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England and Wales High Court (King's Bench Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (King's Bench Division) Decisions >> Carus v Stonyhurst [2024] EWHC 3052 (KB) (07 October 2024) URL: http://www.bailii.org/ew/cases/EWHC/KB/2024/3052.html Cite as: [2024] EWHC 3052 (KB) |
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KINGS BENCH DIVISION
PRESTON DISTRICT REGISTRY
Corrected: 11 October 2024 |
B e f o r e :
Sitting as a Judge of the High Court
____________________
THOMAS OLIVER CARUS |
Claimant |
|
- and – |
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STONYHURST (A LIMITED COMPANY BY GUARANTEE) |
Defendant |
____________________
Mr Woodhouse K.C of Counsel (instructed by Clyde & Co) for the Defendant
Hearing 24th September 2024
____________________
Crown Copyright ©
Her Honour Judge Beech:
Introduction
TC's case
"it is the Claimant's case that he should not have been playing at all at the time he met his injury and that, in selecting the Claimant to play and/or failing to withdraw him from the game following his complaint of injury, the Defendant was negligent. His continued presence on the pitch exposed him to a risk of injury and injury he suffered, even if at a degree of severity that has clearly shocked all those involved".
The reference to "injury" in the first sentence of the above quotation refers to an injury to his left hand suffered by TC during the first half of the game.
a) (i) - TC should not have been playing in the game;
b) (ii), (iii) & (v)(b) - failed to undertake a safe and suitable risk assessment of TC taking account of his physical condition, maturity, technical ability, injury history, confidence and desire or otherwise to play against bigger, older opponents and failed to devise and enforce a safe system of risk assessment with reference to the RFU and other appropriate guidance. Had such an assessment been carried out, TC would not have been playing in the 1st XV;
c) (iv) - failed to devise or enforce a safe system of assessment of injuries and their impact upon a player's ability to continue to play competitive full contact rugby (reference to "concussive (and other) injuries" has been struck out of the paragraph as this claim is not about concussion);
d) (v)(a) - failed to heed and act upon the specific safety issues and concerns raised by TC's father with Mr Charles during the previous school year.
e) (c) - Ignored or failed to appreciate that during the game TC was hesitant and reluctant to come into full contact with the opposition and he will state that he felt out of his depth and was nervous. He should have been substituted;
f) (d), (e) & (f) - During the first half, TC approached Mr Charles on the touch line and asked to be taken off because he had injured his hand. Mr Charles failed to assess TC's safety to continue playing and refused his request, telling him to continue playing (it is also asserted that TC asked to be taken off as he felt out of his depth). Mr Charles should have asked whether TC was comfortable or confident in continuing to play;
g) (g) - Mr Charles failed to warn or inform TC's parents that he was intending to select TC to play in the 1st XV. Had they been informed, they would have refused permission for TC to play, if he could potentially have been playing against players two years older than him;
h) (h) & (i) - Mr Charles failed to exercise proper care and skill in his employment as Head of Rugby and as a reasonably prudent and experienced teacher in charge of the selection of and running of the school rugby teams.
a) The RFU recommended the preparation of a risk assessment and provided advice and guidance as to the circumstances in which children can play outside their Year age group;
b) The "playing up" guidance for U17s males (amongst whose ranks TC was then numbered) is that they are permitted to play with U18s (but not with over 18s) so long as an appropriate assessment has been carried out (and documented) and approval has been gained from an individual with parental responsibility or the school headteacher (as applicable).
(It is unclear where either the rules or the guidance required a risk assessment to be "documented").
D's case
a) TC had been the Captain of the rugby team in each of the academic years and was a skilled and enthusiastic player;
b) prior to this fixture taking place, TC applied to be selected for the Senior Rugby Tour to South Africa in the summer of 2016. TC was duly selected and played in the Development Team. The selection process was based on "playing ability, attitude, consistent application and commitment to college sport" (see the notice drafted by Mr Charles provided during the course of the application hearing). A full, generic risk assessment was made which was provided to the experts.
c) On the 7th September 2016, the 1st XV played a match against Audenshaw and TC was included in the team.
