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A271/17
OUTER HOUSE, COURT OF SESSION
[2019] CSOH 26
OPINION OF LORD ERICHT
In the cause
SUSAN LOUISE SABET OR HUGHES AND ANOTHER
Pursuers
against
FIFE COUNCIL
First Defender
and
NORMAN MILNE
Second Defender
Pursuers: Lindsay QC; Ledingham Chalmers LLP
First Defender: Hanretty QC; BLM
Second Defender: Duthie; DAC Beachcroft Scotland LLP
19 March 2019
Introduction
[1] The pursuers’ house was severely damaged by flooding from the Ceres burn in Dura
Den in Fife. They raised an action for damages jointly and severally against firstly the local
authority in respect of breach of duties under sections 56 and 59 of the Flood Risk
Management (Scotland) Act 2009 and secondly a neighbouring landowner in nuisance.
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2
They averred that the flood would not have occurred had a weir across the burn not been
blocked with accumulated debris.
[2] A neighbouring house was also severely damaged by the same flood. The
neighbours also raised an action against the local authority and landowner on the same
grounds (Edwards v Fife Council 2019 CSOH 27). Both actions called before me at the same
time for debate on the preliminary pleas of both the local authority and the landowner. The
issues in the current case and the neighbour’s case were identical.
The case against the local authority under sections 56 and 59 of the Flood Risk
Management (Scotland) Act 2009
Statutory provisions
[3] Section 56 of the Flood Risk Management (Scotland) Act 2009 provides:
“56 General power to manage flood risk
(1) A local authority may do anything which it considers—
(a) will contribute to the implementation of current measures described in
any relevant local flood risk management plan,
(b) is necessary to reduce the risk of a flood in its area which is likely to—
(i) occur imminently, and
(ii) have serious adverse consequences for human health, the
environment, cultural heritage or economic activity, or
(c) will otherwise manage flood risk in its area without affecting the
implementation of the measures mentioned in paragraph (a).
(2) Without prejudice to the generality of subsection (1), a local authority may in
particular—
(a) carry out any operations to which a flood protection scheme relates (see
section 60),
(b) carry out any other flood protection work,
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3
(c) carry out any temporary works required for the purposes of a flood
protection scheme or any other flood protection work,
(d) enter into agreements or arrangements with any other person—
(i) for the carrying out by that person or by the authority of any work
which could be done by the authority under this Part, or
(ii) relating to the management by that person of land in a way which
can assist in the retention of flood water or slowing the flow of such
water,
(e) make contributions towards expenditure incurred by any other person
doing something which could be done by the authority under this Part,
(f) make payments to any other person in compensation for income lost as a
result of entering into agreements or arrangements of the type mentioned in
paragraph (d)(ii), and
(g) receive from any other person contributions towards expenditure
incurred by the authority in exercising any of its functions under this Part.
(3) Work carried out under this section may be carried out within or outwith the
local authority's area.”
[4] 59 of the 2009 Act provides:
“Duty to carry out clearance and repair works
A local authority must carry out the works described in a schedule prepared by it
under Section 18 if it considers carrying out the works—
(a) will contribute to the implementation of current measures described in
any relevant local flood risk management plan, or
(b) will not affect the implementation of the measures mentioned in
paragraph (a).”
[5] Section 18 of the 2009 Act provides:
“Local authorities to assess bodies of water
(1) Every local authority must, from time to time (or when directed to do so by
the Scottish Ministers)—
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4
(a) assess the relevant bodies of water (other than canals) in its area for the
purpose of ascertaining whether the condition of any such body of water
gives rise to a risk of flooding of land within or outwith its area, and
(b) where—
(i) a body of water gives rise to such a risk, and
(ii) the authority considers that clearance and repair works would
substantially reduce that risk, prepare a schedule of those clearance and
repair works.
(2) In subsection (1)(b), clearance and repair works are works that consist of any
or all of the following—
(a) removing obstructions from a body of water,
(b) removing things that are at significant risk of becoming such obstructions,
(c) repairing artificial structures which form part of the bed or banks of a
body of water.
