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You are here: BAILII >> Databases >> Scottish Court of Session Decisions >> McGee & Ors v RJK Building Services Ltd [2013] ScotCS CSOH_10 (18 January 2013) URL: http://www.bailii.org/scot/cases/ScotCS/2013/2013CSOH10.html Cite as: [2013] ScotCS CSOH_10 |
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OUTER HOUSE, COURT OF SESSION
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PD3087/10
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OPINION OF LORD DRUMMOND YOUNG
in the cause
CATHERINE FOLEY McGEE and OTHERS Pursuers;
against
RJK BUILDING SERVICES LIMITED Defenders:
________________
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Pursuers: Bain QC; McCaffery; Bonnar & Company
Defenders: Haldane QC; Waugh; HBM Sayers
18 January 2013
[1] On 18 July
2009 the late Peter McGee died in Glasgow Royal Infirmary following an accident
suffered in his home two days previously, on 16 July 2009. The first pursuer,
Catherine McGee, is his executrix dative, and also sues as an individual. The
remaining pursuers are members of his family. The third and fourth pursuers,
Susan Todd and Catherine MacInnes, are his daughters. Catherine MacInnes also
sues as fifth pursuer on behalf of her daughter, Sophie MacInnes, who was nine
years old at the time of her grandfather's death. The sixth pursuer is Declan
Todd, the son of Susan Todd, who was 17 at the date of his grandfather's death.
The deceased's son, Peter McGee, sues as seventh pursuer in his own right and
as eighth and ninth pursuer on behalf of his daughters, Beth McGee and Leah
McGee, who were respectively aged 10 and 13 at the date of their grandfather's
death. The deceased lived with his wife in a house at 22 Mosesfield Street,
Glasgow; they had lived there for about 36 years.
[2] In April
2008 the defenders, who are a company which carries out building and small
contract works, were instructed by Glasgow City Council to erect bilateral
internal handrails within the staircase in the deceased's house at 22
Mosesfield Street. The staircase comprised 13 steps. The handrails were
installed on 5 May 2008. The defenders accept that the manner in which they
were installed was negligent; I return to this matter below at paragraph [5].
The deceased's accident
[3] On 17 July
2009 the deceased and his wife attended a bingo evening at the Morven Public
House in Springburn. This was a regular social event for them, and the
deceased acted as one of the bingo callers. The deceased and his wife returned
home after 11 pm and thereafter he and his wife went to bed. Their bedroom was
on the first floor of the house. At about 2.30 am the following morning the
deceased got up, and shortly thereafter he fell downstairs. His wife found
him at the bottom of the stairs. The handrail fixed by the defenders had come
away entirely from the wall. Mrs McGee immediately telephoned her son Peter,
who lived nearby. Peter McGee arrived at the house about five minutes after
that. By then the deceased was sitting on a chair in the living room. Mrs
McGee told Peter McGee that his father had fallen downstairs, and he noticed
that the handrail had come off the wall and that a photograph in a frame
approximately 600 mm square had fallen to the ground and smashed. Mr McGee
was a qualified first aider, and he examined his father and asked questions to
discover whether he had any injuries. He asked his father what had happened. The
deceased replied that he had gone downstairs for a glass of water. When he got
to the top of the stairs he had put his hand on the banister and started down,
and the next thing that he knew was that he was on the ground at the bottom of
the stairs. The deceased said that he had felt the banister coming away from
the wall. Mr McGee then touched the area of the deceased's ribs and his
father screamed. Mr McGee immediately realised that the situation was
serious and that an ambulance had to be called. He called an ambulance, the
call being timed at 3.06. Mr McGee estimated that the call would have
been made about 10 or 15 minutes after he arrived at his parents' house. On
that basis I estimate that the time of the deceased's accident was at about
2:30 am. Mr McGee was asked in cross-examination and re-examination
about his father's consumption of alcohol the previous evening. He stated that
he could not smell drink on his father's breath, and that he had no impression
that he had been drinking; the way he spoke was "very lucid". I
should note that I found Mr McGee to be a wholly reliable witness and I
have no hesitation in accepting his account of what his father said regarding
the accident.
[4] The
deceased was taken to Glasgow Royal infirmary in the ambulance, and both Mrs
McGee and Mr Peter McGee went there as well. At Glasgow Royal Infirmary
an account was taken from the deceased of what had happened on two occasions
(6/4 of process, pages 38 and 41). On the first occasion, at 7 am, it was
recorded that the deceased had said that he woke from sleep to go to the toilet.
Somehow he had not made it there and had fallen down 13 stairs. He did not
remember falling. His wife had woken and found him standing at the bottom of
the stairs. He had pulled off the banister. On the second occasion, later
the same day, it was recorded that the deceased had fallen down 13 stairs while
trying to go to the toilet at about 2 am. His wife had woken up due to the
noise and found the deceased standing at the bottom of the stairs. It was
further recorded that the deceased had drunk 5 pints of Guinness, stopping
drinking at around 11 pm. These accounts differ slightly from the account
given by Mr Peter McGee of what the deceased said. On this matter I
prefer Mr McGee's account. He gave an account, which appeared to me to be
wholly credible and reliable, of what his father had said to him very shortly
after his accident. Mr McGee was obviously concerned to know exactly what
had happened to his father. The doctors who examined the deceased, by
contrast, were rather concerned to obtain sufficient information to treat his
injuries. From that perspective, what mattered was that he had fallen down 13
stairs; what he was doing at the time is plainly less material. Moreover, Mr McGee
gave evidence that it was his parents' normal practice to obtain drinking water
from the tap in the kitchen, which was supplied from the water main, and not
from the tap in the bathroom, where the water came from a rather antiquated
tank within the house. That would explain why he had tried to descend the
stairs and had fallen down them.
Expert evidence
[5] For the
pursuers, expert evidence as to the cause of the deceased's accident was led
from Dr Stirling Howieson. Dr Howieson is a Chartered Architect and Chartered
Engineer, with extensive academic and professional qualifications and lengthy
professional experience. He had been instructed to visit the deceased's house
and to prepare a report on his findings following an examination of the locus
of the accident. In the course of his visit he took photographs of the locus,
which were helpful in understanding what had happened. Following his visit he
had prepared a report (no 6/6 of process). Dr Howieson's immediate
reaction had been one of surprise that the handrail was attached to the
plasterboard wall using small spiral fixings. He considered that this was
"wholly inadequate" method of fixing the handrail. The type of
screws were used were appropriate for such items as mirrors or pictures, but
not for a handrail.
