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United Kingdom House of Lords Decisions


You are here: BAILII >> Databases >> United Kingdom House of Lords Decisions >> D'Souza v Director of Public Prosecutions [1992] UKHL 10 (15 October 1992)
URL: http://www.bailii.org/uk/cases/UKHL/1992/10.html
Cite as: [1992] 4 All ER 545, [1992] 1 WLR 1073, [1992] WLR 1073, [1992] UKHL 10

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JISCBAILII_CASE_CONSTITUTIONAL

    Parliamentary Archives,
    HL/PO/JU/18/252


    D'Souza (A.P.) (Appellant) v. Director of Public Prosecutions
    (Respondent) (On Appeal from a Divisional Court of the Queen's

    Bench Division)

    JUDGMENT

    Die Jovis 15° Octobris 1992

    Upon Report from the Appellate Committee to whom was
    referred the Cause D'Souza against Director of Public
    Prosecutions, That the Committee had heard Counsel as well on
    Monday the 15th as on Tuesday the 16th days of June last upon
    the Petition and Appeal of Clarissa D'Souza of 28a Hampton
    Road, Worcester Park, Surrey, praying that the matter of the
    Order set forth in the Schedule thereto, namely an Order of a
    Divisional Court of Her Majesty's High Court of Justice of the
    26th day of July 1991, might be reviewed before Her Majesty
    the Queen in Her Court of Parliament and that the said Order
    might be reversed, varied or altered or that the Petitioner
    might have such other relief in the premises as to Her Majesty
    the Queen in Her Court of Parliament might seem meet; as upon
    the case of the Director of Public Prosecutions lodged in
    answer to the said Appeal; and due consideration had this day
    of what was offered on either side in this Cause:

    It is Ordered and Adjudged, by the Lords Spiritual and
    Temporal in the Court of Parliament of Her Majesty the Queen
    assembled, That the said Order of a Divisional Court of Her
    Majesty's High Court of Justice of the 26th day of July 1991
    complained of in the said Appeal be, and the same is hereby,
    Set Aside: And it is further Ordered, That the Cause be, and
    the same is hereby, remitted back to the Crown Court to do in
    accordance with the opinions expressed in this House: And it
    is also further Ordered, That the costs of the Appellant be
    taxed in accordance with the Legal Aid Act 1988.

    Cler: Parliamentor:

    Judgment: 15 October 1992

    HOUSE OF LORDS


    D'SOUZA (A.P.)
    (APPELLANT)

    v.

    DIRECTOR OF PUBLIC PROSECUTIONS
    (RESPONDENT)

    Lord Keith of Kinkel
    Lord Roskill
    Lord Jauncey of Tullichettle
    Lord Lowry
    Lord Browne-Wilkinson


    LORD KEITH OF KINKEL

    My Lords,

    For the reasons given in the speech to be delivered by my
    noble and learned friend Lord Lowry, which I have read in draft
    and with which I agree, I would allow this appeal and make the
    order which he proposes.

    LORD ROSKILL

    My Lords,

    I have had the advantage of reading in draft the speech of
    my noble and learned friend Lord Lowry. I agree with him. For
    the reasons he gives I would allow this appeal and remit the case
    stated to the Crown Court with the directions which my noble and
    learned friend proposes.

    LORD JAUNCEY OF TULLICHETTLE


    My Lords,


    I have read the speech of my noble and learned friend Lord
    Lowry and, for the reasons which he gives, would remit the case
    stated to the Crown Court with the directions which he proposes.


    LORD LOWRY

    My Lords,

    On 13 March 1989 the appellant was convicted and
    conditionally discharged by the Sutton Justices for assaulting three
    police officers in the execution of their duty contrary to section
    51(1) of the Police Act 1964. Her father, Edwin D'Souza, was at
    the same time convicted and conditionally discharged for similarly
    assaulting one constable. Both defendants were ordered to pay
    compensation and costs and both appealed to the Crown Court at
    Croydon, which on 20 March 1990 dismissed their appeals. The
    appellant appealed by case stated to the Divisional Court of the
    Queen's Bench Division (Nolan L.J. and Otton J.), which dismissed
    her appeal but certified two questions as being of general public
    importance. They were:

    "1. Is a person who is lawfully detained pursuant to section
    2 and Part II of the Mental Health Act 1983 deemed to be
    in legal custody by virtue of section 137 of that Act, or
    otherwise?

    "2. Does the power to enter premises by force without a
    warrant conferred by section 17(l)(d) of the Police and
    Criminal Evidence Act 1984 require that the person
    exercising that power is in hot pursuit of the person who is
    unlawfully at large, and if so, what does 'hot pursuit'
    mean?"

    The appellant, who appeals by leave of your Lordships'
    House, had indeed assaulted the police officers and the propriety
    of convicting her depended on whether at the time of the assaults
    the police were acting in the execution of their duty. The answer
    to that question depended in turn on whether the police were
    entitled to enter by force without a warrant the premises in which
    the assaults occurred.

