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You are here: BAILII >> Databases >> United Kingdom Supreme Court >> Sustainable Shetland v The Scottish Ministers & Anor (Scotland) [2015] UKSC 4 (9 February 2015) URL: http://www.bailii.org/uk/cases/UKSC/2015/4.html Cite as: 2015 GWD 5-113, 2015 SLT 95, [2015] 2 All ER 545, 2015 SC (UKSC) 51, [2015] 3 CMLR 4, [2015] UKSC 4, [2015] Env LR 23, 2015 SCLR 224 |
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Hilary Term
[2015] UKSC 4
On appeal from: [2014] CSIH 60
Sustainable Shetland (Appellant) v The Scottish Ministers and another (Respondents) (Scotland)
before
Lord Neuberger, President
Lord Sumption
Lord Reed
Lord Carnwath
Lord Hodge
JUDGMENT GIVEN ON
Heard on 18 December 2014
LORD CARNWATH: (with whom Lord Neuberger, Lord Sumption, Lord Reed and Lord Hodge agree)
Introduction
"a high likelihood of more than off-setting any adverse effects of the windfarm and a reasonable likelihood of causing the Shetland whimbrel population to partially and possibly fully recover over the lifetime of the Viking Wind Farm."
"Whimbrel are subject to certain general provisions of the EU Birds Directive which apply to all naturally occurring birds in the wild. These include articles 2, 3(1), 3(2)(b) and the last sentence of article 4(4). Achieving and maintaining favourable conservation status of the national population is in line with these provisions and obligations. In this case our advice is that the proposed Viking wind farm is highly likely to result in a significant adverse impact on the conservation status of the national population of whimbrel."
"Ministers are not satisfied that the estimated impact of the development on whimbrel demonstrates such a level of significance. In addition, Ministers consider that the potential beneficial effects of the Habitat Management Plan (HMP) can reasonably be expected to provide some counterbalancing positive benefits."
"Ministers note that the HMP will take one third of the UK population of whimbrel under active management, and will target some 100 whimbrel 'hotspots'. Based on the detailed environmental information provided in the environmental statement and addendum, Ministers are satisfied that the measures proposed by the HMP are likely to have a positive value to the conservation status of the whimbrel. These measures include a variety of management techniques, including predator control, habitat restoration, protection and management. Ministers are satisfied that an HMP which includes significant predator control from the outset, as well as ongoing habitat restoration, protection and management, is likely to counteract the relatively small estimated rate of bird mortality. Further reassurance is gained from the commitment to ongoing development and improvement built into the HMP as understanding of its effect improves, and from the fact that this commitment will be required by condition.
In any case, if, despite the implementation of the HMP, the estimated negative impact on the species were to remain, Ministers consider that the level of impact on the conservation status of the whimbrel is outweighed by the benefits of the project, including the very substantial renewable energy generation the development would bring and the support this offers to tackling climate change and meeting EU Climate Change Targets.
The whimbrel is in decline on Shetland. Ministers consider that the HMP represents an opportunity - currently the sole opportunity - to try to improve the conservation status of the species. Without the Viking Windfarm HMP, there currently appears to be no prospect of any significant work being undertaken to reverse the decline of the whimbrel in the UK."
Statutory requirements and the Birds Directive
"the conservation of all species of naturally occurring birds in the wild state in the European territory of the Member States to which the Treaty applies "
By article 2 -
"Member States shall take the requisite measures to maintain the population of the species referred to in article 1 at a level which corresponds in particular to ecological, scientific and cultural requirements, while taking account of economic and recreational requirements, or to adapt the population of these species to that level."
Article 3.1 requires member states "in the light of the requirements referred to in article 2" to take the requisite measures "to preserve, maintain or re-establish a sufficient diversity and area of habitats for all the species of birds referred to in article 1"; such measures to include (article 3.2(b)):
"(b) upkeep and management in accordance with the ecological needs of habitats inside and outside the protected zones;"
" article 2 of the directive requires the Member States to take the requisite measures to maintain the population of all bird species at a level, or to adapt it to a level, which corresponds in particular to ecological, scientific and cultural requirements, while taking account of economic and recreational requirements and from which it is therefore clear that the protection of birds must be balanced against other requirements, such as those of an economic nature ..." (emphasis added)
However, in the later Lappel Bank case, the Advocate-General (para 57) took the view that this balance was relevant under article 2, not to the level at which the population of the particular species was to be maintained, but only to the measures required to achieve it. The court did not express a view on that point, confining itself to ruling on article 4.
