Citation, commencement and extent

1.-(1) These Regulations may be cited as the Police (Conduct) (Senior Officers) (Scotland) Regulations 1996 and shall come into force on 1st August 1996.

(2) These Regulations shall extend to Scotland only.

Interpretation and application

2.-(1) In these Regulations, unless the context otherwise requires, the following expressions have the meanings hereby respectively assigned to them, namely-

"the 1967 Act" means the Police (Scotland) Act 1967;

"the 1990 Regulations" means the Police (Discipline) (Senior Officers) (Scotland) Regulations 1990(2);

"complainer" means the member of the public referred to in regulation 14;

"disciplinary offence" means an act or omission of a senior officer which falls within any of the kinds of conduct described in Schedule 1 to these Regulations;

"discipline form" means such a form as is mentioned in regulation 6(6);

"independent solicitor" means a solicitor who is appointed as the independent solicitor in terms of regulation 6(2);

"investigating officer" means a chief constable who is appointed as an investigating officer in terms of regulation 4;

"investigation form" means such a form as is mentioned in regulation 4(4);

"senior officer" means a constable who is a chief constable or an assistant chief constable.

(2) In these Regulations, unless the context otherwise requires, any reference to a regulation shall be construed as a reference to a regulation contained in these Regulations and any reference in a regulation to a paragraph shall be construed as a reference to a paragraph of that regulation.

(3) These Regulations shall apply only-

(a)in relation to a disciplinary offence on the part of a constable of the rank of chief constable or assistant chief constable;

(b)to any report, allegation or complaint from which it may reasonably be inferred that any act or omission which was committed or made by a constable of any such rank on or after 1st August 1996 may amount to a disciplinary offence; and

(c)to any case where there is in respect of such a constable a conviction as mentioned in paragraph 13 of Schedule 1 on or after that date even although the act or omission which constituted the criminal offence of which the constable was found guilty was committed or made before that date.

Reference of reports etc. to the procurator fiscal

3. Where a report, allegation or complaint is made from which it may reasonably be inferred that a senior officer has committed a criminal offence, such report, allegation or complaint shall as soon as possible be referred to the procurator fiscal of the sheriff court, and the police authority shall be informed accordingly both of the fact of referral and also as to the matter referred.

Investigation of report, allegation or complaint

4.-(1) Subject to the provisions of paragraph (2), where a report, allegation or complaint is received from which it may reasonably be inferred that a disciplinary offence may have been committed by a senior officer (hereinafter referred to as "the officer subject to investigation"), the police authority for the force of which that officer is a member shall appoint an investigating officer to investigate the matter.

(2) In the case of any report, allegation or complaint referred to in paragraph (1) from which it may reasonably be inferred that only a minor disciplinary offence may have been committed, the police authority may decide that no action shall be taken under these Regulations in relation to the matter and in particular that an investigating officer shall not be appointed, and in that case the police authority shall forthwith notify the officer subject to investigation in writing.

(3) The investigating officer shall be a chief constable of a police force other than that to which the officer subject to investigation belongs or has belonged:

Provided that the police authority shall not appoint as an investigating officer any chief constable who is a material witness or who is interested in the matter otherwise than as a member of a police force and accordingly they shall ask any chief constable considered for appointment, and that chief constable shall declare, whether he is such a witness or is so interested, before an appointment is made.

(4) As soon as practicable after his appointment, the investigating officer shall cause to be prepared an investigation form, which shall be in the form set out in Schedule 2 to these Regulations or in a form to the like effect and which shall-

(a)contain a statement of the report, allegation or complaint;

(b)inform the officer subject to investigation that, although he is not obliged to do so at this stage, he may make a written or oral statement concerning the matter to the investigating officer and provide the names and addresses of any persons whom he may wish to give evidence on his behalf; and

(c)warn him that if he does make such a statement it may be used in evidence in any subsequent disciplinary proceedings;

and the investigating officer shall serve a copy of the investigation form upon the officer subject to investigation.

Report of investigation

5.-(1) The investigating officer shall, after due investigation in which he shall take all reasonable steps to obtain statements from witnesses, submit to the police authority a report of his investigation together with-

(a)the investigation form;

(b)any written statement, or a record of any oral statement, which the officer subject to investigation has made under regulation 4(4)(b); and

(c)any statement obtained from any witness.

(2) Where, following receipt of the investigating officer's report, it appears to the police authority that the officer subject to investigation may have committed a disciplinary offence, the authority shall decide whether disciplinary proceedings need to be taken.