Joint Experts Report
a) Mr Charles was appropriately experienced/qualified to coach the 1st XV team;
b) There was no evidence to suggest that TC was an unwilling participant in playing rugby for his school (as is suggested in his witness statement but now abandoned);
c) There is no evidence to suggest that playing rugby at Stonyhurst was compulsory or that not playing rugby was not a viable option;
d) It was appropriate for Y12/lower 6th students (which TC was) to play in the 1st XV/U18 team;
e) Preparing a generic risk assessment for playing rugby in a school situation is a recommended requirement;
f) There is no requirement to prepare a formal single individual risk assessment for students and this was not normally done;
g) Neither is there any requirement for the preparation of single risk assessments for each game in schools;
h) D's risk assessments were appropriate and any criticisms of the risk assessments had no causative effect in relation to TC's injury;
i) TC's playing experience prepared him appropriately for playing in the 1st XV;
j) Participation in the pre-season tour to South Africa was an appropriate means of assessing the suitability of students to play in the 1st XV;
k) Participation in a pre-season match such as the Audenshaw match was an appropriate means of assessing the students' abilities to play in the 1st XV;
l) TC was of a suitable size and stature in relation to the other students in the 1st XV team and he was suitably skilled;
m) Upon viewing the video of the second half of the match, the pitch was appropriate, the refereeing was appropriate, the teams were suitably matched in physical size and ability and the match was played in an appropriate manner;
n) TC did not look out of his depth and he played a full and active part in the match;
o) There was no visible sign that TC wanted to leave the field of play although there may have been a discussion between TC and Mr Charles for which there is no evidence;
p) There is no evidence to suggest that it was unsafe for TC to continue playing in the match, prior to him suffering significant injury although the lack of a video of the first half of the match is problematical in accurately assessing any injuries TC sustained;
q) There is evidence of him holding his hand which may indicate that he had suffered an injury to his hand but the video presents TC as a willing and active participant throughout the second half of the match;
r) It is impossible to determine the extent of an alleged injury in relation to game performance. Players do continue to play if injuries are not significant and can be managed through the game. The decision to leave the field of play can be made by the player, the teacher in charge, the referee or any combination of participants;
s) There was no evidence that TC was so seriously injured that he should have been considered unable to continue playing and be substituted immediately;
t) There is no evidence that the referee was concerned about TC's hand injury or his ability to continue to participate in the match;
u) There is no evidence to suggest that TC's hand injury caused or contributed to the injury that he subsequently sustained in the second half of the match;
v) It is common for players at school 1st XV/U18 level to suffer injuries or be hurt during a match and it is common that they continue to play in spite of being hurt (save with regard to head injuries);
w) It is a judgement call by the player and the coach as to whether a player should continue to play once injured. An experienced coach will err on the side of caution and judge whether in his/her opinion the player can continue without further injury (save with regard to head injuries which are far more serious and the utmost care must be taken);
x) With regard to a player who was nervous or who felt out of their depth, it is a judgement call for the coach/teacher as to whether they encourage the player to see whether they could continue playing rather than being substituted immediately. The judgement will be based on knowledge of the player and how they react in a difficult situation. In some cases, players will be substituted as soon as possible, in others they may be encouraged to continue to improve their confidence and competence;
y) There is no evidence of coercion on the video (now abandoned).
"Tom has contacted us this morning devastated that he has not been put forward for the Lancashire Trials tomorrow. This is a huge disappointment to him as he was unable to attend last year due to injury and despite being told that someone would come and watch him play later in the year this never materialised.
Tom has trained hard all summer and after a few weeks into term you have made the decision not to put him forward. I am sure you have your reasons and we would be very interested to hear them.
This is not the only blow Tom has had to rise above. Despite being Captain all last year he was not awarded the rugby award, an award which would normally be given to the captain.
As a parent, it is extremely difficult to see your son have to cope with such disappointments. I feel we have a very realistic view of our sons ability and input, not just from watching him play ourselves but from feedback from other parents. I think Stonyhurst is in danger of demoralising a passionate and committed player and we are very concerned this is going to have a knock on effect on the rest of his work in a very important year.
Tom would be mortified if he knew we had emailed you, so we would appreciate it if you did not discuss this email with him."
