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You are here: BAILII >> Databases >> England and Wales Family Court Decisions (other Judges) >> T (A Child: Care Order: Beyond Parental Control: Deprivation of Liberty: Authority to Administer Medication) [2018] EWFC B1 (5 January 2018) URL: http://www.bailii.org/ew/cases/EWFC/OJ/2018/B1.html Cite as: [2018] EWFC B1 |
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IMPORTANT NOTICE
This judgment was delivered in private. The judge has given leave for this version of the judgment to be published on condition that (irrespective of what is contained in the judgment) in any published version of the judgment the anonymity of the child[ren] and members of their [or his/her] family must be strictly preserved. All persons, including representatives of the media, must ensure that this condition is strictly complied with. Failure to do so will be a contempt of court.
IN THE FAMILY COURT SITTING AT LEEDS
CASE NO LS17C00361
Leeds Civil Hearing Centre
Coverdale House
Leeds
5 January 2018
Before:
RECORDER DARREN HOWE QC
Sitting as a Judge of the High Court
BETWEEN
A LOCAL AUTHORITY
Applicant
and
M
1st Respondent
and
T
(By his Children’s Guardian)
2nd Respondent
Ms Lisa McCormick (instructed by the Local Authority Legal Department) appeared on behalf of the Applicant.
Ms Philippa Wordsworth (instructed by Sugaré & Co) appeared on behalf of the Mother.
Mr Nigel Bowman (instructed by Graham Stowe Bateson) appeared on behalf of the Child.
Judgment
Mr Darren Howe QC :
The Parties
The Applications
(a) Are the section 31(2) threshold criteria satisfied either on the basis that T is beyond parental control or due to him suffering or being likely to suffer significant harm attributable to the care he was likely to receive from M, that care not being what it would be reasonable to expect a parent to give?
(b) What impact, if any, does T's own impairment have on whether the court can find him beyond parental control; it being the expert opinion before the court that it is unlikely that any carer could meet his needs in a home environment? Should the Court prefer the assessment of the law provided by HHJ Bellamy in Re K (Post-Adoption Placement Breakdown) [2013] 1 FLR 1, or the opposite conclusion reached by HHJ Redgrave in Re P [2016] EWFC B2 (26th January 2016)?
(c) If threshold is satisfied, is the local authority's care plan a necessary and proportionate response to the risk to which T would be exposed if returned to the care of M or, when comparing all advantages and disadvantages of the realistic options, should M's plan be preferred?
(d) If a care order is made, do the arrangements for T's care within X unit amount to a deprivation of his liberty and, if so, is a declaration authorizing the local authority to deprive him of his liberty required? Should the court grant the various declarations sought by M concerning the circumstances of T's care at X unit and, specifically, what steps should be taken to promote T having some less restricted time within and outside if the unit? When should the court review its declaration and the need, if any, for the continuation of arrangements depriving T of his liberty?
(e) If a care order is made, are the proposed administrations of risperidone and/or melatonin of such gravity that the local authority cannot consent to such administration, given M's active opposition? If so, should the court grant a declaration, pursuant to the Inherent Jurisdiction of the High Court, authorizing the local authority to administer the medications?
Contents of Judgment
Page 4 - Background
Page 6 - Care of T prior to January 2017
Page 16 - Shared Care from February to May 2017
Page 20 - Threshold Criteria
Page 28 - The Competing Proposals for T's Care
Page 35 - Decision and Discussion concerning Placement
Page 37 - Deprivation of Liberty
Page 40 - Applications for Further Declarations
Page 41 - Authority to Administer Medication
Page 45 - Legal Principles Applicable to the exercise of Parental Responsibility by a Local Authority
Page 50 - Orders and Next Steps
(i) The burden of proving an allegation rests with the party who is making it;
(ii) The standard of proof is the simple balance of probabilities;
(iii) Findings must be based on evidence and on inferences that can properly be drawn from the evidence but cannot be based on mere suspicion or speculation;
(iv) Evidence cannot be evaluated and assessed in separate compartments. A judge in these cases must have regard to the relevance of each piece of evidence to other evidence and exercise an overview of the totality of the evidence in order to come to a conclusion.