[6] In his
report Dr Howieson indicated that several factors had combined in such a
way that the handrail came loose from the wall. First, the wall was
constructed of plasterboard fixed to brickwork using plaster adhesive
"dabs". The plasterboard had no mechanical fixings and was simply
glued to the wall using plaster "dot and dabs" of approximately 100
mm diameter. Crucially, there were no timber battens available to take the
screw fixings that would support the wall plate. The employees of the
defenders who fitted the handrail used metal self drill plasterboard fixings
approximately 26 mm in length. 16 of these were screwed into the plasterboard
along the entire length of the handrail. Of these fixings, three were located
in plaster dabs. The sturdiness of the handrail was thus entirely reliant on
the friction hold generated between the metal screws and the plasterboard. This
was completely inadequate. In his evidence, Dr Howieson expressed the
opinion that, because the wrong type of fixing had been used, it was almost
inevitable that the handrail would collapse. Every time that weight was placed
on the handrail the sharp spiral edges of the fixings dug into the soft exposed
edge of the plasterboard, and he would have predicted that any handrail fixed
in this way would come away from the wall. At this point I should record that
the defenders accepted that the method of fixing was inadequate.
[7] Dr Howieson
further considered whether the method of fixing adopted by the defenders'
employees complied with the relevant British Standard, BS 6399 Part 1 1996
(Loading for Buildings - Code of Practice). This British Standard specifies
(Parts 10 and 12 and Table 4) that a domestic handrail should be able to resist
a uniformly distributed load of 0.36 kN per linear metre and a point load of
0.25 kN. Dr Howieson was unable to find any relevant data, and
accordingly he set up a test rig to replicate the fixing method that had been
used. In the test rig he used a 1200 mm length of handrail, which was fixed to
an area of plasterboard 12.7 mm thick; the area of plasterboard measured
approximately 500 x 1800 mm. The length of handrail was fixed using five metal
fixings. The dimensions and positions were designed to replicate the
conditions on site. The loading on the handrail in use would be both vertical
and horizontal, and Dr Howieson considered that the resultant line of
thrust should be considered as a combination of these loading conditions; consequently
he tested the handrail at an angle of 45°. Dr Howieson also carried out
a final test which involved loading the handrail after it had been pre-stressed
by intermittent loading over 100 cycles with a 5 kg weight. This was an
attempt to mimic the probability that repeated loading of the handrail would
result in the sharp edges of the fixings' biting into the relatively soft
gypsum plasterboard edges, thus progressively reducing the traction connection.
The test results indicated that in a vertical loading scenario newly applied
fixings were able to provide resistance that met the current British Standard. This
would explain why the handrail appeared to be sturdy immediately after fixing. As
the test progressed, however, it became clear that the handrail failed at a
much lower loading point, particularly when the loading was at 45° and the
handrail had been pre-stressed. This supported the hypothesis that repeated
loading had progressively weakened the fixing resistance between the screws and
the plasterboard.
[8] The final
test carried out by Dr Howieson appeared to me to be particularly
significant. This involved a 45° loading at the end point, following
pre-stressing over 100 cycles with a 5 kg weight. On this occasion, the
handrail failed with a load of 0.2 kN per metre, by comparison with a British
Standard of 0.36 kN per metre. If the deceased had attempted to descend the
stairs and suddenly found himself falling to the bottom, as described to his
son, this is almost precisely the scenario that would have occurred. Dr
Howieson's tests indicated that, following repeated loading, failure could be
expected in that event. In his report, Dr Howieson expressed the opinion that
the handrail had not been competently fitted. On the basis of the tests
carried out in laboratory it was highly likely that the metal fixings holding
the wall plate of the handrail had become progressively loose and were unable
to support the load applied by the deceased. The handrail would have detached
from the wall as the point load applied by the deceased produced progressive
and rapid collapse along its length due to loss of resistance friction between
the plasterboard wall and the metal fixing spirals. The fixings would rip from
the wall initially at the top of the handrail. The middle fixings, with a
lesser load, might stay in place, with the result that the handrail would
rotate around its mid-point, with the bottom rising and knocking the picture of
the wall. Dr Howieson explained that that opinion was based both on his
experiments on the test rig and what he observed on the site visit. The
wallpaper on the staircase showed that the handrail had ripped out horizontally
from the top and then progressively down the wall. The appropriate method of
fixing the handrail would have been to provide a secure fixing into the
brickwork of the wall, making a hole right through the plaster and into the
brickwork and inserting a resin capsule to take the screw. Had that happened
the handrail would not have failed.
[9] In
cross-examination Dr Howieson was asked about the applicability of BS 6399
to banisters; he indicated that it applied to "balustrades", as
indicated in the headings to Part 10 and Table 4, and that word included
banisters. He was asked about the fact that no difficulty with the banister
had been observed before the deceased's accident; he replied that a visible gap
would only have appeared when loading was applied to the banister. It was
suggested that the deceased might simply have fallen, but Dr Howieson thought
it more likely that the failure occurred at the top, close to the end of the
handrail, where the force on it would be most concentrated. In a
re-examination Dr Howieson stated that, if the deceased had lost his
footing and grabbed the handrail, the handrail would have failed. If it had
been constructed in accordance with the relevant British Standard, failure
would require the deceased to apply almost the whole of his body weight, which
would need extraordinary athletic agility. Consequently, if the British Standard
had been adhered to, and the deceased grabbed the handrail as he fell, it was
probable that the handrail would not have failed. In that event, it would be
highly unlikely that it would have ripped off the wall; as it was built, it
would not resist the force of someone falling.