(3) If the police authority decide that no disciplinary proceedings need to be taken, they shall so inform the officer subject to investigation in writing forthwith.

Appointment of independent solicitor

6.-(1) This regulation applies in relation to any case in which the police authority has decided in terms of regulation 5(2) that disciplinary proceedings need to be taken against the officer subject to investigation.

(2) In any case to which this regulation applies, the police authority shall instruct a solicitor (hereinafter referred to as "the independent solicitor") to consider whether the officer subject to investigation should be charged with any disciplinary offence.

(3) The independent solicitor shall be a solicitor not being either-

(a)a member, officer or servant of the police authority, or where an amalgamation scheme is in force, of the joint police board; or

(b)a former member of the police force to which the officer under investigation belongs.

(4) The police authority shall submit to the independent solicitor a copy of the investigating officer's report together with copies of such other documents specified in regulation 5(1) as may have been submitted to it.

(5) Where the independent solicitor considers that the officer subject to investigation maybe charged with a disciplinary offence he shall-

(a)draw up and enter on a discipline form the disciplinary offence with which the accused might be charged and specifying such particulars as will leave the officer subject to investigation in no doubt as to the precise offence alleged; and

(b)thereafter submit the discipline form to the police authority.

(6) The discipline form shall be in the form set out in Schedule 3 to these Regulations or in a form to the like effect.

(7) Where the independent solicitor considers that there is insufficient evidence to support any charge against the officer subject to investigation he shall direct that no further disciplinary proceedings shall be taken against the officer subject to investigation in relation to the matter as referred to him, and where he so directs he shall forthwith notify the police authority and the officer subject to investigation in writing.

(8) Where the independent solicitor makes a direction under paragraph (7) then no further disciplinary proceedings under these Regulations may be taken against the officer subject to investigation in relation to the matter referred to the independent solicitor.

Decision to charge

7.-(1) This regulation applies to any case in which the independent solicitor has submitted a discipline form to the police authority in terms of regulation 6(5).

(2) The police authority shall, having considered the terms of the discipline form, decide whether the officer subject to investigation should be charged with the disciplinary offence specified on the discipline form and, if it decides that he should be so charged, it shall direct the independent solicitor accordingly.

(3) Where the police authority has decided in terms of paragraph (2) that the officer subject to investigation should not be so charged then it shall forthwith notify the said officer in writing.

(4) The independent solicitor shall, if so directed in terms of paragraph (2), charge the officer subject to investigation (hereinafter referred to as "the accused") by causing him to be served with a copy of the discipline form.

(5) For the purposes of section 40A(2) of the 1967 Act(3), proceedings by virtue of section 26(2A)(a) of that Act, insofar as relating to a constable to whom these Regulations apply, shall be taken to have commenced on the date on which the copy discipline form is sent to the senior officer in terms of paragraph (4).

Alleged criminal offence

8.-(1) Notwithstanding anything in regulations 4 and 5, where a report, allegation or complaint is received from which it may reasonably be inferred that a senior officer may have committed a criminal offence, the police authority may decide-

(a)not to appoint an investigating officer to investigate the matter in terms of regulation 4(1);

(b)if an investigating officer is appointed, to instruct that officer not to prepare or not to serve an investigation form upon the senior officer concerned or not to carry out any investigation into any matter arising out of or referred to in that report, allegation or complaint, insofar as it might be the subject of criminal proceedings; or

(c)to delay arriving at a decision as to whether disciplinary proceedings need to be taken, until-

(i)the procurator fiscal has intimated that criminal proceedings are not to be taken in respect of any matter arising out of or referred to in that report, allegation or complaint; or

(ii)if the procurator fiscal has intimated that criminal proceedings are to be taken in respect of any such matter, the completion of those criminal proceedings.

(2) If the police authority decide to exercise any power conferred upon them by paragraph (1), they shall arrange for the senior officer concerned to be informed to that effect and to be warned that disciplinary proceedings may subsequently be taken against him, irrespective of whether or not criminal proceedings are brought against him or of the outcome of any such proceedings.

Withdrawal of charges

9. At any time before the conclusion of the hearing of a charge the police authority may direct that the charge be withdrawn; and, where they so direct, they shall, as soon as possible-

(a)cause that direction to be noted on the discipline form; and

(b)notify the accused in writing.

