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You are here: BAILII >> Databases >> United Kingdom House of Lords Decisions >> R v Board of Visitors of the Maze Prison, ex p. Hone [1987] UKHL 9 (21 January 1987)
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Cite as: [1987] UKHL 9, [1988] AC 379

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JISCBAILII_CASE_CONSTITUTIONAL

    Parliamentary Archives,
    HL/PO/JU/18/248

    Regina v. Board of Visitors of Her Majesty's Prison The Maze
    (Respondents), ex parte McCartan (A.P.) (Appellant) (Northern

    Ireland)

    Regina v. Board of Visitors of Her Majesty's Prison The Maze
    (Respondents), ex parte Hone (A.P.) (Appellant) (Northern

    Ireland) (Consolidated Appeals)

    JUDGMENT

    Die Jovis 21° Januarii 1988

    Upon consideration of the Cause Cause Regina against,
    Board of Visitors of Her Majesty's Prison The Maze
    (Respondents), ex parte McCartan (A.P.) (Appellant) (Northern
    Ireland) and Regina against Board of Visitors of Her Majesty's
    Prison The Maze (Respondents), ex parte Hone (A.P.)
    (Appellant) (Northern Ireland) (Consolidated Appeals) , That
    the House had heard Counsel on Thursday the 15th day of
    October last, upon the Petitions and Appeals of Michael
    Joseph Hone and Richard McCartan, both currently detained at
    Her Majesty's Prison, The Maze, Lisburn, Northern Ireland,
    praying that the matter of the Orders set forth in the
    Schedules thereto, namely Orders of Her Majesty's Court of
    Appeal in Northern Ireland of the 18th of September 1986,
    might be reviewed before Her Majesty the Queen in Her Court of
    Parliament and that the said Orders might be reversed, varied
    or altered or that the Petitioners might have such other
    relief in the premises as to Her Majesty the Queen in Her
    Court of Parliament might seem meet (which said Appeals were
    by Order of the House of the 31st of March 1987 consolidated);
    as upon the Case of the Board of Visitors of Her Majesty's
    Prison, The Maze, lodged in answer to the said Appeals; and
    due consideration had this day of what was offered on either
    side in this Cause:

    It is Ordered and Adjudged, by the Lords Spiritual and
    Temporal in the Court of Parliament of Her Majesty the Queen
    assembled, That the said Orders of Her Majesty's Court of
    Appeal in Northern Ireland of 18th September 1986 complained
    of in the said Appeals be, and the same are hereby, Affirmed
    and that the said Petitions and Appeals be, and the same are
    hereby, dismissed this House: And it is further Ordered, That
    the costs incurred by the Appellants in respect of the said
    Appeals be taxed in accordance with the Legal Aid, Advice and
    Assistance (Northern Ireland) Order 1981.

    Cler: Parliamentor

    Judgment: 21.1.88

    HOUSE OF LORDS

    REGINA

    V.

    BOARD OF VISITORS OF H.M. PRISON, THE MAZE

    (RESPONDENTS),
    EX PARTE HONE (A.P.)
    (APPELLANT) (NORTHERN IRELAND)

    REGINA

    V.

    BOARD OF VISITORS OF H.M. PRISON, THE MAZE

    (RESPONDENTS),
    EX PARTE McCARTAN (A.P.)
    (APPELLANT) (NORTHERN IRELAND)

    (CONSOLIDATED APPEALS)

    Lord Chancellor
    Lord Bridge of Harwich
    Lord Ackner
    Lord Oliver of Aylmerton
    Lord Goff of Chieveley


    LORD MACKAY OF CLASHFERN

    My Lords,

    I have had the advantage of reading in draft the speech to
    be delivered by my noble and learned friend Lord Goff of
    Chieveley. I agree with him that these appeals should be
    dismissed for the reasons which he has given.

    LORD BRIDGE OF HARWICH

    My Lords,

    I have had the advantage of reading in draft the speech of
    my noble and learned friend Lord Goff of Chieveley. I agree with
    it and for the reasons he gives I would dismiss the appeals.

    LORD ACKNER

    My Lords,

    I have had the advantage of reading in draft the speech of
    my noble and learned friend Lord Goff of Chieveley. I agree with
    it and for the reasons he gives I would dismiss the appeals.

