2006 which is a clerical error and further that no witness accompanied Mr Adaway when service was effected as that is not in accordance with the usual practice for serving documents in England and Wales as referred to in the Form 16.3 duly signed by Mr Adaway and dated 6 December 2006, to exercise the Court's dispensing power in terms of Rule of Court 2.1(1) and relieve the pursuers from the failure to comply with Rules 13.7 and 16.3(2) and allow the Summons to call."
[2] Mr McNeill appeared on behalf of the pursuers. Mr Reid, Solicitor Advocate, was in attendance on behalf of the defenders. As the Summons had not called, there could be no question of the defenders having entered appearance. There had in any event not been service in the manner required by Rule of Court 16.3. Mr McNeill explained that parties had agreed that if Mr Reid was allowed to be heard on behalf of the defenders, that should not be regarded as a waiver of the defenders' right to contend that there had not been a good service or otherwise to cure what was conceded by the pursuers to have been a defect in service. I accordingly authorised the appearance of Mr Reid on behalf of the defenders with a view to him making oral submissions. That was the course of action followed by Lord Macfadyen in Colley v Celtic Pacific Ship Management (Overseas) Ltd 2002 SLT 320, a case to which my attention was drawn. I was grateful for the assistance afforded by Mr Reid's careful submissions, as I was grateful to Mr McNeill for his similarly careful presentation.
[3] Mr McNeill
began by advising me that the Summons in the action had been signetted on
[4] As
far as service was concerned, Mr McNeill saw there as having been two
failures: a failure of service being
witnessed by one witness who then signs the certificate of service,
Form 16.3; and a failure to make
any reference to a witness in the citation, Form 13.7. In addition to these failures,
Mr McNeill drew my attention to what he described as a clerical error in
the citation, Form 13.7. The
citation was dated
[5] Having identified the relevant failures and the error in the date of the citation, Mr McNeill turned to consider Rule of Court 2.1, which is in the following terms:
"2.1. - (1) The court may relieve a party from the consequences of a failure to comply with a provision in these Rules shown to be due to mistake, oversight or such other excusable cause on such conditions, if any, as the court thinks fit.
(2) Where the court relieves a party from the consequences of a failure to comply with a provision in these Rules under paragraph (1), the court may pronounce such interlocutor as it thinks fit to enable the cause to proceed as if the failure to comply with the provision had not occurred."
Mr McNeill then referred to the commentary on Rule 2.1 which appears in the Parliament House Book and to the decision of Lord Macfadyen in Colley v Celtic Pacific Ship Management (Overseas) Ltd supra. In that case, Lord Macfadyen had granted relief, in terms of Rule 2.1, in respect of failure to serve a citation together with the Summons, as is required by Rule 13.7(1)(a). Mr McNeill took the decision as authority for the competency of his present application, in that the power conferred by Rule 2.1 was sufficient to allow the court to grant relief from the consequences of a failure to comply with the requirements for good service which are imposed by the Rules.
[6] Mr McNeill
submitted that the failures here were excusable. It was unfortunate that the English process
server had not followed the requirements of the Scottish Rule, but this was not
a case of wilful non-observance. The
Summons had been duly signetted and a copy had been deposited by a person
having the requisite authority at a business address of the defenders. This had been done by way of a formal act,
albeit that the process server had taken it upon himself to act in accordance
with the procedure followed in his own jurisdiction rather than that provided
for in
[7] Mr Reid invited me to refuse the application made on behalf of the pursuers. He pointed me to what he said was the real issue. If the motion was granted and the conceded irregularity was excused, the result would be that the pursuers will have made a relevant claim in appropriate proceedings and, accordingly, avoided prescription. In contrast, the motion is not granted, no relevant claim will have been made and any obligation incumbent on the defenders will have prescribed.
[8] Mr Reid
conceded that there was no question but that the power conferred by Rule of
Court 2.1 allowed relief to be given in the circumstances here, but the
question was whether the power should be exercised. In submitting that it should not,
Mr Reid put forward five reasons on which he relied. First, he pointed to what he described as the
heightened significance of the validity of citation. He referred in this respect to what appeared
in the Opinion of Lord Penrose in Blackfriars
(
[9] In the course of his submissions, Mr McNeill did not seek to downplay the importance of the form and of formality but, when taking me through the commentary on Rule of Court 2.1 which is found in the Parliament House Book, he emphasised the quotations from authority which referred to the need for the court to do justice notwithstanding a failure to comply with procedural rules:
"... one finds the meaning of the proviso by paying attention to the words 'not being wilful non-observance of' the Rules. I think that the dispensing power was meant to enable the Court to do justice" (Dalgety' Trs v Drummond 1938 SC 709 at 715);
and
"I doubt greatly whether the Court ... is precluded by any Act of Sederunt from doing what it thinks according to justice and equity in any individual case before it" (Boyd, Gilmour & Co v Glasgow & South Western Railway Co (1888) 16 R 104 at 109).
All courts, I imagine, seek to do justice. The difficulty lies in knowing how best to achieve this. Rules of Court are intended to facilitate the doing of justice. In this regard I would respectfully associate myself with what was said by Lord Carloway in Semple Cochrane Plc v Hughes 2001 SLT 1121 at 1124E:
"The rules of court are devised to regulate litigation and, in that regard, to assist both the parties and the court in arriving at a just conclusion in accordance with the law as expeditiously as is reasonable in all the circumstances. As a general principle, parties must, of course, abide by the rules and the sanctions which attach to any failure to do so."
However, Rule of Court 2.1 is a Rule like any other, to be applied according to its terms. Here, I would again respectfully associate myself with what was said by Lord Carloway in Cochrane Plc v Hughes supra. The Rule is not qualified by any words such as "exceptional or extraordinary circumstances", and there is no reason why they should be implied. The Rule allows the court to relieve a party of the consequences of a failure which is due to mistake, oversight or other excusable cause. Mr Reid, rightly in my opinion, made little of the error in the date of the citation. Again rightly, he attached more significance to the absence of a witness to service and the consequential omission of any reference to a witness in the Form 13.7. However, in my opinion, the failure here is excusable. It was not wilful. It has not resulted in any procedural prejudice to the defenders, notwithstanding that I recognise that as a result of my granting relief, the defenders will face a substantial claim to which, as matters presently stand, they appear to have a good answer in the form of a plea of prescription. I consider there to be force in Mr Reid's observations that the court was provided with very limited information as to the precise circumstances which led the process server to assume that it was sufficient for him to follow his usual practice when serving a writ. He may have overlooked or even disobeyed express instructions from the Scottish Messengers at Arms or the instructing solicitors may have failed to give instructions which should have been given in the circumstances. I am not, however, satisfied that I require more detailed information. A mistake was made, it can be assumed that it was made by a professional person and no doubt professional persons should not make mistakes within the field of their particular competence. Acknowledging that, as Mr McNeill submitted, this was not a case where nothing was done. An authorised person was instructed to serve the Summons. He took such steps to do so as would have been sufficient in his own jurisdiction. What he did took the form of a formal act. As a matter of fact, it put the defenders on notice of the claim being made against them. It appears to me that even taking the most adverse view of what occurred from the point of view of the pursuers, I cannot regard their failures as inexcusable. I shall accordingly grant the relief which is sought in the pursuers' motion.