[10] Expert
evidence as to the cause of the deceased's evidence was led by the defenders
from Mr William O'Britis. Mr O'Britis was a civil and structural
engineer with considerable experience in the public and private sectors. He is
currently employed by Cadogans, a firm which provides expert engineering
evidence. Mr O'Britis had visited the locus during the summer of 2012 and
had carried out an inspection of the handrail and its previous location on the
wall of the staircase. He had been assured that matters remained as they were
following the accident. He accepted that the wrong fixtures had been used in
this case. He thought, however, that the physical evidence on the wall of the
property was not consistent with a static force; it rather indicated a dynamic
force consistent with the sudden impact of a heavy load. In particular, a
significant amount of material had been pulled out around the fixings. I
should observe, however, that a dynamic loading is entirely consistent with the
pursuers' case and with the evidence of Dr Howieson, who accepted that all of
the forces considered by him were to some extent dynamic.
[11] Mr O'Britis
further gave evidence that, if a dynamic force had been applied, that was
likely to be because the deceased fell and then hit the handrail. In that
event, even if it had been fixed to the standards of BS 6399, it would have
come off the wall in any event. This was based on the weights given for the
deceased in his hospital records and in the post-mortem report; he had been a
fairly heavy man. In any event, Mr O'Britis thought that BS 6399 did not
apply to banisters but rather to balustrades, which consisted of a handrail
with vertical posts. In cross-examination, Mr O'Britis described his
visit to the locus. He was asked in particular whether anything had changed
since the accident, and he replied that he had asked the solicitor who appeared
on behalf of the defenders if anything had been done by way of repairs to the
wall or to change the handrail. He was told that nothing had been done. He
further understood that the handrail had never been moved from the locus. He
accepted that the proposition that nothing had been done to the locus was an
important part of his opinion to the court; that applied in particular to the
position of the handrail. I should observe that I was surprised at this
passage in his evidence. It seemed to me to be very obvious that the handrail
must have been moved during the two years since the accident, and it was
straining credulity to believe that it was in exactly the same place. In
response to further questioning, Mr O'Britis accepted that some movement
of the handrail, for example moving it from a diagonal position, might not
affect his opinion. Nevertheless, it seemed clear to me that Mr O'Britis'
views were based almost entirely on the observations that he made at the locus,
and that it could not be guaranteed that no changes had occurred during the
intervening two years.
[12] Mr O'Britis
was cross-examined about his view that the deceased must have fallen first, and
he replied that he thought that the handrail had come off the wall because a
significant load had been applied to it. He accepted, however, that matters
might be different if the handrail had been weakened in the past, but he
thought that in that event a problem would have been reported. I observe at
this point that I found the witness's answers in this area to be poor and
largely speculative; I made a contemporaneous note to that effect. The witness
further explained that if a vertical load were applied to the handrail the
effect of torque would be to cause it to rotate, which would pull the fixings
from the wall in a horizontal direction. I asked the witness about the
possibility that the deceased might have held on to the handrail in order to
steady himself as he was falling. The witness replied that in that event most
of the deceased's body would be starting to touch the ground, or almost
touching the ground, which would take his weight. I thought this a poor answer.
If the deceased found himself falling (which was exactly the sort of event that
the construction of such a handrail is designed to deal with) it is obviously
likely that he would try to use the handrail to support himself. In that
event, his weight would bear on the handrail, and if the handrail failed he
would not be able to arrest his fall. Mr O'Britis did not appear to face
that scenario; instead, he appeared to suggest that the deceased would in some
manner be suspended from the handrail and thus close to touching the stairs. I
had great difficulty in envisaging how that could happen in practice. The
scenario that I put to Mr O'Britis was one that on the basis of the
evidence of Dr Howieson and Mr Peter McGee seemed to me to be very
likely.
[13] Mr O'Britis
was further asked in court cross-examination about whether it would make any
difference to his evidence if the screw fixings were loose. He replied that he
could not say. Counsel then put to him the proposition, based on Dr Howieson's
evidence, that if a vertical load were applied to the top of the handrail it
could have pulled away there and progressively continued to the bottom. The
witness agreed that that might be so if the handrail were loose, but added that
if that had occurred in his house he would have had it tightened. That answer
appeared to involve an acceptance that, if the fixings had worked loose, his
evidence would change materially. Moreover, it is not at all clear that the
deceased and his wife would have had occasion to notice that the handrail was
working itself loose; reliance on that point appears to me to be wholly
speculative. Counsel for the pursuers then asked the witness about the
deceased's statement to his son, and whether that might be relevant to a
reconstruction of what happened. The witness replied that he was not qualified
to answer. It appeared that he had not taken that statement into account in
formulating the views that he advanced in evidence. These features, the
dismissal of the possibility that the handrail was already somewhat loose and
the failure to take proper account of the deceased's own statements, seemed to
me to emphasize the distinctly abstract and theoretical nature of Mr O'Britis'
evidence. In general, I did not find him to be a satisfactory witness.
Assessment of expert evidence on the deceased's accident
[14] On the
question of the causal mechanism that led to the deceased's accident,
therefore, I have no hesitation in preferring the account given by Dr Howieson.
In this connection, I make the following findings. First, I accept Dr Howieson's
evidence that the figures in BS 6399 apply to handrails. The function of a
handrail or banister or balustrade is essentially the same, to take weight so
that someone does not fall. I cannot therefore conceive of any reason why
different figures should apply to a handrail. Moreover, the handrail had been
fitted on the instructions of Glasgow City Council for the specific purpose of
providing support for elderly people. Such a handrail must obviously be able
to take weight in the same manner as a banister or balustrade. For this
purpose it is not of great importance whether BS 6399 was expressly designed to
apply to handrails such as that involved in the present case: the critical
point is that the standards contained in the British Standard are relevant. Secondly,
Dr Howieson's tests were criticised by counsel for the defenders on the
basis that they were not performed upon the handrail itself and did not fully
replicate the situation at the house, where at least some of the fixings had
been inserted into plaster dabs. I reject this criticism. It seemed to me
that the test did involve a reasonable replication of the actual handrail, and
given the nature of the plaster dabs I do not believe that the failure to
consider those would have made any difference; in his evidence Dr Howieson
stated that any effect would be "marginal", as they were still
plasterwork, and he would have expected the handrail to fail even if all of the
fixings had been through dabs. On the basis of those tests, I consider it to
be established that the handrail was inherently likely to have become loose
over the period of a year or so since it was installed, and was also likely to
have given way in the event that the deceased put weight on it or stumbled and
attempted to grab it; this was precisely the sort of situation that the
handrail was designed to deal with. For the defenders, significant reliance
was placed on the lack of complaints that the handrail had become loose or had
seemed to be coming off the wall. I do not regard this as relevant. It is
not obvious that elderly people will pay close attention to what is happening
to the handrail as they use it, and in any event, as Dr Howieson observed,
the fact that it was becoming loose would only be apparent when weight was
brought to bear on it.
