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You are here: BAILII >> Databases >> First-tier Tribunal (General Regulatory Chamber) >> Swift v Information Commissioner [2025] UKFTT 247 (GRC) (27 February 2025) URL: http://www.bailii.org/uk/cases/UKFTT/GRC/2025/247.html Cite as: [2025] UKFTT 247 (GRC) |
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General Regulatory Chamber
Information Rights
B e f o r e :
TRIBUNAL MEMBER DR MANN
TRIBUNAL MEMBER COSGRAVE
____________________
PHILIP SWIFT |
Appellant |
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- and - |
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THE INFORMATION COMMISSIONER |
Respondent |
____________________
____________________
Crown Copyright ©
The Appeal was decided without a hearing as agreed by the parties and allowed after consideration by the Tribunal as required by rule 32(1) of the Tribunal Procedure (First -Tier Tribunal) (General Regulatory Chamber) Rules 2009.
Decision: The Appeal is Allowed
Substituted Decision Notice:
1. the Respondent shall provide a copy of this Decision and pages C64 and C66 of the Bundle to the Chief Constable of Thames Valley Police within 7 days of being sent this Decision.
2. the Chief Constable of Thames Valley Police shall, within 35 days of the delivery of this Decision to him, respond to the request for information made by Philip Swift on 23 August 2023 afresh without reliance on section 14(1) Freedom of Information Act 2000 or shall confirm its response as being that of 17 January 2024 at page C64 of the bundle for this Appeal or that of 22 January 2024 at page C66 of the Bundle.
Evidence and matter considered
Role of the Tribunal
(1) If on an appeal under section 57 the Tribunal considers—
(a) that the notice against which the appeal is brought is not in accordance with the law, or
(b) to the extent that the notice involved an exercise of discretion by the Commissioner, that he ought to have exercised his discretion differently, the Tribunal shall allow the appeal or substitute such other notice as could have been served by the Commissioner; and in any other case the Tribunal shall dismiss the appeal.
(2) On such an appeal, the Tribunal may review any finding of fact on which the notice in question was based.
(a) NHS England -v- Information Commissioner and Dean [2019] UKUT 145 (ACC) the Upper Tribunal said:-
"10. The First-tier Tribunal 'exercises a full merits appellate jurisdiction and so stands in the shoes of the IC and decides which (if any) exemptions apply..."
(b) Peter Wilson -v- The Information Commissioner [2022] UKFTT 2021_149 (GRC) it was held that:
"30...the Tribunal's statutory role is to consider whether there is an error of law or inappropriate exercise of discretion in the Decision Notice. The Tribunal may not allow an appeal simply because it disagrees with the Information Commissioner's Decision. It is also not the Tribunal's role to conduct a procedural review of the Information Commissioner's decision making process or to correct the drafting of the Decision Notice."
Request to Appeal (overview)
"Please provide all information relating to your information disclosure process which I understand is under review.
this will include, but not be restricted to, when and why the review commenced (the basis of this review and the need for same) the exchanges on the subject (arguments, considerations etc.), the instructions you have received not to disclose, the aspects and issues arising. The information should include internal (within TVP) and external (with others) exchanges.
To which areas does the review apply – I understand RTC / Traffic reports are an area affected"
"No information held. No disclosure process review is in place in respect of disclosure to the insurance industry"
"Although no actual disclosure process review is being undertaken it is only right that we provide confirmation that the legal gateway in respect of disclosure to the insurance industry in respect of purely sharing the personal details of those that were involved in a collision when this has not already happened is being addressed. We have however determined that this does not fall into the scope of your request as it is not actually reviewing the disclosure process."
"The public body says it does not hold the information and I disagree, or I believe it holds more information than it has sent"
(a) a call of about 90 minutes held between Mr Swift and TVP on 20 December 2023.
(b) TVP writing to Mr Swift on 17 January 2024 (C64) stating some information was held, providing some information but with some redactions by section 40(2) FOIA and while and excluding "...any material held which is subject to legal privilege as your appeal email outlined that you accepted that Section 43 exemption was engaged."
(c) TVP writing again on 22 January 2024 (C66).
(d) the IC identifying that TVP had meant to refer to legal professional privilege thus should have cited section 42 FOIA not 43.