    The facts, as found by the Crown Court, were that Edwin
    D'Souza, his wife Clara ("the patient") and the appellant lived at
    28a Hampton Road Worcester Park ("the house"). The patient had
    a history of mental illness. A social worker approved under the
    Mental Health Act 1983 ("the Act"), who had seen the patient's
    hospital notes and had been in touch with local residents and
    police, was concerned about her welfare and on 21 July 1988 went
    to the house to speak to the occupants. He was told to go away.
    On 13 October 1988 the social worker pursuant to section 135 of
    the Act obtained warrants to enter the house, went there with
    police officers and two medical practitioners and gained entry.
    The patient was examined by the doctors and taken to Sutton
    Hospital, of which the Chiltern Wing is a psychiatric unit covering
    the area in which the house is situated. According to section 135,
    detention of the patient was lawful for 72 hours after her arrival.
    Pursuant to section 13(2) of the Act, the social worker interviewed
    the patient and applied for her to be admitted to the hospital for
    assessment, and she was so admitted at 1 p.m. on 13 October 1988
    on the recommendation in writing of two approved medical
    practitioners. The Crown Court resolved against the appellant an
    issue concerning the lawfulness of the patient's admission to and
    detention in hospital. The Divisional Court affirmed the Crown

    - 2 -

    Court's view on that question and it has not been reopened in this
    appeal.

    The further facts relevant to the questions for decision by
    your Lordships are set out in the case stated:

    "The appellant Edwin D'Souza applied for the discharge of
    the patient, his wife, from hospital.

    "On 16 October, 1988, he went to see the patient at the
    hospital, leaving at 3.30 p.m. By 3.55 p.m. the patient was
    at the house.

    "That day P.C. Pollard went to the Chiltern Wing of the
    hospital, was shown documents and believed that the patient
    was unlawfully at large. Later, with P.C. Beavan, P.C.
    Robbins and two nurses he went to the house, arriving at
    about 7 p.m. intending to return the patient to the hospital.

    "The officers all reasonably believed (as was the fact) that
    the patient was in the house, and that she was unlawfully at
    large.

    "The officers were in uniform. There was no response when
    the door was knocked. They made it known they wanted to
    speak to the patient, they were there to take her back to
    hospital. Clarissa D'Souza said they would not open the
    door, she screamed 'don't open the door' and declined to
    open it although the officers threatened to force entry.

    "The glass panel of the door was broken and entry effected.
    The appellants had been told that the officers were there to
    take the patient back to hospital.

    "We accepted the evidence of the officers. Where there
    was a conflict we preferred the evidence called on behalf of
    the respondents in the appeal (in the Crown Court) to that
    of the appellants.

    "We found the officers were attacked by the appellants. We
    disbelieved the first apellant's evidence that he first became
    involved in violence when he remonstrated with police for
    manhandling his daughter and was, for no reason, kicked by
    a police officer. We disbelieved the second appellant when
    in evidence she denied biting.

    "The personal violence was initiated by Clarissa D'Souza who
    had taken up an umbrella as a weapon and used it to strike
    P.C. Pollard above the eye. She struck P.C. Beavan in the
    cheek and bit his arm when he took hold of her arm.

    "Edwin D'Souza grabbed P.C. Beavan from behind. When
    P.C. Beavan turned, Edwin D'Souza punched him in the
    stomach.

    "When P.C. Robbins, who had been at the back of the
    house, went in and took Clarissa D'Souza's arm after she
    struck P.C. Beavan with the umbrella, she bit him and tried
    to hit him with the umbrella. At the time of the hearing

    - 3 -

    P.C. Robbins had a scar on his arm which we accepted
    resulted from that bite. Evidence of Dr. Chan was read,
    unchallenged."

    (In the fourth paragraph of the foregoing findings the words "as
    was the fact" must refer to the belief that the patient was in the
    house, since it was partly a question of law whether the patient
    was unlawfully at large.)

    The justification for entering the house must be sought in s.
    17 of the Police and Criminal Evidence Act 1984 ("P.A.C.E."),
    which provides:

    "17(1) Subject to the following provisions of this section,
    and without prejudice to any other enactment, a constable
    may enter and search any premises for the purpose -

    (a) of executing - (i) a warrant of arrest issued in
    connection with or arising out of criminal proceedings; or
    (ii) a warrant of commitment issued under section 76 of the
    Magistrates' Courts Act 1980; (b) of arresting a person for
    an arrestable offence; (c) of arresting a person for an
    offence under - (i) section 1 (prohibition of uniforms in
    connection with political objects), 4 (prohibition of offensive
    weapons at public meetings and processions) or 5 (prohibition
    of offensive conduct conducive to breaches of the peace) of
    the Public Order Act 1936; (ii) any enactment contained in
    sections 6 to 8 or 10 of the Criminal Law Act 1977
    (offences relating to entering and remaining on property); (d)
    of recapturing a person who is unlawfully at large and whom
    he is pursuing; or (e) of saving life or limb or preventing
    serious damage to property.

    "(2) Except for the purpose specified in paragraph (e) of
    subsection (1) above, the powers of entry and search
    conferred by this section - (a) are only exercisable if the
    constable has reasonable grounds for believing that the
    person whom he is seeking is on the premises; and (b) are
    limited, in relation to premises consisting of two or more
    separate dwellings, to powers to enter and search - (i) any
    parts of the premises which the occupiers of any dwelling
    comprised in the premises use in common with the occupiers
    of any other such dwelling; and (ii) any such dwelling in
    which the constable has reasonable grounds for believing
    that the person whom he is seeking may be.