[15] Thirdly,
the evidence of Mr O'Britis proceeded largely on a distinction between
static and dynamic loads. Nevertheless, the evidence of Dr Howieson
appear to me to proceed on the basis that the loadings would be essentially
dynamic. I accordingly reject this as a criterion for rejecting the latter's
evidence. Fourthly, as indicated in paragraph [13], I considered Mr
O'Britis' evidence to be abstract and theoretical in nature. It was based on
an examination of the locus, but it was clear that, at least in its original
form, it was heavily dependent on the proposition that nothing had changed
since the time of the accident. I thought this most improbable. Mr O'Britis
changed his position to some extent by accepting that some changes in the
position of the handrail might not matter, but this seemed to me to amount to a
recognition that his original position was quite untenable. Furthermore, and
very importantly, Mr O'Britis' evidence did not take account of the
statement that the deceased made to his son immediately after the accident,
which I regard as a crucial guide to what happened. Mr O'Britis did not
provide detailed written calculations, which of itself inevitably limits the
significance of his evidence. I should also observe that I found his answers
in cross examination to be poor; he frequently failed to answer a question, or
did not give a straightforward answer. Fifthly, I reject Mr O'Britis'
evidence on weight loading. The scenario that he considered appeared to be
essentially abstract, unrelated to any account of what happened to the
deceased, and unrelated in particular to the account that the deceased gave to
his son immediately after the accident. On this matter, I accept Dr Howieson's
evidence that, if the handrail had been constructed to the standards set out in
BS 6399, it would not have given way when the deceased put his weight on it.
Conclusions on the deceased's accident
[16] For the
foregoing reasons, I conclude that on the balance of probabilities the
deceased's accident occurred as follows. At approximately 2.30 am he attempted
to go downstairs to the kitchen to obtain a drink of water. When he reached
the top of the stairs he took hold of the handrail with the intention of using
it to help him descend and to steady himself. That was the essential purpose
of fitting the handrail. The handrail had been fitted in a wholly inadequate
manner; I have no hesitation in accepting Dr Howieson's evidence in that
regard, and indeed that was accepted by the defenders. Moreover, the handrail
had been weakened by repeated use over a period in excess of a year; that is in
accordance with Dr Howieson's evidence, and is strongly supported by the
tests that he carried out. The result was that when the deceased put his
weight on the handrail it gave way, starting at the top and moving downwards. It
is quite likely, although this finding is not critical, that it rotated about
the mid point and thus caught the picture on the wall. In any event, it
completely failed to bear the deceased's weight, and in consequence he fell
downstairs. Thus his accident was a direct consequence of the defective
fitting of the handrail. Had it been properly fitted, I accept Dr Howieson's
evidence that it would not have given way. I should emphasize that I consider
what happened to be essentially very simple: an elderly man attempted to use a
handrail to descend stairs; that handrail was designed to bear his weight; when
he put his weight on it it failed, and it did so because it had been
inadequately fitted. I should also record that there was no evidence that the
deceased had lost his footing, or had been disorientated, or fell and then
struck the handrail. Those suggestions seem quite inconsistent with the
account that he gave to his son immediately after the accident, which I have
accepted as the probable version of what happened.
[17] In the
course of submissions I was referred to a number of authorities on the analysis
of expert evidence: Davie v Magistrates of Edinburgh, 1953 SC 34,
per LP Cooper at 40; Dingley v Chief Constable,
Strathclyde Police, 1998 SC 458; 2000 SC (HL) 77; McTear v
Imperial Tobacco Ltd, 2005 2 SC 140, per Lord Nimmo Smith at paragraph
5.17; and Loveday v Renton, 1989 1 Med LR 117, at 125. The
principles laid down in these cases are well known; essentially, expert
evidence must be examined critically, and a witness's ipse dixit will
not suffice. That is the approach that I have attempted to follow in this case.
I find that Dr Howieson's evidence stood up to critical examination; the
same could not, however, be said for the evidence of Mr O'Britis. I was
also referred to authorities on the issue of causation and the burden of proof.
It was submitted for the defenders that the pursuers had failed to prove on a
balance of probabilities the case averred by them, namely that the deceased had
started to descend, holding on to the handrail with his left hand, and that
almost immediately the banister came away from the wall, causing him to fall. I
was quite unpersuaded by that submission. It was suggested that the deceased's
injuries (which I discussed below) were consistent with a fall down the full
length of the stairs, and not down part of the length, as would be the case if
the deceased had descended some way. As I understood the deceased's statement
to his son, however, the deceased recalled starting to descend the stairs and
then the banister giving way. It seems clear that it was at or near the top of
the stairs that this occurred. For that reason I reject any inference based on
the severity of his injuries. Counsel for the defenders also referred to the
deceased's attempting a "controlled descent". No doubt that is so,
but when the handrail gave way the deceased lost control, for obvious reasons.
Reference was made by counsel for the defenders to four cases, Rhesa
Shipping Co SA v Edmunds ("The Popi M"), [1985] 1 WLR 948,
at 951 and 955, per Lord Brandon; Re B (Children), [2009] 1 AC 11;
Re H (Minors), [1996] AC 563, at 586 per Lord Nicholls (dealing with the
issue of proof on the balance of probabilities); and McGlinchey v
General Motors UK Ltd, [2012] CSIH 91. These cases deal with the
assessment of alternative explanations. It is not necessary for present
purposes for me to consider them in detail, because it appeared to me that Mr O'Britis'
evidence was unsatisfactory in a number of respects; consequently I did not
find his explanation convincing. By contrast, I found the explanation put
forward by Dr Howieson to be highly probable, based as it was on the
account of what happened that was given by the deceased to his son.