    LORD OLIVER OF AYLMERTON

    My Lords,

    I have had the advantage of reading the speech prepared by
    my noble and learned friend, Lord Goff of Chieveley and I agree
    that the appeals should be dismissed for the reasons which he has
    given.

    LORD GOFF OF CHIEVELEY

    My Lords,

    There are before your Lordships' House two consolidated
    appeals, brought by leave of this House, from a decision of the
    Court of Appeal in Northern Ireland. Both appeals raise the same
    issue, viz. whether a prisoner appearing before a board of visitors
    on a disciplinary charge is entitled as of right to legal
    representation at the hearing.

    The factual background to the two cases can be briefly
    summarised as follows. The first of the two appellants, Michael
    Joseph Hone, is serving a term of life imprisonment at Her
    Majesty's Prison, The Maze, Lisburn. On 23 October 1984, he was
    charged with an offence against discipline contrary to rule 31(5) of
    the Prison Rules (Northern Ireland) 1982 (S.R. 1982 No. 170); the
    offence so charged was that he had assaulted a prison officer,
    Officer Wylie, by throwing a mug of tea in his face and hitting
    him with his fist and boot. Rule 32 of the Rules of 1982 makes
    provision for awards which the governor may make for an offence
    against discipline; under rule 33 (which is concerned with more
    serious offences) there is a provision, in rule 33(l)(e), whereby, in
    the case of any serious offence against discipline for which in the
    view of the governor it may be desirable to award a more severe
    punishment than is provided in rule 32, the governor may refer the
    charge to the Secretary of State. On 30 October the governor of
    the Maze Prison, having investigated the case (to which this
    appellant pleaded not guilty), decided that there was a charge to
    answer and that he should refer the case to the Secretary of
    State. The latter delegated his powers under rule 33 to the board
    of visitors in the normal way, pursuant to rule 33(5). They held
    an inquiry on 3 May 1985, the chairman being Dr. D. R. Delargy.
    They found the charge proved, and awarded 60 days' loss of
    privileges and the first 30 days in cellular confinement.

    - 2 -

    On 8 May 1985 the first appellant was granted leave to
    apply for judicial review. On 11 October 1985 his application was
    dismissed by Gibson L.J.J and on appeal his decision was affirmed
    by the Court of Appeal on 18 September 1985. Before Gibson
    L.J., the first appellant relied upon a number of grounds, all of
    which were rejected by him. Before the Court of Appeal, his
    grounds of appeal related to a complaint that he was denied legal
    representation before the board of visitors. His principal grounds
    of appeal were as follows:

    "1. That the trial judge erred in law in holding that the
    applicant does not have a right to legal representation when
    appearing before the board of visitors. 2. That having held
    that the board had a discretion to permit legal
    representation the trial judge erred in holding that the board
    had exercised its discretion properly in refusing to permit
    the applicant to be legally represented. 3. That no
    reasonable board of visitors properly directing itself to
    issues of fact and law could reasonably have refused the
    applicant's request for legal representation. 4. That the
    trial judge misdirected himself by holding that 'rule 33 of
    the 1982 Prison Rules indicates that an assault is not one of
    the more serious offences' and further misdirected himself
    by holding that 'not being classified as a more serious
    offence the range of penalties is correspondingly less than in
    the case of more serious offences.'"

    All these submissions were rejected by the Court of Appeal.

    The second of the two appellants, Richard McCartan, is
    serving a total sentence of 24 years imprisonment, also at the
    Maze Prison. On 16 November 1980, he was charged with two
    offences against prison discipline, contrary to rule 31(5) of the
    Rules of 1982, viz. (1) that he assaulted a prison officer, Officer
    McKinney, causing severe injuries to his face, and (2) that he
    assaulted Officer Doherty by kicking him on the left leg. On 6
    March 1985, the governor, having investigated these two charges,
    decided that there were cases to answer and that he should refer
    them to the Secretary of State under rule 33(1). The Secretary of
    State having delegated his powers to the board of visitors, they
    inquired into the offences on 1 April 1985, the chairman being Mr.
    Bach.