"4. In respect of the protection areas referred to in paragraphs 1 and 2, Member States shall take appropriate steps to avoid pollution or deterioration of habitats or any disturbances affecting the birds, in so far as these would be significant having regard to the objectives of this article. Outside these protection areas, Member States shall also strive to avoid pollution or deterioration of habitats."
"- population dynamics data on the species concerned indicate that it is maintaining itself on a long-term basis as a viable component of its natural habitats, and
- the natural range of the species is neither being reduced nor is likely to be reduced for the foreseeable future, and
- there is, and will probably continue to be, a sufficiently large habitat to maintain its populations on a long-term basis."
The courts below
"[258] In summary, the fundamental dividing line between the interpretation put forward by the petitioners compared with that advanced on behalf of the respondents and interested party is that the petitioners maintain that article 2 sets down a common standard which requires to be met that the population of the species, in this case whimbrel, are to be maintained at a level which corresponds in particular to ecological, scientific and cultural requirements and that obligation rests on the State. There is discretion in how article 2 is to be implemented but not discretion as to whether it is to be implemented or not.
[259] In contrast, the respondents submit that the reference to maintaining the population in article 2 is subject to other considerations (which) at a minimum included economic and recreational requirements. It is a balancing exercise The final position of the respondents was to say in effect that wind farm energy production contributing to climate change targets out-balanced or outweighed 'the obligation' of maintaining the population of whimbrel to the level specified in article 2."
"The question which should have been the focus of the Lord Ordinary's attention was whether the grant of consent by the Scottish Ministers had been a lawful decision, once due account was taken of, inter alia, the Wild Birds Directive. Instead, the Lord Ordinary applied herself to the rather different question as to whether the Scottish Ministers, in their decision letter, had demonstrated that they had fully understood and complied with their on-going obligations under the Directive in respect of the United Kingdom population of whimbrel, irrespective of the likely effect on it of a consent to the development." (para 26)
"Once that conclusion was arrived at, the Wild Birds Directive, and any associated problems of interpretation and application, fell out of the picture as far as this proposal was concerned." (para 27)
Although the decision letter had not referred expressly to the directive, it was clear to an informed reader that the decision had been made having regard to SNH's assessment which referred to specific provisions of the directive (para 29). The Lord Ordinary's criticism of the ministers' reasoning in relation to their duties under article 4(2) reflected the erroneous view that they were required to satisfy themselves as to their performance of those duties as a preamble to consideration of the application (para 30). Once they had decided that "the development would have no significant adverse impact, and might possibly be beneficial", the issue of what was required by article 2 in respect of the whimbrel was "one that it was unnecessary to explore." (para 31)
The issues in the appeal
i) The ministers considered the impact of the development on the whimbrel, but failed to take account of their positive obligations not merely to maintain the current level of the whimbrel population, but to adapt it to the appropriate level under article 2 - in effect to bring the whimbrel up to "favourable conservation status".
ii) More particularly, in the light of the detailed information made available in connection with the application, they should have appreciated that the mainland territory now appeared to be the most suitable territory for classification as a special protection area under article 4(2); and they should have considered what further "special conservation measures" were required, for example the closing down of the windfarm during whimbrel migratory or breeding months.
iii) They acknowledge that SNH had made no reference to article 4(2), but this was an error which could not excuse the ministers' failure to have regard to the obligation imposed on them by that provision.
iv) In so far as the ministers relied under article 2 on "balancing" considerations relating to climate change benefits or other economic considerations, these were not relevant in law.
v) Any doubts about the interpretation of the directive should be resolved by a reference to the CJEU.
Discussion
Conclusion