"Tom was thrilled to have been chosen to play for the first team. He was loving training and the trip of South Africa had inspired him. Not only did he have an amazing experience, he had the pleasure of getting to know his team mates, whose company he enjoyed so much. He also talked fondly of the lads in Rhetoric who he said were such good fun and friendly to him and his mates.
What happened in the first game of the season was a freak and shocking accident. If it wasn't for the quick and skilled care Tom received from parents watching and Mr Charles, it is without doubt Tom would have lost his life on the pitch.
Tom as you are aware has been extremely poorly but like you boys he is fit, strong and brave and is now on the long, slow road to recovery.
If Tom could speak to you all now he would say with a cheeky smile "come on lads, lets do it".
So keep your heads up and have a wonderful season, you are strong, tight and talented team with wonderful coaches …."
Application for summary judgment made by D
a) It considers that the party has no real prospect of success on the claim; and
b) There is no other compelling reason why the case or issue should be disposed of at trial.
There is no dispute between the parties as to the legal principles to be applied. In Swain v Hillman [1999] EWCA Civ 3053 Lord Woolf MR determined (AUB6):
It is important that a judge in appropriate cases should make use of the powers contained in Part 24. In doing so he or she gives effect to the overriding objectives contained in Part 1. It saves expense; it achieves expedition; it avoids the court's resources being used up on cases where this serves no purpose, and I would add, generally, that is in the interests of justice. If a claimant has a case which is bound to fail, then it is in the claimant's interests to know as soon as possible that that is the position.
…The correct approach on applications by defendants is, in my judgment, as follows:
i) The court must consider whether the claimant has a "realistic" as opposed to a "fanciful" prospect of success: Swain v Hillman [2001] 2 All ER 91;
ii) A "realistic" claim is one that carries some degree of conviction. This means a claim that is more than merely arguable: ED&F Man Liquid Products v Patel [2003] EWCA Civ 472 at [8]
iii) In reaching its conclusion the court must not conduct a "mini-trial": Swain v Hillman
iv) This does not mean that the court must take at face value and without analysis everything that a claimant says in his statements before the court. In some cases it may be clear that there is no real substance in factual assertions made, particularly if contradicted by contemporaneous documents: ED&F Man Liquid Products v Patel [2003] EWCA Civ 472 at [10]
v) However, in reaching its conclusion the court must take into account not only the evidence actually placed before it on the application for summary judgment, but also the evidence that can reasonably be expected to be available at trial: Royal Brompton Hospitals NHS Trust v Hammond (No 5) [2001] EWCA Civ 550
vi) Although a case may turn out at trial not to be really complicated, it does not follow that it should be decided without the fuller investigation into the facts at trial than is possible or permissible on summary judgment. Thus the court should hesitate about making a final decision without a trial, even where there is no obvious conflict of fact at the time of the application, where reasonable grounds exist for believing that a fuller investigation into the facts of the case would add to or alter the evidence available to a trial judge and so affect the outcome of the case: Doncaster Pharmaceuticals Group Ltd v Bolton Pharmaceutical Co 100 Ltd [2007] FSR 63;
vii) On the other hand it is not uncommon for an application under Part 24 to give rise to a short point of law or construction and, if the court is satisfied that it has before it all the evidence necessary for the proper determination of the question and that the parties have had an adequate opportunity to address it in argument, it should grasp the nettle and decide it. The reason is quite simple: if the respondent's case is bad in law, he will in truth have no real prospect of succeeding on his claim or successfully defending the claim against him, as the case may be. Similarly, if the applicant's case is bad in law, the sooner that is determined, the better. If it is possible to show by evidence that although material in the form of documents or oral evidence that would put the documents in another light is not currently before the court, such material is likely to exist and can be expected to be available at trial, it would be wrong to give summary judgment because there would be a real, as opposed to a fanciful, prospect of success. However, it is not enough simply to argue that the case should be allowed to go to trial because something may turn up which would have a bearing on the question of construction: ICI Chemicals & Polymers Ltd v TTE Training Ltd [2007] EWCA Civ 725
" …the words 'no real prospect of being successful or succeeding" do not need any amplification, they speak for themselves. The word "real" distinguishes fanciful prospects of success or…they direct the court to the need to see whether there is a "realistic" as opposed to a "fanciful" prospect of success .."