TVP's change to section 14 FOIA
"11...And, as I have shown, both the Commissioner and the tribunal are under a duty to consider any exemption that might apply, regardless of whether it has been raised. Once the case is before them, that is their role, not the authority's.
12. So the tribunal was right to be concerned that there could be exemptions that had not been considered by either NHS England or the Information Commissioner. But it was wrong to deal with that issue by remitting the case back to the authority. What it should have done was to give directions to the authority to identify any other exemptions that might apply, to consider whether or not any did, and then to make a decision accordingly."
Section 77 FOIA
(1) Where—
(a) a request for information has been made to a public authority, and
(b)under section 1 of this Act the applicant would have been entitled (subject to payment of any fee) to communication of any information in accordance with that section,
any person to whom this subsection applies is guilty of an offence if he alters, defaces, blocks, erases, destroys or conceals any record held by the public authority, with the intention of preventing the disclosure by that authority of all, or any part, of the information to the communication of which the applicant would have been entitled.
Scope
Law
"section 1(1) does not oblige a public authority to comply with a request for information if the request is vexatious."
"27...vexatious connotes manifestly unjustified, inappropriate or improper use of a formal procedure"
"29...the present or future burden on the public authority may be inextricably linked with the previous course of dealings. Thus the context and history of the particular request, in terms of the previous course of dealings between the individual requester and the public authority in question, must be considered in assessing whether it is properly to be characterised as vexatious. In particular, the number, breadth, pattern and duration of previous requests may be a telling factor."
"30...the greater the number of previous FOIA requests that the individual has made to the public authority concerned, the more likely it may be that a further request may properly be found to be vexatious. Volume, alone, however may not be decisive. Furthermore, if the public authority in questions has consistently failed to deal appropriately with earlier requests that may well militate against a finding that the new request is vexatious"
"32. As regards pattern a requester who consistently submits multiple FOIA requests or associated correspondence within days of each other, or relentlessly bombards the public authority with e-mail traffic, is more likely to be found to have made a vexatious request."
"33....a long history of requests e.g. over several years may make what would otherwise be, taken in isolation, an entirely reasonable request, wholly unreasonable in the light of the anticipated present and future burden on the public authority."
"34...the motive of the requester may well be a relevant and indeed significant factor in assessing whether the request itself is vexatious. The FOIA mantra is that the Act is both "motive blind" and "applicant blind". ….., the proper application of section 14 cannot side-step the question of the underlying rationale or justification for the request. What may seem an entirely reasonable and benign request may be found to be vexatious in the wider context of the course of dealings between the individual and the relevant public authority. Thus vexatiousness may be found where an original and entirely reasonable request leads on to a series of further requests on allied topics, where such subsequent requests become increasingly distant from the requester's starting point."
"35...it is important to bear in mind that the right to information under FOIA is a significant but not an overriding right in a modern democratic society. As has already been noted, it is a right that is qualified or circumscribed in various ways. Those restrictions reflect other countervailing public interests, including the importance of an efficient system of public administration. Thus section 14 serves the legitimate public interest in public authorities not being exposed to irresponsible use of FOIA, especially by repeat requesters whose inquiries may represent an undue and disproportionate burden on scarce public resources."
"38...usually bound up to some degree with the question of the requester's motive is the inherent value of the request. Does the request have a value or serious purpose in terms of the objective public interest in the information sought? In some cases the value or serious purpose will be obvious – say a relative has died in an institutional setting in unexplained circumstances, and a family member makes a request for a particular internal policy document or good practice guide. On the other hand, the weight to be attached to that value or serious purpose may diminish over time. For example, if it is truly the case that the underlying grievance has been exhaustively considered and addressed, then subsequent requests (especially where there is "vexatiousness by drift") may not have a continuing justification. In other cases, the value or serious purpose may be less obvious from the outset. Of course, a lack of apparent objective value cannot alone provide a basis for refusal under section 14, unless there are other factors present which raise the question of vexatiousness. In any case, given that the legislative policy is one of openness, public authorities should be wary of jumping to conclusions about there being a lack of any value or serious purpose behind a request simply because it is not immediately self-evident."