Injuries to the deceased
[18] The
evidence relating to the deceased's injuries and his subsequent death was not
seriously in dispute, and I can deal with it shortly. A post mortem on the
deceased was conducted by Dr Julia Bell on 23 July 2009 at the City
Mortuary in Glasgow. This report was accepted as evidence without the
necessity of calling Dr Bell. In the report the cause of death was
certified as "1a: Coronary artery atheroma and cardiac enlargement. 2: Multiple
rib fractures and fracture of the thoracic vertebrae following fall". The
injuries to the deceased were recorded, and comprised bruising and abrasion on
the outer aspect of the lower third of the right upper arm extending on to the
back of the forearm over the elbow, bruising on the back of the left-hand,
right knee, big toe, buttock and left flank. There was also internal bruising
on the top of the head, and fractures to the second to eighth ribs on the right
side and a fracture to one of the thoracic vertebrae, T6. The report also
noted that the deceased had shown severe atheromatous narrowing of one of the
main coronary arteries, and the heart was enlarged, with concentric left
ventricular hypertrophy, the most common cause of which would be underlying
hypertension although some of the enlargement might reflect the deceased's
general large build. In keeping with the history of a recent fall was a
fracture of one of the thoracic vertebrae, T6, and multiple fractures the ribs
on the right side associated with haemorrhage into the intercostal tissues. Externally
there were a number of bruises, but no other significant injuries elsewhere; in
particular there was no evidence of a significant head injury. Given the
suddenness of the death, the most likely mechanism was a cardiac arrhythmia. Nevertheless,
the fact that the deceased had multiple rib fractures and a fracture of one of
the thoracic vertebrae would undoubtedly have put extra strain on the heart thus
potentially precipitated the cardiac arrest.
[19] The
post-mortem report was commented on by two expert witnesses, both of great
eminence in their respective fields. Evidence as to the nature of the injuries
sustained by the deceased when he fell down the stairs at his home and their
significance in understanding his death was given by Prof Anthony Busuttil,
while evidence about the deceased's heart condition and its relevance to his
death was given by Dr Nicholas Boon. I propose to deal first with the
evidence of Dr Boon, a consultant cardiologist at Edinburgh Royal
Infirmary. His opinion was that, while the deceased had died as a consequence
of unexpected cardiac arrest, the exact nature of that arrest had not been
documented clearly; nevertheless, Dr Boon thought it probable that a
period of ventricular fibrillation (rapid and ineffective electrical activity
of the ventricles) had given way to a systole (cessation of electrical
activity) and electromechanical disassociation (normal electrical activity but
with no mechanical output from the heart). The only positive findings at the
post-mortem that could have been responsible for the cardiac arrest were left
ventricular hypertrophy and coronary artery disease. Nevertheless, the
pathologist had found no evidence of myocardial scarring or acute coronary
thrombosis (heart attack). The suggestion in the report that cardiac arrest
was due to the documented heart disease suffered by the deceased was
accordingly based on a presumption and the absence of any other demonstrable
cause of cardiac arrest. The lack of scarring was significant, because that
was an indicator for arrhythmia, of which ventricular fibrillation is a form. The
degree of stenosis (constriction of the coronary artery) was also relevant;
this was mild, and consequently a lot of stress would be required for ischemia
(inadequate blood flow). Dr Boon expressed the
opinion that the heart disease found at post-mortem was almost certainly
long-standing and not particularly severe; it would not therefore have been
expected to cause cardiac arrest by itself. Nevertheless, it would have made
the deceased more vulnerable to the physical effects of stress and trauma. An
analogy was found in marathon races, where a small number of people drop dead.
In such cases, the underlying cause is usually stenosis, but extreme physical
stress places greater demands on the heart and as a result not enough blood
gets to the heart. Something similar would have happened to the deceased. Dr Boon
therefore thought that, while it was impossible to ascertain the exact sequence
of events that led to the death of the deceased, it was likely on a balance of
probabilities that he died of a cardiac arrhythmia that was triggered by the
effects of his injuries. I accept that evidence. From it I conclude that,
when the handrail came away from the wall, causing the deceased to lose his
balance, he fell forward on the steps sustaining the injury to his spine and
the frontal fractures to his ribs. As a result of those injuries, considerable
strain was placed on his heart, which resulted in the cardiac arrhythmia from
which he died. Thus the deceased's death was caused by the failure of the
handrail.
[20] Dr Boon
commented on the prognostic implications of the deceased's existing heart
disease. The deceased showed evidence at post-mortem of left ventricular
hypertrophy and cardiac enlargement, although this had not been detected on
earlier ECGs. He also suffered from mildly elevated blood pressure. Dr Boon
was of opinion that these problems would have had very little impact on the
deceased's life expectancy. Disease had also been found in one of the three
main coronary arteries, in the form of a 75% stenosis in the left anterior
descending coronary artery. This would have restricted the flow of blood to
the heart under some circumstances, but it was not a severe or critical
stenosis. All the other coronary arteries were reported to be normal. Moreover,
the vast majority of middle-aged and elderly Scottish men display some degree
of coronary artery disease. Consequently the presence of this stenosis was
neither surprising nor unusual. Coronary heart (and related) disease is the
cause of death in approximately one third of all Scottish men, and consequently
published life expectancy tables reflect this risk. The deceased did not have
unduly severe coronary artery disease. Consequently, he would be expected to
have a normal life expectancy.
[21] Dr Boon's
final conclusion was that, on a balance of probabilities, the deceased died
from a cardiac arrhythmia that was the consequence of unrecognized underlying
heart disease and the effects of multiple injuries. The heart disease evident
at post-mortem was, on a balance of probabilities, long-standing and not unduly
severe. This would not have compromised the deceased's life expectancy to any
great degree if he had not sustained injuries on 16 July 2009. I accept that
conclusion, which was not challenged by the defenders. Consequently I hold
that the deceased's life expectancy was average for his age at death (71 years).
A life expectancy table for Scotland was available (no 6/84 of process). This
disclosed that for a 70-year-old man in the period from 2009 to 2011 the life
expectancy was 13.38 years. For a 75-year-old man life expectancy was 10.32
years. Counsel for the pursuers suggested a figure of 12 years, and I think
that that is realistic.