"It is certainly the case that under both rules (CPR 13.3(1) & 24.3), where there are significant differences between the parties so far as factual issues are concerned, the court is in no position to conduct a mini-trial: see Lord Woolf MR in Swain v Hillman [2001] All ER 91 at 95 in relation to CPR 24. However, that does not mean that the court has to accept without analysis everything said by a party in his statements before the court. In some cases it may be clear that there is no real substance in factual assertions made, particularly if contradicted by contemporary documents. If so, issues which are dependent upon those factual assertions may be susceptible of disposal at an early stage so as to save the cost and delay of trying an issue the outcome of which is inevitable: see the note at 24.2.3 in Civil Procedure (Autumn 2002) Vol 1 p.467 and Three Rivers DC v Bank of England (No.3) [2001] UKHL/16. [2001] 2 All ER 513 per Lord Hope of Craighead at paragraph [95] (and now Okpapi v Royal Dutch Shell Plc [2021]UKSC 3 per Lord Hambledon JSC at paragraph 21 and the note to CPR 24.3.2.2)
"The authorities therefore make clear that in the context of summary judgment the court is by no means barred from evaluating the evidence, and concluding that on the evidence there is no real (as opposed to fanciful) prospect of success. It will of course be cautious in doing so. It will bear in mind the clarity of the evidence available and the potential for other evidence to be available at trial which is likely to bear on the issues. It will avoid conducting a mini-trial. But there will be cases where the Court will be entitled to draw a line and say that - even bearing well in mind all those points – it would be contrary to principle for a case to proceed to trial".
Determination
By virtue of Regulation 15.3.6 of the RFU Regulations, U17s can train and play up one age grade (including in the front row of the scrum) or up two age grades if recommended by the School, provided that:
a) an appropriate assessment is carried out. Best practice in carrying out those assessments is to be found in the Age Grade Rugby Guidance; and
b) in respect of club rugby, approval is obtained from an individual who has parental responsibility for the player and
c) in respect of Schools' rugby, approval is obtained from the School's Head Teacher;
d) the individual who has parental responsibility for the player or the School's Head Teacher (as applicable) is informed that it is possible that this dispensation may result in the player playing with and/or against one or more U19 players who are playing down in accordance with Regulation 15.4.3.
TC's case with regard to parental consent is set out in paragraph 4(g) above. It is unarguable that Mr and Mrs Carus were not aware that TC was playing in the first XV team:
TC pg 132: "when I told my parents, they said that they thought I would be a substitute.."
Mr Carus pg 142: "When Tom told me he had been selected for the first team I was surprised. This team was usually full of pupils from the upper sixth. I assumed that Tom would be on the substitute bench, that he was there to watch and get a feel for it, rather than to actually play."
Mrs Carus pg 150: "On or around the 9th September 2016, Tom told us that he had been selected to play for the first XV team in a game against St Mary's Mount school .. I was surprised by Tom's selection given that he had only just started in the lower sixth form .. Bearing in mind Dickon's re-assuring conversation he had with Mr Charles the months prior (sic), I thought Tom would be protected. I assumed Tom would be a substitute and it was unlikely that he would get onto the pitch".
Ben Carus pg 157 "On or around 9th September 2016, Tom told me that he had been selected to play for the first XV team .."
None of the witness statements filed on behalf of TC mention the match against Audenshaw the week before TC's accident and therefore do not mention that he had already played a full part in that game as a 1st XV player. By reason of the fact that TC had already played with the 1st XV, the assertion that it was anticipated that on 10th September 2016, TC would have been a substitute is not understood. He was already a fully participating member of the team. But in any event, one cannot assume that even if a player is on the substitutes bench, that they are not going to play. TC's case in this regard does not withstand close scrutiny. The point of being a substitute is that you may very well be called upon to play.
The failure to remove TC from the field of play
"Where there are a number of options available for the teacher as to the manner in which he might discharge that duty, he is not negligent if he chooses one which, exercising the Bolam test (1957 1 WLR 582), would be within a reasonable range of options for a reasonable teacher exercising that duty of care in the circumstances".
Conclusion
Her Honour Judge Beech