    "(3) The powers of entry and search conferred by this
    section are only exercisable for the purposes specified in
    subsection (l)(c)(ii) above by a constable in uniform.

    "(4) The power of search conferred by this section is only
    a power to search to the extent that is reasonably required
    for the purpose for which the power of entry is exercised.

    "(5) Subject to subsection (6) below, all the rules of
    common law under which a constable has power to enter
    premises without a warrant are hereby abolished.

    - 4 -

    "(6) Nothing in subsection (5) above affects any power of
    entry to deal with or prevent a breach of the peace."

    It will be noted that, except for the power of entry to deal with
    or prevent a breach of the peace, subsection (5) abolished all the
    common law rules relating to a constable's power of entry without
    a warrant. (The power to use reasonable force is found in section
    117(1)).

    The statutory provision relied on by the police in this case
    was, of course, section 17(l)(d), and therefore, to justify entry for
    the purpose of recapturing the patient, she has to be a person (1)
    who was unlawfully at large and (2) whom the police were
    pursuing.

    The first requirement takes me to the circumstances,
    already mentioned, in which the patient was admitted to the
    hospital and later left it and to the statutory background
    consisting of the relevant provisions of the Act of 1983. The
    effect of sections 2(1) and (4) is that a patient may be admitted
    to hospital for assessment and detained there for a period not
    exceeding 28 days if the application for admission is made in
    accordance with subsections (2) and (3). Section 6(1) provides that
    a duly completed application for the admission of a patient shall
    be sufficient authority to take the patient and convey him to
    hospital. There follow a number of provisions which it may be
    convenient to set out at this point:

    "6(2) Where a patient is admitted within the said period to
    the hospital specified in such an application as is mentioned
    in subsection (1) above, or, being within that hospital, is
    treated by virtue of section 5 above as if he had been so
    admitted, the application shall be sufficient authority for
    the managers to detain the patient in the hospital in
    accordance with the provisions of this Act. . . .

    "17(1) The responsible medical officer may grant to any
    patient who is for the time being liable to be detained in a
    hospital under this Part of this Act leave to be absent from
    the hospital subject to such conditions (if any) as that
    officer considers necessary in the interests of the patient or
    for the protection of other persons.

    (3) Where it appears to the responsible medical officer that
    it is necessary so to do in the interests of the patient or
    for the protection of other persons, he may, upon granting
    leave of absence under this section, direct that the patient
    remain in custody during his absence; and where leave of
    absence is so granted the patient may be kept in the
    custody of any officer on the staff of the hospital, or of
    any other person authorised in writing by the managers of
    the hospital or, if the patient is required in accordance with
    conditions imposed on the grant of leave of absence to
    reside in another hospital, of any officer on the staff of
    that other hospital.

    - 5 -

    "18(1) Where a patient who is for the time being liable to
    be detained under this Part of this Act in a hospital - (a)
    absents himself from the hospital without leave granted
    under section 17 above; or (b) fails to return to the hospital
    on any occasion on which, or at the expiration of any period
    for which, leave of absence was granted to him under that
    section, or upon being recalled under that section; or (c)
    absents himself without permission from any place where he
    is required to reside in accordance with conditions imposed
    on the grant of leave of absence under this section.

    he may, subject to the provisions of this section, be taken
    into custody and returned to the hospital or place by any
    approved social worker, by any officer on the staff of the
    hospital, by any constable, or by any person authorised in
    writing by the managers of the hospital.

    . . . .

    1. Where a patient who is for the time being, subject to
      guardianship under this Part of this Act absents himself
      without the leave of the guardian from the place at which
      he is required by the guardian to reside, he may, subject to
      the provisions of this section, be taken into custody and
      returned to that place by any officer on the staff of a local
      social services authority, by any constable, or by any person
      authorised in writing by the guardian or a local social
      services authority.

    2. A patient shall not be taken into custody under this
      section after the expiration of the period of 28 days
      beginning with the first day of his absence without leave;
      and a patient who has not returned or been taken into
      custody under this section within the said period shall cease
      to be liable to be detained or subject to guardianship, as
      the case may be, at the expiration of that period.


    . . . .


    (6) In this Act 'absent without leave' means absent from
    any hospital or other place and liable to be taken into
    custody and returned under this section, and related
    expressions shall be construed accordingly.

    "46(1) The Secretary of State may by warrant direct that
    any person who, by virtue of any enactment to which this
    subsection applies, is required to be kept in custody during
    Her Majesty's pleasure or until the directions of Her
    Majesty are known shall be detained in such hospital (not
    being a mental nursing home) as may be specified in the
    warrant and, where that person is not already detained in
    the hospital, give directions for his removal there.

    (2) The enactments to which subsection (1) above applies
    are section 16 of the Courts-Martial (Appeals) Act 1968,
    section 116 of the Army Act 1955, section 116 of the Air
    Force Act 1955 and section 63 of the Naval Discipline Act
    1957.

    . . . .

