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You are here: BAILII >> Databases >> United Kingdom Immigration and Asylum (AIT/IAC) Unreported Judgments >> HU164522019 [2021] UKAITUR HU164522019 (13 December 2021) URL: http://www.bailii.org/uk/cases/UKAITUR/2021/HU164522019.html Cite as: [2021] UKAITUR HU164522019 |
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Upper Tribunal
(Immigration and Asylum Chamber) Appeal Number: HU/16452/2019
THE IMMIGRATION ACTS
Heard at Field House by Teams |
Decision & Reasons Promulgated |
On 25 November 2021 |
On 13 December 2021 |
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Before
UPPER TRIBUNAL JUDGE O'CALLAGHAN
DEPUTY UPPER TRIBUNAL JUDGE FROOM
Between
RIAZ BEGUM
(ANONYMITY DIRECTION NOT MADE)
Appellant
and
THE ENTRY CLEARANCE OFFICER
Respondent
Representation :
For the Appellant: Mr A Mian, Counsel, instructed by Mondair Solicitors
For the Respondent: Mr E Tufan, Senior Home Office Presenting Officer
DECISION AND REASONS
1. In a decision promulgated on 25 May 2021 the Upper Tribunal set aside the decision of the First-tier Tribunal and directed that the appeal would be reheard in the Upper Tribunal with no findings preserved. The Decision and Reasons of Upper Tribunal Judge O'Callaghan is attached to this decision as an appendix.
2. The Upper Tribunal made a decision to set aside the anonymity direction made by the First-tier Tribunal. No application was made for such a direction to be remade and we saw no reason to do so.
3. The appellant in this appeal is a citizen of Pakistan born on 1 January 1953. She has appealed against the respondent entry clearance officer's decision, made on 22 August 2019, refusing her application for leave to enter to join her husband, Mr Mahmood Ataf, in the United Kingdom. Mr Ataf is British citizen. The appellant married Mr Ataf in Pakistan on 6 October 1970. She has remained living in Pakistan and has had four children from the marriage, all of whom took British nationality. Mr Ataf lives most of the time in the United Kingdom. Sadly, one of the children died. Over time the children moved to the United Kingdom. One has returned to Pakistan to look after the appellant.
4. Mr Ataf is a pensioner and his income is below the minimum income requirement so as to satisfy the Financial requirement of Appendix FM of the Immigration Rules. In her application the appellant sought to show that she met the rules through third party support received from her son, Mr Qaisar Mehmood.
5. In order to rely successfully on third party support, an applicant must first show that there are exceptional circumstances which could render refusal of entry clearance a breach of article 8 of the Human Rights Convention because such refusal could result in unjustifiably harsh consequences for the applicant or their partner.
6. Appendix FM of the Immigration Rules reads in relevant part as follows:
"Exceptional circumstances
GEN.3.1.(1) Where:
(a) the financial requirement in paragraph E-ECP.3.1., E-LTRP.3.1. (in the context of an application for limited leave to remain as a partner), E-ECC.2.1. or E-LTRC.2.1. applies, and is not met from the specified sources referred to in the relevant paragraph; and
(b) it is evident from the information provided by the applicant that there are exceptional circumstances which could render refusal of entry clearance or leave to remain a breach of Article 8 of the European Convention on Human Rights, because such refusal could result in unjustifiably harsh consequences for the applicant, their partner or a relevant child;
then the decision-maker must consider whether such financial requirement is met through taking into account the sources of income, financial support or funds set out in paragraph 21A(2) of Appendix FM-SE (subject to the considerations in sub-paragraphs (3) to (8) of that paragraph).
Financial requirements
E-ECP.3.1. The applicant must provide specified evidence, from the sources listed in paragraph E-ECP.3.2., of-
(a) a specified gross annual income of at least-
(i) £18,600;
...
alone or in combination with
(b) specified savings of-
...
E-ECP.3.2. When determining whether the financial requirement in paragraph E-ECP. 3.1. is met only the following sources will be taken into account-
(a) income of the partner from specified employment or self-employment, which, in respect of a partner returning to the UK with the applicant, can include specified employment or self-employment overseas and in the UK;
(b) specified pension income of the applicant and partner;
(c) any specified maternity allowance or bereavement benefit received by the partner in the UK or any specified payment relating to service in HM Forces received by the applicant or partner;
(d) other specified income of the applicant and partner; and
(e) specified savings of the applicant and partner."