    They found both charges proved. In respect of the assault
    on Officer McKinney, they awarded 100 days' loss of remission and
    30 days' cellular confinement, the latter suspended for six months.
    In respect of the assault on Officer Doherty, they awarded 20
    days' cellular confinement and 30 days' loss of remission, the
    latter suspended for six months. Leave to apply for judicial
    review was granted on 24 May 1985. The only ground relied on by
    this appellant was that he had a right to legal representation
    before the board of visitors and was denied that right. It was
    recognised that his case was governed by the case of Hone and so
    Gibson L.J., at the invitation of counsel for McCartan, ruled that
    he had no such right. He then appealed to the Court of Appeal
    on that one ground; and on 18 September 1986 the Court of
    Appeal, having dismissed Hone's appeal, proceeded also to dismiss
    the appeal of McCartan. The appeal before your Lordships' House

    - 3 -

    on both appeals is, as already recorded, confined to the single
    issue whether the appellants were entitled as of right to legal
    representation before the board of visitors.

    .

    I turn first to the statutory framework. The Rules of 1982
    were made pursuant to section 13 of the Prison Act (Northern
    Ireland) 1953. The relevant rules for present purposes are rules 29
    to 33 inclusive. Rule 29 is entitled "Disciplinary charges." Rule
    29(3) is to the effect that every charge against a prisoner shall be
    dealt with by the governor or (where there is one) the deputy
    governor or, if neither is available, another officer authorised by
    the governor. Rule 29(5) provides:

    "The governor shall inquire into any charge not later, save
    in exceptional circumstances, than the next day unless that
    day is a Sunday or public holiday."

    Rule 30 is entitled "Rights of prisoners charged." It provides:

    "(1) Where a prisoner is charged with an offence against
    discipline, he shall be told about the charge as soon as
    possible and, in any case, before the time when it is
    inquired into by the governor. (2) At any inquiry into a
    charge against a prisoner, he shall be given a full
    opportunity of hearing what is alleged against him and of
    presenting his own case."

    Rule 31 is entitled "Offences against discipline." It sets out a list
    of 21 offences against discipline, including, in rule 31(5), the case
    where a prisoner commits any assault. Some of these disciplinary
    offences, like an assault under rule 31(5), also constitute criminal
    offences; others do not. Rule 32 makes provision for governor's
    awards. The awards which may be made by the governor are
    listed in rule 32(1) as follows:

    "The governor may, subject to rules 33 and 34, make one or
    more of the following awards for an offence against
    discipline - (a) caution; (b) loss of remission for a period not
    exceeding 28 days; (c) stoppage of earnings for a period not
    exceeding 28 days; (d) stoppage of any or all privileges
    other than earnings, for a period not exceeding 28 days or
    90 days in the case of evening association; (e) exclusion
    from associated work for a period not exceeding 14 days; (f)
    cellular confinement for a period not exceeding three days."

    Rule 33 is concerned with more serious offences. Rule 33(1)
    provides:

    "Where a prisoner is charged with any of the following
    offences - (a) mutiny or incitement to mutiny? (b) man
    offence under the Act; (c) gross personal violence to an
    officer; (d) gross personal violence to any person not being
    an officer; (e) any serious or repeated offence against
    discipline for which in the view of the governor it may be
    desirable to award a more severe punishment than is
    provided in rule 32; the governor, unless he dismisses the
    charge, may, and in the case of an offence under (b) shall,
    refer the charge to the Secretary of State."

    - 4 -

    Under rule 33(5), the Secretary of State may delegate his powers
    under the rule to the board of visitors in any particular case. The
    awards which he (or the board of visitors on his behalf) may make
    are listed In rule 33(2) and are considerably more substantial than
    those within the power of the governor.

    I should also mention that rules 101 to 108 make provision
    for the powers and duties of boards of visitors. It is not, I think
    necessary to refer to these rules, except to record that rule 105 is
    concerned with adjudication procedure by boards.

    Before your Lordships' House, the submissions on behalf of
    the appellants were as follows. The basic submission was that a
    convicted prisoner retains all his civil rights, except those which
    are taken away from him expressly or by necessary implication;
    and that an ordinary citizen charged with a criminal offence is
    entitled to legal representation before the tribunal which hears the
    charge against him. It was however accepted that, on an inquiry
    by the governor of a prison, a prisoner has no right to legal
    representation; such a right, it was submitted, applied only to
    hearings before boards of visitors, when the prisoner is charged
    with a criminal offence or the equivalent of a criminal offence.