[22] Evidence
relating to the post-mortem was also available from Prof Anthony Busuttil, the
emeritus Regius Professor of Forensic Medicine at Edinburgh University. Prof
Busuttil explained that on matters of cardiology he would defer to the opinion
of Dr Boon and on matters of forensic toxicology he would defer to the
opinion of Dr Robert Anderson, whose evidence is considered below. Prof
Busuttil had considered both the post-mortem report and the deceased's hospital
records. It was apparent from these that the deceased had suffered a number of
injuries, including a wedge fracture of the sixth thoracic vertebra anteriorly
and fractures of the second to seventh ribs, which caused a shallow
pneumothorax. This caused some escape the air around the lungs, and caused difficulty
with breathing. The fractured ribs and fracture of the spinal column would
cause significant and constant pain, which would require strong analgesics. The
considerable pain and anxiety that such an incident could have caused would
have added further strain on the deceased's heart function, as the adrenalin in
his system would have been increased, and that would have increased his heart
rate and blood pressure and added further strain on his already compromised
heart.
[23] Prof
Busuttil's conclusions were that the deceased sustained a heavy fall as a
result of falling downstairs. The injuries were severe and indicated heavy
force. The rib injuries would have resulted from an impact against a hard
unyielding surface, such as the stairs, and the vertebral injury would result
from the body flexing and bending on itself in the course of the fall, pushing
the vertebrae against each other and causing a wedge compression of the front
of one of them. This was entirely consistent with a fall down stairs such as
those at the deceased's home. The injury to the spinal column would not have
prevented the deceased from standing up, as the spinal cord was not damaged. Prof
Busuttil further expressed the opinion that, had the deceased been able to hold
on to something and break his fall, his injuries would have been much less
severe and complications less likely. The sum total of the deceased's injuries
was related to force and momentum. If the deceased had been able, for example
by holding on to a banister, to break his fall, he might well have reduced the
severity of his injuries, and complications would then be less likely. The
injuries were consistent with a fall from a substantial height. On the basis
of Prof Busuttil's evidence, I conclude that the serious injury suffered by the
deceased, including the fractured ribs with resulting pneumothorax and the
spinal fracture, were caused by a fall down substantially the whole height of
the stairs in his home. I further conclude that, if the handrail on the stairs
had been able to bear the deceased's weight, at the very least his fall would
have been broken and the severity of his injuries would have been substantially
lessened. That would in turn have made the likelihood of his subsequent death
considerably less likely.
Consumption of alcohol
[24] During the
evening of 16 July the deceased and his wife had attended a bingo evening at
the Morven Public House. This was a regular social event for both of them. During
the evening, the deceased acted as one of the callers and consumed a certain
amount of Guinness. Evidence about what happened during such evenings was
given by Mr John Fury, who had been a friend of the deceased for many
years. Typically the deceased and Mr Fury would arrive at the Morven at
about 8 pm or shortly afterwards, to set up the bingo with a view to starting
at 8.30. During the evening the men would take turns as callers and would
drink Guinness. Usually the deceased would call the first ten sessions and Mr Fury
the second. The deceased would have a maximum of two pints of Guinness between
starting at the end of the first ten sessions; during calling it was not
possible to drink much as it was necessary to concentrate on the task in hand.
Further drinks would be ordered during the interval between sessions. The
whole evening had to finish by 11 pm. Consequently the deceased would
typically have three or at most four pints of Guinness in the course of the
evening. The hospital records, however, indicated that he had consumed five
pints
during the evening in question.
[25] The fact
that the deceased had consumed alcohol in the course of the evening raised the
possibility that his ability to descend the stairs might have been affected. Evidence
on this aspect of the case was given by Dr Robert Anderson, an eminent
forensic toxicologist, who is a Chartered Chemist working in the Department of
Forensic Medicine at Glasgow University. Dr Anderson carried out a
calculation of the likely blood alcohol level of the deceased at approximately
2.30 am. The calculation proceeded on the assumption that between about 8.05
and 10.50 or 11 pm the deceased had consumed 5 pints of Guinness containing 4%
alcohol; the figure of 5 pints was derived from the hospital records. Dr Anderson
was also given information about the deceased, to the effect that he was a
heavily built man about 6 feet in height and weighed approximately 107 kg.
Dr Anderson explained that he was able to calculate the likely level of
alcohol using what is known as a "forward" calculation; this reflects
the extent to which the alcohol in the body is metabolized over time, reducing
the concentration of alcohol. Dr Anderson had performed that calculation
for the deceased, and concluded that at 2.30 am the level of alcohol would be
26 mg per hundred millilitres of blood. That was approximately one third of
the drink-driving limit. If the accident had happened half an hour earlier,
the figure would be about 9 mg higher, as the concentration of alcohol in the
blood reduces by approximately 18 mg per hour.
[26] On the
basis of Dr Anderson's evidence, which I except in its entirety, I
consider it highly improbable that the deceased's ability to negotiate the
stairs was impaired in any way by alcohol. If he had consumed 5 pints of Guinness,
his concentration of alcohol would have been approximately one third of the
drink-driving limit (on the basis, which I think likely, that the accident
occurred at 2.30 am). At that level, I consider that his abilities would
not have been impaired to any material degree. Moreover, on the basis of Mr Fury's
evidence, I consider it likely that the amount of Guinness consumed by the
deceased was less than 5 pints, probably 3 or 4 pints. On that basis the
concentration of alcohol would clearly be even lower. The view that the
deceased was not affected by the alcohol that he had consumed was supported by
the evidence of his son, Mr Peter McGee, who gave evidence that, when he
saw his father immediately after the accident, he could not smell drink on his breath
and did not form the impression that he had been affected by drink; when he
spoke he was very lucid.