    - 6 -

    "128(1) Where any person induces or knowingly assists
    another person who is liable to be detained in a hospital
    within the meaning of Part II of this Act or is subject to
    guardianship under this Act to absent himself without leave
    he shall be guilty of an offence.

    1. Where any person induces or knowingly assists another
      person who is in legal custody by virtue of section 137
      below to escape from such custody he shall be guilty of an
      offence.

    2. Where any person knowingly harbours a patient who is
      absent without leave or is otherwise at large and liable to
      be retaken under this Act or gives him any assistance with
      intent to prevent, hinder or interfere with his being taken
      into custody or returned to the hospital or other place
      where he ought to be he shall be guilty of an offence.

    ....

    "135(2) If it appears to a justice of the peace, on
    information on oath laid by any constable or other person
    who is authorised by or under this Act or under section 83
    of the Mental Health (Scotland) Act 1960 to take a patient
    to any place, or to take into custody or retake a patient
    who is liable under this Act or under the said section 83 to
    be so taken or retaken - (a) that there is reasonable cause
    to believe that the patient is to be found on premises
    within the jurisdiction of the justice; and (b) that admission
    to the premises has been refused or that a refusal of such
    admission is apprehended,

    the justice may issue a warrant authorising any constable
    [named in the warrant] to enter the premises, if need be by
    force, and remove the patient.

    (3) A patient who is removed to a place of safety in the
    execution of a warrant issued under this section may be
    detained there for a period not exceeding 72 hours.

    (6) In this section 'place of safety' means residential
    accommodation provided by a local social services authority
    under Part HI of the National Assistance Act 1948 or under
    paragraph 2 of Schedule 8 to the National Health Service
    Act 1977, a hospital as defined by this Act, a police
    station, a mental nursing home or residential home for
    mentally disordered persons or any other suitable place the
    occupier of which is willing temporarily to receive the
    patient."

    (The words in subsection (2) "named in the warrant" were repealed
    by P.A.C.E. section 119(2) and Schedule 7.)

    "137(1) Any person required or authorised by or by virtue
    of this Act to be conveyed to any place or to be kept in
    custody or detained in a place of safety or at any place to
    which he is taken under section 42(6) above shall, while
    being so conveyed, detained or kept, as the case may be, be
    deemed to be in legal custody.

    - 7 -

    1. A constable or any other person required or authorised
      by or by virtue of this Act to take any person into custody,
      or to convey or detain any person shall, for the purposes of
      taking him into custody or conveying or detaining him, have
      ail the powers, authorities, protection and privileges which a
      constable has within the area for which he acts as
      constable.

    2. In this section 'convey' includes any other expression
      denoting removal from one place to another.

    "138(1) If any person who is in legal custody by virtue of
    section 137 above escapes, he may, subject to the provisions
    of this section, be retaken - (a) in any case, by the person
    who had his custody immediately before the escape, or by
    any constable or approved social worker; (b) if at the time
    of the escape he was liable to be detained in a hospital
    within the meaning of Part II of this Act, or subject to
    guardianship under this Act, by any other person. who could
    take him into custody under section 18 above if he had
    absented himself without leave.

    (2) A person to whom paragraph (b) of subsection (1) above
    applies shall not be retaken under this section after the
    expiration of the period within which he could be retaken
    under section 18 above if he had absented himself without
    leave on the day of the escape unless he is subject to a
    restriction order under Part III of this Act or an order or
    direction having the same effect as such an order; and
    subsection (4) of the said section 18 shall apply with the
    necessary modifications accordingly.

    . . . .

    (4) This section, so far as it relates to the escape of a
    person liable to be detained in a hospital within the meaning
    of Part II of this Act, shall apply in relation to a person
    who escapes - (a) while being taken to or from such a
    hospital in pursuance of regulations under section 19 above,
    or of any order, direction or authorisation under Part HI or
    VI of this Act (other than under section 35, 36, 38, 53, 83
    or 85) or under section 123 above; or (b) while being taken
    to or detained in a place of safety in pursuance of an order
    under Part III of this Act (other than under section 35, 36
    or 38 above) pending his admission to such a hospital

    as if he were liable to be detained in that hospital and, if
    he had not previously been received in that hospital, as if
    he had been so received.

    . . . .

    (6) Section 21 above shall with any necessary modifications,
    apply in relation to a patient, who is at large and liable to
    be retaken by virtue of this section as it applies in relation
    to a patient who is absent without leave and references in
    that section to section 18 above shall be construed
    accordingly."

    - 8 -

    Mr. Kurrein, for the appellant, submitted that the courts
    below had erred in law in holding that the two requirements of
    section 17(l)(d) of P.A.C.E. were satisfied. On the question
    whether the patient was unlawfully at large, he drew attention to
    section 18 of the Act of 1983, which deals with absence without
    leave having been granted under section 17 and he contrasted that
    absence with escaping from legal custody or from a form of
    constraint which is deemed to amount to legal custody, as
    described in sections 137 and 138 of the Act of 1983. He
    fortified his argument by referring to the contrast which is drawn
    by section 128(1) and (2) between absence without leave and
    escaping from legal custody. Only a person who has escaped from
    actual or deemed legal custody, he continued, is a person
    "unlawfully at large": the patient here was merely absent without
    leave and was not within the terms of section 137; therefore she
    was not unlawfully at large when the police came to retake her.
    Therefore, he claimed, the respondent failed at the first hurdle
    erected by section 17(1)(d) of P.A.C.E.

