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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Kotecha v Insurety Plc (t/a Capital Health Care) & Anor [2010] UKEAT 0537_09_0705 (7 May 2010) URL: http://www.bailii.org/uk/cases/UKEAT/2010/0537_09_0705.html Cite as: [2010] UKEAT 0537_09_0705, [2010] UKEAT 537_9_705 |
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At the Tribunal | |
On 19 March 2010 | |
Before
THE HONOURABLE MR JUSTICE SILBER
PROFESSOR S R CORBY
MR T STANWORTH
APPELLANT | |
(2) MR DAVID ABINGDON (3) MR CLIVE BELL (4) MS PENNI SMITH (5) MR DEREK PRICE |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellant | MR DANIEL TIVADAR (of Counsel) Instructed by: The Bar Pro Bono Unit 289-293 High Holborn London WC1V 7HZ |
For the First, Second, Third & Fourth Respondents For the Fifth Respondent |
MR KEVIN O'DONOVAN (of Counsel) Instructed by: Messrs Bell Dening 15 Buckingham Gate London SW1E 3LB No appearance or representation by or on behalf of the Fifth Respondent |
SUMMARY
PRACTICE AND PROCEDURE
Case management
The Employment Tribunal refused to grant an adjournment to the Claimant who had claimed that he was not well enough to present his case. He appealed against that decision.
Held – Dismissing the appeal, the Employment Tribunal was entitled to reach its decision especially as (a) the Claimant appeared at the hearing and according to the Tribunal presented his application "eloquently" with "no issue over his lack of capacity" [57]; (b) there was no arguable error of law in the Employment Tribunal's decision; and in any event (c) considerable deference was due to the decision of the Employment Tribunal.
THE HONOURABLE MR JUSTICE SILBER
I Introduction
II The Chronology
"Due to my alcoholism and mental illness I am unable and mentally unfit to conduct the hearing from 3 November 2008. I was hoping to get representation from Pro Bono Group who just informed me that they are no longer going to assist. I therefore ask the hearing to be postponed until I can get a no win no fee solicitor to represent me".
"This gentleman suffers from mental health problems as a result he will be unable to present his case at his upcoming Tribunal".
"(1) The overriding objective of these regulations and the rules… is to enable tribunals and judges to deal with cases justly.
(2) Dealing with a case justly includes, so far as practicable
(a) ensuring that the parties are on equal footing;
(b) dealing with the case in ways which are proportionate to the complexity or importance of the issues;
(c) ensuring that it is dealt with expeditiously and fairly; and
(d) saving expense.
(3) A Tribunal Judge shall seek to give effect to the overriding objectives when it or he (a) exercises any powers given to it or him by these Regulations or the rules… or (b) interprets these Regulations or any rules…
(4) The parties shall assist the Tribunal or the Judge to further the overriding objective".
"53. The events under consideration occurred over 8 ½ years ago. The claim form was issued on 19 April 2000. However, the history of events that the Claimant asks us to consider, whether it involves issues that we have to determine in our judgment or background facts, including determining continuing acts and time points, goes back to the Claimant starting work with the first Respondent on 1 November 1998, that is 10 years ago.
54. The Claimant's case is that the hearing should not be re-listed for 6 months and even then he is not sure that he will be fit enough. The medical evidence does not give us any confidence in predicting the future. Dr Davies was right in his prognosis in 2002. The Claimant does appear to have a chronic condition as it is still present 6 years later. The Claimant is in no better position than he was then, and his own medical evidence leads us to conclude he will be no better in 6 months time. We regard the Claimant's assertions that he may be fit as simply aspiration.
55. The four individual Respondents will suffer continuing injustice if denied the opportunity to clear their names. Article 6 does not help the Claimant alone. Delay does adversely affect the hearing and affects both parties adversely. A fair trial would be less achievable in 6 months time. We would have to start again with such a passage of time.
56. The Claimant's statements have been put before the tribunal. These have been read, they can be used in place of oral testimony. We have also read them in conjunction with the contemporaneous documents.
57. We noted how the Claimant appeared before us on Thursday 6 November. There was no issue over his lack of mental capacity to act in these proceedings. He presented his application eloquently and is clearly articulate and intelligent. By his own conduct he has raised credibility issues over his own medical evidence disclosed during the proceedings. The obvious example concerns the report of Dr Davies being edited by the Claimant. Also, we were surprised at the comments the Claimant made about the acquisition of the letter dated 18 September 2008 from Dr Jainer. Dr Allen says that the Claimant delivered this to him on 4 November 2008. On 6 November the Claimant told us that he collected it personally on 5 November.
58. We concluded that the Claimant had manipulated the medical evidence. This undermined our confidence in relying upon the report of Dr Allen and less significantly that of Dr Princewell. In the circumstances we were not satisfied that the Claimant would have given an accurate account of the position he finds himself in to Dr Allen. The Claimant uses medical evidence for his own convenience and benefit when he chooses. He has not been open with the Respondents; he has not given them full disclosure in a timely way, and he is drip feeding the information to them when he considers it in his best interest to allow them access to it.
59. We also concluded that the Claimant was not happy with the constitution of the tribunal in that he was seeking to choose his judge to try this case. This again undermines the legitimacy of the application.
