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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Devani v. Nottingham City Council & Ors [2003] UKEAT 827_01_1401 (14 January 2003) URL: http://www.bailii.org/uk/cases/UKEAT/2003/827_01_1401.html Cite as: [2003] UKEAT 827_1_1401, [2003] UKEAT 827_01_1401 |
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At the Tribunal | |
On 7 November 2002 | |
Before
THE HONOURABLE MR JUSTICE WALL
MR D CHADWICK
MR D A C LAMBERT
APPELLANT | |
(3) MS S GREGORY (4) MR N HANSON |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | MR OLIVER SEGAL (of Counsel) Instructed By: UNISON 1 Mabledon Place London WC1H 9AJ |
For the Respondents | MS SUZANNE McKIE (of Counsel) Instructed By: Nottingham City Council Legal Services Dept The Guildhall South Sherwood Street Nottingham NG1 4BT |
MR JUSTICE WALL:
The Facts
(1) seriously inadequate record keeping with little evidence of contact with the children with whom you are working; (2) failure to manage workload; (3) resistance to learning and improving your practice; (4) failure to carry out professional responsibilities; (5) refusal to carry out contractual duties. These allegations and findings are not further particularised in the form ET3.
The first complaint
The alleged failure to maintain a running record
The Reasons of the Majority
"Extended Reasons
1 The applicant claims that she was unfairly dismissed and that she was subject to discrimination by reason of her race.
2 In coming to our conclusion in hearing this case we have heard from a large number of witnesses stretching over now sixteen days. We have read the documents and the witness statements.
3 This decision was reached after two days of retirement. It is a decision which is not the decision of us all but contains a dissent. The dissent is not on the law but on the facts.
4 It is important for anyone reviewing our decision, and here we refer to the Council and also to the applicant, is to understand that in coming to our conclusion we do not just read statements. We judge witnesses when they are in the witness box and sometimes when they are in the room listening to others evidence. That is of significance in this case because we have long and detailed notes of the disciplinary hearing. But notes and statements whilst important are not as important as seeing and hearing the witnesses being tested by skilled Counsel.
5 This case has taken a very long time.
All three of us were aware that this case involved the end of a person's professional career. It is an important issue. We were not, for that reason, prepared to cut corners.
We were puzzled at the beginning as to why Mr Segal, who has a reputation for concisiveness and a focused argument was, in fact, spending a great deal of time on the detail. He did not just make a broad brush attack upon respondent's witnesses. His was a detailed examination at length (and against sometimes the obvious feel of the Tribunal hearing the evidence). It became apparent to us what the case was about the more Mr Segal cross-examined. It was a case in which the 'devil' was in the detail. We had to look at the detail.
6 However the difficulty in looking at the detail is that you sometimes miss, as Miss McKie would say, the overview of the case.
So having gone into the detail we now come back and give our overview of the case.
7 We are not going in, in this decision, the painstaking detail that Mr Segal went into. That is no disrespect to him. We have gone through, in fine detail, over two days, the points raised by him in drawing our conclusions. We will refer to those factors which we think are relevant in coming to conclusions.
8 Both Miss McKie and Mr Segal and their supporting solicitors have done an enormous amount of work in this case. Both sides, although they may be unhappy with the results should be grateful for that. This is one of those cases in which the matter has been properly presented and properly argued. There has not been a stone unturned. We are grateful to both sides for the way they have presented the case. After sixteen days gratitude is perhaps not the usual emotion, but we are genuinely grateful."
"14 The applicant when she was with Ms Whitehead's team was starting as a social worker who was clearly regarded as a person who had substantial experience in the job. All three of us wonder whether that judgement was somewhat premature. It may be that what now happened can be explained by lack of experience and lack of the professional 'on site' training that she could have expected in normal circumstances, but because of her earlier experience was not given. …..."
In paragraph 20 the Tribunal records:-
"20 The applicant during the late summer and autumn of 1997 obviously had substantial problems in managing the workload she had (all three of us agree with that). For her to suggest there were no problems would be wrong (all three of us agree that)."
"In November 1997 she met with her manager, Miss O'Brien, who set out in substantial detail her concerns. It is clear that the applicant resented those criticisms, which on our examinations of days of evidence was not justified.
The applicant in her evidence told us that it was at this meeting on 13 November 1997 that she raised an issue which she said was in her mind that this criticism of her work was based upon her race and that she was being a victim of race discrimination. Her statement details that allegation. Miss O'Brien says that did not take place. We were asked on the facts to decide between the two.