    Mr. Collins Q.C., for the respondent, "lukewarmly", as he
    frankly avowed, submitted that the patient was covered by section
    137 and therefore was deemed to have escaped from legal custody,
    from which it would follow that she was unlawfully at large. His
    alternative argument, by which he set greater store, was that the
    phrase "unlawfully at large" was not a technical expression and
    aptly described the patient, given that she had without leave
    absented herself from the hospital where she was lawfully
    detained.

    As to the second requirement of section 17(l)(d), Mr.
    Kurrein submitted that the words "whom he is pursuing" did not
    aptly describe the situation in the instant case, where the police,
    acting on information received, had gone to the house where
    (correctly, as it turned out) they believed the patient to be, since
    "pursuing" inevitably involved the idea of physical proximity and
    immediacy, a physical chase in the course of which the pursuer
    follows his quarry with the intention of overtaking and capturing
    the object of the pursuit.

    Mr. Collins, while admitting that some limiting significance
    must be given to the words "whom he is pursuing", submitted that
    the police were indeed "pursuing" the patient when they went to
    the house and he also stressed the point that the finding of the
    Crown Court on this question was a finding of fact. My Lords, I
    now consider the rival contentions.

    I am, in the first place, impressed by the proposition that a
    patient who is absent from the hospital without leave is not for
    that reason alone
    to be deemed to be a person who has escaped
    from legal custody. Section 128 of the 1983 Act gives strong
    support to the appellant and a careful study of section 137(1) also
    leads me to the conclusion that none of the three things there
    required or authorised to be done to a person is consistent with
    the plight of the patient before she went absent from the hospital:
    the words "required or authorised to be conveyed" are certainly
    not apt; the words "detained in a place of safety" (which seem to
    look back to section 135) do not, either immediately or when one
    considers how "a place of safety" is treated elsewhere in the Act
    of 1983, accord with the situation of a person who is admitted to

    - 9 -

    hospital for assessment; and the phrase "kept in custody" is found
    in section 46(1) of the Act of 1983 with a meaning which if
    imported into section 137(1), as I believe it must be, does not help
    the respondent. It would indeed be remarkable if the phrase "kept
    in custody" were so general in its meaning as to apply to every
    person who is detained in accordance with the Act: this would
    make nonsense of the contrast in section 128 which has already
    been noted. The words in section 138(1)(b) "if at the time of the
    escape he was liable to be detained in a hospital" do not show
    that all persons whom those words describe are in legal custody.
    They merely extend the category of persons who can retake the
    escaper if the condition in section 138(1)(b) is fulfilled. The same
    argument and counterargument could be applied to a person who is
    subject to guardianship under the Act of 1983, but section 18
    shows that a person who is subject to guardianship could not by
    virtue of that circumstance alone be, or be deemed to be, in legal
    custody.

    Dealing with Mr. Kurrein's contrast between section 18 and
    section 137, Otton J. said:

    "I do not accept this argument. Mr. Stage took us through
    a body of old common law relating to the powers of arrest
    in relation to felonies and misdemeanours. I do not think it
    is necessary to do so. The answer is to be found in section
    137(1) . . . Thus the authority to be kept etc. stems from
    any part of the Act, and not merely from Part II. She was
    thus deemed to be in legal custody under section 137 which
    is in Part X."

    With respect, I cannot accept the judge's conclusion as to the
    effect of section 137(1), but the ability to distinguish between
    being detained in a hospital under section 6(2) and being in actual
    or deemed legal custody does not in my opinion conclude this part
    of the argument in favour of the appellant. I accept the
    submission of Mr. Collins that the expression "unlawfully at large"
    does not have a technical or special meaning. A person who is
    detained in hospital under section 6(2) is lawfully detained. If he
    goes absent without leave, he is then at large, as the words in
    section 128(3) "otherwise at large" plainly indicate, and, since he
    ought not to be at large and is, by virtue of section 18(1), liable
    to be taken into custody and returned to the hospital, he would
    inevitably appear to be unlawfully at large until he is taken into
    custody.

    During argument a question was raised with Mr. Kurrein as
    to the effect of the words in section 17(3) of the Act of 1983
    "direct that the patient remain in custody", as possibly showing
    that the patient was already in custody before obtaining leave of
    absence. Mr. Kurrein's answer to this potentially unfavourable
    inference was that the words "remain in custody" could mean not
    only "still be in custody" but also "be in custody continuously while
    absent with leave". Even this explanation leaves the patient "in
    custody", and I think that a more helpful explanation from the
    appellant's point of view may be that the custody spoken of in
    section 17(3) is not legal custody, which means the custody of the
    law
    (as distinct from proper or lawful custody) and is a technical
    expression. Nor is custody under section 17(3) deemed to be legal
    custody by section 137(1) or by any other provision.