Documents to be supplied to accused

10.-(1) Where an accused is charged with a disciplinary offence by being served with a copy of the discipline form, the independent solicitor shall arrange for the accused to be supplied, as soon as possible, with a copy of-

(a)any statement he may have made under regulation 4;

(b)the report, allegation or complaint on which the charge is founded (or so much thereof as relates to the accused) and any reports thereon (other than the report of the investigating officer), notwithstanding that they may be confidential;

(c)any statement relating to the charge made by any witness who may be called in support of the charge, together with the name and address of each such witness;

(d)any statement relating to the charge made by any person, other than a witness to be called in support of the charge, to the investigating officer or to anyone on his behalf, together with the name and address of each such person; and

(e)an inventory of any relevant documentary evidence and productions.

(2) Where the charge is founded on a report, allegation or complaint and a statement arising therefrom made by the same person, the reference in paragraph (1)(b) to the report, allegation or complaint shall, without prejudice to paragraph (1)(c) or (d), be construed as including a reference to that statement.

(3) Notwithstanding anything in paragraph (1)(b), the independent solicitor may withhold from the accused a report upon the report, allegation or complaint on which the charge is founded, if he is satisfied that considerations of national security require that it should not be supplied.

(4) In this regulation, any reference to a copy of a statement, report, allegation or complaint shall, where it was not made in writing, be construed as a reference to a copy of a record thereof.

Information to be supplied by the accused in response to the discipline form

11.-(1) Where an accused has been served with a copy of the discipline form, he shall within the time limits specified in paragraph (2) give notice to the independent solicitor of the matters specified hereunder and in the form specified on the discipline form or to the like effect, namely-

(a)whether he admits or denies the charge;

(b)whether he wishes to offer any explanation;

(c)whether he wishes to be represented or assisted by a member of a police force at the hearing;

(d)whether he wishes to be represented by counsel or a solicitor.

(2) The accused shall give notice in terms of paragraph (1) by returning the copy of the discipline form duly completed and signed by him to the independent solicitor within 14 days from the date on which it was served on him, or within 14 days from the date on which the last of the documents required by regulation 10 to be supplied to the accused is supplied, if later.

(3) The police authority may, on the application in writing of the accused, extend the period of time appointed under paragraph (2), notwithstanding that the time appointed may have expired.

(4) The independent solicitor shall invite the accused to state whether he proposes to call any witnesses to relevant facts at the hearing and the names and addresses of any such witnesses whose attendance he wishes the police authority to take steps to secure.

(5) Where the independent solicitor is informed by the accused that he intends to lead the evidence of any witness and where the accused identifies that witness then the independent solicitor shall inform the investigating officer, and the investigating officer shall so far as is reasonable and practicable invite that witness to provide a statement and shall supply to the accused a copy of any such statement.

(6) The independent solicitor shall on receiving notice from the accused in terms of paragraph (2) pass that notice to the police authority.

Cases in which accused has admitted a charge

12.-(1) This regulation applies in any case in which-

(a)in terms of regulation 11, the accused has admitted a charge against him; and

(b)there are no disciplinary charges against him specified on the discipline form which, in terms of regulation 11, he has denied.

(2) In any case to which this regulation applies the police authority may determine to deal with the case without referring it to a tribunal under regulation 13, and where they have so determined they shall record a finding in terms of regulation 25.

(3) In any case in which the police authority have recorded a finding in terms of paragraph (2) and having given the accused an opportunity to be heard in accordance with regulation 26, the police authority may impose a punishment in accordance with regulation 26(1), without the case being dealt with in accordance with regulations 13 to 23.

(4) In any case in which the police authority determine to deal with a case in terms of paragraph (2) they shall so notify the accused and the provisions of regulation 26(2) to (8) shall apply.

(5) The police authority shall give not less than 28 days notice to the accused and to his representative of the time, date and place at which any hearing under regulation 26(6) shall take place.

(6) The accused may waive the requirement for notice or agree to a shorter period of notice than that specified in paragraph (5), and in any such case the accused shall give notice to the police authority in writing to that effect.

Hearings

13.-(1) This regulation applies to any case which has not been dealt with under regulation 12.

(2) When a senior officer has been charged with a disciplinary offence under these Regulations and the charge is not withdrawn or dealt with under regulation 12 then it shall be heard by a tribunal.

(3) The tribunal referred to in paragraph (2) shall consist of a single person selected and appointed by the police authority from a list of persons nominated by the Lord President of the Court of Session.