(3) A schedule prepared under subsection (1)(b) must—
(a) indicate when the local authority next intends to carry out an assessment
under subsection (1)(a) of the body of water in question,
(b) contain such other information and be in such form as the Scottish
Ministers may specify in regulations.
(4) A local authority must make available for public inspection the schedule of
clearance and repair works prepared under subsection (1)(b) for the time being
applicable to its area.”
The Background to the 2009 Act
[6] The preamble to the 2009 Act states:
“An Act of the Scottish Parliament to make provision about the assessment and
sustainable management of flood risks, including provision for implementing
European Parliament and Council Directive 2007/60/EC; to make provision about
local authorities' and the Scottish Environment Protection Agency's functions in
relation to flood risk management; to amend the Reservoirs Act 1975; and for
connected purposes.”
[7] Council Directive 2007/60/EC on the assessment and management of flood risks
establishes a framework for the assessment and management of flood risks. It obliges
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5
member states to undertake preliminary flood risk assessments, prepare flood hazard and
flood risk maps, and establish flood risk management plans.
[8] The Cabinet Secretary for Rural Affairs and the Environment made the following
statement at stage 1 of the Scottish Parliament’s consideration of the Bill which became the
2009 Act:
“It would be difficult for me to describe in detail all the provisions in the bill, but I
will mention some highlights. For the first time in Scotland, the bill will place a duty
on specific public bodies — including local authorities, the Scottish Environment
Protection Agency and Scottish Water — to act with a view to reducing overall flood
risk.
The bill will transpose the European directive on the assessment and management of
flood risks in a way that suits Scotland’s flood risk management needs. SEPA will be
responsible for the directive and for preparing national assessment maps and plans
to manage flooding. That work will be undertaken in close collaboration with local
authorities, Scottish Water and other stakeholders. Local authorities will also be
responsible for preparing local flood risk management plans to accompany the
national plans.
To ensure that schemes that are identified in plans are implemented as promptly as
possible, the bill repeals the Flood Prevention (Scotland) Act 1961. In its place, the
bill creates a new streamlined process for approving flood protection schemes.
Dam failures are extremely infrequent, but they can have major consequences,
including loss of life. The bill will transfer enforcement responsibilities under the
Reservoirs Act 1975 from local authorities to SEPA. That will ensure that reservoir
operators and the public benefit from a new and more consistent approach to
reservoir safety enforcement. Reservoir safety will also be strengthened by the
introduction of a compulsory post-incident reporting system.
As I am sure we all agree, flood warning is crucial to keeping the public informed of
flooding events. The bill updates SEPA’s responsibilities for flood warning and
places a duty on SEPA to make flood warning information available to all Scotland’s
citizens.” (Scottish Parliament Official Report, January 22, 2009 col.14336.)
[9] The Scottish Government’s Explanatory Notes for section 59 of the 2009 Act provide:
“Section 59 imposes a duty on local authorities to undertake the clearance and repair
works described in the schedule prepared under section 18, as long as the works
contribute to the implementation of measures described in the relevant local flood
risk management plan or do not affect the implementation of those measures.”
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6
The pursuers’ averments
[10] The pursuers averred that the cause of the flood was as follows:
“At the material time, the Weir was blocked by a significant quantity of debris. The
presence of debris at the Weir raised upstream water levels. This debris had
accumulated over a period of time. The Weir had been blocked with accumulated
debris since at least June 2012. The presence of debris significantly restricted the
flow of water able to pass over the Weir. As a result, water levels upstream were
raised. The torrential rain raised the water levels to a height such that water
overtopped the Wall to the east section of the Weir and flowed onto the Adjoining
Road. The flood would not have occurred if the Weir had not been blocked with
accumulated debris.”
[11] The pursuers averred:
“There was a history of flooding at the Weir. These previous incidences of flooding
were known to the first and second defenders. On or about March/April 1992 the
Adjoining Road was flooded due to water backing up at the Weir. On or about
August and September 2008 the first defender removed an accumulation of debris
from the Weir. An internal memo of the first defender’s dated August 2008
recommended that the Weir should be inspected monthly and any debris cleared at
monthly intervals and after prolonged or heavy periods of rain.” (Article 8 of
Condescendence).