"Hearsay evidence about issues that appear in reports produced on behalf of the local authority, although admissible, has strict limitations if a parent challenges that hearsay evidence by giving contrary oral evidence at a hearing. If the local authority is unwilling or unable to produce a witness who can speak to the relevant matter by first hand evidence, it may find itself in "great, or indeed insuperable" difficulties in proving the fact or matter alleged by the local authority but which is challenged."
"The Local Authority must, ultimately, assess the manner in which it considers it can most efficiently, fairly and proportionately establish its case. The weight to be given to records, which may be disputed by the parents, will depend, along with other factors, on the Court's assessment of their credibility generally. Here, the reliability of the hearsay material may be tested in many ways e.g. do similar issues arise in the records of a variety of unconnected individuals? If so, that will plainly enhance their reliability. Is it likely that a particular professional e.g. nurse or doctor would not merely have inaccurately recorded what a parent said but noted the exact opposite of what it is contended was said? The reaction of witnesses (not just the parents), during the course of oral evidence, to recorded material which conflicts with their own account will also form a crucial aspect of this multifaceted evaluative exercise. At the conclusion of this forensic process, evidence can emerge and frequently does, which readily complies with the qualitative criterion emphasised in Re A (supra)…
I would add to my analysis above the observations of Dame Elizabeth Butler Sloss in Re T [2004] EWCA Civ 558 at §33:
"Evidence cannot be evaluated and assessed in separate compartments. A judge in these difficult cases must have regard to the relevance of each piece of evidence to other evidence and to exercise an overview of the totality of the evidence in order to come to the conclusion whether the case put forward by the local authority has been made out to the appropriate standard of proof."
T's care prior to January 2017
The Period of Shared Care from 27 February 2017 to 2 May 2017
"M had a reluctance to try most strategies suggested in the home, she voiced that: she had already tried them without success, she didn't think that they would work, they were too difficult to sustain, she was too physically and mentally drained or they weren't manageable when it was just her and T. M identified new strategies that she hadn't tried before, for example using the iPad to teach T to engage in more meaningful activities, when she discussed the ideas she was enthusiastic and motivated, but then didn't implement them, voicing physical and mental exhaustion as the main barrier.
M was more engaged with family support during the time that T was at Y unit. She was visibly more motivated and enthusiastic about planning for T's return during the reunification process and support sessions were more regular and longer in duration. The outcome of this was a clear plan for supporting the evening routine and addressing smearing/ vomiting behaviours. As T's reunification progressed however, M became less engaged. She struggled with people coming into her home to support with the evening routine. This impacted on her implementing the evening routine that we had developed. M voiced anxiety around T transitioning between home and Y unit, feeling guilty that she was sending him there because he was clearly indicating that he wanted to be at home. This impacted on M being able to engage with fully preparing T to manage his new shared care arrangements."
"T displays as an anxious young person, due to his Autism he needs consistency and needs to understand what is happening next by having structured routines. At home T has always had very limited boundaries and routines which is likely to have contributed to challenging behaviours in School and at Y unit. T's level of need means that he requires a lot of time to process information and it takes T a long time to settle into changes in his routines. Over the past few months there has been deterioration in his behaviours (destructive and self-harming) and I have observed an increase in his anxiety. T has been very confused with first why he could not go home and then over the last two months by the pattern of shared care. It is anticipated that T will initially struggle with moving into a full time residential placement, due to the change in routine and being unfamiliar with staff. In addition, T loves his mother and they have a very close relationship and being away from her will be difficult for him. Children's Social Work Service and professionals working with T will work closely with the residential unit to ensure he has a planned and positive transition."
"..there seemed to be a hike and change in his aggressive behaviour particularly towards end of January / early February. He appeared more anxious by constantly rubbing his nose and face thus making his face even more sore and red. Again mum didn't take him to see the GP even though we advised it. T then started to display old behaviours of smearing faeces on a regular basis and vomiting in his bedroom - there does seem to be a slight pattern of this increasing after mum had visited or when he first comes in from home stays. He also began to start pulling his hair out again and that in his pubic region. He began again to destroy soft toys by ripping them and pulling the stuffing out. He started to rip and destroy his clothing and at times that of staff. He began to smash electrical items essentially his own iPad and on one occasion he shattered the glass and attempted to chew on this. Since late January / early February he is now much more inclined to damage property and any items he can access. There have been times when in crisis he would tear at other people's clothes and try to dismantle the fixtures in the bathroom including the toilet cistern and attempting to throw the broken pieces at a staff member.