7. The requirements of Appendix FM-SE include the following:
"Other sources of income, financial support or funds in exceptional circumstances
21A(1). Where paragraph GEN.3.1.(1) of Appendix FM applies, the decision-maker is required to take into account the sources of income, financial support or funds specified in subparagraph (2).
(2) Subject to sub-paragraphs (3) to (8), the following sources of income, financial support or funds will be taken into account (in addition to those set out in, as appropriate, paragraph EECP.3.2., E-LTRP.3.2., E-ECC.2.2. or E-LTRC.2.2. of Appendix FM):
(a) a credible guarantee of sustainable financial support to the applicant or their partner from a third party; ..."
8. The respondent was not satisfied that the appellant met the requirement to show exceptional circumstances. The notice of decision explained:
"You have told us that you wish to travel to the United Kingdom to be reunited with your family, including your husband and adult children. Letters from your representatives, husband and children confirm that you are unable to live alone and that one of your sons is currently in Pakistan assisting you with your care. However, he is now wanting to return to the UK. You have submitted a medical summary from Shifa International Hospitals in Pakistan dated 22/05/2019, confirming a number of ailments including osteoarthritis, Parkinson's disease and diabetes. The letter does not confirm that you require long term care, or that you are unable to perform everyday tasks for yourself. It also states your illnesses began in 2014. As stated, your family are willing to provide third party support and there is no evidence submitted as to why they cannot provide this to you in Pakistan and, if necessary, finance the necessary care available to you. The letter confirms multiple visits to different departments showing that care is available to you in Pakistan."
9. The First-tier Tribunal erred principally in its assessment of the evidence of the proposed third party support from Mr Mehmood. We noted that the respondent entry clearance officer did not take issue with the evidence of third party support and the application was refused solely because the appellant did not succeed in passing through the 'gateway test' of showing there were exceptional circumstances. Indeed, Mr Tufan accepted that the requirements of the rules to show third party support were met by Mr Mehmood. We took this to mean that there was no challenge to the evidence showing that there was a credible guarantee of sustainable financial support from Mr Mehmood to the appellant which would satisfy the Financial requirement of the rules. We therefore focused in remaking the decision on the evidence of exceptional circumstances.
10. We heard oral evidence from Mr Ataf, through an Urdu interpreter, and from Mr Mehmood in English. We heard oral submissions from both Mr Tufan and Mr Mian. We took a full note of the evidence and submissions, which we took into account alongside the bundles submitted by the parties. At the end of the hearing we reserved our decision.
11. This hearing was held remotely over the Teams video platform. The panel were located in a hearing room at Field House but Mr Mian and the witnesses appeared on screen. The equipment worked well and we consider the hearing was fair. No submissions were made to us to the contrary.
12. The burden of proof rests on the appellant and the standard of proof applicable to making our findings of fact is the civil standard of a balance of probabilities. We may take account of evidence up to the date of hearing.
13. We recognise that the words 'exceptional circumstances' are not further defined in the rules and that our task is to consider all the circumstances in order to decide whether the refusal would have unjustifiably harsh consequences so as to amount to a disproportionate interference with the appellant's family and private life.
14. We now turn to the evidence put forward on behalf of the appellant in order to show that the requirement was met. However, before we do so, we should record that a point was reached in his submissions at which Mr Mian requested an adjournment so that the appellant could file and serve additional medical evidence. This followed from our observation that the only recent medical evidence lacked detail. Applying the overriding objective of the procedure rules, which requires us to deal with cases fairly and justly and also to avoid delay so far as compatible with the proper consideration of the issues, we refused the application. In short, it was made far too late, the appellant having already had ten months since the grant of permission to appeal to provide additional evidence. It would not be fair to the respondent to grant an adjournment at this stage solely to enable the other party to augment her case.