    The submission now advanced before your Lordships' House
    was dismissed by Gibson L.J. at first instance, in the case of
    Hone, on the simple ground that he had previously rejected the
    same submission In re Lillis (1984) N.LJ.B. 15. However, the
    matter was the subject of very careful consideration by the court
    of Appeal, the judgment of the Court being delivered by Lord
    Lowry C.J. He first reviewed the relevant provisions of the
    Prison Rules applicable in England and in Northern Ireland. These
    are not identical, but he considered that there was no material
    distinction between them for the purposes of considering the
    argument before the court; in particular, rule 49(2) of the English
    Prison Rules 1964 (S.I. 1964 No. 388) is in terms identical to rule
    30(2) of the Northern Ireland Rules of 1982 quoted above. He
    therefore proceeded to consider the submission before him with
    reference to both the English and the Northern Ireland authorities.

    I, for my part, would be content respectfully to adopt Lord
    Lowry C.J.'s analysis of the authorities as my own; but since this
    is the first occasion upon which the present question has come
    before your Lordships' House, I propose to refer to certain aspects
    of them. The first of the authorities is the decision of the Court
    of Appeal in R. v. Assessment Committee of St. Mary Abbotts,
    Kensington
    [1891] 1 QB 378. In that case it was held that a
    householder who objected to a valuation list and wished his
    objection to be advanced before the assessment committee need
    not appear in person before the committee but could depute
    another person to do so on his behalf. This decision has been
    invoked on subsequent occasions in support of the proposition that
    any person appearing before a disciplinary tribunal is entitled to
    legal representation. The decision of the Court of Appeal in Pett
    v. Greyhound Racing Association Ltd.
    [1969] 1 Q.B. 125 appeared,
    as first sight, to give some credence to that proposition. In that
    case the plaintiff claimed the right to legal representation at an
    inquiry by the association into a disciplinary matter, concerned
    with a serious charge against the plaintiff relating to the
    circumstances in which a greyhound of his was withdrawn from a

    - 5 -

    race, it being alleged that traces of barbiturates were found in the
    dog's urine. On an interlocutory appeal Lord Denning M.R., in
    holding that natural justice required that in matters affecting a
    man's reputation or livelihood or any matters of serious purport he
    should, if he wished, be legally represented, relied upon the St.
    Mary Abbotts
    case; and Russell L.J., at p. 135, referred to his
    "common law right" to be so represented. However, on the
    substantive hearing of the case (Pett v. Greyhound Racing
    Association Ltd. (No. 2)
    [1970] 1 Q.B. 46), Lyell J. concluded that
    the only duty on the association was to observe the rules of
    natural justice, and distinguished the St. Mary Abbotts case as
    being concerned not with legal representation before a tribunal but
    with a man employing an agent to communicate with a body
    performing an administrative act. He said, at p. 63:

    "It appears to me that the Court of Appeal regarded the
    overseers as performing an administrative act in preparing
    the valuation lists .... It has, so far as I am aware,
    never been suggested that the valuation officer in
    considering such objections is acting otherwise than in an
    administrative capacity. In view of the many authorities
    that domestic tribunals are subject only to the duty of
    observing what are called the rules of natural justice and
    any procedure laid down or necessarily to be implied from
    the instrument that confers their power, I am unable to
    follow the views expressed in the Court of Appeal, that the
    plaintiff is entitled to appear by an agent unless such right
    was expressly negatived by the rules of the club."

    Subsequent cases have proceeded on the same basis. Thus in
    Enderby Town Football Club Ltd, v. Football Association Ltd.
    [1971] Ch. 591, Lord Denning M.R. rejected the suggestion that a
    man who is charged before a domestic tribunal is entitled as of
    right to be legally represented; on the contrary, he regarded that
    matter as being within the discretion of the tribunal. A similar
    suggestion was rejected by the Court of Appeal in Fraser v. Mudge
    [1975] 1 W.L.R. 1132, a case which is very much in point in the
    present case. There a prisoner asked for an injunction to restrain
    a board of visitors from inquiring into a charge against him of
    assaulting a prison officer unless he was represented by a solicitor
    and counsel of his choice. The case therefore raised the question
    whether, in such circumstances, the prisoner was entitled to legal
    representation as of right. Chapman J. refused to grant the
    injunction, and his decision was affirmed by the Court of Appeal.
    Roskill L.J. said, at p.