[12] The pursuers further averred:
“On 22nd June, 2012 the first defender reported that the Weir was blocked with debris
with water flooding over the Wall and down the Adjoining Road. This was said to
be causing carriageway erosion and to be threatening the Property with flooding.
The first defender recommended that the “landowners” be required to clear the
debris. On 5 July, 2012 the first defender reported that the water flooding over the
Wall was eroding footway of the adjoining Road and this erosion would cause the
footway to collapse. On 2 October, 2012 the first defender reported that the
“landowner cannot be contacted – location to be monitored” Accordingly, the first
defender was fully aware that the Weir had become blocked with an accumulation of
debris and that this blockage created a risk of flooding to the Property.” (Article 9 of
Condescendence).
[13] The pursuers further averred:
“The first defender inspected the Weir in the months prior to October 2012.
Following these inspections, the first defender prepared reports dated 22nd June and
2nd October, 2012. The first defender was aware of the accumulation of debris. The
first defender was aware of the flood risk posed by said accumulation of debris. The
first defender failed to take any steps to remove the debris from the Weir. The first
defender was obliged in terms of Section 56 to remove the accumulated debris as
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there was an imminent risk of flooding with serious adverse consequences. The first
defender failed to do so and thereby failed to fulfil the duties imposed upon it by
Section 56. If the first defender had fulfilled the duties imposed upon it by Section 56
and had removed the accumulated debris from the Weir the flooding would not have
occurred and the late Mrs Cuthill would not have sustained any loss and damage.”
(Article 11 of Condescendence).
First defender’s submissions
[14] Counsel for the first defender submitted that the action in so far as directed against
them was fundamentally irrelevant. Section 56 was designed to provide a general power in
relation to the management of flood risks, was wholly permissive and was directed to the
management of risks which, but for the provision concerned, would not exist. There was no
class of beneficiaries which might be attended to obtain statutory benefit under the Act. The
pursuers’ case under section 59 was likewise erroneous. Further, the pursuers did not offer
to prove that any schedule had ever been prepared in terms of section 18 of the Act and
could not as no schedule had been issued by the Scottish Government at the relevant time.
Pursuers’ submissions
[15] Counsel for the pursuers submitted that sections 56 and 59 of the 2009 Act imposed
duties upon the first defender which were owed to the pursuers in the circumstances
averred on record. A breach of these duties gave rise to a private law right of action in
favour of the pursuers to recover damages. Sections 56 and 59 impose civil liability upon
the first defender.
[16] Counsel submitted that a private law right of action for breach of a statutory duty
can arise if the statutory duty was imposed for the protection of a limited class of the public
and Parliament intended to confer on members of that class such a right X (Minors) v
Bedfordshire CC [1995] 2 AC 633 at 731. Where, as with the 2009 Act, the statute is silent,
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8
regard must be paid to the object and scope of the provisions, the class intended to be
protected by them, and the means of redress Oloto v Home Office [1997] 1 WLR 328.
[17] The statutory duties under sections 56 and 59 were limited and specific and could
not be characterised as conferring general administrative functions. The duty contended for
by the pursuers was limited and specific: having become aware of the debris and
recognised the risk of flooding the first defender was obliged to remove the debris after its
attempts to contact the proprietors of the weir were unsuccessful. The duty was for the
benefit of a defined and limited class of persons, being those owning or occupying land at
risk of flooding
[18] Counsel further submitted that the 2009 Act provides no mechanism for the
enforcement of the duties imposed upon a local authority by sections 56 and 59. The lack of
an alternative remedy was a factor in favour of there being a private law of action (Pullar v
Window Clean Ltd 1956 SC 13). Counsel further submitted that the absence of penalties or
any statutory mechanism was not determinative and the fundamental test was whether or
not Parliament intended to create a private law right of action R v Deputy Governor of
Parkhurst Prison ex p Hague [1992] 1 SC 58.