21 We do not believe that at the stage in November 1997 the issue of race discrimination was directly raised. In short we believe Miss O'Brien in relation to the conversation. However, the dissenter takes the view that given this applicant's history and the fact that she was Asian and involved in black social worker's affairs it stood to reason that any social work manager of the experience of Miss O'Brien would be wary.
22 The applicant was deeply offended at the criticism. She felt they were unjustified. The principal criticisms made against her was that she was simply not managing her workload and that her note taking left much to be desired and that her ability to write reports was causing problems. (These details are again dealt with in the papers). Again, principally, what matters were raised are not disputed. The actual accuracy of the matters complained of are in dispute."
"31 The majority find that the investigation which would have been made largely under the shadow of the Employment Tribunal application was done fairly and thoroughly. We have tested the witnesses. We have listened carefully to counsel's arguments and considered the pages of documentation. There is no way that we would say that the case had been improperly or unreasonably investigated."
"39 We take the view, standing back and looking at the matter, having heard the detail, that the applicant was justifiably criticised for her failure in social working. Failures that simply should not have happened. That is our conclusion upon the facts."
"41 The majority hold that there was clear evidence to establish the complaints upon which the applicant was dismissed."
On the issues of unfair dismissal and race discrimination and victimisation, the majority's conclusions are as follows:-
"42 Unfair dismissal. The majority hold that this matter was reasonably investigated. The matter was procedurally properly heard by the respondents. The conclusion, after a proper investigation, was one that was reasonable. In those circumstances we dismiss the applicant's claim that she has been unfairly dismissed. The respondents have established that the reason for the dismissal was the applicant's misconduct."
43 As to race discrimination and victimisation. There is not a hint of any discriminatory behaviour. Was this a case in which the applicant was treated differently because of her allegation of discrimination, to her disadvantage? We do not think so. We have a very substantial experience both in local government and in one case in national government as well. Both of us have seen, in practical terms, similar investigations. The complaints were properly and thoroughly investigated. Again the problem we face and confront is that there is undoubtedly an adversarial flavour to the way the investigation and the disciplinary hearing took. The investigator appeared almost to be collecting evidence for the prosecution. The judicial process and the disciplinary hearing was adversarial. Is that something that occurred because the applicant had made an application to the Tribunal? We have considered that and come further to the conclusion – No. It follows therefore that the applicant's application under the race discrimination legislation fails and is dismissed."
"44 The minority, the Chairman, takes this view and he puts it in this way:
(a) As far as I can see in terms of peoples' professional reputations none of those individuals named in the Originating Application are in any way guilty of direct race discrimination. I make that quite clear. Having judged the witnesses I do not believe the three that I saw who are individual respondents in this case have any business to be listed as respondents. There simply was no evidence against them.
(b) However, what does concern me is this; the Council in the past has always taken a relatively lenient course in cases of this sort. We looked at the comparators who included one from the ethnic minorities and the way those disciplinary matters were progressed. It is clear, in my mind, that a softer approach was taken. It causes me to worryingly ask 'why?'
(c) I remain to this day puzzled why the investigator when being offered the notes of the applicant's work which the applicant had sent into typing were not produced and not accepted and studied for what they were. We know that in fact the notes did go into typing but had got lost; there was nothing deliberate – (we know that after the event). This was a worrisome attitude of mind by the investigator. Why was the investigator taking a hard line upon the applicant?
(d) Going on now to the actual detail that the notes would have shown. The notes would have shown in detail that clearly which was not believed at the disciplinary hearing, that the applicant was making some attempt to do her job. An attempt itself which I think would not have resulted in a dismissal but some form of minor disciplinary action.
(e) I, unusually dissenting from the members, think this is a case in which the Council were fully aware that the applicant had made a serious allegation and the attitude thereafter was very simply, to adopt a phrase used in argument, 'you want to play hard ball with us, we'll play hard ball with you'. The reason there was this hard attitude by the Council, hard and unforgiving, was because the applicant had complained to the Tribunal. Similarly this Chairman does not believe that the applicant's complaint was made out of malice but was a complaint that she, even if misguided, genuinely believed was well-founded. So that I would make a finding of discrimination by reason of victimisation.
(f) Similarly on the unfair dismissal point I would say that the respondents set themselves high standards. However any investigator when presented with evidence that might assist the 'defence' should consider it. In this case if it had been considered the Director acting in good faith, knowing that it had been issued at a proper time, (that is at the beginning of the investigation), would have perhaps taken a very different view of the way the case went. For that basic procedural flaw I would also have found that the applicant was unfairly dismissed."