    "The argument of Mr. Sedley, as I follow it, really involves
    that justice cannot be done or cannot at least be seen to be
    done by the defendants, the visitors, in this case unless
    there is legal representation of the plaintiff. I wish to
    make it plain that I do not subscribe to the view that in
    every type of case, irrespective of the nature or jurisdiction
    of the body in question, justice can neither be done nor be
    seen to be done without legal representation of the party or
    parties appearing before that body. Such a proposition to
    my mind is untenable. There are many bodies before which
    a party or parties can be required to appear but who can do
    justice and can be seen to do justice without the party
    against whom complaint is made being legally represented.

    - 6 -

    Further, as Lord Denning M.R. has said, if the argument in
    relation to rule 49(2) of the Prison Rules 1964 were well
    founded, it would equally apply to complaints heard by the
    governor to which the same language applies, a proposition
    which I think is also untenable. One looks to see what are
    the broad principles underlying these rules. They are to
    maintain discipline in prison by proper, swift and speedy
    decisions, whether by the governor or the visitors; and it
    seems to me that the requirements of natural justice do not
    make it necessary that a person against whom disciplinary
    proceedings are pending should as of right be entitled to be
    represented by solicitors or counsel or both."

    Subsequently, in Reg, v. Secretary of State for the Home
    Department, Ex parte Tarrant
    [1985] Q.B. 251, a Divisional Court
    (consisting of Kerr L.J. and Webster J.) accepted Fraser v. Mudge
    as binding authority that, before a board of visitors, a prisoner
    charged with a disciplinary offence has no right to legal
    representation, though it was held that a board of visitors has a
    discretion to grant representation; and, in his full and careful
    judgment, Webster J. referred to considerations which he
    considered that every board of visitors should take into account
    when exercising its discretion whether to allow legal
    representation, or indeed the assistance of a friend or adviser, to
    a prisoner appearing before it on a disciplinary charge. As
    appears from Lord Lowry C.J.'s judgment in the present case, the
    decision of the Divisional Court in Ex parte Tarrant has been
    twice followed in Northern Ireland, by MacDermott J. in Ex parte
    Daly
    (unreported, 1984) and by Gibson J. (as he then was) in In re
    Lillis
    (1984) N.IJ.B. 15. It was the latter decision which Gibson
    L.J. applied in rejecting the application of the first appellant in
    the present case.

    In advancing his submissions for the appellants in the
    present case before your Lordships' House, Mr. Hill had of
    necessity to submit that the decision of the Court of Appeal in
    Fraser v. Mudge was wrong. In support of his submissions, which I
    have already summarised, he relied upon rule 30(2) of the Rules of
    1982, which provides that at an inquiry into a charge against a
    prisoner he shall be given a full opportunity of presenting his own
    case. He stressed that a hearing before a board of visitors is a
    sophisticated hearing. In particular, he submitted, there is an oral
    hearing; a formal plea is entered; cross-examination is allowed and
    witnesses are called; the onus and standard of proof are the same
    as in a criminal trial; free legal aid is available; punishments are
    imposed; a plea in mitigation can be entered; and the board has
    greater powers of punishment than those exercised by magistrates'
    courts. He also, like others before him, invoked the St. Mary
    Abbotts
    case [1891] 1 QB 378 as authority for the proposition
    that each appellant had a common law right to appoint a lawyer
    as his agent to appear before the board of visitors on his behalf.