When T was full time with us his behaviour seemed slightly more settled as he had an indication of what was expected of him and his communication methods and engagement appeared to develop. This is contrasted by when he was on short breaks. Evidence recorded shows that his behaviour was changeable each visit however; he did seem to be maturing even though his behaviour was often heightened during the actual stay. Currently T is staying on a shared care basis and he again appears to be struggling with this and he is indicating this with the significant increase in his challenging behaviours, his destruction of property, his social skills being lost and him socially isolating himself. Physically he seems to be off his food and refusing to eat and will throw items on the floor. He now is eating alone due to the significant risks he poses to his peers and to staff at key times such as mealtimes. He seems to understand when we count down the nights staying by using 'sleeps' until he sees his mum and seeing a photo of Mum does seem to bring some minor comfort but does not support him in the decrease of his behaviours. We have a structured behaviour plan in place which was developed with a multi-disciplinary approach to support him have some consistency but I am led to believe that this is not in place within the family home and can cause / create issues of boundary setting for T……..
Professionally we do not believe that the shared care arrangement is in T's best interest as he needs now firm and strong consistent boundaries twinned with a direct clear ethos of what is expected of him. I also believe that due to the level and intensity of his behaviours, which are challenging and increasing, he needs support from colleagues / professionals with an underpinning knowledge of his issues within a therapeutic environment to help him make sense of his presenting difficulties as he enters into puberty… In my professional opinion even though T is familiar with staff and some of the routines at Y unit, he has displayed behaviours, which would indicate that he misses his mum and his comprehension doesn't allow him to understand why he couldn't be at home or have a clear understanding of the timeframe of stays. His induced behaviours have escalated and this could be attributed to an increase in his anxieties of being separated from mum. He occasionally seems reluctant to go to school on occasions and get off the mini bus from school and staff believe this is because of understanding of where is going or staying. Y unit is able to meet his very basic needs in a safe environment but is unable to meet his full holistic he needs and address his complexities and I strongly believe for him to develop into a happy young man, develop his limited social skills and take the challenges of puberty and adult life ahead he needs a specialised therapeutic service that Y unit cannot and does not provide."
A court may only make a care order or supervision order if it is satisfied—
(a) that the child concerned is suffering, or is likely to suffer, significant harm; and
(b) that the harm, or likelihood of harm, is attributable to—
(i) the care given to the child, or likely to be given to him if the order were not made, not being what it would be reasonable to expect a parent to give to him; or
(ii) the child's being beyond parental control.
(a) pulling out his hair from his head and pubic area;
(b) dismantling appliances and furniture;
(c) ripping off and tearing his clothes;
(d) smearing faeces and
(e) kicking-in doors when angry.
(a) bite;
(b) gouge at the faces of staff members;
(c) pull hair;
(d) spit;
(e) pull staff by the arms;
(f) hit and scratch.
"The clearest statement concerning the 'attributable' condition is to be found in Lancashire County Council v B [2000] 1 FLR 583. Lord Nicholls said that,
'5. …the phrase "attributable to" in section 31(2)(b) connotes a causal connection between the harm or likelihood of harm on the one hand and the care or likely care or the child's being beyond parental control on the other…the connection need not be that of a sole or dominant or direct cause and effect; a contributory causal connection suffices.'
In my judgment it is clear from that explanation that even if a child is likely to suffer significant harm as a direct result of a disorder which affects that child's behaviour, if the consequent behaviour is such that a parent is unable to control the child then the child's being beyond parental control is, at the very least, a contributory cause of the likelihood of future harm. "
It is suggested most attractively by Mr Jubb in a long, careful, comprehensive skeleton argument and short, succinct oral argument to us that in order to show that a child is beyond parental control you must show some misfeasance by the parents. There is almost no authority on the phrase "beyond parental control" and certainly no authority to support the proposition, bold proposition as Mr Jubb is prepared to accept it as, that he makes to us today. We are asked to look at the useful Guidance to the Children Act, Volume 1, under 'Court Orders', which says at para 3.25:
"... the second limb is that the child is beyond parental control ... It provides for cases where, whatever the standard of care available to the child, he is not benefiting from it because of lack of parental control. It is immaterial whether this is the fault of the parents or the child. Such behaviour frequently stems from distorted or stressed relationships between parent and child."