(4) To assist the tribunal on matters pertaining to the police the police authority shall with the approval of the tribunal appoint an assessor who shall be a chief constable or a retired chief constable.

(5) The police authority shall not appoint as an assessor under paragraph (4)-

(a)a person who is one of Her Majesty's Inspectors of Constabulary;

(b)the chief constable of the police force of which the accused is a member;

(c)a member, officer or servant of the police authority or of any local authority which appoints any member of the police authority;

(d)the investigating officer;

(e)the independent solicitor; or

(f)any chief constable referred to in the proviso to regulation 4(3).

(6) The police authority may appoint a clerk to the tribunal and shall if so requested by the tribunal.

Arrangements for the hearing before the tribunal

14.-(1) The police authority shall make all necessary arrangements for the hearing before the tribunal including fixing the time, date and place of the hearing.

(2) When the accused has requested the assistance in presenting his case of a member of a police force other than his own, the police authority shall inform the chief constable of that other force of that request and of the time, date and place of the hearing.

(3) The police authority shall give not less than 28 days notice to the accused and to his representative of the time, date and place of the hearing.

(4) The police authority shall take all reasonable steps to secure the attendance at the hearing of witnesses required in connection with the case against the accused, and any witnesses whose attendance the accused has requested the police authority to take steps to secure.

(5) Where the hearing arises out of a complaint by a member of the public, the police authority shall, if the accused has denied the charge or any part thereof, inform the complainer of the time, date and place of the hearing and shall draw the complainer's attention to the provisions of regulation 19(2)(b) and (3).

Representation of parties

15.-(1) The case against the accused shall be presented by the independent solicitor who may for that purpose instruct counsel or a solicitor to appear on his behalf, and in that case the restrictions on the appointment of the independent solicitor specified in regulation 6(3) shall apply to the appointment of counsel or solicitor concerned.

(2) The accused shall be entitled to conduct his own case or he may be represented-

(a)either by counsel or a solicitor; or

(b)by another member of a police force selected by him, and such other member may be a representative of an association representing senior officers.

(3) Both the person presenting the case against the accused and the accused, or as the case may be the representative of the accused, may be assisted at the hearing by a member of a police force.

Procedure at the hearing before the tribunal

16.-(1) Subject to the provisions of this regulation and of regulations 17 to 22, the procedure at the hearing shall be such as the tribunal may determine.

(2) The accused shall be instructed to attend at the hearing of the case and at any adjournment thereof.

(3) Notwithstanding the failure of the accused to attend, the tribunal may proceed with the hearing in the absence of the accused if it appears to the tribunal just and proper so to do.

(4) Notwithstanding the terms of paragraph (3)-

(a)if the accused is detained in pursuance of the sentence of a court in a prison or other institution to which the Prisons (Scotland) Act 1989(4) applies and expresses a desire to make representations in person at the hearing, the hearing shall not be concluded until the accused has been able to make such representations;

(b)if good reason is given to the tribunal by, or on behalf of, the accused why the accused is unable to attend the hearing, other than that the accused is detained as aforesaid, the hearing shall be postponed or adjourned, as the case may be.

(5) If the accused does not admit the charge the hearing shall proceed upon the basis that the accused denies the charge.

(6) If the accused admits the charge, the tribunal, after giving the person presenting the case and thereafter the accused or his representative an opportunity of making a statement, may dispose of the case forthwith.

Objections to competency or relevancy of charge

17. If the accused wishes to make objections to the competency or relevancy of the charge, he shall present them in writing to the tribunal at least 48 hours before the time of the hearing. At the beginning of the hearing, the tribunal shall determine any such objections and, if it upholds those objections, it shall dismiss the charge.

Adjournment

18. The tribunal may from time to time adjourn the hearing to a specified later time or date, if it appears to it necessary or expedient to do so for the due hearing of the case.

Hearing to be private

19.-(1) The hearing shall be held in private.

(2) Notwithstanding anything in paragraph (1) above-

(a)where a child is giving evidence, the tribunal may allow a parent or guardian to be present and, when any witness is giving evidence, the tribunal may, subject to consideration of any objections raised by the accused, allow such other persons to be present as may seem reasonable to it because of any special circumstances; and

(b)where the hearing of the case arises out of a complaint made by a member of the public and the accused denies the charge or any part thereof, the tribunal may allow the complainer to be present at the hearing while witnesses are giving evidence.