15. The appellant's case has consistently been made on the basis that her health began to decline after the death of her son, Nasar Mahmood, in February 2009. Her eldest son, Rashad Mahmood, moved to Pakistan in 2015 to assist the appellant to look after her and his maternal grandfather. In October 2016 the appellant's father passed away and, in 2019, Rashad Mahmood decided he wanted to return to the United Kingdom. However, he could not do so because there was no one else to care for the appellant. He is forced to remain in Pakistan. The appellant suffers from osteoarthritis, Parkinson's disease, a fractured right ankle, diabetes, hypertension and urinary incontinence. The appellant requires constant assistance with her daily tasks and is unable to live alone. In addition to the practical problems, the appellant would face stigmatization as a result of the perception that her family have abandoned her, which is seen as shameful.
16. All of the above was set out in the solicitor's letter, dated 22 July 2019, which accompanied the entry clearance application.
17. The bundle prepared for the hearing in the First-tier Tribunal, which took place in October 2020, contained witness statements made by the appellant, Mr Ataf and Mr Mehmood, as well as letters from Rashad Mahmood, among others. The tenor of the witness evidence was that the appellant's conditions had worsened. She had undergone knee replacement surgery but that had not really helped her and she could not walk without a walker or help from another person. She suffered from Parkinson's disease, which seemed to be getting worse every single day.
18. Medical evidence was submitted to support these assertions, although most of it predated the application for entry clearance. There is a 'medical summary' prepared by Dr Zeba Nasir, a medical officer at the Shifa International Hospital in Islamabad, dated 22 May 2019, which confirms that the appellant was diagnosed with Parkinson's disease after a consultation in the neurology outpatients department on 25 April 2014. She was a known case of hypertension and diabetes and she presented complaining of left-sided tremors and pain in her knees. She was started on medication which we accept included medication for Parkinson's (Sinemet and Kemadrin). She was assessed again by a neurologist in October 2016. She was diagnosed with osteoarthritis in December 2014. In November 2016 she complained of pain in both knees and her right ankle. In October 2018 she was diagnosed as having a non-united fracture of her right ankle which was treated conservatively with a POP cast. Total knee replacement on the right leg was advised. She saw a urologist in October 2018 complaining of urinary incontinence.
19. The bundle contains notes, receipts and prescriptions from these consultations. The notes show the appellant underwent a right knee arthroplasty in September 2019. She was mobilized well and discharged home. She was noted to have resting tremors in her hands. On 28 September 2019, Dr Fahim Khan, a consultant orthopaedic surgeon wrote to confirm that he had performed the knee replacement surgery on 24 September 2019. He says nothing about the appellant's condition post-surgery other than to say he recommends the appellant receive family support for recovery from knee surgery and any other medical co-morbidities. He mentioned that her right ankle was malunited and she now had post-traumatic arthritis. She also suffered from Parkinson's disease and bladder issues. She was fully dependent on her family with all basic activities of daily living.
20. The appellant's bundle prepared for the hearing in the Upper Tribunal contains a single piece of additional medical evidence. This is a letter, dated 4 November 2021, from Dr Ashfaq Ahmed Raja, a urologist at the Alesha Care Hospital in Mirpur. This states that the appellant is under his treatment for an overactive bladder but he does not say what the treatment consists of or the severity of the condition. He confirms the appellant has other underlying medical conditions including Pakinsons (sic) and osteoarthritis. Again, no detail is given of these conditions. He does say the appellant is dependent on her family for daily living activities and he recommends close family support.
21. The updated witness statements prepared by Mr Ataf and Mr Mehmood do not throw much light on the appellant's current condition and circumstances. For example, Mr Ataf's statement, signed on 8 November 2021, replicates word-for-word at [38] to [42], what he had said in his previous statement signed on 16 March 2020 at [35] to [39]. We therefore invited the representatives to focus on the up to date position, particularly with regard to the appellant's Parkinson's disease.
22. We are aware that Parkinson's disease is an uncurable neurological disease which presents with a range of symptoms. It is also progressive and can lead to severe levels of disability. We considered that our findings on the degree to which the appellant was suffering from the symptoms of Parkinson's disease might well prove central to our decision on whether there were exceptional circumstances in this case and we informed the representatives of our view so that they could address the point fully.