[27] Counsel for
the defenders submitted that Mr Fury's evidence indicated that, because
of the demands of calling bingo, it is likely that most of the alcohol consumed
by the deceased would have been during the latter part of the time spent at the
Morven, after the deceased had finished calling. That could have an effect on
Dr Anderson's calculations, as he had assumed that the consumption of alcohol
took place regularly during the period between 8 pm and 11 pm. For that reason
it was impossible to rely on Dr Anderson's calculations. I reject this
submission. In the first place, I am not satisfied that it is correct that
most of the deceased's consumption of Guinness would have taken place towards
the end of the evening; Mr Fury indicated that the first Guinness and
possibly the second would have been ordered before the calling started. In the
second place, Dr Anderson's calculations were based on an assumption that
the deceased had consumed 5 pints of Guinness in total. On the basis of Mr Fury's
evidence, however, I think it more likely that his consumption was 3 or 4 pints.
In the third place, Dr Anderson calculated that the deceased's concentration
of alcohol would be approximately one third of the drink drive limit. That
appears to me to allow considerable room for variation before I could
realistically hold that the deceased's ability to descend the stairs was
impaired.
Contributory negligence
[28] The
defenders tabled a plea of contributory negligence. Their counsel submitted
that on 16 July the deceased and his wife had travelled back from Turkey
following a holiday there. They had then gone out to their usual bingo
evening, during which the deceased consumed Guinness. In these circumstances
it was likely that the deceased would be tired and affected to some degree by
the amount of alcohol consumed. Those factors were likely to have made him
disoriented to some degree when he began to descend the stairs. A deduction of
25%, it was submitted, would be an appropriate recognition of such contributory
negligence.
[29] I reject
the foregoing contention. For reasons that I have already given, I do not
accept that the deceased's ability to descend the stairs was impaired in any
way by alcohol. No doubt he had just wakened from sleep, but the function of
the handrail was to assist the deceased to descend the stairs even at such a
time. No positive evidence was led in support of the plea of contributory
negligence other than that relating to the consumption of alcohol, which I
regard as immaterial. In these circumstances I can see no basis for sustaining
the plea of contributory negligence.
Damages
[30] For the
foregoing reasons I find the defenders liable to make reparation to the
pursuers without any deduction for contributory negligence. There remains the
question of the level of damages that should be payable. I propose to consider
the individual heads on which damages are claimed.
(i) The first pursuer's claim as executrix
[31] This covers
solatium for the deceased in respect of the period from the time of the
accident to the time of death. It has been agreed at £4,000, inclusive of
interest. I should observe that it was clear the evidence that the deceased
suffered very considerable pain and distress during that period.
(ii) Damages under section 1(4) of the Damages (Scotland) Act 1976
[32] I was
referred to a number of recent cases dealing with awards under section 1(4).
Fairly recent awards under that subsection are found in Bellingham &
Others v Todd, 2011 SLT 1124; 2011 CSOH 74 (5 May 2011), and
Wolff v Moulds, 2011 SLT 231; 2011 CSOH 159 (29 September 2011). The
first of those cases involved the death of a man of 40. His wife was awarded
£50,000, a 25 year old child £15,000 and a younger child £25,000. Wolff
involved the death of a man aged 67. His widow was awarded £50,000, and
children ranging in age from 32 to 45 were awarded sums between £ 15,000 and
£18,000. A grandchild age 13 was awarded £6,500. In view of the age of the
deceased, there would appear to be a significant discrepancy between the awards
in those cases; the widow, in particular, of a man of 40 can expect to enjoy a
much longer period with him than the widow of a man of 67. The awards in both
cases were, however, the subject of critical comment in Hamilton v
Ferguson Transport (Spean Bridge) Ltd, 2012 SLT 715. The main issue that
confronted the court in the latter case was the form of direction that should
be given to juries in relation to the level of damages; clearly that aspect of
the decision is not relevant for present purposes. Nevertheless, Lord
President Hamilton stated, at paragraph [72], that "the recent judicial
decisions of Bellingham and Wolff markedly undervalue... the
relative s. 1(4) claims". No guidance is given, however, as to how far
the awards in the earlier cases undervalued the section 1(4) claims. Moreover,
when the age of the deceased is taken into account, the awards in Wolff were
markedly higher than those in Bellingham, and it is not clear to what
extent the difference is relevant to the criticism of the awards in the two
cases.
[33] Counsel for
the pursuer submitted that I should make use of the awards in Wolff as a
starting point, subject to certain special features that attached to the
deceased's two daughters and his grandson Declan Todd, the sixth pursuer. Nevertheless,
in view of the criticism in Hamilton, she submitted that I should
increase the awards in that case by approximately 50% and use that as a
starting point. Counsel for the defenders accepted that some uprating of the
awards would be necessary. She also drew attention to a recent jury award in
Kelly v Upper Clyde Shipbuilders Ltd, 29 July 2012, where, in
respect of the death of an 82-year-old man from mesothelioma, £40,000 was
awarded to the widow, £25,000 to each of the adult children (whose ages are not
known), £8,000 to a grandchild aged 18, £4,000 to a grandchild aged 11 and
£1,500 to a grandchild aged five. She submitted that those awards were lower
than recent judicial awards. I am not convinced that that is so; at 82, the
deceased in Kelly was markedly older than the deceased in Wolff,
who was aged 67, and that is bound to have had an effect on the awards. Overall,
I am of opinion that the awards in Wolff, if appropriately upgraded to
account for the criticism in Hamilton, provide a useful starting point.
The deceased in that case was 67; the deceased in the present case was 71. There
is thus a general degree of comparability. Furthermore, the decision in
Wolff is fairly recent. On that basis, my views on the awards to the
individual pursuers are as follows.
Mrs Catherine McGee
[34] The
deceased's widow, Mrs Catherine McGee, is the second pursuer. She provided an
affidavit describing a relationship with the deceased, and that relationship
was also spoken to in the evidence of Mr Peter McGee and Mrs Susan Todd. Mrs
Catherine McGee is a few months younger than the deceased. They had been married
for 36 years at the time of his death. It is clear that the marriage was happy.