60. We concluded therefore that the application should be rejected and the hearing proceed, as this was just, fair and proportionate. In this case given its age, expedition and fairness were important. However, we did bear in mind that the delay was not caused by either party to a large extent. Nevertheless, we felt rejection of the application was a proper and balanced approach serving the overriding objective. By the time we finished announcing the outcome of the application it was 4.15pm and we adjourned for the day to 10am on Friday 7 November. We told the Claimant it was a matter for him whether or not he felt able to attend. The Claimant signified he may attend and may wish to seek a review of the decision not adjourn the hearing. We reminded the Claimant that we had read all of the witness statements. We would allow supplementary evidence and then proceed to cross examination of the Claimant, his witnesses and then those of the Respondent.
61. When we resumed on Friday 7 November the Claimant told us he could not conduct the case himself for the same reasons previously advanced. He then made an application to the tribunal for us to review our decision not to adjourn. It was opposed by Mr O'Donovan, including on the ground it was not a reviewable decision. We retired to consider the application. We concluded that this was, in effect, a renewed application for the adjournment made the previous day and was not, on the face of it, subject to review. The Claimant was entitled to reapply for what was another case management order. Stated shortly the grounds of the application were these:-
61.1 The Claimant now asserted that he wanted us to look at a future medical report from his psychiatrist Dr Kumar, following a further meeting which he proposes to have with him on 9 December 2008.
61.2 The Claimant had expected a barrister to be here that day but he had not attended.
61.3 The Claimant wanted more time to secure representation.
61.4 He asserted that he was not fit to represent himself that day and was uncertain if he would remain if the application to adjourn was refused. He said he did not intend to give evidence.
If the decision of 6 November was capable of review he submitted that it was on just and equitable grounds."
III The Grounds of Challenge
"A litigant whose presence is needed for the fair trial of a case, but who is unable to be present through no fault of his own, will usually have to be granted an adjournment, however inconvenient it may be to the tribunal or court and to other parties. That litigant's right to a fair trial under Article 6 of the European Convention on Human Rights demands nothing less. But the tribunal or court is entitled to be satisfied that the inability of the litigant to be present is genuine, and the onus is on the applicant for an adjournment to prove the need for such an adjournment." [21].
(a) "We understand that we need to balance fairness to the Claimant with fairness to the Respondents" [52];
(b) "The four individual Respondents will suffer continuing injustice if denied the opportunity to clear their names. Article 6 does not help the Claimant alone. Delays adversely affect the hearing and affects both parties adversely. A fair trial will be less achievable in 6 months time. We would have to start again with such a passage of time" [55];
(c) "The Claimant's statement has been put before the [tribunal]. These have been read, they can be used in place of oral testimony. We have also read them in conjunction with the contemporaneous documents". [56]
"With regard to [the Claimant] ever being able to present his case to a tribunal is difficult to predict, but I think you would be likely to get a more detailed answer to this question from his Psychiatrist Dr Ashok Jainer. It is my impression that presenting a case to an Employment Tribunal is quite a stressful situation for someone with no legal training. Given Mr Kotecha's past psychiatric history there would certainly appear to be a significant risk of an exacerbation of his symptoms. Given my limited knowledge of his past history, my clinical judgment will always err on the protection of my patient's health. It is my medical belief that Mr Kotecha is currently unable to present his case otherwise I would not have given him the letter he requested in the first place".
"57.. there was no issue over his lack of mental capacity to act in these proceedings. He presented his application eloquently and is clearly articulate and intelligent".
"172 ..It was extremely helpful to the tribunal that the Claimant attended for 2 days. This enabled us to consider the Claimant and to come to a judgment about him. Regrettably, the Claimant was evasive and manipulative. This was quite apparent from the way he introduced his evidence, particularly the medical evidence in the form of the report from Dr Davies."
"His explanations were unacceptable. Further the Claimant tried to manipulate the Tribunal with threats of the Employment Appeal Tribunal and his own suicidal tendencies if he did not get his way. The Claimant was not incapable of conducting these proceedings. Quite the contrary. He is articulate and intelligent as we have said before. He is quite nimble in thought and was able to ask for review of a decision on the adjournment which went against him. Unfortunately the points that he wanted to put forward as issues of discrimination were not always clear. He did not want to narrow the issues for us to deal with but rather prefer to keep them as wide and as difficult as possible to understand and for as long as possible. The Claimant changed his mind on occasions as to the level of fitness he had to participate in the proceedings. These changes were driven by him at a point in the debate when he saw an argument possibly developing against him. He changed his mind over the length of time it would take him to be fit to resume the proceedings". [172]
"We concluded therefore that the application should be rejected and the hearing proceed, as this was just, fair and proportionate. In this case given its age, expedition and fairness were important. However, we did bear in mind that the delay was not caused by either party to a large extent. Nevertheless, we felt rejection of the application was a proper and balanced approach serving the overriding objective".
"57. By his own conduct he has raised credibility over his own medical evidence disclosed during the proceedings. One example of this concerns the report of Dr Davies being edited by the claimant. Also, we were surprised by the comments the claimant made about the acquisition of the letter dated 18 September 2008 from Dr Jainer. Dr Alan says that the claimant delivered this to him on 4 November 2008. On 6 November the claimant told us that he collected the letter on 5 November.
58. We concluded that the claimant had manipulated the medical evidence. This undermined our confidence in relying on the report of Dr Alan and less significant that of Dr Princewell. In the circumstances we were not satisfied that the claimant would have given an accurate account of the position he finds himself in to Dr Alan. The claimant uses medical evidence for his own convenience and benefit when he chooses. He has not been open with the respondents; he has not given them full disclosure in a timely way, and he is drip feeding the information to them when he considers it is in his best interest to allow them access to it"