23. Mr Ataf's oral evidence about his wife's conditions and treatment was, with the greatest of respect, vague and added little to the picture already painted by the documents. Mr Tufan put it to him that the appellant was able to obtain the medication she needed in Pakistan. Mr Ataf replied that it is possible to find medication but it is not good quality and might be "second-hand". Asked directly how far advanced the appellant's Parkinson's is, he replied that his son helps her go to the toilet because she cannot walk. In answer to our questions, Mr Ataf said the reason the appellant had consulted a neurologist was that her hands were shaky and she could not walk. He thought his wife continued to seek assistance from neurologists but they were not helping her. The tablets they prescribed were not having any effect.
24. Mr Mehmood's evidence was clearer but also limited. Asked whether the appellant's Parkinson's disease was controlled by medication, he said it was not. The dosage had been increased and she was suffering from side-effects. Her condition was difficult to treat.
25. In our judgement, the evidence did not establish that the appellant's Parkinson's disease is advanced or that it is not currently relatively well controlled by the medication available to her in Pakistan. We accept she has symptoms of Parkinson's but these appear to be limited to a tremor in her hands. This would create some difficulties for her but, absent more specific evidence, the evidence does not establish severe disability.
26. We accept the appellant suffered from an arthritic knee but she underwent a total knee replacement in 2019 and there is no medical evidence to confirm the oral evidence that she now suffers from very restricted mobility, even when combined with her swollen and arthritic ankle. We accept this would cause some restriction and she will find mobilising painful but, if she were as disabled as we were told by the witnesses, it is reasonable to expect to see this confirmed either by her surgeon, Dr Khan, or the doctor who saw her most recently, Dr Raza. We find there is some restriction with mobilisation but not as much as we were told.
27. We accept the appellant has bladder problems which would cause her discomfort and distress. However, as said, Dr Raza's letter does not help us to understand how badly this affects her and what care she needs with tasks that she cannot accomplish for herself. The appellant has mentioned not wanting strangers to assist her with her personal hygiene but it has not been made clear to us who would assist her with those personal tasks at present. We are only told she is assisted to walk to the toilet.
28. We accept the appellant suffers from hypertension but this is a common ailment and is usually treated with medication which we consider would be available in Pakistan.
29. Mr Mehmood confirmed that the appellant's diabetes is "borderline" and we see no reason this could not be treated in due course in Pakistan if the condition became worse.
30. We accept that Mr Rashad Mahmood is currently living in Pakistan with his mother and that he has done so for six years. We were told he wishes to return to the United Kingdom to live but the fact he has not left the appellant since 2019, despite stating a wish to do so, suggests he would not do so. We do not therefore accept that the appellant is completely isolated.
31. There is no suggestion of any mental health problems.
32. There is no suggestion of the appellant having difficulty supporting herself. She has managed to pay for what we assume to be relatively expensive treatment, such as knee replacement surgery.
33. In summary, we find the appellant is an elderly lady, who is now relatively frail and who has lived apart from her husband for almost the entirety of their 51-year marriage. There is no realistic prospect of her husband returning to Pakistan permanently. Of her three surviving sons, two reside in the United Kingdom. The appellant has significant health conditions and she is no doubt much assisted by the presence of her son, Rashad Mahmood. However, the evidence to us has been exaggerated to the extent the appellant's plight has been presented to us as showing a situation of total dependency on family members to enable her to accomplish her tasks of daily living. We find that treatment is available and accessible in Pakistan for all of the appellant's health conditions.
34. We accept that there are compassionate circumstances in play in this case. The appellant is separated from her husband and two of her children, although this appears to us to have been a situation which has been willingly tolerated by all parties since the marriage. The appellant's health is not good. However, the circumstances do not, in our judgement, amount to a situation of exceptional circumstances.
35. Accordingly, we find the requirements of paragraph GEN.3.1.(1)(b) are not met and the appellant cannot rely on third party support. The Financial requirement of the rules not being met, the decision to refuse entry clearance is at present proportionate and lawful.
36. Although we have dismissed the appeal, we wish to point out that our conclusions are based on the evidence presented to us of the current circumstances. As we have pointed out, Parkinson's disease is a progressive and incurable condition and circumstances may change over time to the extent that the appellant could show the rules are met.