That seems to me to be a useful summary of how those who put the Act together saw the use of what is a long-standing part of the previous child legislation of "beyond parental control". I consider that we should be very careful not to look at the words of the Children Act other than broadly, sensibly and realistically. I am much encouraged by the words of wisdom of Sir Stephen Brown P in Newham London Borough Council v AG (orse G) [1993] 1 FLR 281, [1993] Fam Law 122 in which he said (and I paraphrase) that the court should avoid an unduly restrictive and legalistic analysis of s 31. Quite simply this child is beyond the control of his parents. It is extremely sad. It is not a case of apportioning blame.
"In Mr Jubb pursuing these fascinating but arid arguments as to what is meant by "beyond parental control", so far as I am concerned the Court of Appeal would not gain any benefit from the way in which this Act is to be interpreted by such a description and would be, in my view, more likely to look at it and say on the broad and sensible approach, "Look at what has happened to this child. The evidence is really undisputed and the law to be applied is that that evidence shows that he is beyond parental control and, as a matter of law, he is beyond parental control".
It may be that there will be other cases when it is necessary to look at what is meant by "beyond parental control", but, for my part, this is an absolutely straightforward case of a child who is beyond everybody."
"The parents concede that at the relevant date K was likely to suffer significant harm. On the evidence, they were right to make that concession. It is equally plain from the evidence that K is beyond parental control. The question of substance has been whether the likelihood of harm is attributable to K being beyond parental control or to the reactive attachment disorder from which she suffers.
It is plain from the guidance given by Lord Nicholls in Lancashire County Council v B that the likelihood of harm may be attributable to more than one cause. A contributory causal connection suffices. In this case it could, of course, be said that the fact that K is beyond parental control is itself attributable to the fact that she is suffering from reactive attachment disorder. That may be so. However, that argument cannot be allowed to subvert the primary purpose of s.31(2) which is one of child protection."
"Under the Children and Young persons Act 1969 the courts had the power to remove a child from the care of his/her parents if it was satisfied that the child in question was beyond parental control. It was not necessary to show serious harm, or likelihood of harm. The Children Act 1989 changed the law and required harm/likelihood of harm to be proved and for it to be attributable to either the care given by the parents, or the child being beyond parental control. In my judgment the ordinary grammatical construction of the section requires the establishment of a causal connection by evidence, however slight. That is lacking in the documents filed in this case and with respect I cannot agree with Paragraph 149 of HHJ Bellamy's judgment in Re K (see above). Therefore I give the local authority permission to withdraw these proceedings on the basis that it is unlikely on the current evidence to be able to prove threshold.
There is no evidence of any kind that either the mother or the father are culpable in any way for the behaviour of their daughter and the harm she has suffered or is at risk of suffering in the future. They have fought tirelessly for her to receive the treatment she needs and in my judgment these proceedings should never have been issued."
'5. …the phrase "attributable to" in section 31(2)(b) connotes a causal connection between the harm or likelihood of harm on the one hand and the care or likely care or the child's being beyond parental control on the other…the connection need not be that of a sole or dominant or direct cause and effect; a contributory causal connection suffices.'
"…there is no requisite mental element to accompany the actions or inactions which have caused, or are likely to cause, significant harm to the child. Section 31 (2)(b)(i) requires only that the harm or likelihood of harm should be "attributable" to the care given or likely to be given to the child not being what it would be reasonable to expect a parent to give to him. Such is a requirement only of causation as between the care and the harm.
The provision was prefigured in the White Paper, Cm 62, cited above, also at para 60:
"The court will also have to make a decision as to whether the harm was caused or will in future be caused by the child not receiving a reasonable standard of care or by the absence of adequate parental control. This is not intended to imply a judgment on the parent who may be doing his best but is still unable to provide a reasonable standard of care."
"In such a case, the phrase 'care given to the child' is apt to embrace not merely the care given by the parents or other primary carers; it is apt to embrace the care given by any of the carers. Some such meaning has to be given to the phrase if the unacceptable consequences already mentioned are to be avoided. This interpretation achieves that necessary result while, at the same time, encroaching to the minimum extent on the general principles underpinning section 31(2). Parliament seems not to have foreseen this particular problem. The courts must therefore apply the statutory language to the unforeseen situation in the manner which best gives effect to the purposes the legislation was enacted to achieve."
