Andrew Jeffery v FCA - FS/2010/0039 [2013] UKUT B4 (TCC) (7 February 2013)
"FINANCIAL SERVICES – general insurance broker - whether Applicant in breach of Statements of Principle 1 and 4 – standard of proof - forged documentation – failure to effect insurance – failure to keep clients informed of identity of insurer – failure to deal with the Authority in an appropriate, open and cooperative way – action under s 66 FSMA – whether prevented by limitation – construction of s 66(4), (5) – penalty – s 66(3) - prohibition order – s 56 FSMA"
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