(3) In any case to which paragraph (2)(b) applies-

(a)the complainer shall not be entitled to put questions to the accused or, except where the complainer is giving evidence as a witness, to participate in the proceedings in any way;

(b)where the complainer is to be called as a witness at the hearing, he shall not be allowed to attend before he gives his evidence; and

(c)the tribunal may, if it thinks fit, exclude the complainer from the whole or any part of the hearing and, without prejudice to the foregoing generality, shall exclude him during any period when it considers that a witness may in giving evidence disclose information which, in the public interest, ought not to be disclosed to a member of the public, or if he conducts himself in a disorderly manner.

Presentation of evidence

20.-(1) Any question as to whether any evidence is admissible, or whether any question should or should not be put to a witness, shall be determined by the tribunal.

(2) The accused or his representative may cross-examine the witnesses called in support of the case against the accused and call witnesses and make representations on his behalf. The accused may also give evidence on his own behalf.

(3) After all the evidence has been led, the person presenting the case and thereafter the accused or his representative shall be entitled to make oral submissions on the case before the hearing is concluded.

Statements in lieu of oral evidence

21.-(1) Subject to the provisions of this regulation, the tribunal may, in lieu of oral evidence, admit evidence by way of a written statement but evidence shall not be admissible in pursuance of this regulation if it would not have been admissible had it been given orally.

(2) If either the person presenting the case or the accused proposes in pursuance of this regulation to adduce written evidence at a hearing, he shall-

(a)at least 21 days, or such shorter period as the parties may agree in writing, before the date of the hearing-

(i)give the other party a copy of the statement; and

(ii)invite that party to join in a minute of agreement to the admission of the statement in evidence without the maker thereof being called as a witness or being available for cross-examination; and

(b)at least 10 days, or such shorter period as the parties may agree in writing, before the date of the hearing, lodge any such minute of agreement with the tribunal.

(3) The tribunal shall admit evidence by way of written statement under paragraph (1) only if-

(a)such statement is accompanied by a minute of agreement signed by the parties; and

(b)either party requests the tribunal to admit the written statement and the other party does not object.

(4) Where, notwithstanding that a written statement has been admitted in evidence without the person who made the statement being called and being available as aforesaid, the tribunal is of the opinion that oral evidence should be given, it may request that that person be called as a witness and, in such case, unless that person gives oral evidence, the tribunal shall be entitled to disregard the written evidence.

(5) Nothing in this regulation shall prejudice the admission of written evidence which would be admissible apart from the provisions thereof.

Transcript

22. A verbatim record of the proceedings at the hearing of the case, including any hearing before the police authority, shall be taken. If the accused so requests within the period during which notice of appeal may be made to a police appeals tribunal under section 30 of, and paragraph 3 of Schedule 3 to, the 1967 Act(5), the verbatim record shall be transcribed and a copy thereof supplied to him as soon as possible. On completion of any such appeal or on a decision not to appeal, the accused shall return the transcript to the police authority who shall retain it for three years. Where no transcript is made, the verbatim record shall be retained by the police authority for three years.

Tribunal report

23.-(1) Except in any case to which paragraph (2) applies, the tribunal shall as soon as possible after the conclusion of the hearing submit a report to the police authority setting out-

(a)a statement of the facts admitted or found to be proved so far as they are material to the case;

(b)a statement as to the charge or charges found to be proved;

(c)if any charge is found to be proved, a recommendation as to the proper punishment which in the opinion of the tribunal, having regard to the accused's record of service, should be imposed;

(d)any other matter arising out of the hearing which it desires to bring to the notice of the police authority.

(2) In any case in which after the commencement of a hearing the police authority has directed that the charge shall be withdrawn the police authority shall notify the tribunal in writing as to that direction, and the tribunal shall thereafter terminate the proceedings and report to the police authority accordingly.

(3) The tribunal shall send a copy of the report to the accused.

Expenses

24.-(1) All the expenses of a hearing before a tribunal or the police authority under these Regulations, including reasonable expenses incurred by the accused in preparation and conduct of the defence, shall be defrayed by the police authority.

(2) Any expenses payable under paragraph (1) shall be subject to taxation in such manner as the Secretary of State may direct.

(3) The police authority may reimburse in whole or in part any expenses reasonably incurred by an officer subject to investigation in connection with proceedings under these Regulations after the date of service of any investigation form and until either the service of a discipline form or notification that no proceedings are to be taken.