[19] He submitted that the ministerial statement made by the Cabinet Secretary for Rural
Affairs and Environment at stage 1 of the Scottish Parliament’s consideration of the Bill for
the 2009 Act and the Scottish Government’s explanatory notes for section 59 were
supportive of the view that it was the Parliament’s intention to create a private law right of
action, as was the preamble to the 2009 Act and the intention to implement EU
Directive 2007/60/EC.
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9
[20] He further submitted that support for his approach was to be found in McArthur v
Strathclyde Regional Council 1995 SLT 1129, Morrison Sports Ltd v Scottish Power Plc 2011 SC
(UKSC) 1 and Campbell v Peter Gordon Joiners Ltd 2016 SLT 887.
Circumstances in which a breach of statutory duty gives rise to a private law cause of
action
[21] In X (Minors) v Bedfordshire CC Lord Browne-Wilkinson set out the law as follows:
“The principles applicable in determining whether such statutory cause of action
exists are now well established, although the application of those principles in any
particular case remains difficult. The basic proposition is that in the ordinary case a
breach of statutory duty does not, by itself, give rise to any private law cause of
action. However a private law cause of action will arise if it can be shown, as a
matter of construction of the statute, that the statutory duty was imposed for the
protection of a limited class of the public and that Parliament intended to confer on
members of that class a private right of action for breach of the duty. There is no
general rule by reference to which it can be decided whether a statute does create
such a right of action but there are a number of indicators. If the statute provides no
other remedy for its breach and the Parliamentary intention to protect a limited class
is shown, that indicates that there may be a private right of action since otherwise
there is no method of securing the protection the statute was intended to confer. If
the statute does provide some other means of enforcing the duty that will normally
indicate that the statutory right was intended to be enforceable by those means and
not by private right of action: Cutler v. Wandsworth Stadium Ltd. [1949] A.C. 398:
Lonrho Ltd. v. Shell Petroleum Co. Ltd. (No.2) [1982] A.C. 173. However, the mere
existence of some other statutory remedy is not necessarily decisive. It is still
possible to show that on the true construction of the statute the protected class was
intended by Parliament to have a private remedy. Thus the specific duties imposed
on employers in relation to factory premises are enforceable by an action for
damages, notwithstanding the imposition by the statutes of criminal penalties for
any breach: see Groves v. Lord Wimborne [1898] 2 Q.B. 40” (p731)
He went on to say:
“The cases where a private right of action for breach of statutory duty have been
held to arise are all cases in which the statutory duty has been very limited and
specific as opposed to general administrative functions imposed on public bodies
and involving the exercise of administrative discretions” (p732)
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10
The application of these principles to particular statutory provisions can be seen in various
cases.
[22] In Pullar v Window Clean Ltd 1956 SC 13 the First Division considered an Edinburgh
Corporation Order which provided that buildings should be constructed so as to admit the
window being cleaned from the inside of the room. A window cleaner who averred that he
had been injured while cleaning a window from the outside sued the occupiers of the
building on the basis that they were in breach of the order as they had not complied with a
Dean of Guild Court warrant requiring alteration of the windows to comply with the order.
The court held that the Order did not give rise to a civil claim for damages. The Lord
President took the view that the general underlying purpose of the relevant part of the
Order was the maintenance and improvement of the safety and healthiness of buildings in
the city, and its primary purpose was to facilitate the cleaning of upper storey windows for
reasons of health (p22). Dean of Guild considerations, and not window cleaner safety, was
the main outlook of the enactment. There was nothing to indicate whether the class of
persons for whom the provision was enacted was intended to be confined to window
cleaners or any householder who cleaned the windows. All of these factors pointed to the
conclusion that the section was just one link in the general building code of the city, where
the duty of compliance was to the Dean of Guild Court and a party injured by breach of that
duty would have no right to found upon the breach as a basis for a civil claim (p23).