"39...vexatiousness may be evidenced by obsessive conduct that harasses or distresses staff, uses intemperate language, makes wide-ranging and unsubstantiated allegations of criminal behaviour or is in any other respects extremely offensive (e.g. the use of racist language). As noted previously, however, causing harassment or distress is not a prerequisite for reaching a conclusion that a request is vexatious within section 14."
"28...It is important to remember that Parliament has expressly declined to define the term "vexatious". Thus the observations that follow should not be taken as imposing any prescriptive and all encompassing definition upon an inherently flexible concept which can take many different forms."…..."There is no magic formula – all the circumstances need to be considered in reaching what is ultimately a value judgement..."
and
In Cabinet Office v Information Commissioner and Ashton [2018] UKUT 208 (AAC), the Upper Tribunal stated "The law is thus absolutely clear. The application of section 14 of FOIA requires a holistic assessment of all the circumstances."
"Section 14(1) is designed to protect public authorities by allowing you to refuse any requests which have the potential to cause a disproportionate or unjustified level of disruption, irritation or distress."
"68…I consider that the emphasis should be on an objective standard and that the starting point is that vexatiousness primarily involves making a request which has no reasonable foundation, that is, no reasonable foundation for thinking that the information sought would be of value to the requester, or to the public or any section of the public. Parliament has chosen a strong word which therefore means that the hurdle of satisfying it is a high one, and that is consistent with the constitutional nature of the right."
Request or requester and the vexatious test
"It is our view that your continued communication with our force which comprises of extensive emails; numerous FOI requests/appeals; unreasonable persistence and unfounded accusations, means that your requests on this subject have now engaged the Section 14(1)..."
"I understand you can only apply section 14(1) to the request itself, and not the individual who submits it
B. Why have you applied the section to me?"
Our review
Burden of the request itself
"It is our view that your continued communication with our force which comprises of extensive emails; numerous FOI requests/appeals; unreasonable persistence and unfounded accusations, means that your requests on this subject have now engaged the Section 14(1) exemption under the Act."
and referred to their view of his motives and that:-
"we have struggled to manage your expectations and the wording of your requests have been difficult to navigate due to your lengthy emails; challenging approach and continued perception of wrongdoing on our part. Ultimately there comes a point whereby our previous endeavours to manage your expectations and requests have become disproportionate and we now believe we have enough evidence to justify engaging Section 14(1).
"40. It is TVP's position that to comply with the request would be "an unreasonable burden and would require a disproportionate effort". It said it considers that the following elements of section 14 of FOIA have been met:-
• Frequent or overlapping requests
• Unreasonable persistence
• Unfounded accusations
• Burdensome"
"...we have struggled to manage his expectations and the wording of his requests have been difficult to navigate due to their complicated and protracted nature; frequent correspondence and his continued perception of wrongdoing on our part".
(a) not getting the 1st response right.
(b) having to reconsider the position in the internal review.
(c) the IC's intervention
(d) TVP's change to providing some information while citing sections 40(2) and 43/42.
(e) deciding (for which there is no criticism) that they would have a 90 minute phone call with Mr Swift
rather than because of this actual request.
Burden by the course of dealing
"The volume of emails in respect of this matter; the actual FOI requests (6 in total) & FOI appeals (5 in total) is causing a disproportionate and unjustified level of disruption to our organisation and we have no choice but to try and bring this matter to a conclusion from a legal perspective"
and
"We have tried to be reasonable and also spent over 90 minutes discussing your concerns over the telephone. This is purely the case that we have struggled to manage your expectations and the wording of your requests have been difficult to navigate due to your lengthy emails; challenging approach and continued perception of wrongdoing on our part."
(a) this one is request 2
(b) the previous one was on 3 April 2023
(c) the other 4 all post-date this request.
"44. When considering burden, the Commissioner has only taken account of the request which pre-dates the one under consideration here. However, he is satisfied that the further requests and associated correspondence submitted after 23 August 2023 indicate that complying with this request would be unlikely to bring about an end to the complainant's approaches – it is likely that he will continue to make requests, further adding to the burden on TVP's resources."
"46. TVP said the complainant has appealed almost all of the original FOIA requests and also added new requests at the same time as appealing, which has caused confusion. TVP referenced that the complainant has also submitted a duplicate complaint to the one under consideration here to the Commissioner..."