Decision of police authority

25.-(1) When the police authority have received the report of the tribunal in terms of regulation 23(1), or where they have determined to deal with the case in terms of regulation 12(2), the police authority shall decide either to dismiss the case or-

(a)to record a finding of guilt but to take no further action thereon; or

(b)to record a finding of guilt and impose a punishment.

(2) As soon as possible after the police authority have taken their decision in the case that decision shall be recorded on the discipline form and notified in writing to the accused, and when the accused is not a chief constable the decision shall be notified in writing to the chief constable of the police force concerned.

(3) When the hearing arises out of a complaint made by a member of the public, the finding of the police authority, but not the punishment imposed, shall be communicated to the complainer.

Punishment

26.-(1) The punishments which may be recommended by the tribunal or imposed by the police authority shall be-

(a)dismissal from the force;

(b)requirement to resign from the force as an alternative to dismissal, either forthwith or on such date as may be specified in the recommendation or decision;

(c)reprimand; or

(d)caution.

(2) Where the police authority have decided to impose a punishment they shall notify the accused accordingly in writing, and the accused shall within 14 days of such notification give notice to the police authority whether he wishes to make oral or written representations in relation to the matter of punishment.

(3) Where the accused gives notice that he wishes to make written representations he shall submit those representations within 28 days of having received the notification referred to in paragraph (2).

(4) The accused may waive requirements for notice or agree to shorter periods of notice than those specified in paragraphs (2) and (3), and in any such case the accused shall give notice to the police authority in writing to that effect.

(5) The police authority may on the application in writing of the accused extend the periods of time appointed under paragraphs (2) and (3) notwithstanding that the time appointed may have expired.

(6) Where the police authority have complied with paragraph (2) above they shall conduct a hearing and the provisions of regulations 14 to 22 shall apply to any such hearing and any references to the tribunal in those regulations shall be construed as references to the police authority.

(7) At any hearing referred to in paragraph (6) above the accused, or his representative, shall be entitled to make oral representations or to adduce evidence relevant to the matter of punishment.

(8) Before deciding on punishment the police authority shall have regard to the accused's record of police service and may have regard to evidence from any witness whose evidence would, in the opinion of the authority, assist them in determining the question.

(9) Where the punishment under regulation 26(1)(b) has been imposed and where the accused has not resigned from the force in accordance with the requirement specified in the decision, then the effect of the decision shall be to dismiss the accused from the force either forthwith or on the date specified in the decision.

Suspension-ordinary procedure

27.-(1) Where it appears to the police authority, on receiving a report, allegation or complaint from which it appears that a senior officer may have committed a disciplinary or criminal offence, that the senior officer concerned ought to be suspended from duty and from his office as constable, the police authority may, subject to the following provisions of this regulation, so suspend him.

(2) The police authority shall not so suspend a senior officer unless it appears to them that either of the following conditions ("the suspension conditions") is satisfied:-

(a)that the effective investigation of the matter may be prejudiced unless the senior officer concerned is so suspended;

(b)that the public interest, having regard to the nature of the report, allegation or complaint, and any other relevant considerations, requires that he should be so suspended.

(3) If the police authority determine that a senior officer ought to be suspended under this regulation, they shall forthwith notify the Secretary of State in writing of their decision and of the relevant reasons.

(4) If, upon being so notified of the decision of the police authority, the Secretary of State is satisfied both as to the suspension condition and reasons, he shall as soon as practicable notify his approval of the suspension of the senior officer to the police authority; and the suspension of the senior officer shall not have effect unless the approval of the Secretary of State is given.

(5) Where the Secretary of State gives his approval to the suspension of a senior officer his suspension shall take effect from the time he receives notice of the Secretary of State's approval thereof from the police authority, and he shall be suspended until-

(a)the Secretary of State decides otherwise; or

(b)the police authority decide otherwise; or

(c)a decision is taken to the effect that the senior officer shall not be charged with a disciplinary offence; or (d)where he has been so charged and-

(i)all the charges have been withdrawn or dismissed; or

(ii)a finding of guilt has been recorded but no further action has been taken thereon; or

(iii)a punishment has been imposed,

whichever first occurs.

(6) The suspension of a senior officer under this regulation shall cease to have effect at the expiry of 3 months from the date of imposition or reimposition unless the police authority shall before such expiration have-

(a)determined that the suspension should be reimposed;

(b)notified the Secretary of State to that effect; and

(c)notified the senior officer accordingly.