The Competing Proposals for T's Care
(a) T's welfare is my paramount consideration [section 1(1) Children Act 1989];
(b) Delay in reaching a decision for T is likely to be prejudicial to his welfare [section 1(2) Children Act 1989];
(c) Welfare is to be assessed through the prism of the welfare checklist in section 1(3) Children Act 1989;
(d) The advantages and disadvantages of the realistic options for T's future care should be assessed against each other in a comparative way so as to identify the best outcome for T [Re BS (Children) [2013] EWCA Civ 1146].
Discussion and Decision Concerning Placement
(3A) A court deciding whether to make a care order—
(a) is required to consider the permanence provisions of the section 31A plan for the child concerned, but
(b) is not required to consider the remainder of the section 31A plan, subject to section 34(11).
(3B) For the purposes of subsection (3A), the permanence provisions of a section 31A plan are such of the plan's provisions setting out the long-term plan for the upbringing of the child concerned as provide for any of the following—
(a) the child to live with any parent of the child's or with any other member of, or any friend of, the child's family;
(b) adoption;
(c) long-term care not within paragraph (a) or (b).
Before making, varying or discharging an order under this section or making a care order with respect to any child the court shall—
(a) consider the arrangements which the authority have made, or propose to make, for affording any person contact with a child to whom this section applies; and
(b) invite the parties to the proceedings to comment on those arrangements.
Deprivation of T's Liberty at X unit.
"I should, for the sake of completeness, refer to [Keehan J's] intervening judgment in In re AB (A Child) (Deprivation of Liberty: Consent) [2015] EWHC 3125 (Fam), [2016] 1 WLR 1160. This concerned a 14-year old boy, subject to an interim care order, who had been placed in a residential children's home in circumstances which Keehan J found met Storck component (a). The question was whether, given the existence of the interim care order, either the parents or the local authority was entitled to consent for the purposes of Storck component (b). Keehan J held that they were not. That, as will be appreciated, is not an issue before us on this appeal. "
"Where a child is in the care of a local authority and subject to an interim care, or a care, order, may the local authority in the exercise of its statutory parental responsibility (see s.33(3)(a) of the Children Act 1989) consent to what would otherwise amount to a deprivation of liberty? The answer, in my judgment, is an emphatic "no". In taking a child into care and instituting care proceedings, the local authority is acting as an organ of the state. To permit a local authority in such circumstances to consent to the deprivation of liberty of a child would (1) breach Article 5 of the Convention, which provides "no one should be deprived of his liberty save in the following cases and in accordance with a procedure prescribed by law", (2) would not afford the "proper safeguards which will secure the legal justifications for the constraints under which they are made out", and (3) would not meet the need for a periodic independent check on whether the arrangements made for them are in their best interests (per Lady Hale in Cheshire West at paragraphs 56 and 57)".
M's Application for Additional Declarations
(a) T should leave the grounds of X unit at least once each week;
(b) T be permitted to leave the vehicle when taking the trips referred to in (a) above, and
(c) M be permitted to attend such trips with T.
(a) Risperidone is an 'atypical' antipsychotic. 'Atypical' means a newer, 2nd generation medication.
(b) Risperidone is licensed for use in ASD behavioural management. It has anti anxiety properties but it should not be used as the first line intervention and non-drug strategies should be tried first.
(c) Risperidone is a useful 'add-on' so that a child can engage better with the non-drug strategies being tried.
(d) Dr Singh did not know the reasons why the psychiatrist at X unit had agreed to prescribe the drug after T had been at X unit for 8 weeks. Dr Singh was neither critical nor supportive of this decision.
(e) Dr Singh accepted that risperidone has a sedative effect.
(f) Dr Singh advised that risperidone should only be used in specialist units, as its effects have to be closely monitored. The risks of the sedative side effects have to be weighed against the benefits.
(g) Risperidone can be administered as an oral liquid or a tablet.
(h) Dr Singh would expect to see a clear written plan describing the goals to be achieved by prescribing the medication and setting the expected clinical outcomes.
(i) The use of risperidone can have an impact on a child's learning ability because it can cause drowsiness.