"47. TVP referenced that the complainant is raising the same issues with other police forces which it believes supports its position, but also highlights the same detrimental impact this is having on a number of public authorities.
"48. The officer at TVP said he had personally spent "countless hours" trying to respond to the complainant's concerns and appeal requests. TVP said that the complainant's various FOIA requests and appeals, together with all the communication relating to these matters, have been burdensome on its resources."
"56. The Commissioner considers that dealing with the complainant's requests has become burdensome to TVP and is detracting from its ability to respond to other requesters. He recognises that it has said it is struggling to manage the complainant's expectations and that the lengthy emails and wording of his requests have also been difficult to navigate..."
(a) the one before was some 4 months earlier.
(b) the two do not appear to be about a similar thing even if on the same topic broadly. Request 1 says (C83):-
"I asked to be provided all information / consideration that resulted in this determination; why 'not in the spirit of the Act' was considered reasonable, correct and appropriate. I am without this and trust it will be forthcoming without further delay."
whereas request 2 asked about a review of "your information disclosure process".
(a) there were in the end 4 more requests making 6 in total and they must have been quite close together between August 2023 and February 2024.
(b) while they are somewhat different to each other and from request 2 they do continue to address the same topic in a general sense.
(c) we are told, there are a number of other appeals.
(d) TVP is struggling to manage Mr Swift's expectations.
(e) these requests have been a burden on TVP's resources.
(f) dealing with these requests is "...detracting from its ability to respond to other requesters."
(g) an officer reports spending countless hours.
(h) Mr Swift's communications are lengthy and complex and cross refer to other contacts with TVP and so would require considerable time to analyse.
(i) Mr Swift has made contemporaneous contact with various parts of TVP on the same issues (D118, D119).
Motive /purpose
"It is clear to us that your motive for making these FOI requests on the same subject is to vent your continued dissatisfaction with our access & disclosure regime and your endeavour to circumvent these procedures and undermine our reasons for refusing disclosure"
"...to further his agenda due to his perception that we are treating him and his company differently and being unfair in respect of our disclosure regimes. This FOI request and others and his whole interaction with our force which has been going on for some time is due to his ultimate aim of circumventing existing disclosure regimes that we have in place and undermining our approach to such matters in an unhelpful manner and this matter has become a significant burden on our organisation"
and (A10):-
"This is purely an issue whereby the applicant's motive is to unfairly undermine our processes in respect of releasing police information. He is the only [redacted] company taking this approach to such matters with us but we also believe that he is doing so with other forces and the NPCC."
and (A12)
"Ultimately he is trying to get access for [redacted] purposes and is not prepared to use the correct processes which have been put in place to share with the [redacted] industry. He is using FOI in an endeavour to find a way of undermining our legal approach when we are purely trying to be responsible data controllers in respect of the way we release police data outside of our domain."
"51. The Commissioner is mindful that the complainant has a business reason for requesting the information and that, whilst he may consider there is a serious purpose and value to his requests, the Commissioner must also take into account that there is another route (for which he understands a fee is payable) by which he can access much of the information he is seeking."
"52 The Commissioner has seen no evidence that other businesses and individuals are seeking to use FOIA or DPA Subject Access Requests to try to secure similar information and he understands that the established access route operates effectively, and as intended..."
Value
"He has therefore concluded that there is little purpose or value to the complainant's request under consideration here."
"...a lack of apparent objective value cannot alone provide a basis for refusal under section 14, unless there are other factors present which raise the question of vexatiousness.
Harassment and/or distress
"... due to your lengthy emails; challenging approach and continued perception of wrongdoing on our part."
"It is also fair to state that the tone when he emails has not helped matters."
"The complainant seeks to challenge much of what he has been told and the tone of some of his emails to TVP are accusatory and have caused distress to some of its staff members involved in handling his requests and associated correspondence."
Holistically
Decision
"There is no magic formula – all the circumstances need to be considered in reaching what is ultimately a value judgement as to whether the request in issue is vexatious in the sense of being a disproportionate, manifestly unjustified, inappropriate or improper use of FOIA"
Signed Tribunal Judge Heald
Date: 21 February 2025