(7) In any case to which paragraph (6) applies the provisions of paragraphs (3) to (5) shall have effect.

(8) Without prejudice to the generality of paragraph (5)(c), the following matters shall be decisions for the purposes of that provision, namely-

(a)a decision by the police authority under regulation 4(2), 5(3) or 7(3);

(b)a direction by the independent solicitor under regulation 6(7).

Suspension-urgent cases

28.-(1) Subject to paragraph (2), in cases of urgency, the like power of suspension as under regulation 27 may be exercised with immediate effect by the police authority.

(2) Where a senior officer has been suspended under paragraph (1), the police authority shall notify the Secretary of State forthwith, and shall specify the reason for suspension under this regulation.

(3) Without prejudice to regulation 27, the suspension of a senior officer under this regulation shall cease to have effect at the expiry of 72 hours from the imposition thereof unless within that period the Secretary of State has notified the police authority of his approval thereof.

Suspension-termination and financial provisions

29.-(1) This regulation applies in any case in which a senior officer has been suspended from duty in terms of regulation 27 or 28.

(2) Where the suspension of a senior officer ceases to have effect upon the occurrence of any of the events specified in regulation 27(5) and where suspension has not been reimposed in accordance with regulation 27(6), that officer shall not be liable to be suspended again in respect of the report, allegation or complaint which led to the suspension which has ceased to have effect.

(3) Subject to the provisions of paragraph (5), a senior officer suspended from duty who-

(a)has been convicted by a court of law of a criminal offence; or

(b)has absented himself from duty and whose whereabouts are unknown to the police authority,

shall not in respect of any period of imprisonment or, as the case may be, in respect of the period during which his whereabouts are unknown to the police authority, be entitled to pay under the Police (Scotland) Regulations 1976(6).

(4) Subject to the provisions of paragraph (5), a senior officer suspended from duty shall not in respect of the period of suspension be entitled to any allowances under the Police (Scotland) Regulations 1976, except-

(a)insofar as he is entitled in terms of the Schedule to the Police (Scotland) Amendment (No.2) Regulations 1994(7), a replacement allowance mentioned in paragraph 2, 3, 4, 5 or 6 of that Schedule; or (b)a provided accommodation allowance.

(5) A senior officer to whom paragraph (3) or (4) applies shall be entitled to receive pay or allowances withheld in terms of those paragraphs where the suspension of that officer ceases to have effect-

(a)in terms of regulation 27(5)(a) to (c) and (d)(i) or (ii); or

(b)in terms of regulation 27(5)(d)(iii) where the punishment imposed is a reprimand or a caution.

(6) The Police (Scotland) Regulations 1976 and these Regulations shall apply to a senior officer suspended from duty subject to the provisions of this regulation.

Police authority to notify decision to Secretary of State

30. The police authority shall give notice to the Secretary of State of any decision made under regulation 25 and any punishment imposed under regulation 26 and, in any case in which they have received the report of the tribunal in terms of regulation 23(1), they shall forward a copy of that report to the Secretary of State.

Revocations, savings and transitional provisions

31.-(1) Subject to the following provisions of this regulation, the 1990 Regulations are hereby revoked.

(2) Notwithstanding paragraph (1), the 1990 Regulations shall continue to apply to an existing case within the meaning given in article 1(2) of the Police and Magistrates' Courts Act 1994 (Commencement No.10 and Savings) (Scotland) Order 1996(8) where the constable concerned holds the rank of chief constable or assistant chief constable.

Regulation 2(1)

SCHEDULE 1DISCIPLINARY OFFENCES

1. Discreditable conduct or conduct prejudicial to discipline, including-

(a)conduct likely to bring discredit on the police force or service;

(b)disorderly conduct;

(c)uncleanliness, untidiness or improper dress while on duty or in uniform in public;

(d)abusive language towards any constable;

(e)incivility towards any member of the public;

(f)lending money to any superior in rank or borrowing from any inferior in rank;

(g)soliciting or receiving any present or testimonial without the consent of the disciplinary authority; and

(h)anonymous communications on police matters to any person whether within the police service or not.

2. Wilful or careless neglect of duty, including-

(a)disobedience to lawful orders;

(b)contravention of regulation 5 of, or Schedule 1 to, the Police (Scotland) Regulations 1976(9);

(c)absence from duty, or being late for duty;

(d)failure to attend promptly and diligently to anything which is his duty;

(e)failure to stay at place of duty or to work beat in accordance with others without sufficient cause;

(f)permitting a prisoner to escape;

(g)failure to report the whereabouts of an offender, when known, or to make due exertions to bring him to justice;

(h)failure to report any matter which it is his duty to report, including any evidence for or against any prisoners; and

(i)failure to make any necessary entry in any official document.