(j) The use of risperidone needs to be closely monitored, as the sedative effect can be the cause of a reduction in challenging behaviour rather than behaviour changing due the drug helping with anxiety levels.
(k) The medication should be started at the lowest dose and not increased without having the progress monitored and a full review should be undertaken before any increase is prescribed.
(l) There is a whole range of side effects for all medications. Even if one person has experienced a side effect, it has to be listed as a possibility for others. We will only know if a person will experience side effects by them taking the drug.
(m) Any indication of a side effect from the use of risperidone should prompt a review of its use and a decision should be taken as to whether the side effect is transient and will wear off or whether the side effect is causing more harm than the benefit provided by the use of the drug.
(n) Melatonin should only be tried once sleep hygiene interventions have been attempted.
(o) Adverse reactions to melatonin can include headaches, light-headedness, dizziness, dreams when sleeping and nausea.
(p) Most side effects are transient so the advice normally given is to persevere.
(q) The use of melatonin should be closely monitored.
(r) Side effects with the use of melatonin are uncommon.
(s) Melatonin is most commonly prescribed for people over 55 but is also routinely prescribed for children with autism.
(t) Both risperidone and melatonin are commonly used with autistic children but should not be used prior non-drug therapies.
(u) There is an alternative antipsychotic drug to risperidone that is used with autistic children but it has a similar side effect profile and there is no alternative medication that can help with anxiety.
"Due to the significant levels of T's anxiety it is difficult for him to access and benefit from the various psycho social interventions as detailed above. With this in mind, the role of medication is seen as a short-term intervention to reduce anxiety to a point where T will be able to benefit from the strategies being implemented. lt is the aim that the medication would be gradually reduced as appropriate. The Consultant Psychiatrist for X unit has recommended that T take Risperidone; this works by changing the activity of chemicals in the brain called neurotransmitters and will affect his mood and psychological behaviour. The aim is that T will be more receptive to the strategies that are being implemented, enabling these to be more successful for him. It is X unit's policy to ensure that best practice is followed in all matters. With regard to medication, it is expected that our visiting psychiatrist would follow appropriate NICE (National lnstitute for Health and Care Excellence) guidelines". The relevant sections of the NICE guidelines have been reproduced within the report.
While a care order is in force with respect to a child, the local authority designated by the order shall—
(a) have parental responsibility for the child; and
(b) have the power (subject to the following provisions of this section) to determine the extent to which —
(i) a parent, guardian or special guardian of the child; or
(ii) a person who by virtue of section 4A has parental responsibility for the child,
may meet his parental responsibility for him.
The authority may not exercise the power in subsection (3)(b) unless they are satisfied that it is necessary to do so in order to safeguard or promote the child's welfare.
"i) Are either or both of the naming of a child and registration of a child's birth and the entry onto the register of a child's name under the Births and Deaths Registration Act 1953 (BDRA 1953) acts of parental responsibility?
ii) If the naming of a child is an act of parental responsibility :
a) Can a local authority under the powers given to it under the CA 1989 prevent a mother from naming and registering her child with the name of her choice; and/or
b) Can a court under its inherent jurisdiction (notwithstanding the limitations placed on the exercise of those powers under section 100 CA 1989) intervene in appropriate circumstances either to prevent the registration of a particular forename (or to change the name in question once registered)?"
"58. That power is however subject always to section 33(4) CA 1989 which states:
"(4) The authority may not exercise the power in subsection (3)(b) unless they are satisfied that it is necessary to do so in order to safeguard or promote the child's welfare."
"On the face of it, it follows (that subject to any issues that may arise consequent upon a submission that such action on the part of the local authority would be a breach of the parents' ECHR Article 8 right to respect for their private and family life) the law gives the local authority the power to exercise its parental responsibility under section 33(3) CA 1989 in order to prevent the mother from giving her twins the forenames of her choice".
(a) each drug, whilst commonly used with autistic children, has recognized and serious side effects;
(b) T's impairments are such that I am satisfied that he would have more difficulty in expressing that he was suffering side effects, were they to arise;
(c) If the administration of vaccinations and the change of a child's first name are such serious interferences with the article 8 rights of a parent, so as to require an order under the inherent jurisdiction of the High Court to override the will of a parent, however unreasonable that parent may appear to be, it would be a nonsense for the reasonable concerns of this mother not to be of sufficient gravity to justify similar protections.