    - 10 -

    I should also mention that the appellant sought to found an
    argument on the fact that section 135(2) empowers a justice to
    issue a warrant authorising any constable to enter, if need be by
    force, premises where a patient is reasonably believed to be, and
    to remove the patient. He submitted that an application for a
    warrant was the designated way of retaking a patient who was
    believed to be in a house but was not covered by section 137(1)
    and that there were no circumstances in which one could reach
    the stage of having to consider the second requirement of section
    17(l)(d) in relation to such a patient. My Lords, I am unable to
    view section 135(2) in this light, because I believe that it provides
    an alternative to section 17(l)(d) and not the exclusive method of
    gaining access to premises in order to retake a patient such as
    Mrs. D'Souza.

    In his very helpful annotated edition of "The Police and
    Criminal Evidence Act 1984" 2nd ed., (1990), Professor Michael
    Zander comments, at p. 42 on section 17(l)(d):

    "This reproduces the common law power. It includes those
    who have escaped from a prison, or of a court or of the
    police (sic) and those who have absconded from detention in
    mental hospitals or other institutions of compulsory
    detention. It is not certain whether the power only exists
    in hot pursuit."

    This comment, which was reproduced by Otton J. in his
    judgment, indicates the view of the learned author that a patient
    such as Mrs. D'Souza who absconded from lawful detention in a
    mental hospital, either before or after P.A.C.E. came into
    operation, would be "unlawfully at large", although not necessarily
    by virtue of section 137(1) or any earlier provision to the like
    effect. I turn now to the second question on the basis, which I
    regard as justified, that the patient was "unlawfully at large".
    Was she a person "whom the constables were pursuing"?

    That question, I admit, is a question of fact but, like all
    such questions, it must be answered within the relevant legal
    principles and paying regard to the meaning in their context of the
    relevant words (in this case the words "whom he is pursuing" in
    section 17(l)(d).) The material portion of the judgment in the
    Divisional Court, the paragraphs of which I have numbered for
    convenience, was as follows:

    "1. There can be no doubt that the officers were
    'pursuing' the patient in the sense that they were following
    her with intent to capture her (see Shorter Oxford English
    Dictionary). Although there is authority that, where the
    police are pursuing a person for an arrestable offence, the
    pursuit should be "hot", for my part I do not regard this as
    a desirable criterion or prerequisite to the pursuit and arrest
    of a patient who is suffering from a mental illness.

    "2. Sometimes the circumstances call for quick and
    decisive action to avoid danger to others and the patient.
    But any idea that every pursuit has to be "hot" in the sense
    of rapid and calling for immediate action and entry is
    clearly undesirable. This type of situation often calls for
    patience, sensitivity, calmness and tact. The manner in

    - 11 -

    which a pursuit is effected must be a matter for the
    discretion and judgment of those handling the situation. In
    summary those responsible have a choice whether

    1. to apply for a warrant (there is no obligation to do
      so)

    2. or to pursue without a warrant

    3. if the latter, to pursue 'hotly' or with circumspection
      until they judge it expedient to enter and arrest.

    "3. Here those seeking to retake the patient here had
    consulted the records at the hospital and had not doubt seen
    the reports, in particular that of Dr. Higginson, who had
    described a history of paranoid schizophrenia and 'it is very
    possible that she is on the verge of another breakdown etc.'
    It was accordingly apparent to those responsible that it was
    necessary to mount a pursuit and not delay to obtain a
    warrant.

    "4. Thus it was open to the Crown Court to find, on the
    material before it, that it was a proper exercise of the
    powers of discretion of those seeking to retake the escaped
    patient and that they were lawfully pursuing her. On this
    analysis the justices were justified in finding that the
    constables were pursuing the patient when they followed her
    to the house in order to recapture her and return her to
    hospital, and under section 117 of the Police and Criminal
    Evidence Act were permitted to use reasonable force if
    necessary."

    Before commenting on the judgment I wish to take the
    matter a little further. The position about persons escaping from
    custody is summarised in Clerk & Lindsell on Torts, 16th ed.
    (1989) at paragraph 17-44:

    "Escape from Custody. A person who has escaped from
    lawful custody is still considered theoretically a prisoner,
    and his recapture is but a continuance of his former
    imprisonment. Recapture may therefore be effected without
    the restrictions as to time or place which may have been
    attached to the original execution of the process against
    him. A person privileged from arrest is not privileged from
    recapture. In effecting a recapture, at any rate upon a
    fresh pursuit, it was propably lawful at common law to
    break open the outer door of a dwelling-house. And, on this
    principle, it was held that where a party had been formally
    arrested by touching him through a broken window it was
    lawful thereupon to break into the house in order to effect
    his actual apprehension. [Section 17(l)(d) of the Police and
    Criminal Evidence Act 1984 now empowers a constable to
    enter and search any premises for the purpose of '...
    recapturing a person who is unlawfully at large and whom
    he is pursuing.' Section 17(l)(d) would thus authorise entry
    where an arrested person breaks free and flees from the
    constable who has arrested him and is chased by that
    constable and his colleagues. It is more doubtful that it
    authorises entry and search on information to the police
    that prisoner X, who escaped from custody some time ago,
    is now to be found in certain premises. Police in that case

    - 12 -

    may have to seek a search warrant or rely on other powers
    of entry conferred on them by the Act of 1984.]'