[23] In McArthur v Strathclyde Regional Council a driver who claimed to have struck
roadworks with his car raised an action for damages against the local authority as roads
authority and the contractor who was undertaking the roadworks. The pursuers did not
insist on his case against the local authority, and accordingly although the local authority’s
name remained in the name of the case, the case proceeded only against the contractor. The
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pursuers sued for breach of duty by the contractor under Section 60(1) of the Roads (Scotland)
Act 1984, which provided that where a person undertakes works on a road he must make
them visible to oncoming traffic, provide lighting and erect fencing. Section 60(2) provided
that a failure to fulfil a requirement under section 60(2) constitutes a criminal offence.
Lord Abernethy sitting in the Outer House decided the case on the basis of prescription but
observed obiter that while one aim of the section was to confer powers of control on the
roads authority, another aim, of at least equal importance, was for the benefit and protection
of road users, and that he would have allowed a proof before answer on the breach of duty.
[24] In Olutu v Home Office the English court of appeal held in relation to a statutory
instrument limiting the length of pre-trial detention that there was no indication that
Parliament had intended to empower the Secretary of State to create new private law rights
of action sounding in damages. Lord Bingham stressed that “In seeking to understand the
intention of Parliament regard must be had to the object and scope of the provisions, the
class (if any) intended to be protected by them, and the means of redress open to a member
of such a class if the statutory duty is not performed” (p336E).
[25] In Morrison Sports Ltd v Scottish Power UK Limited tenants of a shop which had been
destroyed by fire, the seat of which had been an electricity meter cupboard, sued the
electricity company for breach of statutory duty under the Electricity Supply Regulations.
The regulations were made under sec 29(3) of the Electricity Act 1989. That section gave the
Secretary of State power to make regulations for the purpose of inter alia protecting the
public from the dangers arising from the use of electricity, and the power to make
contravention of the regulations a criminal offence. Lord Rodger, delivering the judgment
of the Supreme Court held that section 29(3) could not be construed as introducing a private
right of action (para [17]). The provisions of the act pointed strongly to the conclusion that
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the regulations were to be enforced by the Secretary of State rather than by individuals
raising private actions (para [10], [37]). Lord Rodger emphasised that one of the
preconditions of a private law cause of action is that the statutory duty was imposed for the
protection of a limited class of the public. (para [40]). He stated:
“41. As support for their view that the Regulations gave rise to a private right of
action, the Extra Division attached some weight to the fact that the aim of some of the
1988 Regulations is to reduce the risk of personal injury or damage to property
(para 47). Even if that is a consideration which can, in an appropriate case, point to
an intention on the part of the legislator to create a private right of action, the mixed
aims of the 1988 Regulations weaken any argument of that kind in respect of them.
In any event, the fact that legislation is designed to reduce the risk of personal injury
or damage to property is by no means an infallible indication that Parliament
intended to give individuals a private right of action for breach of its provisions. It is
simply one factor to be taken into account. See, for example, Weir v East of Scotland
Water Authority, para 10, where Lord McCluskey considered that, although the water
authority was under a statutory duty to supply wholesome water, it was not a duty
that was owed to a defined limited class of the public. The duty was accordingly
enforceable in various ways, but not by a private right of action.” (para [41])
The Weir case to which Lord Rodger referred concerned section 8 of the Water (Scotland) Act
1980, which provided that every water authority shall provide a supply of wholesome water
sufficient for the domestic purposes of all entitled owners and occupiers within their limits
of supply. Contractors laid water mains to a housing development. A family living in the
development sought damages from the water authority for injury sustained from using
unwholesome water contaminated by a dead fox in the mains. Lord McCluskey stated:
“I have come to be of the view, though the matter is not free from difficulty, that
Section 8 of the Water (Scotland) Act 1980 does not entitle a person to sue for
damages simply upon the basis that he, as an owner or occupier of premises within
the limits of supply of a particular water authority, has been injured by using
unwholesome water provided by that water authority in their mains and pipes. The
duty in respect of the supply of wholesome water is not a duty for the protection of a
defined limited class of the public; it is owed to every domestic consumer within the
authority's area. The owner or occupier has other remedies, namely to sue at
common law or to claim compensation under Section 10. The duty is enforceable by
the Secretary of State (or, now, the Scottish Executive).” (para [10])
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Discussion and decision on section 56
[26] In my opinion in enacting section 56 of the 2009 Act the Parliament did not intend to
create a duty enforceable by a private individual against a local authority.