3. Insubordination and oppression, including-

(a)insubordination by word, act or demeanour towards another constable; and

(b)oppressive conduct towards another constable.

4. Wilful or careless falsehood, including-

(a)making false, misleading or inaccurate statements, whether written or oral; and

(b)without sufficient cause destroying or altering any entry in an official document.

5. Discreditable behaviour in relation to drink, including-

(a)unfitness for duty through drink while on duty or in uniform;

(b)drinking or accepting liquor while on duty or in uniform without the consent of a superior officer; and

(c)entering or remaining in licensed premises while on duty or in uniform when his presence there is not required in the execution of duty.

6. Breach of confidence, including-

(a)revealing any matter which it is police duty to keep secret;

(b)revealing to any person that a warrant or summons is to be issued against him, except in the lawful service of such warrant or summons; and

(c)without proper authority, revealing to the press or any person any matter connected with the service.

7. Corrupt practice, including-

(a)using or attempting to use the office of constable for private advantage;

(b)incurring a pecuniary obligation to any person holding or applying for any certificate, permit or licence which is subject to police inquiry;

(c)without the consent of the chief constable, supporting any application for a certificate, permit or licence which is subject to police inquiry;

(d)failure to account for any money or property received officially.

8. Canvassing, including-

(a)attempting to influence a member of any police authority for personal advantage in a matter related to the police force or service;

(b)signing or circulating any petition or statement to the chief constable or police authority except through the authorised channels; and

(c)calling or attending unauthorised meetings to discuss police matters.

9. Suppression of complaints, including-

(a)suppression or falsification of a complaint from any source against a constable.

10. Unlawful or unnecessary exercise of authority, including-

(a)causing or making an unlawful or unnecessary arrest; and

(b)using unnecessary force to any prisoner or other person.

11. Malingering, including-

(a)feigning, inducing or exaggerating sickness or injury to evade duty; and

(b)any act or omission calculated to retard return to duty.

12. Wilful or careless damage to official property, including-

(a)loss of or damage to police authority property;

(b)loss of or damage to any property within police care; and

(c)failure to report such loss or damage.

13. Having been convicted by a Court of Law of a criminal offence; or having been made the subject of an order under section 246(2) of the Criminal Procedure (Scotland) Act 1995(10) or of a probation order under section 228 of that Act.

14. Being an accessory to a disciplinary offence.

Regulation 4

SCHEDULE 2THE POLICE (CONDUCT) (SENIOR OFFICERS) (SCOTLAND) REGULATIONS 1996

INVESTIGATION FORM

Regulation 6

SCHEDULE 3POLICE (CONDUCT) (SENIOR OFFICERS) (SCOTLAND) REGULATIONS 1996

DISCIPLINE FORM

Explanatory Note

(This note is not part of the Regulations)

These Regulations replace the Police (Discipline) (Senior Officers) (Scotland) Regulations 1990 ("the 1990 Regulations").

These Regulations make provision with respect to the procedures for cases in which Chief Constables or Assistant Chief Constables of police forces may be dealt with by dismissal, requirement to resign, reprimand or caution where their conduct constitutes a disciplinary offence, being conduct of any of the kinds described in Schedule 1 to the Regulations.

In making such provision the Regulations re-enact the 1990 Regulations with minor amendments as a consequence of amendments made to section 26 of the Police (Scotland) Act 1967 by section 52 of the Police and Magistrates' Courts Act 1994 and the revocation of the Police (Discipline) (Scotland) Regulations 1967 (S.I. 1967/1021) ("the 1967 Regulations").

The only changes to the provisions set out in the 1990 Regulations are the inclusion in Schedule 1 of the terms of the former Discipline Code set out in Schedule 1 to the 1967 Regulations and minor changes to reflect the new provisions concerning appeals from the decision of the police authority to a police appeals tribunal.

Regulation 31 provides for the revocation of the 1990 Regulations but also provides that they shall continue to apply where an act or omission of a senior officer, which may amount to a disciplinary offence under the 1990 Regulations (as read with Schedule 1 to the 1967 Regulations), occurs before the date on which these Regulations come into force.