The deceased and his wife conducted an active social life together. This
included, but extended well beyond, the bingo nights of the sort described at
the Morven Public House. They attended church together, and they took regular
holidays together, usually in Turkey, and made regular excursions to the
Ayrshire coast. On these occasions they were usually accompanied by one or
more of their grandchildren. It is quite clear that the death of the deceased
had a devastating effect on Mrs McGee. This was exacerbated by the fact that
the accident that resulted in his death occurred in the family home, where they
had lived for many years. In the circumstances, I consider that an appropriate
award would be £80,000. In part that represents an increase on the award in
Wolff. In part it reflects the fact that in the present case the deceased
spent a great deal of time with his wife in a range of different social and
other activities, as described above; I am satisfied that in practical terms
the relationship of the deceased and his wife was particularly close. In part
the award also reflects the fact that the deceased suffered a fatal accident in
his own house, where he and his wife had lived for many years; it is clear that
the latter factor caused great upset to Mrs McGee. I allocate half of that sum
to the past, with interest at 4% from the date of death to the date of decree.
The deceased's children
[35] The
deceased's daughters, Mrs Susan Todd and Mrs Catherine MacInnes, are at the
third and fourth pursuers. They were aged 44 and 37 respectively at the date
of the deceased's death. Mrs Todd gave evidence about the circumstances of the
family, and Mrs MacInnes provided a written statement. It is clear that both
daughters enjoyed a close relationship with the deceased. In both cases their
marriages broke down at a fairly early stage, and that made the presence of the
deceased in their lives especially important both for the daughters and for
their children. It was clear that he had provided very considerable support,
financially, emotionally and in a practical sense, to both daughters. This
included such matters as looking after the daughters' children when their
mothers were at work, and taking them to and from school. Both of the
daughters and their families lived close to their parents, and this meant that
they saw a great deal more of one another than is perhaps the norm. During her
evidence Mrs Todd became very upset on a number of occasions. In these
circumstances I consider that an appropriate award for each daughter would be
£35,000. As a starting point, I take the highest of the awards to children in
Wolff, £18,000; the daughter in question lived with her parents and relied
to a considerable extent on her father's companionship and guidance. The award
in Wolff requires to be substantially increased, and in addition I am
satisfied that the part played by the deceased in the lives of his daughters
and their families was much greater than the norm, and in many respects greater
than that of the daughter awarded £18,000 in Wolff. I allocate half
that sum to the past, with interest at 4% from the date of death.
[36] The
deceased's son, Mr Peter McGee, is the seventh pursuer. He was aged 43 at
the date of the deceased's death. He gave evidence at some length, and
described the family situation, and in particular the close relationship that
the deceased had with other members of the family. He readily admitted that
his relationship with the deceased had not been as close as that of his
sisters, because he had been concerned with his own family. Nevertheless, it
was clear that there had been a close relationship and that he had been greatly
upset by his father's death. In his case I consider that an appropriate award
should be lower than that awarded to his sisters, and I consider that £27,500
would be appropriate. I allocate half of that sum to the past, with interest
at 4% from the date of death.
The deceased's grandchildren
[37]
The deceased had four grandchildren. Sophie MacInnes, the daughter of
Catherine MacInnes, was aged nine at the date of the deceased's death. She
gave evidence about her relationship with the deceased, and indicated that she
had a very close relationship with him and that they spent valuable time
together. She had enjoyed talking to him about a wide range of topics, and he
was always concerned about problems that she faced in her life. They had
regularly gone on excursions to the Ayrshire coast and on holidays to Turkey. I
am satisfied that the deceased enjoyed a particularly close relationship with
Sophie; following the break-up of her parents' marriage he was the principal
male adult in her life. I consider that these factors should be reflected in
the award in her favour. I propose to award her £20,000; this reflects the
exceptionally close nature of the relationship that she had with her
grandfather.
[38] Declan
Todd, the son of Susan Todd, was aged 17 at the date of the deceased's death. He
gave evidence about his relationship with the deceased. His parents' marriage
broke up when he was young and had been through a very troubled period before
that, and it was quite clear that the deceased was the main adult male figure
in his life. As such, the deceased played an exceptionally important part in
his grandson's childhood, looking after him when his mother was at work and
taking him to and from school throughout most of his childhood. The deceased
encouraged Declan in a wide range of sporting activities, and took him to
church, on excursions and on holidays. In evidence, Declan stated that the
deceased was, in effect, his father, and was everything that he could have
asked for. He had clearly been very badly affected by his grandfather's death,
which occurred when he was about to go to university. In my opinion these
factors must be reflected in the award in Declan's favour. I am satisfied that
his relationship with his grandfather was exceptionally close in a number of
respects, not least the fact that as a boy growing up he required the influence
of an adult male figure and the deceased played that part in his life. For
that reason I consider that the award in his favour should move into the level
that is normally more appropriate for a child than a grandchild. In these
circumstances I am of opinion that an appropriate award would be £25,000.
[39] The two
daughters of Peter McGee, Leah McGee and Beth McGee, were respectively aged 13
and 10 at the date of the deceased's death. I was provided with letters from
both of them to describe their relationship with their grandfather. It was
clear that this was a close relationship, and that they were very fond of their
grandfather, but in this case the relationship was a fairly straightforward
relationship between grandfather and granddaughters, without the special
factors that applied to Sophie and Declan. I propose to award each of Leah and
Beth £12,000. Half of each of the awards in favour of grandchildren will be
allocated to the past, and interest will run at 4% from the date of death.
(iii) Funeral expenses
[40] The
deceased's funeral expenses were paid by the second pursuer. They amounted to
£7,094.50. I will award that sum in favour of the first pursuer. Interest
will run at 8% from the date of death.
(iv) Loss of services: Administration of Justice Act 1982, section 9
[41] The second
pursuer has also made a claim for loss of services. This was made in the
course of the proof. It had inadvertently been admitted at an earlier stage,
but I was satisfied that the defenders were not prejudiced in any way as a
result of the allowance of the claim at a very late stage. Evidence about the
services rendered by the deceased to his wife was given by Susan Todd, and also
in the affidavits of Mrs Catherine McGee and Catherine MacInnes. No
objection was taken to the evidence given by Mrs Todd on this question. It was
clear that the deceased did a great deal in the house, and I am satisfied that
an award under this head is justified.
Inevitably a broad approach must be taken to any such award. Counsel for the pursuers submitted that damages of £10,000 would be appropriate; counsel for the defenders submitted that an award of £3,500 should be made. In my opinion an award of £5,000 would be appropriate. This covers both past and future loss; I consider that the past element should be £1,500, and interest will run on the latter sum at 4% from the date of death.