[27] It is clear from the wording of section 56 that the Parliament intended to create a
general administrative power, not a duty. The section is headed “General power to manage
flood risk”. However, section 56 does not use the word “shall”. Instead, it provides that the
authority “may” do anything which it considers will contribute to implementation of a
management plan or is necessary to reduce risk of an imminent flood. The section does not
oblige the local authority to do these things. It does not use the word “shall”. It does not
impose on the local authority a duty to do those things. It merely gives the local authority
the power to do these things if it wishes to do so.
[28] Accordingly in my view the pursuers’ case on breach of duty under section 56 is
irrelevant and falls to be dismissed.
Discussion and decision on section 59
[29] By contrast, section 59 is clearly expressed to be a duty. The heading states “Duty to
carry out clearance and repair works”. The section provides that the local authority “must”
carry out the certain works if it considers that in doing so the works will contribute to
implementation of measures in any local flood risk management plan, or will not affect the
implementation of such measures.
[30] It is important to note that the works to which section 59 applies are “the works
described in a schedule prepared by it under section 18”. The basis of the pursuers’ case
against the first defender is that the first defender had failed to carry out the following
works:
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(1) monthly removal of debris which had been recognised as necessary in a report
in August 2006, and
(2) removal of accumulated debris in June 2012.
[31] Accordingly, the first question which arises is whether these works “are described in
a schedule prepared by [the local authority] under section 18”.
[32] A schedule under section 18 must comply with the following formalities:
(1) the local authority must prepare a map which shows local bodies of water
(“relevant bodies of water”) (sec 17);
(2) the local authority must assess relevant bodies of water for the purposes of
ascertaining whether the condition of any such body of water gives rise to a risk
of flooding (sec 18(1));
(3) where a body of water gives rise to such risk and the authority considers that
clearance and repair works would substantially reduce that risk, it must prepare
a schedule of these works (sec 18(2));
(4) the schedule must indicate when the local authority next intends to carry out an
assessment under sec 18(1) of the body of water in question (sec 18(3)(a));
(5) the schedule must contain such other information and be in such form as the
Scottish Ministers may specify in regulations (sec 18(3));
(6) the local authority must make the schedule available for public inspection
(sec 18(4)).
[33] The Scottish Ministers have made no regulations specifying the other content or form
of the schedule. In my opinion that does not mean that a local authority is unable to prepare
a schedule. It just means that the local authority can prepare a schedule in whatever form it
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wishes and the schedule need not contain any other information other than that specified in
section 18.
[34] Counsel for the pursuers’ position was that the function of the schedule was fulfilled
by a particular document which had been lodged in process.
[35] The document was headed:
“Ad hoc Inspection
Ad hoc Safety Inspection
Safety Inspection.”
[36] After the heading there was a box including the following:
“Street: C45 Pitscottie B940 to Dairsie…
Section No: 2.00
Road Number – Location C45 – Cw Pitscottie 30’s to Dairsie 30’s incl Dura Den
C/way Type: Carriageway.“
[37] The document noted inspections and defect details. The document listed a safety
inspection on 6 June 2012 which recorded a defect described as “six eroded areas in total not
marked yellow rainning [sic] infill only with tar” at a specific part of the road and also
noted “standing water” for its full length.
[38] The document listed an ad hoc safety inspection on 19 June 2012 at which the following
defect was noted: “1. Eroded area not marked yellow” at a specific location on the road.
[39] The document listed an ad hoc safety inspection on 22 June 2012 at which the
following defect was noted:
“Dam blocked with debris and water flooding out of wall down road causing c/way
erosion and threatening cottages with flooding as water was running down f/way
near air vents of cottages. Requires landowner to clear debris. See pictures.”