    I am unable to accept these submissions. I would first of
    all reject the argument founded upon the St. Mary Abbotts case as
    misconceived, for the very reasons given by Lyell J. in Pett v.
    Greyhound Racing Association Ltd(No. 2)
    [1970] 2 Q.B. 46, quoted
    above, that the case is not in point since it was concerned only
    with the making of a communication to an administrative body.
    But, so far as Mr. Hill's wider submissions are concerned, I am

    - 7 -

    unable to accept his second proposition that any person charged
    with a crime (or the equivalent thereof) and liable to punishment
    is entitled as a matter of natural justice to legal representation.
    No doubt it is true that a man charged with a crime before a
    criminal court is entitled to legal representation - both before the
    Crown Court and (as a matter of statute) before a magistrates'
    court (see section 122 of the Magistrates' Courts Act 1980 and
    article 164(1) of the Magistrates' Courts (Northern Ireland) Order
    1981 (S.I. No. 1676) (N.I. 26)). These statutory provisions derive
    from section 2 of Prisoners' Counsel Act 1836 (6 & 7 Will. 4, c.
    114) (enacted to reform the law following the decision of the
    Court of King's Bench in Collier v. Hicks (1831) 2 B. & Ad. 663)
    and section 9 of the Petty Sessions (Ireland) Act 1851 (14 & 15
    Vict. c. 93). No doubt it is also correct that a board of visitors
    is bound to give effect to the rules of natural justice. But it
    does not follow that, simply because a charge before a disciplinary
    tribunal such as a board of visitors relates to facts which in law
    constitute a crime, the rules of natural justice require the tribunal
    to grant legal representation. Indeed, if this were the case, then,
    as Roskill L.J. pointed out in Fraser v. Mudge [1975] 1 W.L.R.
    1132, exactly the same submission could be made in respect of
    disciplinary proceedings before the governor of a prison. Mr. Hill
    was at pains to escape from this conclusion by attempting to
    distinguish between a governor and a board of visitors, on the
    basis that there was no right of legal representation before the
    governor but an absolute right to legal representation before the
    board of visitors. I for my part am unable to accept this
    distinction. Each, both governor and board of visitors, is
    exercising a disciplinary jurisdiction; and, as the Rules of 1982
    clearly demonstrate, each may do so in respect of offences against
    discipline which could in law constitute criminal offences. Each
    must also be bound by the rules of natural justice. The difference
    between them is not so much a legal as a practical difference.
    The jurisdiction exercised by the governor is of a more summary
    nature, and should properly be exercised with great expedition;
    furthermore the punishments which he can award are limited to
    those set out in rule 32 of the Rules of 1982 , though he can
    refer the matter to the Secretary of State (and, through him, to a
    board of visitors) under rule 33(l)(e) if he considers that it may be
    desirable that a more severe punishment should be awarded. In
    the nature of things, it is difficult to imagine that the rules of
    natural justice would ever require legal representation before the
    governor. But though the rules of natural justice may require
    legal representation before a board of visitors, I can see no basis
    for Mr. Hill's submission that they should do so in every case as
    of right. Everything must depend on the circumstances of the
    particular case, as is amply demonstrated by the circumstances so
    carefully listed by Webster J. in Reg, v. Secretary of State for
    the Home Department, Ex parte Tarrant
    [1985] 1 Q.B. 251 as
    matters which boards of visitors should take into account. But it
    is easy to envisage circumstances in which the rules of natural
    justice do not call for representation, even though the disciplinary
    charge relates to a matter which constitutes in law a crime, as
    may well happen in the case of a simple assault where no question
    of law arises, and where the prisoner charged is capable of
    presenting his own case. To hold otherwise would result in wholly
    unnecessary delays in many cases, to the detriment of all
    concerned including the prisoner charged, and to wholly
    unnecessary waste of time and money, contrary to the public

    - 8 -

    interest. Indeed, to hold otherwise would not only cause injustice
    to prisoners; it would also lead to an adventitious distinction being
    drawn between disciplinary offences which happen also to be
    crimes and those which happen not to be so, for the punishments
    liable to be imposed do not depend upon any such distinction.

    It remains for me, however, to consider a submission of Mr.
    Hill founded upon the European Convention on Human Rights
    (Convention for the Protection of Human Rights and Fundamental
    Freedoms (1953) (Cmd. 8969). Article 6(3) of the European
    Convention provides:

    "Everyone charged with a criminal offence has the following
    minimum rights: ... (c) to defend himself in person or
    through legal assistance of his own choosing ..."

    It was the submission of Mr. Hill that, under that provision, as
    interpreted by the European Court of Human Rights in Campbell
    and Fell v. United Kingdom
    (1984) 7 E.H.R.R. 165, the appellants
    in the present case were entitled to legal representation before
    the board of visitors, and that in this respect the European
    Convention and the common law are harmonious.