Notice of Decision
The decision of the First-tier Tribunal is set aside. The following decision is substituted:
The appeal is dismissed on human rights grounds.
Signed Date 6 December 2021
Deputy Upper Tribunal Judge Froom
Fee Award Note: this is not part of the decision.
As the appeal has been dismissed we cannot make a fee award.
Signed Date 6 December 2021
Remote Hearing
Anonymity
Background
Hearing before the First-tier Tribunal
'16. In assessing whether this is a credible guarantee I take into account the provisions of paragraph 21A(8) of Appendix FM-SE. [Mr. Qaisar Mehmood] has produced evidence of his income and his financial circumstances. There is evidence that he has been paying money to support his mother and elder brother in Pakistan. He produced in his bundle evidence of money transfers of between £200 and £400 per month. His evidence was that this averaged about £300 per month.
17. I do not find that this is a credible guarantee of sustainable financial support. [Mr. Qaisar Mehmood] would have to guarantee to provide £9903 per annum. This is over half of his net income. The shortfall is large. It is more than half of the £18,600 required. Although [Mr. Qaisar Mehmood] has been supporting his mother he has not been paying anything like the £9903 per annum required. If his circumstances changed he would not be able to afford that amount. It is not credible that he would be either able or willing to pay his father and mother the £9903 per annum required over a sustained period. He has not paid it before. He is charging his 87-year old grandmother a commercial rent for allowing her to stay in his house.
18. Consequently, I am not satisfied that there is a credible guarantee of sustainable financial support.'
Grounds of Appeal
1) The Judge adopted an incorrect approach when assessing the financial requirement and the third-party sponsor's finances (para. 4 of grounds)
2) The Judge made findings unsupported by evidence and erred in law (para. 5).
3) The Judge did not conduct a proportionality exercise to assess the rights a British citizen will have to relinquish in this matter (para. 6)
4) The Judge erred in law in dismissing the appeal under article 8 (para. 7)
'2. It was accepted that the sponsor did not have the income necessary to meet the financial requirements (£18,600 per annum) as his state pension was only £8,697 per annum. The appellant relied upon their guarantee for the shortfall of £9,903 from the appellant and sponsor's son. In total (including employment and rent received) he earned a net income of £2,500 per month. His expenses were £13,000 per year, leaving him about £17,000 per year. The son had provided some support for the appellant previously of about £300 per month on average, i.e. £3,600 per year. The judge did not accept that it was credible that he would pay £9,903 (over half of his net income) to support the appellant and his father over a sustained period.
3. The Grounds raise a number of points challenging the judge's assessment of the son's guarantee as not being credible and his assessment under Art. 8. In para. 4, it is contended that the judge should not have taken the £18,600 per annum as the required amount but a net figure after deductions. That is unarguable. The Rules require that the appellant establish she would have a gross income available of £18,600. Given the sponsor's pension, the shortfall was correctly taken as £9,903.
4. However, in paras 4 and 5, it is also contended that the judge wrongly calculated the son's available income by ignoring, when assessing his net income, that as part of his expenses the £300 per month he paid to the appellant had already been taken into account. There is arguable merit in this ground, although the calculation in the Grounds is based on the improper 'net calculation' of the £18,600 as the base-line income required by the appellant. The substance of the point remains even if the shortfall per annum to be met by the son is £9,903 which is approximately £825 per month. Given his net annual/monthly income (including an additional £300 per month already paid to his mother) and what would remain if he supported his mother as required, the judge arguably failed to give adequate reasons for finding that the son's guarantee was 'not credible'.
5. Consequently, I grant permission for these reasons in paras 4(c) and (d) and para 5. The Grounds in paras 6 and 7 are, perhaps, less meritorious but I would not exclude consideration of them even though they may ultimately, if standing alone, prove to be unsuccessful.'
Decision on error of law
Remaking the decision
Direction
i) The appellant is to file and serve, if so advised, any additional evidence to be relied upon, accompanied an appropriate rule 15(2A) application, no later than 14 days before the resumed hearing.
Notice of Decision
Signed: D O'Callaghan
Upper Tribunal Judge O'Callaghan
Date: 14 May 2021
[1] I refer to both men by their full names in this decision so as to avoid any potential confusion.