The location of that defect was listed as “at dam at the back of house called the Grove”.
[40] In my opinion this document is not a schedule which was prepared by the first
defender under section 18. The entries in the document record inspections of a particular
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16
road for a wide range of defects including yellow road markings. There is no indication in
the document that it arises from an assessment of bodies of water listed on the map of
relevant bodies of water. There is no reference in the document to it being a schedule under
the Flood Risk Management (Scotland) Act 2009, and indeed no reference to that Act. There is
no indication in the document of when the local authority next intends to carry out an
assessment of the body of water. The document was not made available for public
inspection: indeed it was made available to the pursuers only in response to an
environmental freedom of information request by the pursuers. The document proceeds on
the basis that works will be carried out by the landowner, not the local authority.
[41] Section 59 begins “A local authority must carry out the works described in a
schedule prepared by it under section 18.” In my view this means that the duty on the local
authority to carry out works under section 59 applies only to works described in a schedule
prepared by it under section 18. There was no such schedule in respect of works on the
Ceres Burn. Accordingly the first defender is not in breach of any duty under section 59.
[42] As the first defender is not in breach of any section 59 duty, it is not necessary for me
to consider whether such a breach would give rise to a private law cause of action for
damages against a local authority. I reserve my opinion on that issue, but make the
following observations. Section 59 sets out two preconditions for a duty to arise. The first is
that the works must be described in a schedule prepared by the local authority under
section 18. The second is that the local authority must have made a decision that carrying
out of the works will contribute to the implementation of current measures in any local flood
risk management plan, or will not affect these measures. For these pre-conditions to be
fulfilled there would have to be specification of a particular set of works in a particular
location. If both of these preconditions were met in relation to such a particular set of works
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17
then it seems to me that there would be protection for a limited class, namely the persons
who would be protected from flooding if that particular set of works was completed. I also
note that the heading to section 59 uses the word “duty” and the section itself uses the word
“shall”, and that there is no other remedy set out in the Act for enforcement of the duty.
Accordingly it seems to me that there would be considerable force in the argument that the
Parliament intended to create a new private law right of action sounding in damages.
However, for any such action to be successful both pre-conditions would require to be
fulfilled and that is far from the circumstances of the current case.
Nuisance
The pursuers’ case
[43] The pursuers pled the following case in nuisance against the second defender:
“The accumulation of debris in the Weir amounted to nuisance. This nuisance was
caused by the second defender’s fault. It was the duty of the second defender in the
use of his property, including the Weir, to avoid causing damage to neighbouring
property such as the Property. The second defender is responsible for maintaining
and repairing the Weir. The damage to the Property was caused by the second
defender’s failure to remove the accumulated debris at the Weir. The Weir was
blocked with accumulated debris since at least June 2012. The debris had not been
removed immediately prior to the flooding occurring on 12th October, 2012. It was
the duty of the second defender to properly maintain the Weir. It was the duty of the
second defender to take reasonable care to ensure that water was able to flow freely
over the Weir. It was a reasonably foreseeable consequence that a failure to clear the
accumulated debris would result in flooding. It was also reasonably foreseeable that
a consequence of this flooding would be material damage to the Property. The
failure to properly maintain the Weir by keeping it free from debris denied the
pursuers the comfortable enjoyment of their home, their Property. The flooding
caused material damage to the Property. That material damage has resulted in a
need for substantial works to be carried out to reinstate the Property to the condition
it was in prior to the collapse. In the whole circumstances, the intrusion upon the
pursuers’ interest in the Property was more than reasonably tolerable. As a result of
the nuisance caused by the second defender, the pursuers suffered loss and damage
as hereinafter condescended upon. If the second defender had removed the
accumulation of debris, as he was obliged to do, the pursuers would not have
sustained this loss and damage.” (Article 8 of Condescendence).
Page 18 ⇓
18
Second defender’s submissions
[44] Counsel for the second defender submitted that the action against the second
defender should be dismissed. Under reference to RHM Bakeries v Strathclyde Regional
Council 1985 SC(HL) 17, he submitted the pursuers made no relevant averments of fault.