    It is to be observed that, under article 6 of the Convention,
    a citizen is given the right to defend himself through legal
    assistance of his own choosing where he is charged with a criminal
    offence. If that provision were to be given a strict interpretation,
    it would lead to its application in all disciplinary proceedings
    where the facts charged constituted in law a crime; and, in the
    context of prison discipline, this would be equally applicable in
    disciplinary proceedings before a governor and in such proceedings
    before a board of visitors. It is not surprising, therefore, to
    discover that the provision has been the subject of interpretation
    by the European Court of Human Rights to ensure that its
    application does not exceed the bounds of common sense. This the
    court has achieved by imposing a restrictive meaning upon the
    expression "criminal offence" in article 6. So in Engel v. The
    Netherlands (No. 1)
    (1976) 1 EHRR 647, a case concerned with
    military discipline, the court had this to say (in paragraph 82 of
    the judgment):

    "In this connection, it is first necessary to know whether
    the provision(s) defining the offence charged belong,
    according to the legal system of the respondent state, to
    criminal law, disciplinary law or both concurrently. This
    however provides no more than a starting point. The
    indications so afforded have only a formal and relative value
    and must be examined in the light of the common
    denominator of the respective legislation of the various
    contracting states. The very nature of the offence is a
    factor of great import. When a serviceman finds himself
    accused of an act or omission allegedly contravening a legal
    rule governing the operation of the armed forces, the state
    may in principle employ against him disciplinary law rather
    than criminal law. In this respect, the court expresses its
    agreement with the Government [of the Netherlands].
    However, supervision by the court does not stop there.
    Such supervision would generally prove to be illusory if it

    - 9 -

    did not also take into consideration the degree of severity
    of the penalty that the person concerned risks incurring. In
    a society subscribing to the rule of law, there belong to the
    ’criminal sphere deprivations of liberty liable to be imposed
    as a punishment, except those which by their nature,
    duration or manner of execution cannot be appreciably
    detrimental. The seriousness of what is at stake, the
    traditions of the contracting states and the importance
    attached by the Convention to respect for the physical
    liberty of the person all require that this should be so."

    These principles were applied by the court in the case of Campbell
    & Fell v. United Kingdom
    (1984) 7 E.H.R.R. 165, where it was
    stated, in paragraphs 70-72, at pp. 194-195: (1) that the first
    matter to be ascertained is whether or not the text defining the
    offences is in issue belongs, according to the domestic legal
    system, to criminal law, disciplinary law or both concurrently. (2)
    That, in any event, the indications so afforded by the national law
    have only a relative value; the very nature of the offence is a
    fact of greater import. In this connection, the court referred to
    the factor that some matters may be more serious than others,
    and that the illegality of some acts may not turn on the fact that
    they were committed in prison. However, the court then
    commented:

    "The court considers that these factors, whilst not of
    themselves sufficient to lead to the conclusion that the
    offences with which the applicant was charged have to be
    regarded as 'criminal' for Convention purposes, do give them
    a certain colouring which does not entirely coincide with
    that of a purely disciplinary matter."

    (3) That it is necessary to have regard to the nature and degree
    and severity of the penalty which might be incurred; and that
    deprivation of liberty was "in general" a penalty that belonged to
    the "criminal" sphere.

    Now in English law, the objective which is sought to be
    achieved is, in my opinion, indeed harmonious with article 6 of the
    Convention as interpreted by the court. It is only the technique
    which is different. In English law, we are fortunate in having
    available to us a discretionary power, so often employed when it is
    necessary to weigh the effect of different factors; and it is
    established that disciplinary tribunals have, in the exercise of their
    discretion, and having regard to a broad range of factors including
    those mentioned by the European Court, to decide whether natural
    justice requires that a person appearing before the tribunal should
    be legally represented. The European Court, being under the duty
    to apply principles embodied in the Convention, is striving, as I
    see it, to achieve the same flexibility by giving a liberal
    interpretation to the expression "criminal offence" in article 6. It
    follows that I cannot, for my part, see that recourse to the
    Convention can assist the appellants in the present case. The
    absolute right to legal representation now claimed by the
    appellants is not, as I understand the position, required by the
    Convention any more than it is required by English law.

    For these reasons I would dismiss both appeals.

    - 10 -


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