    The text (as well as the footnotes) of the 15th edition
    (1982) of Clerk & Lindsell paragraph 14-65 is almost identical with
    that of paragraph 17-44 of the 16th edition before the new part,
    which I have put in square brackets, with one exception: in the
    fourth sentence, instead of the words "it was probably lawful at
    common law", which I have emphasised above, we find in the
    earlier edition the words "it is lawful". It can be seen, therefore,
    ~that, at least in the opinion of the learned editors, the old
    common law provides a reliable guide to the meaning of section
    17(l)(d) which has replaced it. Further light is cast on the
    common law position by Hart v. Chief Constable of Kent [1983]
    R.T.R. 484, which was mentioned in the appellant's case but not in
    argument. The defendant had an accident while driving a car and
    was tracked to his home by a police dog. He gave a positive
    specimen of breath standing partly inside and partly outside the
    house. A constable told the defendant he was arresting him and
    took hold of him. The defendant pulled back into the house and a
    struggle ensued in the course of which the constable and another
    policeman entered the house. The defendant's mother asked the
    police to leave and they did so, retaining their hold on the
    defendant, who was later charged with failing to provide a
    specimen of blood or urine and with assaulting a constable in the
    execution of his duty. If, as the defence contended, the police
    were trespassers in the house, that fact would have provided a
    defence directly to the assault charge and indirectly to the road
    traffic charge. McCullough J., sitting in the Divisional Court with
    Griffiths L.J., delivered the judgment of the court in favour of the
    Crown. He reviewed a number of ancient authorities and said, at
    pp. 489-490:

    "Accordingly, the arrest of the defendant by officers who
    remained outside his house on land where they were still
    authorised to be was lawful. Thereafter, they were not
    engaged in attempting to arrest the defendant. They were
    engaged in the essentially different exercise of recapturing a
    prisoner who had escaped from lawful custody. The question
    which therefore arises in this case is whether such a
    prisoner can make good his escape from lawful custody by
    reaching his dwelling house and by refusing permission to
    enter to the officers pursuing him . . . The rights of
    officers pursuing those who have escaped are not affected
    by sections 2 and 3 of the Criminal Law Act 1967. They
    derive from the common law, and they include the right to
    break into a dwelling house if need be."

    In Foster's Crown Cases 3rd ed. (1792), p. 320 it is said:

    ". . . if a man, being legally arrested, . . . escapeth from
    the officer and taketh shelter, though in his own house, the
    officer may, upon fresh suit, break open doors in order to
    retake him. ..."

    (Note: "suit" is an equivalent of "pursuit", now obsolete.)
    Many of the illustrations of pursuit (which made it lawful to enter
    premises without a warrant in order to recapture an escaper)
    describe recapture by the very constable from whom the person

    - 13 -

    arrested has escaped. I am not, however, saying that section
    17(l)(d) applies only in such circumstances. I would assume that
    the power of entry to recapture can apply in a case like the
    present, provided the constable is "pursuing" the patient. But,
    even so, I cannot find any evidence from which pursuit by the
    constables before the break-in can be inferred. The verb in the
    clause "whom he is pursuing" is in the present continuous tense
    and therefore, give or take a few seconds or minutes - this is a
    question of degree -, the pursuit must be almost contemporaneous
    with the entry into the premises. There must, I consider, be an
    act of pursuit, that is, a chase, however short in time and
    distance. It is not enough for the police to form an intention to
    arrest, which they put into practice by resorting to the premises
    where they believe that the person whom they seek may be found.
    I turn to the judgment in the Divisional Court.

    It starts by saying that there can be no doubt that the
    officers were "pursuing" the patient in the sense that they were
    following her with intent to capture her. My Lords, with respect,
    this observation avoids the real question. The word "follow" can
    be used in different senses as, for example, in the direction
    "Follow that car", which may be contrasted with the statement
    "You go to London today and I will follow on Saturday." The
    primary dictionary meaning of "follow" is "go after (a moving thing
    or person)" and I suggest that that meaning must be akin to the
    sense in which the word "pursuing" is used in section 17(l)(d). As
    I said, Mr. Collins conceded that the requirement of "pursuing"
    must limit the circumstances in which entry without a warrant can
    take place, but, understandably, he was quite unable to explain
    what limitation the clause in question could impose short of
    satisfying the criterion laid down by the ordinary meaning of
    "pursuing" and by the common law, as contended for by Mr.
    Kurrein. Section 17(2)(a) applies to every paragraph except (e) of
    section 17(1) and therefore every constable who intends to arrest a
    person is seeking him and is obliged to have reasonable grounds for
    believing him to be on the premises which he proposes to enter.
    During argument my noble and learned friend, Lord Jauncey of
    Tullichettle suggested what, if he will permit me to say so, I
    found to be a most convincing analysis of section 17(1), pointing
    out that paragraph (a) demanded the possession of a warrant,
    paragraph (b) dealt with offences of a serious class, paragraph (c)
    named specific offences the nature of which was considered to
    justify entry and paragraph (e) dealt with two very urgent
    situations, whereas entry without a warrant under paragraph (d) for
    the purpose of recapturing a person who was unlawfully at large
    could be made only if the constable were pursuing that person and
    not in any other circumstances. Therefore a constable, acting on
    information received but not being in possession of a warrant, who
    simply goes to a house where he reasonably (and correctly)
    believes that the person he is seeking can be found cannot, in my
    opinion, conceivably say that he is pursuing that person. To do so
    would empty the word "pursuing" of all meaning. The word "seek"
    in section 17(2)(a) has a primary meaning "to go in search or quest
    of, to try to find, look for". It applies to every paragraph of
    section 17(1). Pursuing is one manifestation of seeking, but the
    latter word is not included in or equated by the former.