The pursuers’ case concerned flooding caused by an overflow of water from a burn during a
period of torrential rainfall. There were no relevant averments of any omission on behalf of
the second defender from which negligence might be inferred. The second defender owed
the pursuers no duty to take positive steps to maintain the Weir, nor remove debris
therefrom. There was no basis in law for a positive duty to maintain an artificial structure so
as to alter and mitigate against the otherwise natural flow of water.
Pursuer’s submission
[45] Counsel for the pursuers invited me to allow a proof before answer on all averments
relating to nuisance. The fault had been averred and the case was a simple one. The weir
was a special risk as if it failed a large volume of water could suddenly be released. With
ownership comes the obligation of maintenance and removal of debris.
[46] The pursuers had pled culpa within the meaning of Kennedy v Glenbelle 1996 SC 95,
RHM Bakeries v Strathclyde Regional Council 1985 SC (HL) 17 and GB and AM Anderson v
White 2000 SLT 37. This case was an example of the duty to protect a neighbouring
proprietor against abnormal risk of harm by flooding (Caledonian Railway v Greenock
positive duty on the second defender to remove obstructions Kennedy v Glenbelle, Nobles
Trustees v Economic Forestry (Scotland) Ltd 1988 SLT 662.
Page 19 ⇓
19
Discussion and decision on nuisance
[47] In Kennedy v Glenbelle Lord President Hope stated:
“There is now no doubt that, with the possible exception of a case involving
interference with the course of a natural stream, which was the subject of certain dicta
in Caledonian Railway Co v Greenock Corporation, the essential basis for liability and
reparation for nuisance is culpa” (p98G).
[48] In this case the pursuers aver culpa. The pursuers aver in article 3 that the second
defender is the heritable proprietor of the land to the west of the weir and that ownership of
this land includes a half share of the weir. If the pursuers’ averments had stopped at that
there would have been some force in the defender’s submission that mere ownership does
not give rise to a liability in nuisance (Campbell v Kennedy). However the pursuers go on to
plead culpa in failing to maintain the weir, and in particular failure to remove accumulated
debris at the weir. Failure to remove debris is a relevant case in nuisance (Sedleigh-Denfield v
O’Callaghan). The pursuers aver in article 9 of condescendence that the second defender
ought reasonably to be aware that the weir was prone to becoming blocked with debris and
that such blockages would result in flooding which would damage the pursuer’s property.
The pursuers aver that the second defenders were aware of a history of flooding at the weir
in 1992 and 2008. The pursuers aver that the weir had been blocked with debris since at least
June 2012, some four months before the flood. In my view the pursuers do not require to go
further and aver what a reasonable system of inspection would have been. I was referred to
no authority which imposes such a requirement in a case of nuisance. Whether the weir was
prone to being blocked and whether the second defender ought to have known about the
history of flooding and a blockage which had existed for four months are matters for proof
before answer.
Page 20 ⇓
20
[49] It is clear from the authorities that very little may be needed by way of pleading to
support an assertion of culpa (RHM Bakeries (Scotland) Limited v Strathclyde Regional Council at
p219; Logan v Wang UK Ltd at p 584J). In my opinion, the pursuers’ averments on culpa are
sufficient for a proof before answer to be allowed. In any event, the pursuers also found on
the Caledonian Railway Co case, which Lord Hope identified as a possible exception to the
requirement for culpa. It seems to me that the issue of whether culpa is required to establish
nuisance in the circumstances of this particular case is best dealt with after evidence has
been heard. I shall allow proof before answer on the case against the second defender.
Order
[50] I shall sustain the first defender’s second plea-in-law, repel the pursuers’ first and
fourth pleas-in-law and dismiss the action against the first defender.
[51] I shall allow a proof before answer in respect of the case in nuisance against the
second defender, and shall put the cause out by order for discussion of further procedure in
respect of that case.
[52] I reserve all questions of expenses in the meantime.
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