    Paragraph 2 of my extract from the judgment states that
    there may be different types of pursuit, depending on the needs of

    - 14 -

    the situation. This applies to the hunting of any quarry, which
    may be chased at full speed, stalked with stealth or covertly
    surrounded. But, whatever the method, pursuit is the common
    characteristic of the operation. It is then said that those
    responsible "have a choice whether (1) to apply for a warrant
    (there is no obligation to do so) (2) or to pursue without a warrant
    (3) if the latter, to pursue 'hotly' or with circumspection until
    they judge it expedient to enter and arrest." If this statement
    means that a warrant is not necessary in any circumstances and
    that the police, if they receive instructions to take a patient into
    custody, have only to go and enter, using reasonable force, the
    house where they reasonably believe him to be (and that this will
    mean that they are pursuing the patient), I must respectfully
    disagree.

    Paragraph 3 concludes, "It was accordingly apparent to those
    responsible that it was necessary to mount a pursuit and not delay
    to obtain a warrant." The words "mount a pursuit" relate back to
    the conscious decision envisaged in choice (2) of paragraph 2, as if
    a decision taken at the police station to "mount a pursuit" of
    someone who is at that moment sitting, or perhaps sleeping, at
    home meant that the constables who were dispatched to the
    patient's house would be "pursuing" him. I have already explained
    why I cannot accept a meaning of pursuit which would be seen to
    fit the action taken in those circumstances to the requirements of
    section 17(l)(d). On the question of urgency, which is marginal to
    the legal point at issue, I cannot help pointing out that, her
    husband having left the hospital at 3.30 p.m., the patient was at
    home by 3.55 p.m. and the police did not reach the house until 7
    p.m. Moreover, sections 17(l)(e) and 17(6) can be resorted to
    without a warrant if, which has not been suggested in the present
    case, a real emergency is believed to exist. If the legislature had
    intended the police to have a right of entry to premises in order
    to recapture absconding patients independently of P.A.C.E. or of
    the law in force in 1983, I would have expected an express
    enactment to that effect. So far from that having happened,
    section 135(2) of the Act of 1983 expressly authorises the issue of
    a warrant to retake a patient, and this provision must be regarded
    as superfluous if the respondent's case and the Divisional Court's
    judgment are correct.

    Coming to paragraph 4, I do not consider that it was open
    to the Crown Court to find that "those seeking to retake the
    escaped patient", and in particular the constables concerned, were
    pursuing her, because there was in my view no material in the
    facts found on which (taking a proper view of the law) they could
    properly reach that conclusion. In Edwards v. Bairstow [1956] A.C.
    14, which was concerned with a finding of fact, Lord Radcliffe
    said, at p. 36:

    "When the case comes before the court it is its duty to
    examine the determination having regard to its knowledge of
    the relevant law. If the case contains anything ex facie
    which is bad law and which bears upon the determination, it
    is, obviously, erroneous in point of law. But, without any
    such misconception appearing ex facie, it may be that the
    facts found are such that no person acting judicially and
    properly instructed as to the relevant law could have come
    to the determination under appeal. In those circumstances,

    - 15 -

    too, the court must intervene. It has no option but to
    assume that there has been some misconception of the law
    and that this has been responsible for the determination. So
    there, too, there has been error in point of law. I do not
    think that it much matters whether this state of affairs is
    described as one in which there is no evidence to support
    the determination or as one in which the evidence is
    inconsistent with and contradictory of the determination, or
    as one in which the true and only reasonable conclusion
    contradicts the determination. Rightly understood, each
    phrase propounds the same test."

    My Lords, If I had to answer the first of the certified
    questions, I would answer it in the negative, but, strictly speaking,
    that question is irrelevant, according to the view which I have
    taken, to the first issue which your Lordships have to decide.
    Indeed, according to my view, even a more widely drawn question,
    raising the issue whether the patient was unlawfully at large,
    would be unnecessary to the final determination which I am
    proposing.

    As to the second question, the reference to "hot pursuit"
    introduces an element of confusion. What section 17(l)(d) of
    P.A.C.E. requires is pursuit by the constable in addition to an
    intention to arrest followed by resort to the premises where he
    reasonably believes that the person he is seeking can be found.

    Therefore, my Lords, without answering the certified
    questions, I would for the reasons I have given remit the case
    stated to the Crown Court with a direction (1) to revoke the
    orders that the appellant be conditionally discharged and that she
    pay compensation and (2) to dismiss the charges brought against
    her.

    LORD BROWNE-WILKINSON
    My Lords,

    I have read the speech of my noble and learned friend Lord
    Lowry and, for the reasons which he gives, would remit the case
    stated to the Crown Court with the directions which he proposes.

    - 16 -


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